2011-01-28T16:32:22-06:00 2010-06-30 SWARTZ RETSON & CO PC 235 E 86TH AVE MERRILLVILLE IN 46410 990 2009-07-01 132890752 COUNCIL FOR ADULT AND EXPERIENTIAL LEARNING COUN 3124992600 55 EAST MONROE No 1930 CHICAGO IL 60603 GLORIA WAGNER 3124492600 2011-01-26 1 RUTH BEST 2197693616 2009 2016-02-24 21:20:13Z GLORIA WAGNER 55 EAST MONROE CHICAGO IL 60603 12195066 0 X WWW.CAEL.ORG X 1979 IL AN INTERNATIONAL MEMBERSHIP ORGANIZATION DEDICATED TO IMPROVING EDUCATIONAL OPPORTUNITIES FOR ADULTS. CAEL DEVELOPS AND COORDINATES PROGRAMS TO MEET THE SPECIFIC EDUCATIONAL, TRAINING AND RETRAINING NEEDS OF ADULTS THROUGH ITS CONTRACTS WITH BUSINESS, LABOR AND GOVERNMENT. 33 33 158 0 0 0 8419997 3505085 10574111 5835167 -101229 31622 181934 361619 19074813 9733493 0 0 8420467 4406121 0 0 11794431 4913396 20214898 9319517 -1140085 413976 15198758 13704913 5828898 3439409 9369860 10265504 AN INTERNATIONAL MEMBERSHIP ORGANIZATION DEDICATED TO IMPROVING EDUCATIONAL OPPORTUNITIES FOR ADULTS. CAEL DEVELOPS AND COORDINATES PROGRAMS TO MEET THE SPECIFIC EDUCATIONAL, TRAINING AND RETRAINING NEEDS OF ADULTS THROUGH ITS CONTRACTS WITH BUSINESS, LABOR AND GOVERNMENT. 0 1 917584 892049 HIGHER EDUCATION: ASSISTS EDUCATIONAL INSTITUTIONS TO PROVIDE ADULTS WITH MEANINGFUL, RELEVANT AND QUALITY LEARNING EXPERIENCES. 2586130 4282448 CORPORATE SERVICES: ASSISTS EMPLOYERS AND EDUCATIONAL INSTITUTIONS ON PROJECTS FOR BOTH THE ACTIVE AND DOWNSIZED WORKFORCE. 1531645 15214 RESEARCH AND POLICY: CREATES ALLIANCES BETWEEN PUBLIC, PHILANTHROPIC AND PRIVATE SECTORS TO SUPPORT ACCESS AND SUCCESS FOR ADULTS AS THEY PURSUE QUALITY LEARNING OPPORTUNITIES AND CAREER PATHS. 1077239 677880 PROVIDES RESEARCH, FACILITATION AND PLANNING ASSISTANCE TO PUBLIC SECTOR AND HEALTHCARE AGENCIES DEVELOPING EDUCATION AND TRAINING INITIATIVES. THROUGH SEPTEMBER 1, 2009, ALSO PROVIDED TUITION ASSISTANCE MANAGEMENT SERVICES. 1077239 677880 6112598 1 1 0 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 1 55 0 158 1 0 0 0 0 0 0 0 0 0 33 33 0 0 0 0 0 0 0 1 0 0 0 0 1 0 1 0 0 1 0 1 0 IL X GLORIA WAGNER ASSOC VP OF FINANCE 3124992600 55 EAST MONROE CHICAGO IL 60603 PAUL ALMEIDA 1.00 X 0 0 0 DR MILDRED GARCIA 1.00 X 0 0 0 DR RONALD J HENRY 1.00 X X 0 0 0 DR PETER EWELL 1.00 X 0 0 0 DR ARTHUR KIRK JR 1.00 X 0 0 0 SHARI FRANKLIN 1.00 X 0 0 0 DR PAUL LeBLANC 1.00 X 0 0 0 B RUSSELL LOCKRIDGE 1.00 X X 0 0 0 DR TULLISSE MURDOCK 1.00 X 0 0 0 DR FREDERICK MOORE 1.00 X 0 0 0 DR HOLLY MOORE 1.00 X 0 0 0 DR JOSEPH MOORE 1.00 X X 0 0 0 DR BARBARA MURPHY 1.00 X 0 0 0 MICHAEL MURRAY 1.00 X 0 0 0 DR SHIRLEY PIPPINS 1.00 X 0 0 0 JOANN SHAW 1.00 X 0 0 0 DR WAYNE E GILES 1.00 X 0 0 0 CHINA GORMAN 1.00 X X 0 0 0 DR BEVERLEY J PITTS 1.00 X 0 0 0 RODNEY POWELL 1.00 X X 0 0 0 DR RODNEY SMITH 1.00 X 0 0 0 HAVEN COCKERHAM 1.00 X 0 0 0 DR CARLOS HERNANDEZ 1.00 X 0 0 0 DR DORSEY KENDRICK 1.00 X 0 0 0 BRIAN KENNEDY 1.00 X 0 0 0 FELICE NUDELMAN 1.00 X 0 0 0 JUDY SCHUELER 1.00 X 0 0 0 KIMBERLY VAUGHN 1.00 X 0 0 0 ANTHONY BEEBE 1.00 X 0 0 0 KATHLEEN GALLO 1.00 X 0 0 0 JIMMY GURGANUS 1.00 X 0 0 0 ANNE LANG 1.00 X 0 0 0 BRUCE LESLIE 1.00 X 0 0 0 PAMELA TATE 40.00 X 306053 0 41007 GLORIA WAGNER 40.00 X 111859 0 14206 JUDY WERTHEIM 40.00 X 156896 0 16001 PHYLLIS SNYDER 40.00 X 138955 0 14828 AMY SHERMAN 40.00 X 