2011-12-14T15:19:13-06:00 2011-06-30 GRANT THORNTON LLP 175 W JACKSON BLVD STE 2000 CHICAGO IL 60604 990 2010-07-01 133039601 ALZHEIMER'S DISEASE&RELATED DISORDERS ASSOCIATION INC ALZH 3123358700 225 North Michigan Avenue 17th Flo Chicago IL 606017633 RICHARD H HOVLAND 2011-12-13 ANN PETRIE 3128560200 X 2010 2016-02-24 21:20:13Z Alzheimer's Association RICHARD HOVLAND 225 N MICHIGAN AVE 17th Flr CHICAGO IL 606017633 130072761 false X www.alz.org X 1980 IL TO ELIMINATE ALZHEIMER'S DISEASE THROUGH THE ADVANCEMENT OF RESEARCH; TO PROVIDE AND ENHANCE CARE AND SUPPORT FOR ALL AFFECTED; AND TO REDUCE THE RISK OF DEMENTIA THROUGH THE PROMOTION OF BRAIN HEALTH. 47 47 333 2290 0 0 75805366 86072453 4413451 3178335 3059229 1542653 1711292 3659971 84989338 94453412 15428084 17532133 0 0 24270846 25820480 420985 456776 20189115 47133673 49489574 87253588 93298963 -2264250 1154449 116423673 126296070 58704600 57675570 57719073 68620500 X SEE SCHEDULE O false false 21392532 12371296 2998681 Research - The Alzheimer's Association implements an aggressive research and science program strategically designed to accelerate progress by fostering innovation, identifying and filling critical knowledge gaps, developing and disseminating tools, and nurturing talent. THE ALZHEIMER'S ASSOCIATION HAS BEEN A CATALYST AND CONVENER FOR ALMOST 30 YEARS. WHETHER FUNDING INNOVATIVE GRANTS TO HELP FURTHER TREATMENTS AND DISCOVERY, HOSTING THE ALZHEIMER'S ASSOCIATION INTERNATIONAL CONFERENCE (AAIC*), THE WORLD'S LARGEST GATHERING OF ALZHEIMER'S RESEARCHERS OR LEADING THE WORLDWIDE ALZHEIMER'S DISEASE NEUROIMAGING INITIATIVE (WW-ADNI) TO ACCELERATE ADVANCES IN IMAGING, THE ALZHEIMER'S ASSOCIATION SEEKS TO FUND BEST-IN-CLASS RESEARCH. WE WORK WITH COLLABORATORS AROUND THE GLOBE FROM ALL SECTORS TO HASTEN THIS PROGRESS. * THESE ARE NAMES THAT ARE TRADEMARKS TO ALZHEIMER'S ASSOCIATION. 24371679 0 0 Public Awareness and Education - Alzheimer's is a progressive and ultimately fatal disease. Too few Americans understand the looming epidemic of Alzheimer's that will have grave economic impact on AS MANY AS 16 million families and the U.S. economy by mid-century. Already millions of Americans and their families are struggling with this disease without enough information and support. The Alzheimer's Association has invested in education campaigns and initiatives to increase knowledge about Alzheimer's disease and awareness of the Alzheimer's Association as a center of help and hope. Key messages include the importance of early detection, resources for people with Alzheimer's and their families, and the societal impact of the disease. We also engage millions of people as champions to educate their communities and workplaces. 9173183 601845 0 Chapter Services - From coast to coast, more than 70 chapters are in communities nationwide, providing services to families and professionals, including information and referral, support groups, care consultation, education and safety services. The national organization provides strategic and tactical support in these activities. 12469875 4558992 219942 67407269 true true false true false false false false true true true false false true true true false false false true true false true true true false true false true false false false false false false false false true false false false false false false false false false true 119 0 333 true false false false false false true true false false false false X 47 47 false false false false false false false true true false true true true true true true true true true true false AL AK AZ AR CA CO CT DE DC FL GA IL IA KS KY ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC SD TN UT VA WA WV WI X X RICHARD HOVLAND COO 3123355771 225 N MICHIGAN AVENUE Chicago IL 606017633 X Edward Berube 10.0 X X 0 0 0 Gerald Sampson 10.0 X X 0 0 0 heather