2011-02-03T08:36:28-06:00 2010-06-30 PricewaterhouseCoopers LLP 2001 MARKET ST SUITE 1700 PHILADELPHIA PA 19103 990 2009-07-01 240795445 LEHIGH UNIVERSITY LEHI 6107583140 524 BRODHEAD AVENUE BETHLEHEM PA 18015 DENISE M BLEW 2011-02-01 true 2673303000 2009 2016-02-24 21:20:13Z ALICE GAST 28 MEMORIAL DRIVE WEST BETHLEHEM PA 18015 1128813268 false X WWW3.LEHIGH.EDU X 1866 PA SEE SCHEDULE O 10 9 1679 2050 2105432 -600964 83692215 88194884 253632909 260657028 -25653927 89842426 1848808 -3916290 313520005 434778048 74020164 76903341 0 0 173600370 177268815 0 0 8926052 119984104 116832181 367604638 371004337 -54084633 63773711 1634115457 1689750156 373516050 359329068 1260599407 1330421088 LEHIGH UNIVERSITY ASPIRES TO BE A PREMIER RESEARCH UNIVERSITY AND IS FOCUSED ON ENHANCING ITS ROLE AND IN ORDER TO AMPLIFY THE UNIVERSITY'S MISSION OF TEACHING, RESEARCH AND SERVICE. LEHIGH LOOKS TO MAKE A DIFFERENCE IN THE WORLD AS WELL AS PROVIDE OPPORTUNITIES FOR STUDENTS TO ACHIEVE GREATER SUCCESS AND PROVIDE THEM WITH THE SKILLS AND KNOWLEDGE NECESSARY TO MAKE A POSITIVE IMPACT IN THE WORLD. false false 241294470 70623506 216442574 INSTRUCTION: LEHIGH IS AN INDEPENDENT, COEDUCATIONAL UNIVERSITY WITH PROGRAMS OFFERED IN FOUR COLLEGES: ARTS AND SCIENCES, BUSINESS, EDUCATION AND ENGINEERING. AN INTERDISCIPLINARY MINDSET HAS LONG BEEN A PART OF THE LEHIGH CULTURE AND IS EVIDENT IN THE UNIVERSITY'S APPROACH TO TEACHING AND RESEARCH. LEHIGH'S UNDERGRADUATE AND GRADUATE STUDENTS WORK IN A COLLABORATIVE ENVIRONMENT, WHERE THEY HAVE THE OPPORTUNITY TO WORK CLOSELY WITH FACULTY, STAFF AND FELLOW STUDENTS IN A SMALL, PERSONALIZED SETTING. LEHIGH'S FOUR COLLEGES OFFER UNDERGRADUATE, MASTER'S AND DOCTORAL DEGREES AND COLLABORATE ON A VARIETY OF CROSS-DISCIPLINARY PROGRAMS AND ON CROSS-COLLEGE FACULTY RESEARCH. LEHIGH OFFERS 12 UNDERGRADUATE AND GRADUATE DEGREES AND OFFERS MORE THAN 91 UNDERGRADUATE PROGRAMS AND MAJORS, FEATURING MORE THAN 2,500 COURSES. THERE ARE 65 PROGRAMS OFFERED AT THE GRADUATE LEVEL. IN THE FALL OF 2009, LEHIGH UNDERGRADUATE ENROLLMENT WAS 4,782 FTE UNDERGRADUATE STUDENTS AND 1,533 FTE GRADUATE STUDENTS. 39595991 5128965 36283115 RESEARCH: LEHIGH IS COMMITTED TO THE PURSUIT OF NEW KNOWLEDGE, CREATIVE DISCOVERY, AND SCHOLARLY INQUIRY, ESTABLISHING A VIBRANT INTELLECTUAL CULTURE THAT PERVADES THE CAMPUS COMMUNITY. FACULTY RESEARCH AND CREATIVE WORK HAS BEEN RECOGNIZED NATIONALLY AND INTERNATIONALLY BY HIGH HONORS FROM PEERS, SIGNIFICANT GRANTS AND FUNDING, PATENTS GRANTED, AND NUMEROUS AND VARIED AWARDS. LEHIGH FACULTY HAVE CONTRIBUTED TO ADVANCEMENTS IN THEIR DISCIPLINES AND HAVE BEEN AT THE FOREFRONT OF MAJOR DISCOVERIES THAT HAVE IMPROVED THE LIVES OF MILLIONS. THIS SCHOLARLY INQUIRY AND RESEARCH POSITIVELY IMPACTS AND ENHANCES THE LEARNING EXPERIENCE IN THE CLASSROOM. TOGETHER WITH TRADITIONAL FACULTY SCHOLARSHIP ACTIVITIES, IN FISCAL YEAR 2010, APPROXIMATELY 890 ACTIVELY SUPPORTED RESEARCH PROJECTS WERE BEING CONDUCTED. 30442091 720475 36556417 AUXILIARY SERVICES: STUDENT LIFE AT LEHIGH CREATES A BALANCED EDUCATIONAL EXPERIENCE THAT INTEGRATES FORMAL STUDIES WITH RESIDENTIAL LIFE AND A VIBRANT ARRAY OF STUDENT ORGANIZATIONS AND ACTIVITIES. LEHIGH IS A CARING COMMUNITY DEEPLY COMMITTED TO HARMONIOUS CULTURAL DIVERSITY AS AN ESSENTIAL ELEMENT OF THE LEARNING ENVIRONMENT. IN ORDER THAT ALL MEMBERS OF THE LEHIGH COMMUNITY MIGHT DEVELOP AS EFFECTIVE AND ENLIGHTENED CITIZENS, THE UNIVERSITY ENCOURAGES PHYSICAL, SOCIAL, ETHICAL AND SPIRITUAL DEVELOPMENT AS WELL AS RIGOROUS INTELLECTUAL DEVELOPMENT. IN FISCAL YEAR 2010, APPROXIMATELY 3,275 UNDERGRADUATE STUDENTS RESIDED IN RESIDENCE HALLS, FRATERNITIES OR SORORITIES AND 382 RESIDENTS OCCUPIED GRADUATE HOUSING ON LEHIGH'S CAMPUS. 