2011-12-20T10:03:28-06:00 2011-06-30 LEGACY PROFESSIONALS LLP 311 S WACKER DRIVE STE 4000 CHICAGO IL 60606 990 2010-07-01 941535436 AMERICAN SOCIETY OF PLASTIC SURGEONS AMER 8472289900 444 EAST ALGONQUIN ROAD ARLINGTON HEIGHTS IL 60005 ROBERT MICEK 8472289900 2011-12-20 1 LEGACY PROFESSIONALS LLP 3123680500 2010 2016-02-24 21:20:13Z ROBERT MICEK 444 EAST ALGONQUIN ROAD ARLINGTON HEIGHTS IL 60005 25380011 0 X WWW.PLASTICSURGERY.ORG X 1931 IL ASPS PROMOTES THE HIGHEST STANDARDS IN ADVOCACY, RESEARCH, EDUCATION, PATIENT SAFETY, AND ETHICAL STANDARDS FOR PLASTIC SURGERY, OUR MEMBERS, AND THEIR PATIENTS 26 26 96 512 766637 10900 1832172 1411115 13198997 13347624 200141 273351 5350828 5585537 20582138 20617627 0 1006231 0 0 8253411 8312822 0 0 0 11604458 10972071 19857869 20291124 724269 326503 20205076 23131620 9628348 11207054 10576728 11924566 ASPS PROMOTES THE HIGHEST STANDARDS IN ADVOCACY, RESEARCH, EDUCATION, PATIENT SAFETY, AND ETHICAL STANDARDS FOR PLASTIC SURGERY, OUR MEMBERS, AND THEIR PATIENTS. 0 0 TO PROVIDE AN ANNUAL CONFERENCE DEVOTED TO SHARING INNOVATIVE PLASTIC SURGERY TECHNIQUES, TECHNOLOGIES, PROCEDURES, AND INDUSTRY BEST PRACTICES. TO SUPPORT ITS MEMBERS IN THEIR EFFORTS TO PROVIDE THE HIGHEST QUALITY PATIENT CARE AND MAINTAIN PROFESSIONAL AND ETHICAL STANDARDS THROUGH ONGOING EDUCATIONAL PROGRAMS. TO RESEARCH AND REPORT ON DEVELOPMENTS IN GOVERNMENT HEALTH CARE POLICY AND REGULATION, TO COORDINATE A COMPREHENSIVE MULTI-SPECIALTY SURVEY OF AMERICA'S PLASTIC SURGEON PRACTICES, TO IDENTIFY KEY EMERGING ISSUES IN PLASTIC SURGERY, AND TO REPORT ON FINDINGS THROUGH INDUSTRY-WIDE PUBLICATIONS AND PRESS RELEASES. 0 1 1 1 0 0 0 0 0 1 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 1 0 0 0 0 0 1 1 0 0 1 55 0 1 96 1 1 1 0 0 0 0 0 X 26 26 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X ROBERT MICEK 8472289900 444 EAST ALGONQUIN ROAD ARLINGTON HEIGHTS IL 600054664 PHILLIP C HAECK MD 20.00 X X 38556 0 0 MALCOLM Z ROTH MD 20.00 X X 0 0 0 CHARLES N VERHEYDEN MD 10.00 X X 0 0 0 ROBERTA L GARTSIDE MD 10.00 X X 0 0 0 GREGORY R D EVANS MD 10.00 X X 0 0 0 SCOT B GLASBERG MD 10.00 X X 0 0 0 ROBERT X MURPHY JR MD 10.00 X X 0 0 0 KEVIN C CHUNG MD 10.00 X X 0 0 0 PETER T HETZLER MD 10.00 X 0 0 0 ANNE TAYLOR MD 10.00 X 0 0 0 JOHN A PERSING MD 10.00 X X 0 11794 0 MICHAEL W NEUMEISTER MD 10.00 X X 0 0 0 DAVID L LARSON MD 10.00 X 0 0 0 RONALD M ZUKER MD 10.00 X 0 0 0 JOSEPH E LOSEE MD 10.00 X 0 0 0 NICHOLAS B VEDDER MD 10.00 X 0 0 0 FELMONT F EAVES MD 10.00 X 0 0 0 DAN C MILLS MD 10.00 X 0 0 0 ANDREW M WEXLER MD 10.00 X 0 0 0 WILLIAM AZAMBONIMD 