burns 5.0 X X 0 0 0 Mary Guerriero Austrom PhD 10.0 X X 0 0 0 R Thomas Bodkin 5.0 X 0 0 0 RANDOLPH BROCK III 5.0 X 0 0 0 Cathy Edge 5.0 X 0 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0 Debra Wesley-Freeman MSW 5.0 X 0 0 0 Herb Williams 5.0 X 0 0 0 Shellie N Williams MD 5.0 X 0 0 0 Thomas J WInkel 5.0 X 0 0 0 Jerome H Stone 5.0 X 0 0 0 HARRY JOHNS 60.0 X 552569 0 413773 RICHARD HOVLAND 60.0 X 314971 0 87644 Angela Geiger 60.0 X 337449 0 97714 William Thies 60.0 X 297188 0 48863 HEATHER HUTCHISON 60.0 X 214509 0 30831 SCOTT GARDNER 60.0 X 241354 0 31858 Robert Egge 60.0 X 273514 0 39498 2231554 0 750181 37 false true false TG MADISON INC 3340 PEACHTREE RD ATLANTA GA 30326 consultant 8311313 ALANIZ 425 N IRIS STREET MT PLEASANT IA 52641 PRINTING/LETTER SHOP 3895633 INFOCISION 325 SPRINGSIDE DRIVE AKRON OH 44333 TELEMARKETING 2654852 QUADGRAPHICs INC PO BOX 930505 ATLANTA GA 31193 PRINTING/LETTER SHOP 1633597 McDermott Will Emery LLP PO Box 2995 CAROL STREAM IL 60132 Legal 1593734 72 171239 534150 1848491 83518573 3352099 86072453 PROGRAM CONFERENCES 611710 2855021 2855021 JOURNAL 511120 143660 143660 SAFE RETURN REGISTRATION FEES 611710 163363 163363 CAREGIVER 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0.03493 0.03695 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true true false true 50369 true 6825 false true 478624 true 262996 true 359674 1158488 false LOBBYING ACTIVITIES SCHEDULE C, PART II-B, Line 1i NEARLY ALL OF THE ASSOCIATION'S LOBBYING IS THROUGH STAFF OR ITS VOLUNTEERS. THEREFORE, ONLY A SMALL AMOUNT OF REPORTABLE EXPENSES ARE INCURRED FOR GRASS ROOTS LOBBYING, 10% OF THE DATABASE CONTRACTS, OR $4,320. THESE AMOUNTS ARE USED FOR ADVOCACY. ADDITIONALLY THE ASSOCIATION HAS TRAINING TO DEVELOP AND ORGANIZE CHAPTER BASED GRASSROOTS ACTIVITIES. FOR FISCAL YEAR 2011 THESE TRAINING EXPENDITURES WERE $355,354. AS ALZHEIMER'S DISEASE THREATENS TO BANKRUPT FAMILIES, BUSINESSES AND OUR HEALTHCARE SYSTEM, SCIENTISTS ARE COMING CLOSER TO FINDING BETTER TREATMENTS THAT COULD DRASTICALLY ALTER THE COURSE OF THE DISEASE. WE ALSO advocate for BETTER CARE FOR PEOPLE AND FAMILIES ALREADY FACING ALZHEIMER'S. TENS OF THOUSANDS OF GRASS ROOTS ADVOCATES SPEAK UP FOR THE NEEDS AND RIGHTS OF PEOPLE WITH ALZHEIMER'S AND THEIR FAMILIES, AND HELP ENCOURAGE CONGRESS TO INCREASE FUNDING FOR RESEARCH. POLICY ACTIVITIES ALSO INCLUDE COLLABORATING WITH OTHER ORGANIZATIONS TO IMPROVE QUALITY CARE AND RAISE AWARENESS OF KEY ISSUES. 9438167 96708 2091738 11626613 8125409 117211 1195547 9438167 9400894 60401 -1285475 50411 8125409 0.00000 1.00000 0.00000 false false 3986783 1980241 2006542 5214857 4184208 1030649 5336868 5131975 204893 3242084 BENEFICIAL INTERESTS 12238571 F ASSETS HELD IN TRUST 115024 F 12353595 0 DUE TO CHAPTERS 11712817 GIFT ANNUITY OBLIGATIONS 4735205 DEFERRED COMPENSATION 1007102 DEFERRED RENT 2332462 19787586 94453412 93298963 1154449 8887877 859101 9746978 10901427 108389303 8887877 3557050 1405652 13850579 94538724 -85312 -85312 94453412 97317019 3932744 85312 4018056 93298963 93298963 USE OF ENDOWMENT SCHEDULE D, PART V, LINE 4 THE ASSOCIATION FOLLOWS DIRECTIONs REGARDING INCOME EARNED ON ENDOWMENTS. IF NO DIRECTION, INCOME IS USED TOWARD OUR MISSION. FIN 48 SCHEDULE D, PART X, LINE 2 IN JULY 2006, THE FASB ISSUED FASB INTERPRETATION NO. 48 ("FIN 48") (NOW REFERRED TO AS ASC 740-10-25-6, "ASC 740"), "ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES - AN INTERPRETATION OF FASB STATEMENT 109," WHICH CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ENTERPRISE'S FINANCIAL STATEMENTS IN ACCORDANCE WITH THE BROADER CONCEPTS PREVIOUSLY OUTLINE IN ASC 740. THE ASSOCIATION ADOPTED THIS NEW GUIDANCE AS OF JULY 1, 2009. THIS GUIDANCE CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, INCLUDING ISSUES RELATING TO FINANCIAL STATEMENT RECOGNIZED AND