24822865 430395 59569807 336155417 true true false true true false true false true true false true true true true true true false true false false true true true true false false false false false false false false true false true true false false false true true false false true 9763 1 true 1679 true true true true false false false true true false false false true true false false false 10 9 true false false false false false false true true false true true true true true true true true true true false AK AZ CO ME MD MA MI NH NY PA SC WA X X KATHY MILLER CONTROLLER 6107583140 LEHIGH UNIVERSITY 524 BRODHEAD AVE BETHLEHEM PA 18015 DANIEL E SMITH JR 3.0 X 0 0 0 WILLIAM F HECHT 2.0 X 0 0 0 DENNIS E SINGLETON III 2.0 X 0 0 0 PETER E BENNETT 1.0 X 0 0 0 NANCY M BERMAN 1.0 X 0 0 0 ROBERT L BROWN III 1.0 X 0 0 0 MICHAEL J CARUSO 1.0 X 0 0 0 MARIA K CHRIN 1.0 X 0 0 0 AMY R CHURGIN 1.0 X 0 0 0 KEVIN L CLAYTON 1.0 X 0 0 0 WILLIAM W CROUSE III 1.0 X 0 0 0 JANET G DAVIDSON 1.0 X 0 0 0 JAMES J DUANE III 1.0 X 0 0 0 ANDREW C FIALA 1.0 X 0 0 0 PATRICK A FISCHER 1.0 X 0 0 0 JOHN H GLANVILLE 1.0 X 0 0 0 DAVID J HAIME 1.0 X 0 0 0 THOMAS J HEALY JR 1.0 X 0 0 0 FRANCIS J INGRASSIA 1.0 X 0 0 0 JANE P JAMIESON 1.0 X 0 0 0 GEORGE N KLEDARAS 1.0 X 0 0 0 PAUL N LEITNER 1.0 X 0 0 0 JOHN E MCGLADE 1.0 X 0 0 0 MARC L PALEY 1.0 X 0 0 0 JOSEPH R PERELLA 1.0 X 0 0 0 GAIL PRICE 1.0 X 0 0 0 J STUART RYAN 1.0 X 0 0 0 BRAD ERIC SCHELER 1.0 X 0 0 0 TARA I STACOM 1.0 X 0 0 0 ELLIOT J SUSSMAN 1.0 X 0 0 0 JAMES R TANENBAUM 1.0 X 0 0 0 RALPH A THOMAS 1.0 X 0 0 0 KATHLEEN D TRIMBLE 1.0 X 0 0 0 R CHARLES TSCHAMPION III 1.0 X 0 0 0 RONALD J ULRICH 1.0 X 0 0 0 JOHN VRESICS 1.0 X 0 0 0 WENDELL P WEEKS 1.0 X 0 0 0 DEBORAH E ZAJAC 1.0 X 0 0 0 MICHAEL D ZISMAN 1.0 X 0 0 0 ALICE P GAST 40.0 X 802754 0 119076 MARGARET F PLYMPTON 40.0 X 270474 0 31394 FRANK A ROTH 40.0 X 254931 0 40846 DENISE M BLEW 40.0 X 178399 0 35385 PATRICK V FARRELL 40.0 X 164971 0 23685 DAVID HAMMER 40.0 X 74405 0 23179 PETER M GILBERT 40.0 X 603226 0 39723 SZU-YUNG DAVID WU 40.0 X 259931 0 43356 ANNE S MELTZER 40.0 X 250009 0 31255 PAUL R BROWN 40.0 X 425633 0 27858 MOHAMED S EL-AASSER 40.0 X 355843 0 36799 MARTIN P HARMER 40.0 X 318353 0 26553 JOSEPH P KENDER JR 40.0 X 309557 0 40686 DONALD O ROCKWELL 40.0 X 294086 0 44190 ROLAND K YOSHIDA 40.0 X 154295 0 30932 ANTHONY J MCHUGH 40.0 X 242762 0 26139 K SIVAKUMAR 40.0 X 290219 0 35197 5249848 0 656253 315 true true false ALVIN H BUTZ INC 840 HAMILTON ST SUITE 600 ALLENTOWN PA 18105 CONSTRUCTION MGMT 31416473 SODEXO INC AFFILIATES 4880 PAYSPHERE CIRCLE CHICAGO IL 60674 FOOD SERVICE 9347140 ABM JANITORIAL SERVICES PO BOX 198352 ATLANTA GA 30384 CUSTODIAL SERVICES 7748684 BRICKMAN GROUP LTD PO BOX 71358 CHICAGO IL 606941358 GROUNDS MAINTENANCE 2188813 CARNEGIE MELLON UNIVERSITY 5000 FORBES AVE PITTSBURGH PA 15213 RESEARCH SUBRECIP 1950455 72 261477 42604256 45329151 996747 88194884 AUXILIARY OPERATIONS 721000 35114773 35114773 TUITION REVENUE 900099 214804010 214804010 RENT & FEES AFFILIATED ORGS 812900 430557 430557 OTHER SALES AND SERVICES 900099 7692561 6733539 959022 PROGRAM INVESTMENT INCOME 525990 163098 163098 2452029 581422 1870607 260657028 16550517 16550517 21015 21015 189446 189446 169035 127157 41878 41878 41878 766871450 69900 693478957 191499 73392493 -121599 73270894 -724197 73995091 124267 261477 237607 -113340 -113340 0 0 CHANGE FV INTEREST RATE SWAP -3894992 -3894992 ADJUST VALUE SPLIT INTEREST AGREEMENT -149173 -149173 ALL OTHER REVENUE 9891 9891 -4034274 434778048 257714059 2105432 86763673 4426300 4426300 69395436 69395436 3081605 3081605 0 3355048 780667 2246884 