10.00 X 0 0 0 LAWRENCE B COLEN MD 10.00 X 0 0 0 DEBRA J JOHNSON MD 10.00 X 0 0 0 LYNN LC JEFFERS MD 10.00 X 0 0 0 MICHAEL F MCGUIRE MD 10.00 X X 189950 0 0 WILLIAM M KUZON MD 10.00 X X 0 58120 0 GEOFFREY C GURTNER MD 10.00 X 0 0 0 MICHAEL COSTELLOE 45.00 X 144627 0 31379 ROBERT MICEK 45.00 X 180183 0 39615 LYNN KAHN 45.00 X 257696 0 39506 CAROL LAZIER 45.00 X 151810 0 29999 WILLIAM SEWARD 45.00 X 277081 0 45120 KEITH HUME 45.00 X 163177 0 27546 JOHN EVERSON 45.00 X 127471 0 30549 LORI SHOAF 45.00 X 136696 0 23016 DELAINE SCHMITZ 45.00 X 133959 0 25386 RHONDA HARVEY 45.00 X 125621 0 26168 RUSSELL HOLBROOK 45.00 X 145970 0 35917 2072797 69914 354201 17 0 1 0 VEDDER PRICE 222 NORTH LASALLE STREET CHICAGO IL 606011003 LEGAL SERVICES 280235 ENFORME INTERACTIVE 228 NORTH MARKET STREET SUITE 200 FREDERICK MD 217015335 WEBSITE DEVELOPMENT 239156 ROD J ROHRICH MD 5090 HARRY HINES BLVD HD1544 DALLAS TX 752358820 EDITOR-IN-CHIEF, JOURNAL OF PLASTIC AND 215191 OUTCOME SCIENCES 201 BROADWAY 5TH FLOOR CAMBRIDGE MA 021391955 DATABASE MANAGEMENT 177972 KORNFERRY INTERNATIONAL 233 SOUTH WACKER DRIVE SUITE 3300 CHICAGO IL 606066467 EMPLOYMENT AGENCY 138928 7 1411115 1411115 MEMBERSHIP DUES 900099 7000636 7000636 MEETINGS / CONFERENCES 900099 3311234 3311234 EDUCATIONAL ACTIVITIES 611710 2162063 2162063 PUBLICATIONS 511190 789835 23198 766637 83856 83856 13347624 65211 65211 5605005 5605005 3383801 3175661 208140 208140 208140 1501553 1586723 -85170 -85170 MISCELLANEOUS 900099 65702 65702 65702 20617627 7022520 766637 11417355 1006231 1616245 4873805 492046 795014 535712 367057 44163 61937 2341624 785892 993193 1051040 362237 883670 2273495 1300764 124422 DUES AND SUBSCRIPTIONS 353221 UBIT TAX 25759 BAD DEBT EXPENSE 3597 20291124 404159 211298 3177041 6388384 132500 76730 413408 489595 324962 278558 1213273 720786 15525322 10102322 5528126 5423000 5886123 6910752 1105431 979885 2020053 1652632 20205076 23131620 1894761 1998085 7639583 9208969 94004 0 9628348 11207054 X 10444228 11723154 132500 201412 10576728 11924566 20205076 23131620 X 326503 1021335 X X 0 1 1 X 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED HART HEALTH STRATEGIES 3823 FORDHAM ROAD NW WASHINGTON DC 20016 522362232 144000 1 0 0 ORGANIZATIONS DIRECT AND INDIRECT POLITICAL CAMPAIGN ACTIVITIES: PART I-A, LINE 1: THE SOCIETY MAKES INDIRECT EXPENDITURES FOR INDIVIDUAL CAMPAIGNS TO HELP SUPPORT THE ACTIVITIES OF THE SOCIETY. 