MEASUREMENT. THIS SECTION PROVIDES THAT THE TAX EFFECTS FROM AN UNCERTAIN TAX POSITION CAN BE RECOGNIZED IN THE FINANCIAL STATEMENTS ONLY IF THE POSITION IS MORE LIKELY THAN NOT TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY THE TAXING AUTHORITY. THE ASSESSMENT OF THE TAX POSITION IS BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION, WITHOUT REGARD TO THE LIKELIHOOD THAT THE POSITION MAY BE CHALLENGED. THE ASSOCIATION IS EXEMPT FROM INCOME TAX UNDER INTERNAL REVENUE CODE ("IRC") SECTION 501(C)(3), THOUGH IT IS SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSES, UNLESS THAT INCOME IS OTHERWISE EXCLUDED BY THE IRC. THE TAX YEARS ENDING 2008, 2009, AND 2010 ARE STILL OPEN TO AUDIT FOR BOTH FEDERAL AND STATE PURPOSES. THE ADOPTION OF THIS GUIDANCE DID NOT HAVE ANY IMPACT ON THE ASSOCIATION'S FINANCIAL STATEMENTS. Reconciliation of Net assets SCHEDULE D, PART XI, LINE 8 CHANGE IN PERPETUAL TRUST $ 1,799,612 CHANGE IN SPLIT INTEREST (395,030) ACQUISITION OF DISSOLVED CHAPTERS 8,233 PLEDGE WRITE-OFF (179,090) Donated noncash contributions (375,694) Miscellaneous Adjustment 1,070 TOTAL $ 859,101 RECONCILIATION OF REVENUE SCHEDULE D, PART XII, LINE 2d Change in Perpetual Trust $ 1,799,612 Change in Split Interest $ (395,030) Miscellaneous $ 1,070 TOTAL $ 1,405,652 RECONCILIATION OF REVENUE SCHEDULE D, PART XII, LINE 4b Cost of Goods sold $ (85,312) TOTAL $ (85,312) RECONCILIATION OF EXPENSES SCHEDULE D, PART XIII, LINE 2d Cost of Goods sold $ 85,312 TOTAL $ 85,312 true Europe (Including Iceland and Greenland) 0 0 Grantmaking 897984 South America 0 0 Grantmaking 200000 Middle East and North Africa 0 0 Grantmaking 199200 North America 0 0 Grantmaking 100000 East Asia and the Pacific 0 0 Grantmaking 396000 0 0 0 0 1793184 1793184 South America Program Support 200000 CHECK FMV Europe/Iceland/Greenland Program Support 200000 CHECK FMV East Asia/Pacific Program Support 200000 CHECK FMV Europe/Iceland/Greenland Program Support 199987 CHECK FMV Middle East/North Africa Program Support 100000 CHECK FMV Europe/Iceland/Greenland Program Support 100000 CHECK FMV North America Program Support 100000 CHECK FMV East Asia/Pacific Program Support 100000 CHECK FMV Europe/Iceland/Greenland Program Support 99935 CHECK FMV Europe/Iceland/Greenland Program Support 99662 CHECK FMV Europe/Iceland/Greenland Program Support 99400 CHECK FMV Middle East/North Africa Program Support 99200 CHECK FMV Europe/Iceland/Greenland Program Support 99000 CHECK FMV East Asia/Pacific Program Support 96000 CHECK FMV 14 0 false false false false false false Schedule F, Part I, Line 2 Monitoring the use of Foreign Grants The Alzheimer's Association monitors the use of grant funds both inside and outside of the United States as follows: All awardees are required to provide annual reporting both on status of the research project and their financial expenditures to the Alzheimer's Association. The Post-Award Specialist will notify the Researcher and the Institutional Financial Official 60 days prior to the anniversary of the award of the required reports (Scientific, Financial and Publications as a result of Association funding). Subsequent payments are generated by the receipt and approval of the interim progress reports. The Alzheimer's Association provides a template for the Interim Scientific Report and a template for the Interim Financial Report which are available at: https://proposalcentral.altum.com/login.asp to be downloaded by the Researcher to their computer. This template provides the required format for submission of the annual reports. The Post-Award Specialist will notify the Researcher and the Institutional Financial Official 60 days prior to the anniversary of the award of the required financial report. The Financial Report must be signed by the Institutional Official who has fiscal responsibility