327497 296259 296259 0 0 134918173 123960939 6834303 4122931 11138903 9921072 848808 369023 18482461 16347857 1518638 615966 9077971 7993155 780563 304253 0 495567 142947 350620 2000 176593 16842 159751 0 66000 66000 0 3759446 3759446 14347831 12566316 1487652 293863 1484912 1231695 128185 125032 18799121 17687991 792409 318721 3272845 2295274 934747 42824 0 25523120 22580266 2083355 859499 4585984 4142447 117696 325841 4779 4779 3332420 3028450 139356 164614 9403830 8282060 807153 314617 0 21910857 19292513 1883990 734354 1732436 839058 893378 NONCAPITALIZED EQUIPMENT 1257800 1096849 155934 5017 ATHLETIC PROGRAM 1994481 1994481 LIBRARY ACQUISITIONS 4684159 4684159 371004337 336155417 25922868 8926052 90977559 39801180 51147324 58654776 6138908 21519638 1477190 1504208 3779977 4164468 691672805 367206657 292094345 324466148 749123739 733686844 424451732 490842152 8616277 8710390 6308406 6400352 1634115457 1689750156 32959792 31138354 19479683 20643022 258291138 238211113 62785437 69336579 373516050 359329068 X 582016511 621558527 287484792 303874661 391098104 404987900 1260599407 1330421088 1634115457 1689750156 X false true true X true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 126196 126196 370878141 371004337 1000000 250000 false 1000000 1000000 1000000 1000000 4000000 6000000 329033 341424 266280 126196 1062933 250000 250000 250000 250000 1000000 1500000 1 0 18000 54313 true true 32625 10762581 0 0 X X X false 852757357 36294537 81575849 18672944 37473413 5891975 908589411 1102622019 18225557 -202784762 19265888 41139663 4899906 852757357 0.31600 0.37900 0.30500 true false 5646965 5646965 403246564 204888339 198358225 174167405 139825293 34342112 108611870 22493024 86118846 324466148 PRIVATE EQUITY AND HEDGE FUNDS 487609317 F LIFE INSURANCE & OTHER INVEST. 3232835 F REAL ESTATE 0 F 490842152 0 ANNUITY PAYMENT LIABILITY 22354792 POSTRETIREMENT BENEFIT LIABILI 30636000 RATE SWAP LIABILITY 6122540 FIN47 ASSET RETIREMENT OBLIGAT 2980034 DEPOSITS HELD FOR OTHERS 2109928 REFUNDABLE STUDENT LOAN FUNDS 0 OTHER LIABILITIES 2369552 STUDENT LOANS 2763733 69336579 PART III THE LEHIGH UNIVERSITY ART GALLERIES MAINTAIN AND DEVELOP THE UNIVERSITY'S PERMANENT ART COLLECTION EXHIBITIONS DESIGNED TO PROVIDE VISUAL LITERACY AS PART OF THE UNIVERSITY LEARNING EXPERIENCE. APPROXIMATELY 20 EXHIBITIONS EACH YEAR ON THREE CAMPUSES INTRODUCE CONTEMPORARY TOPICS IN ART AND CULTURE. THE EXHIBITION SCHEDULE INCLUDES GALLERY TALKS, LECTURES AND WORKSHOPS, AS WELL AS OPPORTUNITIES FOR RESEARCH IN THE PERMANENT COLLECTION. PART V THE UNIVERSITY'S ENDOWMENT CONSISTS OF APPROXIMATELY 2,300 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES. THE ENDOWMENT CONSISTS OF FUNDS THAT ARE ACTIVELY MANAGED BY THE UNIVERSITY AS PART OF A SINGLE COMMINGLED INVESTMENT POOL AS WELL AS LIMITED NUMBER OF INDIVIDUAL FUNDS THAT ARE SEPARATELY INVESTED OR HELD IN TRUST BY OTHERS. THE PRINCIPAL FINANCIAL OBJECTIVE OF THE ENDOWMENT POOL IS THAT THE REAL PURCHASING POWER OF THE ENDOWMENT PRINCIPAL SHOULD BE PRESERVED AND IF POSSIBLE ENHANCED TO HELP ENSURE THE UNIVERSITY'S FINANCIAL FUTURE. EARNINGS ON ENDOWMENT FUNDS ARE DESIGNATED FOR SCHOLARSHIPS, FELLOWSHIPS, PROFESSORSHIPS, CHAIRS, STUDENT LOANS AND OTHER PURPOSES. ENDOWMENT CONTRIBUTIONS INCLUDE GIFTS AS WELL AS TRANSFERS TO BOARD DESIGNATED ENDOWMENT FUNDS. PART X THE UNIVERSITY HAS BEEN RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(c)(3) OF THE UNITED STATES INTERNAL REVENUE CODE, EXCEPT FOR TAXES ON INCOME FROM ACTIVITIES UNRELATED TO ITS EXEMPT PURPOSE. ACCORDINGLY, NO PROVISION FOR INCOME TAXES HAS BEEN MADE IN THE ACCOMPANYING FINANCIAL STATEMENTS, AND THE UNIVERSITY HAS NO TAX