750000 750000 5569594 3861375 1708219 4617827 3631217 986610 4587901 2609730 1978171 5423000 DUE FROM RELATED ORGANIZATIONS 1652632 1652632 20617627 20291124 326503 854968 166367 1021335 1347838 27522076 854968 6111418 6966386 20555690 61937 61937 20617627 23518586 3289399 3289399 20229187 61937 61937 20291124 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE SOCIETY FILES FORM 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX AND FORM 990-T, EXEMPT ORGANIZATION BUSINESS INCOME TAX RETURN. THE SOCIETY'S RETURNS ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE UNTIL THE APPLICABLE STATUTE OF LIMITATIONS EXPIRES. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 1,586,723. CONSOLIDATED ELIMINATIONS (PLASTIC SURGERY EDUCATIONAL FOUNDATION & PSBS) 4,524,695. PART XIII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 1,586,723. CONSOLIDATED ELIMINATIONS (PLASTIC SURGERY EDUCATIONAL FOUNDATION & PSBS) 1,702,676. 1 PLASTIC SURGERY FOUNDATION 444 EAST ALGONQUION ROAD ARLINGTON HEIGHTS IL 60005 596144450 501(C)(3) 1006231 FAIR MARKET VALUE FORGIVENESS OF INTERCOMPANY LIABILITY 1 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: IN JULY OF 2010, THE ASPS BOARD OF DIRECTORS APPROVED A MOTION TO FORGIVE A $1,006,231 INTERCOMPANY LIABILITY DUE FROM THE PLASTIC SURGERY FOUNDATION, AN AFFILIATED 501 (C)(3) ORGANIZATION WITH THE SOCIETY. THE FORGIVENESS OF THIS INTERCOMPANY LIABILITY HAS BEEN CONSIDERED TO BE AN UNRESTRICTED CONTRIBUTION TO THE PLASTIC SURGERY FOUNDATION, AND IS CONSIDERED TO BE A ONE-TIME EXTRAORDINARY EVENT. THE SOCIETY DOES NOT EXPECT AN EVENT SUCH AS THIS TO OCCUR ON AN ANNUAL BASIS. X X X X X 0 0 0 MICHAEL F MCGUIRE MD 0 0 0 0 189950 0 0 0 0 0 189950 0 37990 0 MICHAEL COSTELLOE 84627 0 60000 0 0 0 22642 0 8737 0 176006 0 0 0 ROBERT MICEK 169753 0 10430 0 0 0 20697 0 18918 0 219798 0 201151 0 LYNN KAHN 227696 0 30000 0 0 0 26950 0 12556 0 297202 0 252872 0 CAROL LAZIER 143015 0 8795 0 0 0 17313 0 12686 0 181809 0 191088 0 WILLIAM SEWARD 247081 0 30000 0 0 0 26950 0 18170 0 322201 0 266574 0 KEITH HUME 151172 0 9005 0 3000 0 17896 0 9650 0 190723 0 159045 0 JOHN EVERSON 123705 0 3766 0 0 0 14224 0 16325 0 158020 0 154397 0 LORI SHOAF 131519 0 5177 0 0 0 15090 0 7926 0 159712 0 155579 0 DELAINE SCHMITZ 128911 0 5048 0 0 0 14817 0 10569 0 159345 0 156706 0 RHONDA HARVEY 125621 0 0 0 0 0 14090 0 12078 0 151789 0 0 0 RUSSELL HOLBROOK 136567 0 9403 0 0 0 16838 0 19079 0 181887 0 206461 0 FELMONT EAVES MD BOARD MEMBER 50000 CONSULTING WORK FOR ASPS VENDOR 0 GREGORY RD EVANS MD BOARD MEMBER AND OFFICER 5000 AUTHOR FOR INDUSTRY-SPECIFIC PUBLICATION 0 SCOT B GLASBERG MD BOARD MEMBER AND OFFICER 180000 CONSULTING WORK FOR ASPS VENDOR 0 JOSEPH LOSEE MD BOARD MEMBER 5000 AUTHOR FOR INDUSTRY-SPECIFIC