for the award and uploaded to proposalCENTRAL; the Institutional Official cannot be the primary investigator of the project. The financial report is reviewed by the assigned Post-Award Specialist for accuracy and accountability within the agreed upon budget. The Alzheimer's Association provides an excel template for the Interim Financial Report which is available online to be downloaded by the Grants and Contracts accountant to their computer for completion. This template provides the required format for submission of the annual financial report. At the conclusion of the award, all reports/publication(s) are due 90 days after the award expires and must be uploaded to proposalCENTRAL online system. The Financial Report must be signed by the Institutional Official who has fiscal responsibility for the award. In addition, we request, monitor, and follow-up to ensure submission compliance on all awarded contracts, and to secure financial reporting requirements are met. We audit annual awardees financial reports to ensure eligibility for continued funding. Delinquent report(s) may result in the withdrawal of funding. Researchers are informed that delinquent reporting could lead to withdrawal of funding when the request for annual report(s) is sent. If funding is withdrawn due to delinquent reports, any unspent funds must be returned to the Alzheimer's Association. This Researcher becomes ineligible to apply for funding from the Alzheimer's Association. Foreign institutions are required to submit one of the following as verification of non-profit status: * Organization's charter, bylaws and other governing documents * Documentation of non-profit designation from organization's government For-profit organizations are not eligible to apply to the Alzheimer's Association's International Research Grant Program. The Alzheimer's Association monitors the scientific advances of the Association's grant awardees by maintaining records of publications, presentations, and intellectual property that results from funded studies. The Association requires the grant recipient to notify us on an annual basis with updates to these records. We also monitor follow-on funding from federal agencies. The over-sight of the scientific integrity of the Alzheimer's Association International Research Grant Program is two-fold. First, the Alzheimer's Association Medical & Scientific Advisory Council ensures diversity of funded awards during the grant review process and develops focused Requests for Applications (RFAs) based on identified needs in the Alzheimer research community. Second, the Alzheimer's Association is engaged in a portfolio analysis of our scientific areas of investment to monitor the diversity of our grants portfolio, potential gaps in research funding, and potential overlap of areas funded. This analysis will inform future funding decisions and areas of RFA focus. X X X X X X X true THD DIRECT MAIL PUSH E-MAIL false 37806763 810000 36996763 INFOCISION FRIENDS AND FAMILY PRG. false 4007266 2654852 1352414 41814029 3464852 38349177 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY Ny Gala 1033000 141000 892000 200795 4500 227545 Sardi's 1277500 188000 1089500 100250 10000 237109 2 1317500 205150 1112350 67149 33165 289110 3628000 534150 3093850 368194 47665 753764 1169623 1924227 20350 7500 false 20350 7500 7500 12850 IL true false true false 0.00000 0.00021 Michelle Helton 225 N MICHIGAN AVE 17TH FLR CHICAGO IL 606017633 false Lynne Carey 600 Overall supervision and management X false FUNDRAISING CONSULTANT- CONTROL ARRANGEMENT SCHEDULE G, PART I, LINE 2B, BOX (iii) The aLZHEIMER'S ASSOCIATION ENGAGES IMC FOR PROFESSIONAL FUNDRAISING CONSULTANT SERVICES. A DESCRIPTION OF THE ARRANGMENT OF THE FUNDS IS LISTED BELOW: Post Office Box. IMC will facilitate the set up of a post office box to be used