POSITIONS THAT ARE "MORE-LIKELY-THAN-NOT" FOR THE RECOGNITION AND DERECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. true true true CATALOGUES, BROCHURES, NEWSPAPER ADVERTISEMENTS AND OTHER MEDIA ANNOUNCING PROGRAMS OR SOLICITING STUDENTS INCLUDE A SUMMARY STATEMENT THE NONDISCRIMINATION POLICY. true true true true false false false false false false false false true false LEHIGH UNIVERSITY RECEIVES FUNDS FROM VARIOUS FEDERAL AND STATE GOVERNMENTAL AGENCIES UNDER THEIR RESPECTIVE STUDENT FINANCIAL AID ASSISTANCE PROGRAMS. FEDERAL GRANT PROGRAMS INCLUDE THE PELL, ACG, SMART, SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT, COLLEGE WORK STUDY, AND THE PERKINS LOAN PROGRAM. THE STATE PROGRAM IS THE PA HIGHER EDUCATION ASSISTANCE AGENCY PROGRAM. GRANTS ARE ALSO RECEIVED FROM VARIOUS OTHER STATES. IN ADDITION, THE UNIVERSITY IS AWARDED RESEARCH GRANTS AND OTHER PROJECT GRANTS BY VARIOUS FEDERAL AND STATE AGENCIES. true true East Asia and the Pacific 0 0 Fundraising 28618 East Asia and the Pacific 0 0 Program Services RSRCH/INFRA DEV 106840 East Asia and the Pacific 0 0 Program Services INTL COLLAB/DEV 22617 East Asia and the Pacific 0 0 Program Services HIGHER ED INSTR 314731 East Asia and the Pacific 0 0 INVESTMENT MGMT 11049 East Asia and the Pacific 0 0 Program Services PERFORMANCE 4023 East Asia and the Pacific 0 0 Program Services CONFERENCE 111301 Europe (Including Iceland and Greenland) 0 0 Fundraising 21190 Europe (Including Iceland and Greenland) 0 1 Program Services HIGHER ED INSTR 928575 Europe (Including Iceland and Greenland) 0 0 Program Services RESEARCH 111717 Europe (Including Iceland and Greenland) 0 0 Program Services PERFORMANCE 21668 Europe (Including Iceland and Greenland) 0 0 Program Services CONFERENCE 231739 Europe (Including Iceland and Greenland) 0 0 Program Services INT'L COLLAB & DEV 9288 Europe (Including Iceland and Greenland) 0 0 INVESTMENT MGMT 118585 Middle East and North Africa 0 0 Program Services HIGHER ED INSTR 10861 Middle East and North Africa 0 0 Program Services RESRCH COLLAB 1729 Middle East and North Africa 0 0 Program Services CONFERENCE 29534 Russia and the Newly Independent States 0 0 Program Services CONFERENCE 4113 South Asia 0 0 Fundraising 5649 South Asia 0 0 Program Services CONFERENCE 4783 South Asia 0 0 Program Services RESEARCH PROJ 193771 South Asia 0 0 Program Services HIGHER ED INSTR 2136 North America 0 0 Program Services CONFERENCE 11687 Central America and the Caribbean 0 0 Fundraising 2138 Central America and the Caribbean 0 0 Program Services RESRCH/INFRAST 14535 Central America and the Caribbean 0 0 Program Services CONFERENCE 4024 Central America and the Caribbean 0 0 Program Services HIGHER ED INSTR 60805 Sub-Saharan Africa 0 0 Program Services INSTR/INFRA DEV 12703 Sub-Saharan Africa 0 0 Program Services HIGHER ED INSTR 24298 South America 0 0 Program Services HIGHER ED INSTR 17936 South America 0 0 Program Services CONFERENCE 24441 South America 0 0 Program Services RESEARCH PROJ 28941 Europe (Including Iceland and Greenland) Investments Europe (Including Iceland and Greenland) Investments 0 1 2496025 North America 17012 CHECK 0 NONE N/A 1 0 SCHOLARSHIP Cent. America/Caribbean 10 255545 CREDIT 0 NONE N/A SCHOLARSHIP East Asia/Pacific 33 684190 CREDIT 0 NONE N/A SCHOLARSHIP Europe/Iceland/Greenland 28 815340 CREDIT 0 NONE N/A SCHOLARSHIP Middle East/North Africa 5 157540 CREDIT 0 NONE N/A SCHOLARSHIP North America 2 28615 CREDIT 0 NONE N/A SCHOLARSHIP Russia 3 69900 CREDIT 0 NONE N/A SCHOLARSHIP South America 12 379030 CREDIT 0 NONE N/A SCHOLARSHIP South Asia 11 442400 CREDIT 0 NONE N/A SCHOLARSHIP Sub-Saharan Africa 5 195675 CREDIT 