PUBLICATION 0 MICHAEL F MCGUIRE MD BOARD MEMBER AND OFFICER 5000 CONSULTING WORK FOR ASPS VENDOR 0 JOHN A PERSING MD BOARD MEMBER AND OFFICER 500 CONSULTING WORK FOR ASPS VENDOR 0 MALCOLM Z ROTH MD BOARD MEMBER AND OFFICER 15000 CONSULTING WORK FOR ASPS VENDOR 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE SOCIETY HAS THE FOLLOWING CLASSES OF MEMBERS: (A) ACTIVE MEMBERS (INCLUDING MILITARY), (B) LIFE MEMBERS (LIFE ACTIVE AND LIFE INACTIVE), (C) INTERNATIONAL MEMBERS, (D) RETIRED INTERNATIONAL MEMBERS, (E) ASSOCIATE MEMBERS, (F) RETIRED ASSOCIATE MEMBERS, (G) HONORARY MEMBERS AND (H) AFFILIATE MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A ONLY ACTIVE MEMBERS, INCLUDING MILITARY ACTIVE, AND LIFE ACTIVE MEMBERS MAY ELECT ONE OR MORE MEMBERS OF THE GOVERNING BODY OF THE SOCIETY. FORM 990, PART VI, SECTION A, LINE 7B ONLY ACTIVE MEMBERS, INCLUDING MILITARY ACTIVE, AND LIFE ACTIVE MEMBERS VOTE ON THOSE DECISIONS OF THE GOVERNING BODY OF THE SOCIETY THAT ARE SUBJECT TO THE APPROVAL OF THE MEMBERSHIP. THESE DECISIONS INCLUDE CHANGES TO THE BYLAWS AND CODE OF ETHICS AND CERTAIN INCREASES IN DUES AND ASSESSMENTS. FORM 990, PART VI, SECTION B, LINE 11 PRIOR TO FILING WITH THE IRS, A COPY OF THE SOCIETY'S FORM 990 AND SUPPORTING SCHEDULES ARE FIRST DISTRIBUTED TO AND REVIEWED BY THE SOCIETY'S AUDIT COMMITTEE AND THEN SUBSEQUENTLY ARE PLACED ON A SECURE WEBSITE SO THAT THE SOCIETY'S BOARD OF DIRECTORS MAY REVIEW THE DOCUMENTS PRIOR TO FILING WITH THE IRS. ANY QUESTIONS, COMMENTS, OR PROPOSED CHANGES ARE DIRECTED TO THE SOCIETY'S STAFF VICE PRESIDENT & CHIEF FINANCIAL OFFICER AND DIRECTOR OF FINANCE & CONTROLLER AND ANY CHANGES ARE MADE PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C IN 2003, ASPS ADOPTED A POLICY ON CONFLICTS OF INTEREST AND A DISCLOSURE STATEMENT APPLICABLE TO ITS OFFICERS, DIRECTORS, TRUSTEES, COMMITTEE CHAIRS, SENIOR ADMINISTRATIVE STAFF, THE EDITOR AND MEMBERS OF THE EDITORIAL BOARD OF THE SOCIETY'S JOURNAL AND OTHERS HOLDING LEADERSHIP POSITIONS. EACH OF THE AFFECTED INDIVIDUALS SIGNS AND SUBMITS TO THE SECRETARY ANNUALLY A COMPLETED DISCLOSURE STATEMENT SETTING FORTH INTERESTS THAT COULD GIVE RISE TO CONFLICTS. ADDITIONALLY, ALL BOARD AND EXECUTIVE COMMITTEE MEMBERS ARE REQUIRED TO DISCLOSE AT THE OUTSET OF MEETINGS ANY ADDITIONAL CONFLICTS THAT MAY NOT HAVE BEEN CONTAINED IN THE WRITTEN DISCLOSURE STATEMENT. THE PRESIDENT AND EXECUTIVE VICE PRESIDENT OF THE SOCIETY, IN CONSULTATION WITH LEGAL COUNSEL, REVIEW THE CONFLICT OF INTEREST DISCLOSURE STATEMENTS IN ADVANCE OF MEETINGS AND TAKES STEPS TO ENSURE THAT THOSE WHO HAVE CONFLICTS DO NOT PARTICIPATE IN THE DISCUSSION AND ACTION TAKEN ON A PARTICULAR MATTER. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION OF THE EXECUTIVE VICE PRESIDENT, WHO IS THE SOCIETY'S TOP MANAGEMENT OFFICIAL, IS REVIEWED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE SOCIETY WHICH IS COMPOSED OF INDEPENDENT PERSONS. NO MEMBERS HAVE CONFLICTS OF INTEREST WITH RESPECT TO THE COMPENSATION OF THE EXECUTIVE VICE PRESIDENT. THE COMPENSATION OF THE EXECUTIVE VICE PRESIDENT IS DETERMINED AND APPROVED BY THE EXECUTIVE COMMITTEE USING DATA AS TO COMPARABLE COMPENSATION FOR THE TOP MANAGEMENT OFFICERS OF PROFESSIONAL ASSOCIATIONS COMPARABLE IN SIZE AND STAFFING. THE DELIBERATIONS AND DECISIONS OF THE EXECUTIVE COMMITTEE REGARDING THE COMPENSATION OF THE EXECUTIVE VICE PRESIDENT ARE MEMORIALIZED CONTEMPORANEOUSLY. WITH RESPECT TO OTHER KEY EMPLOYEES OF THE ORGANIZATION, INCLUDING THE CHIEF FINANCIAL OFFICER, THE EXECUTIVE VICE PRESIDENT DETERMINES ON AN INITIAL BASIS THE COMPENSATION OF EACH KEY EMPLOYEE OF THE SOCIETY. THE EXECUTIVE VICE PRESIDENT MAKES THE DETERMINATION USING DATA AS TO COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT COMPARABLE PROFESSIONAL ASSOCIATIONS. THE COMPENSATION RECOMMENDED BY THE EXECUTIVE VICE PRESIDENT IS RATIFIED BY THE EXECUTIVE COMMITTEE OF THE SOCIETY WHOSE MEMBERS HAVE NO CONFLICTS OF INTEREST WITH RESPECT TO THE COMPENSATION OF THE SOCIETY'S KEY EMPLOYEES. THE RECOMMENDATIONS OF THE EXECUTIVE VICE PRESIDENT AS RATIFIED BY THE EXECUTIVE COMMITTEE ARE CONTEMPORANEOUSLY DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICTS OF INTEREST POLICY AND FINANCIAL STATEMENTS GENERALLY AVAILABLE TO THE PUBLIC. HOWEVER, IF A MEMBER OF THE PUBLIC ASKS FOR A PARTICULAR GOVERNING DOCUMENT, SUCH AS THE SOCIETY'S BYLAWS OR CODE OF ETHICS, THE SOCIETY MAKES THOSE DOCUMENTS AVAILABLE. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 854,968. PRIOR PERIOD ADJUSTMENTS: 166,367. TOTAL TO FORM 990, PART XI, LINE 5: 1,021,335. FORM 990, PART XII, LINE 2C THE SOCIETY HAS NOT CHANGED ITS OVERSIGHT PROCESS OR SELECTION PROCESS DURING THE CURRENT TAX YEAR PLASTIC SURGERY FOUNDATION 444 EAST ALGONQUIN RD ARLINGTON HEIGHTS IL 600054664 596144450 RESEARCH RESOURCE IL 501(C)(3) 509(A)(3) TYPE II N/A 0 PLASTIC SURGERY BUSINESS SOLUTIONS 444 EAST ALGONQUIN RD ARLINGTON HEIGHTS IL 600054664 363314485 ADMINISTRATIVE IL N/A C -198727 -103786 1.00000 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 PLASTIC SURGERY FOUNDATION N 432760 FAIR MARKET VALUE PLASTIC SURGERY FOUNDATION B 1006231 FAIR MARKET VALUE