solely for the purpose of the volunteer recruitment campaign. All donations mailed in for the volunteer recruitment campaign will be mailed to the separate post office box and will be collected daily (5 days per week, Monday - Friday) by the caging vendor. Post Office fees will be invoiced through IMC and paid through the cage. Bank Account. IMC will facilitate the set up of a bank account, at the bank of Client's choice, to be used solely for deposits of donations from the volunteer recruitment campaign. All donations mailed in for the volunteer recruitment campaign will be collected and processed by the caging vendor. All funds from the volunteer recruitment donations will be deposited into the bank account set up for volunteer recruitment within 2 days. Bank fees will be invoiced through IMC and paid through the cage. FUNDRAISING CONSULTANT- FEE ARRANGEMENT SCHEDULE G, PART I, LINE 2B, BOX (vi) The agreement between InfoCision Management Corporation and Alzheimer's Disease & Related Disorders Association is not a percentage-based agreement. InfoCision Management Corporation is to be paid a fixed fee per completed call as described in the main agreement and said compensation provisions shall be controlling. Alzheimer's Disease & Related Disorders Association exercises control and approval over the content and frequency of all solicitations. Organization operates gaming activities with nonmembers SCHEDULE G, PART III, LINE 11 The Alzheimer's Association is not a membership organization as described by the IRS. The organization therefore doesn't consider its donors members. Therefore, the organization has checked box 11 in Part III of Schedule G, "Yes." Additional Gaming Manager Information SCHEDULE G, PART III, LINE 16 Name: Kate Levy Gaming manager compensation: $300 Description of services provided: Recordkeeping Employee Name: Katherine Lee Gaming manager compensation: $300 Description of services provided: Cash management and bank deposits Employee true Case Western Reserve University 10900 Euclid Avenue Cleveland OH 44106 341018992 501(c)(3) 450000 FMV Program Support Medical College of Cornell 1300 York Avenue New York NY 10065 131623978 501(c)(3) 450000 FMV Program Support Albert Einstein College of Medicine Yeshiva 1300 Morris Park Ave Bronx NY 10461 131624225 501(c)(3) 450000 FMV Program Support Washington University in St Louis 660 South Euclid Ave St Louis MO 63110 430653611 501(c)(3) 450000 FMV Program Support University of Washington 4333 Brooklyn Ave NE Seattle WA 98195 916001537 501(c)(3) 399990 FMV Program Support Midwest Biomedical Research Foundation 4801 Linwood Blvd Kansas City MO 64128 431496422 501(c)(3) 399900 FMV Program Support Columbia University Medical Center 630 West 168th St New York NY 10032 135598093 501(c)(3) 200000 FMV Program Support Columbia University Medical Center 630 West 168th St New York NY 10032 135598093 501(c)(3) 200000 FMV Program Support Columbia University Medical Center 630 West 168th St New York NY 10032 135598093 501(c)(3) 200000 FMV Program Support Columbia University Medical Center 630 West 168th St New York NY 10032 135598093 501(c)(3) 200000 FMV Program Support Case Western Reserve University 10900 Euclid Avenue Cleveland OH 44106 341018992 501(c)(3) 200000 FMV Program Support Medical College of Cornell 1300 York Avenue New York NY 10065 131623978 501(c)(3) 200000 FMV Program Support Massachusetts General Hospital 101 Huntington Ave Boston MA 02199 042697983 501(c)(3) 200000 FMV Program Support Massachusetts General Hospital 101 Huntington Ave Boston MA 02199 042697983 501(c)(3) 200000 FMV Program Support New York University School of Medicine 550 First Avenue New York NY 10016 135562309 501(c)(3) 200000 FMV Program Support University of Illinois - Chicago 1737 W Polk St Chicago IL 60612 376000511 501(c)(3) 200000 FMV Program