0 NONE N/A FELLOWSHIP Cent. America/Caribbean 1 1645 CHECK 0 NONE N/A FELLOWSHIP East Asia/Pacific 6 19107 CHECK 0 NONE N/A FELLOWSHIP Europe/Iceland/Greenland 2 3061 CHECK 0 NONE N/A FELLOWSHIP North America 1 2500 CHECK 0 NONE N/A FELLOWSHIP South America 2 3872 CHECK 0 NONE N/A FELLOWSHIP Sub-Saharan Africa 3 6172 CHECK 0 NONE N/A PART III NOTE THAT FOREIGN INDIVIDUALS ARE DEFINED AS THOSE LIVING OUTSIDE THE U.S. AT THE TIME THE AID WAS AWARDED. THE ABOVE IS A BEST ESTIMATE BASED ON CERTAIN ASSUMPTIONS REGARDING WHERE PERSONS WERE LIVING WHEN THE AID WAS AWARDED AND DOES NOT REPRESENT THE DEGREE TO WHICH AID IS AWARDED TO INTERNATIONAL STUDENTS. PART I, QUESTION 3 ACTIVITIES AND EXPENDITURES OUTSIDE THE U.S. HAVE BEEN IDENTIFIED ON A REASONABLE EFFORTS BASIS WHERE SUCH ACTIVITIES WERE NOT TRACKED SEPARATELY UNDER THE UNIVERSITY'S ACCOUNTING PROCEDURES. THESE REASONABLE EFFORTS INCLUDED REVIEWS OF FINANCIAL RECORDS, INTERVIEWS WITH UNIVERSITY PERSONNEL, REVIEW OF THE UNIVERSITY'S WEBSITE AND PUBLICATIONS, ETC. Golf Tournament 71041 41414 29627 17730 7538 13071 Arts Gala 310778 218208 92570 1728 68336 86016 41959 1 3925 1855 2070 176 1053 385744 261477 124267 176 19458 75874 86016 56083 237607 -113340 true ADVANCED METAL COATING ANALYSIS US DEPARTMENT OF ENERGY - FEDERAL E PO BOX 880 MORGANTOWN WV 26507 541847688 21637 CARNEGIE MELLON UNIVERSITY 5000 FORBES AVENUE PITTSBURGH PA 15213 250969449 501(C)(3) 1789225 CHILDRENS HOSPITAL OF PHILADELPHIA 34TH STREET AND CIVIC CENTER BOULEV PHILADELPHIA PA 19104 231352166 501(C)(3) 22671 CORNELL UNIVERSITY DAY HALL LOBBY ITHACA NY 14853 150532082 501(C)(3) 140741 JAMES MADISON UNIVERSITY 800 SOUTH MAIN STREET HARRISONBURG VA 22807 546001756 32373 JOHNS HOPKINS UNIVERSITY 12529 COLLECTIONS CTR DR CHICAGO IL 60693 520595110 501(C)(3) 85318 LEHIGH VALLEY ECONOMIC DEVELOPMENT CORPORATION PO BOX 21750 LEHIGH VALLEY PA 18002 232798276 501(C)(6) 43871 MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVENUE CAMBRIDGE MA 02139 042103594 501(C)(3) 49725 MIAMI UNIVERSITY 501 EAST HIGH STREET OXFORD OH 45056 316402089 153901 NORTHAMPTON COMMUNITY COLLEGE 3835 GREEN POND ROAD BETHLEHEM PA 18020 236417444 59705 PENNSYLVANIA STATE UNIVERSITY 227 W BEAVER AVE STATE COLLEGE PA 16801 246000376 444765 POLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITY 6 METROTECH CENTER BROOKLYN NY 11201 111630820 501(C)(3) 141374 RICE UNIVERSITY PO BOX 1892 HOUSTON TX 77005 741109620 501(C)(3) 89719 RESEARCH SENSIBLE MACHINES INC 100 BOUNDARY STREET PITTSBURGH PA 15207 204973474 6029 SPECIALTY ENGINEERING INC 422 MILL STREET BRISTOL PA 19007 232875873 20726 RESEARCH TRUSTEES OF DARTMOUTH COLLEGE DARTMOUTH COLLEGE 11 ROPE FERRY RD HANOVER NH 03755 020222111 501(C)(3) 12855 UNIVERSITY OF FLORIDA PO BOX 116550 GAINESVILLE FL 32604 596002052 33824 UNIVERSITY OF LOUISVILLE 223 SERVICE COMPLEX LOUISVILLE KY 40292 611029626 83401 UNIVERSITY OF MARYLAND BALTIMORE PO BOX 41428 BALTIMORE MD 21201 526002033 87529 UNIVERSITY OF MISSOURI PO BOX 807012 KANSAS CITY MO 64112 436003859 196394 UNIVERSITY OF VIRGINIA PO BOX 400195 CHARLOTTESVILLE VA 22904 546001796 30561 UNIVERSITY OF WISCONSIN UW MADISON MILWAUKEE WI 53725 391805963 16241 CAL POLY POMONA FOUNDATION 3801 W TEMPLE AVE POMONA CA 91768 952417645 501(C)(3) 6115 EARTHCORE SERVICES 1458 SHANER DR POTTSTOWN PA 19465 202047793 54700 HIGH STEEL STRUCTURES INC PO BOX 64406 BALTIMORE MD 21211 231840548 60000 NAZARETH MACHINE WORKS 1148 MT BETHEL HWY MOUNT BETHEL PA 183435119 232089279 6468 OHIO UNIVERSITY HDL CTR ATHENS OH 45701 316402113 145220 UNION METAL CORPORATION PO BOX 73028 CLEVELAND OH 44102 510273423 33900 UNIVERSITY OF HOUSTON SYSTEM PO BOX 988 