105560 0 15447 DIANA BAMFORD-REES 40.00 X 100262 0 15974 919585 0 117463 9 0 1 0 DOW LOHNES PLLC 1200 NEW HAMPSHIRE AVENUE NW SUIT WASHINGTON DC 200366802 LEGAL SERVICES 185110 1 3505085 3505085 CONTRACT REVENUE & CON 611710 5258345 5258345 CONFERENCE REGISTRATIO 611710 236801 236801 MEMBERSHIP DUES 900099 197194 197194 PUBLICATIONS 511130 71957 71957 OTHER PROGRAM FEES 900099 70870 70870 5835167 168602 168602 329195 329195 329195 329195 2324593 2461573 -136980 -136980 -136980 OTHER INCOME 900099 32424 32424 32424 9733493 5867591 0 360817 681741 163673 518068 2980052 2300652 679400 121415 95206 26209 358677 265283 93394 264236 180212 84024 114135 7306 106829 38414 38414 20824 20824 23891 4850 19041 286288 147050 139238 120254 51706 68548 768795 1769 767026 324379 276926 47453 203886 186038 17848 80337 80337 107845 107845 43244 171 43073 CONSULTANTS 962191 901555 60636 TUITION EXPENSE 509087 509087 TRAINERS / ADVISORS 386523 380742 5781 OTHER OPERATING EXPENSE 272338 84938 187400 LILA MATCH / PARTNER / 264567 263278 1289 386398 292156 94242 9319517 6112598 3206919 0 3633600 2530782 1336537 762085 1348569 1792736 2166692 1068225 329111 100491 1721033 1631318 1450559 89715 4933690 6008961 1351918 15198758 13704913 1271907 977397 130295 86105 1680575 1740912 2746121 634995 5828898 3439409 X 6024417 6538495 3345443 3727009 9369860 10265504 15198758 13704913 X 0 1 1 X 1 1 X 1780654 4656344 2367892 2257933 3505085 14567908 1780654 4656344 2367892 2257933 3505085 14567908 7809498 6758410 193120 276773 284771 201266 497797 1453727 19662 167925 98470 181934 32424 500415 16522050 49349652 0.40910 0.56380 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 20824 20824 9298693 9319517 615976 153994 0 0 1000000 1000000 615976 2615976 3923964 15000 25148 20824 60972 250000 250000 153994 653994 980991 682714 669013 13701 1038319 962305 76014 89715 INVESTMENT IN RELATED PARTY 1351918 C 1351918 PAYABLE UNDER AGENCY AGREEMENT 597510 ACCRUED LIABILITIES - RELATED PARTY 37485 634995 9733493 9319517 413976 481668 481668 895644 8631774 481668 481668 8150106 1583387 1583387 9733493 8107068 0 8107068 1212449 1212449 9319517 Part X: Description of Uncertain Tax Positions Under FIN 48: WHEN APPLICABLE, CHANGES IN BENEFITS ARISING FROM CURRENT AND PRIOR TAX POSITIONS TAKEN BY THE ORGANIZATION ARE RECOGNIZED IN THE PERIOD IN WHICH THE CHANGE OCCURS. CHANGES RESULTING FROM SETTLEMENTS WITH TAXING AUTHORITIES ARE RECOGNIZED IN THE PERIOD THAT SETTLEMENT OCCURS. REDUCTIONS IN UNRECOGNIZED TAX BENEFITS AS A RESULT OF A LAPSE OF THE APPLICABLE STATUTE OF LIMITATIONS ARE RECOGNIZED IN THE PERIOD THE STATUTE LAPSES. PROJECTED PENALTIES AND INTEREST RECOGNIZED ON TAX POSITIONS WHERE IT IS REASONABLY POSSIBLE THAT THE ORGANIZATION'S TAX POSITION WILL NOT PREVAIL IN A REVIEW BY TAXING AUTHORITIES IS RECOGNIZED AS PART OF CURRENT PERIOD INCOME TAX EXPENSE. TAX PERIODS 2006, 2007, 2008 AND 2009 REMAIN SUBJECT TO EXAMINATION BY TAXING JURISDICTIONS. Part XII, Line 4b - Other Adjustments: REVENUE FROM DISCONTINUED OPERATIONS NOT MEETING 25% THRESHOLD: 1583387. Part XIII, Line 4b - Other Adjustments: EXPENSES FROM DISCONTINUED OPERATIONS NOT MEETING 25% THRESHOLD: 1212449. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 PAMELA TATE 298948 0 0 0 7105 0 14700 0 26307 0 347060 0 378780 0 JUDY WERTHEIM 156896 0 0 0 0 0 8261 0 7740 0 172897 0 169420 0 PHYLLIS SNYDER 138955 0 0 0 0 0 7291 0 7537 0 153783 0 154436 0 Part I, Line 1a THE PRESIDENT UPGRADES TO FIRST CLASS 25 - 30% OF THE TIME, FOR WHICH THE ORGANIZATION PAYS. EDLINK LLC FILING ENTITY'S CEO IS DIRECTOR OF INTERESTED PERSON 329195 RENTAL OF REAL PROPERTY 0 EDLINK LLC FILING ENTITY'S CEO IS DIRECTOR OF INTERESTED PERSON 75899 CONSULTING SERVICES 0 EDLINK LLC FILING ENTITY'S CEO IS DIRECTOR OF INTERESTED PERSON 1351918 JOINT VENTURE IN LLC 0 Form 990, Part III, line 3 Changes in Program Services AS OF SEPTEMBER 2, 2009, THE ORGANIZATION CEASED PROVIDING THE TUITION ASSISTANCE MAINTENANCE SERVICES LINE OF BUSINESS. THIS LINE OF BUSINESS WAS LESS THAN 25% DIVESTITURE. Form 990, Part VI, Section A, line 8b THE CAEL BOARD OF TRUSTEES MEETS SEMI-ANNUALLY AND BOARD MINUTES ARE COMPILED. THE FINANCE COMMITTEE OF THE BOARD OF TRUSTEES MEET QUARTERLY. MINUTES ARE NOT TAKEN. HOWEVER, ANY RECOMMENDATIONS FROM THE FINANCE COMMITTEE THAT REQUIRE BOARD ACTION ARE SENT TO ALL BOARD MEMBERS FOR FEEDBACK AND A VOTE. Form 990, Part VI, Section B, line 11 THE ORGANIZATION'S ASSOCIATE VICE PRESIDENT OF FINANCE REVIEWS THE FORM 990 PRIOR TO FILING. Form 990, Part VI, Section B, line 12c THE ASSOCIATE VICE PRESIDENT OF FINANCE REVIEWS DISBURSEMENTS. WHEN A DISBURSEMENT REQUEST IS PRESENTED FOR A KNOWN CONFLICT OF INTEREST, THE ASSOCIATE VICE PRESIDENT OF FINANCE ENSURES THAT THE POLICY IS FOLLOWED. Form 990, Part VI, Section B, line 15a THE BOARD SHALL APPOINT A COMPENSATION AND CONFLICTS COMMITTEE, CONSISTING OF NOT LESS THAN THREE PERSONS, TO ADDRESS TRANSACTIONS AND DISQUALIFIED PERSONS. THE COMPENSATION AND CONFLICTS COMMITTEE SHALL REVIEW TRANSACTIONS WITH DISQUALIFIED PERSONS. THE COMPENSATION AND CONFLICTS COMMITTEE SHALL CONSIDER AND BE AUTHORIZED TO HIRE A DISINTERESTED THIRD PARTY TO REVIEW THE TRANSACTION FOR DETERMINATION OF WHETHER IT CONSTITUTES AN EXCESS BENEFIT TRANSACTION. THE COMPENSATION AND CONFLICTS COMMITTEE SHALL IDENTIFY ON AN ANNUAL BASIS A LIST OF DISQUALIFIED PERSONS, AND OBTAIN THEIR ACKNOWLEDGEMENT OF THE INTERMEDIATE SANCTIONS POLICY. ALL DISINTERESTED PERSONS SHALL INFORM CAEL IF THEY HAVE A FINANCIAL INTEREST IN A TRANSACTION WITH CAEL. THE BOARD AND / OR THE COMPENSATION AND CONFLICTS COMMITTEE SHALL OBTAIN AND RELY UPON APPROPRIATE DATA AS TO THE COMPARABILITY OF THE TRANSACTION WITH UNRELATED PARTIES. THE MINUTES OF THE BOARD MEETINGS AND ALL COMMITTEES SHALL INCLUDE THE ADEQUATELY DOCUMENTED BASIS FOR DETERMINATION WITH RESPECT TO ANY TRANSACTION AND A "ROLL CALL" RECORD OF ANY VOTE TAKEN. DURING THE FISCAL YEAR REPORTED HEREIN, THE ORGANIZATION USED AN INDEPENDENT THIRD PARTY TO OBTAIN COMPARABILITY DATA AS PREVIOUSLY MENTIONED TO ASSIST IN DETERMINING COMPENSATION FOR THE CEO. THE RESULTS WERE REVIEWED BY THE COMPENSATION AND CONFLICTS COMMITTEE AND DOCUMENTED IN MINUTES. Form 990, Part VI, Section C, line 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST STATEMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. EDLINK LLC 55 E MONROE SUITE 1930 CHICAGO IL 60603 270700703 TUITION BENEFIT ADMINISTRATION DE RELATED 50 0 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 1 1 0