HOUSTON TX 77004 746001399 37975 UNIVERSITY OF KANSAS 2385 IRVING HILL RD LAWRENCE KS 66045 480680117 89016 UNIVERSITY OF NEBRASKA LINCOLN 312 N 14 ST LINCOLN NE 68588 470049123 8935 VALMONT INDUSTRIES PO BOX 91410 CHICAGO IL 60693 470351813 44390 WIDENER UNIVERSITY ONE UNIVERSITY PLACE CHESTER PA 19013 231386178 501(C)(3) 12783 13 37 SCHOLARSHIPS AND FELLOWSHIPS 3636 69395436 PART III INDIVIDUALS IN THE U.S. ARE DEFINED AS THOSE LIVING IN THE U.S. AT THE TIME THE AID WAS AWARDED. THE ABOVE IS A BEST ESTIMATE BASED ON CERTAIN ASSUMPTIONS REGARDING WHERE PERSONS WERE LIVING WHEN THE AID WAS AWARDED AND DOES NOT REPRESENT THE DEGREE TO WHICH AID IS AWARDED TO INTERNATIONAL STUDENTS. X X X X true true X X X X X false true false false false false false true false ALICE P GAST 718625 0 0 0 84129 0 67164 0 51912 0 921830 0 0 0 MARGARET F PLYMPTON 253064 0 0 0 17410 0 25044 0 6350 0 301868 0 0 0 FRANK A ROTH 231645 0 0 0 23286 0 25044 0 15802 0 295777 0 0 0 DENISE M BLEW 156040 0 0 0 22359 0 18561 0 16824 0 213784 0 0 0 PATRICK V FARRELL 152551 0 0 0 12420 0 16984 0 6701 0 188656 0 0 0 PETER M GILBERT 389127 0 190700 0 23399 0 25044 0 14679 0 642949 0 0 0 SZU-YUNG DAVID WU 229489 0 0 0 30442 0 25044 0 18312 0 303287 0 0 0 ROLAND K YOSHIDA 131479 0 0 0 22816 0 16506 0 14426 0 185227 0 0 0 ANNE S MELTZER 222394 0 0 0 27615 0 25044 0 6211 0 281264 0 0 0 ANTHONY J MCHUGH 239882 0 0 0 2880 0 24542 0 1597 0 268901 0 0 0 PAUL R BROWN 402598 0 0 0 23035 0 25044 0 2814 0 453491 0 0 0 K SIVAKUMAR 256546 0 0 0 33673 0 25044 0 10153 0 325416 0 0 0 MOHAMED S EL-AASSER 325306 0 0 0 30537 0 25044 0 11755 0 392642 0 0 0 MARTIN P HARMER 292764 0 0 0 25589 0 25044 0 1509 0 344906 0 0 0 JOSEPH P KENDER JR 305780 0 0 0 3777 0 25044 0 15642 0 350243 0 0 0 DONALD O ROCKWELL 258395 0 0 0 35691 0 25044 0 19146 0 338276 0 0 0 PART I, LINE 1A FIRST CLASS TRAVEL: MOHAMED EL-AASSER, VICE PRESIDENT OF INTERNATIONAL AFFAIRS, IS AUTHORIZED TO USE FIRST CLASS AIR TRAVEL WHEN THE TRIP IS OVER FOUR HOURS IN DURATION IN ORDER TO MITIGATE THE NEGATIVE EFFECTS OF LONG FLIGHTS ON HIS PRODUCTIVITY IN ROUTE AND UPON ARRIVAL AT HIS DESTINATION. THIS OCCURRED FOR TWO TRIPS IN FISCAL YEAR 2010. HOUSING ALLOWANCE: THE AMOUNT REPORTED IN COLUMN D OF PART II FOR ALICE GAST INCLUDES THE ESTIMATED ANNUAL LEASE VALUE FOR THE PRESIDENT'S HOUSE. THE PRESIDENT IS REQUIRED TO RESIDE IN A HOUSE ON CAMPUS. THE PRESIDENT'S HOUSE SERVES NOT ONLY AS A RESIDENCE, BUT ALSO AS A HOST LOCATION FOR MANY UNIVERSITY EVENTS. MAID SERVICES ARE ALSO PROVIDED FOR THE HOUSE. CLUB DUES AND INITIATION FEES: LEHIGH UNIVERSITY OFFERS A SUBSIDY OF COUNTRY CLUB INITIATION AND MEMBERSHIP DUES TO ELIGIBLE EMPLOYEES IN KEY POSITIONS FOR THE PURPOSE OF FUNDRAISING AND DONOR RELATION ACTIVITIES. THE TERMS OF THE SUBSIDY PROGRAM WERE APPROVED BY THE BOARD OF TRUSTEES COMPENSATION SUBCOMMITTEE. THE PRESIDENT RECEIVES A FULL SUBSIDY AND THE VICE PRESIDENT OF ADVANCEMENT RECEIVES A LIMITED SUBSIDY. ANY PERSONAL USE OF THE SOCIAL CLUB FACILITIES IS REPORTED AS TAXABLE COMPENSATION. PART 1, LINE 4B IN CALENDAR YEAR 2009, THE UNIVERSITY'S PRESIDENT PARTICIPATED IN A 457(F) PLAN. IN KEEPING WITH UNIVERSITY POLICY FOR ALL OF THE PRESIDENT'S COMPENSATION AND BENEFITS, THE TERMS OF THIS PLAN WERE APPROVED BY THE BOARD OF TRUSTEES COMPENSATION SUBCOMMITTEE. PART 1, LINE 7 CERTAIN STAFF IN THE UNIVERSITY'S INVESTMENT OFFICE ARE ELIGIBLE FOR BONUS COMPENSATION THAT IS BASED UPON THE UNIVERSITY'S ENDOWMENT PERFORMANCE. THE CRITERIA FOR SUCH COMPENSATION IS ESTABLISHED BY THE COMPENSATION SUBCOMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES IN CONSULTATION WITH THE INVESTMENT SUBCOMMITTEE. NORTHAMPTON COUNTY GEN PURPOSE AUTHORITY 233007498 663507BY6 2004-05-19 50000000 VARIOUS CAPITAL PROJECTS false false NORTHAMPTON COUNTY GEN PURPOSE AUTHORITY 233007498 663540JB9 2006-08-24 47000000 REFUND 10/31/96 BONDS & CAPITAL PR false false NORTHAMPTON COUNTY GEN PURPOSE AUTHORITY 233007498 663507BZ3 2007-02-01 53931267 REFUND 8/24/06 & 1/19/00 BONDS false false NORTHAMPTON COUNTY GEN PURPOSE AUTHORITY 233007498 663507CJ8 2009-03-19 66165000 STEPS BLDG & VARIOUS CAP PROJECTS false false 50397724 484773 49912951 2004 false false true true 47249418 496825 30752593 2006 true false true true 53931267 754219 2006 true false true true 65050175 855059 64195116 2009 false false true true false false true true true 0.01900 0.01900 true false false true true true 0.02600 0.02600 true false false true true true 0.02300 0.02300 true false false true true true 0.00600 0.00600 true false true true SEE SCHEDULE O 26. false false false false true true SEE SCHEDULE O 15. false false false false true true SEE SCHEDULE O 18. false false false false false true SEE SCHEDULE O 30. false false false JAMES TANENBAUM TRUSTEE 103133 RELATIVE IS AN EMPLOYEE false KEVIN CLAYTON TRUSTEE 39547 RELATIVE IS AN EMPLOYEE false X 5 32625 EXPERT OPINION X 30977 EXPERT OPINION X 172 1913672 MARKET VALUE X ATHLETICS 8 12457 EXPERT OPINION X EQUIPMENT/SOFTWARE 6 903930 EXPERT OPINION X HOST EVENT 21 15282 RECEIPTS X MISCELLANEOUS 5 1377 EXPERT OPINION 9 false true false SCHEDULE O FORM 990, PART I, LINE 1 LEHIGH UNIVERSITY STRIVES TO EARN INTERNATIONAL PROMINENCE AS A UNIVERSITY OF SPECIAL DISTINCTION AND PROVIDE STUDENTS WITH OPPORTUNITIES FOR SUCCESS THROUGH ITS INTEGRATION OF TEACHING, RESEARCH AND SERVICE TO SOCIETY. FORM 990, PART V, LINE 4B THE UNIVERSITY'S SIGNATURE AUTHORITY OVER FOREIGN FINANCIAL ACCOUNTS RELATES SOLELY TO ITS INVESTMENTS IN A NUMBER OF FOREIGN LIMITED PARTNERSHIPS AND INVESTMENT FUNDS IN A VARIETY OF FOREIGN COUNTRIES. FORM 990, PART VI, SECTION A, LINE 11A THE DRAFT 990 IS REVIEWED BY APPROPRIATE SENIOR MANAGEMENT AT THE UNIVERSITY AND AN OUTSIDE PUBLIC ACCOUNTING FIRM. AFTER THIS REVIEW IS COMPLETE, A COPY OF THE FINAL RETURN IS PROVIDED TO EACH MEMBER OF THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. AFTER THE APPROVAL OF THE AUDIT COMMITTEE, ON BEHALF OF THE FULL BOARD OF TRUSTEES, THE COMPLETE RETURN IS FILED. FORM 990, PART VI, SECTION C, LINE 12C LEHIGH UNIVERSITY'S CONFLICT OF INTEREST POLICY APPLIES TO ALL TRUSTEES, OFFICERS, FACULTY AND STAFF MEMBERS OF THE UNIVERSITY. EACH YEAR, ON BEHALF OF THE BOARD OF TRUSTEES, THE CORPORATE SECRETARY AND DIRECTOR OF INTERNAL AUDIT FORWARD A COPY OF THE UNIVERSITY'S CONFLICT OF INTEREST POLICY TO ALL TRUSTEES, OFFICERS, FULL-TIME FACULTY AND STAFF MEMBERS. THEY ENSURE THAT EACH INDIVIDUAL RESPONDS THAT THEY HAVE READ AND AGREE TO ABIDE BY THE POLICY. THE CORPORATE SECRETARY AND DIRECTOR OF INTERNAL AUDIT REVIEW THE RESPONSES AND ATTEMPT TO RESOLVE ANY SIGNIFICANT CONFLICTS WITH THE INDIVIDUAL. IF IT CANNOT BE IMMEDIATELY RESOLVED, IT IS TAKEN TO THE NEXT LEVEL OF SUPERVISION UNTIL FULLY RESOLVED. IF AT ANY TIME DURING THE YEAR A NEW OR POSSIBLE CONFLICT OCCURS, THE INDIVIDUAL IS RESPONSIBLE FOR NOTIFYING THE CORPORATE SECRETARY OR DIRECTOR OF INTERNAL AUDIT IN WRITING. FORM 990, PART VI, SECTION B, LINE 15 LEHIGH UNIVERSITY IS COMMITTED TO COMPENSATING ALL EMPLOYEES AT A FAIR AND COMPETITIVE LEVEL. TO DO THIS, AN ANNUAL COMPARISON OF MARKET RATE SALARY DATA IS PERFORMED BY THE UNIVERSITY'S HUMAN RESOURCES OFFICE, WHICH ALSO UTILIZES INDEPENDENT CONSULTANTS AS APPROPRIATE TO COMPILE AND ANALYZE SUCH DATA. IN ADDITION, THE UNIVERSITY HAS ESTABLISHED A COMPENSATION SUBCOMMITTEE OF THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. THE SUBCOMMITTEE MEETS AS NEEDED TO REVIEW COMPENSATION MATTERS, BUT NO LESS THAN ANNUALLY TO REVIEW THE PERFORMANCE AND APPROVE THE COMPENSATION FOR THE PRESIDENT, OFFICERS OF THE UNIVERSITY ADMINISTRATION, OTHER SENIOR ADMINISTRATIVE OFFICERS, AND ANY OTHER HIGHLY COMPENSATED UNIVERSITY EMPLOYEES WHOSE COMPENSATION SHOULD BE REVIEWED AND APPROVED BY THE BOARD OF TRUSTEES IN ACCORDANCE WITH UNIVERSITY GOVERNANCE DOCUMENTS AND APPLICABLE LEGAL REQUIREMENTS. SUCH REVIEW INCLUDES DETERMINATIONS BY THE SUBCOMMITTEE AND RECOMMENDATIONS TO THE EXECUTIVE COMMITTEE OF THE BOARD, THAT THE COMPENSATION OF SUCH OFFICERS AND EMPLOYEES IS REASONABLE AND IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO THE UNIVERSITY AS A NON-PROFIT TAX-EXEMPT ORGANIZATION. IN FULFILLING ITS RESPONSIBILITIES WITH RESPECT TO DETERMINING REASONABLE COMPENSATION, THE SUBCOMMITTEE UTILIZES INDEPENDENT CONSULTANTS AS APPROPRIATE TO COMPILE AND ANALYZE MARKET RATE AND COMPARATIVE SALARY DATA. SUBSANTIATION OF THE SUBCOMMITTEE'S DELIBERATIONS AND DETERMINATIONS ARE CONTEMPORANEOUSLY DOCUMENTED IN THE MINUTES OF THE MEETING. FORM 990, PART VII, SECTION C, LINE 18 THE UNIVERSITY'S FORM 990 APPEARS WITH OTHER NONPROFIT ORGANIZATIONS ON THE WEBSITE MAINTAINED BY GUIDESTAR USA, INC. FORM 990, PART VII, SECTION C, LINE 19 IN GENERAL, THE UNIVERSITY DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY OR FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. FORM 990, SCHEDULE K, PART II, LINE 7 THE CAPITAL EXPENTURES FOR THE 2007 BOND ARE ZERO SINCE ALL OF THE PROCEEDS OF THIS BOND WERE USED TO REFUND PRIOR BONDS. FORM 990, SCHEDULE K, PART III, LINE 4 THE PRIVATE BUSINESS USE PERCENTAGE DISCLOSED ON SCHEDULE K, PART III, LINE 4 REPRESENTS THE PRIVATE BUSINESS USE FOR THE ENTIRE ISSUE, WHICH MAY INCLUDE PROCEEDS THAT REFUNDED BONDS ISSUED BEFORE JANUARY 1, 2003. AS SUCH, THE ACTUAL PRIVATE BUSINESS USE PERCENTAGE OF ONLY THE POST-DECEMBER 31, 2002 PORTION OF A PARTICULAR BOND MAY VARY SLIGHTLY FROM THE PERCENTAGE PROVIDED. FORM 990, SCHEDULE K, PART IV, LINE 3B AS A COMPONENT OF THE DEBT PORTFOLIO, THE UNIVERSITY ENTERED INTO INTEREST RATE SWAP AGREEMENTS THAT EFFECTIVELY CONVERT CERTAIN VARIABLE REVENUE BOND OBLIGATIONS TO FIXED RATES OR REDUCE THE UNIVERSITY'S EFFECTIVE INTEREST RATE. THE COUNTERPARTIES FOR EACH SWAP AGREEMENT ARE AS FOLLOWS: BONDS ISSUED 5/19/2004 AND 3/19/2009: WACHOVIA BANK, N.A.; BONDS ISSUED 9/4/2001, 8/26/2006 AND 2/1/2007: BEAR STEARNS FINANCIAL PRODUCTS, INC. (GUARANTEED BY JP MORGAN CHASE & CO). BEN FRANKLIN TECHNOLOGY PARTNERS NE PA 125 GOODMAN DRIVE BETHLEHEM PA 18015 232517422 ECONOMIC DEV PA 501(C)(3) 7 NONE MANUFACTURERS RESOURCE CENTER 125 GOODMAN DRIVE BETHLEHEM PA 18015 232514764 ECONOMIC DEV PA 501(C)(3) 7 NA LEHIGH & NORTHAMPTON CNTIES REVOLV LOAN 621 TAYLOR STREET RAUCH BUSINESS CT BETHLEHEM PA 18015 232461494 ECONOMIC DEV PA 501(C)(4) N/A NA LEHIGH UNIVERSITY ALUMNI ASSOCIATION 27 MEMORIAL DRIVE WEST BETHLEHEM PA 18015 240796860 ALUMNI RELAT PA 501(C)(3) 11 NA true true true false false false false false true false true true true true false true false true MANUFACTURERS RESOURCE CENTER 1A, 1 61835 MANUFACTURERS RESOURCE CENTER 1K 71459 BEN FRANKLIN TECH PARTNERS OF NORTHEASTERN PA 1A, 1 80485 LEHIGH UNIVERSITY ALUMNI ASSOCIATION 1B 1520930 BEN FRANKLIN TECH PARTNERS OF NORTHEASTERN PA 1C 301710 BEN FRANKLIN TECH PARTNERS OF NORTHEASTERN PA 1K 216779 LEHIGH UNIVERSITY ALUMNI ASSOCIATION 1N 1176429 BEN FRANKLIN TECH PARTNERS OF NORTHEASTERN PA 1P 693174 MANUFACTURERS RESOURCE CENTER 1P 437223 BEN FRANKLIN TECH PARTNERS OF NORTHEASTERN PA 1R 4060094