Support University of Nebraska 987835 Nebraska Medical Ctr Omaha NE 68198 470049123 501(c)(3) 200000 FMV Program Support University of California (Irvine) 5171 California Avenue Irvine CA 92697 952226406 501(c)(3) 200000 FMV Program Support University of California San Fran 3333 California St San Francisco CA 94118 946036493 501(c)(3) 200000 FMV Program Support Indiana University 980 Indiana Ave Ste H102 Indianapolis IN 46202 356001673 501(c)(3) 200000 FMV Program Support Mount Sinai School of Medicine One Gustave L Levy Pl Suite L New York NY 10029 136171197 501(c)(3) 200000 FMV Program Support Nathan Kline Institute Psychiatric Research 140 Old Orangeburg Rd suite 7 Orangeburg NY 10962 141410842 501(c)(3) 200000 FMV Program Support NYS Institute for Basic Research 1050 Forest Hill Rd Staten Island NY 10314 141410842 501(c)(3) 200000 FMV Program Support University of Alabama at Birmingham 1530 3rd Ave South Birmingham AL 35294 636005396 501(c)(3) 200000 FMV Program Support University of Pennsylvania 422 Curie Blvd Philadelphia PA 19104 231352685 501(c)(3) 200000 FMV Program Support University of Chicago 5801 South Ellis Avenue Chicago IL 60637 362177139 501(c)(3) 200000 FMV Program Support University of Southern California 1985 Zonal Avenue S-151F Los Angeles CA 90033 951642394 501(c)(3) 200000 FMV Program Support University of Tennessee Health Science Ctr 62 S Dunlap Suite 300 Memphis TN 38163 626001636 501(c)(3) 200000 FMV Program Support UT Southwestern Medical Center 5323 Harry Hines Blvd Suite 152 Dallas TX 75390 756002868 501(c)(3) 200000 FMV Program Support MGH Institute of Health Professions 36 First Street Charlestown MA 02129 042868893 501(c)(3) 180000 FMV Program Support Brigham Young University A-285 ASB Campus Drive Provo UT 84602 870217280 501(c)(3) 159831 FMV Program Support Columbia University Medical Center 630 West 168th St New York NY 10032 135598093 501(c)(3) 100000 FMV Program Support Columbia University Medical Center 630 West 168th St New York NY 10032 135598093 501(c)(3) 100000 FMV Program Support Case Western Reserve University 10900 Euclid Avenue Cleveland OH 44106 341018992 501(c)(3) 100000 FMV Program Support Albert Einstein College of Medicine Yeshiva 1300 Morris Park Ave STO 315 Bronx NY 10461 131624225 501(c)(3) 100000 FMV Program Support University of Washington 4333 Brooklyn Ave NE PSC-508 Seattle WA 98195 916001537 501(c)(3) 100000 FMV Program Support New York University School of Medicine 550 First Avenue Suite 150 New York NY 10016 135562309 501(c)(3) 100000 FMV Program Support University of Illinois - Chicago 1737 W Polk St Department 0934 Chicago IL 60612 376000511 501(c)(3) 100000 FMV Program Support University of Nebraska 987835 Nebraska Medical Ctr Suite 160 Omaha NE 68198 470049123 501(c)(3) 100000 FMV Program Support University of California (Irvine) 5171 California Avenue SW Irvine CA 92697 952226406 501(c)(3) 100000 FMV Program Support Medical College of Wisconsin 8701 Watertown Plank Rd M/C 672 AOB 304 Milwaukee WI 53226 390806261 501(c)(3) 100000 FMV Program Support Beth Israel Deaconess Medical Center 330 Brookline Avenue Boston MA 02215 042103881 501(c)(3) 100000 FMV Program Support Cleveland Clinic Foundation 9500 Euclid Avenue Suite 600 Cleveland OH 44195 340714585 501(c)(3) 100000 FMV Program Support Colorado Seminary 2199 S University Blvd Denver CO 80208 840404231 501(c)(3) 100000 FMV Program Support Cornell University 373 Pine Tree Road Box 1075 Ithaca NY 14850 150532082 501(c)(3) 100000 FMV Program Support Mayo Clinic 200 First St SW Suite 801 Rochester MN 559050001 416011702 501(c)(3) 100000 FMV Program Support University of California Los Angeles 11000 Kinross Ave Los Angeles CA 90095 956006143 501(c)(3) 100000 FMV Program Support University of California San Diego 9500 Gilman Drive La Jolla CA 92093 956006144 501(c)(3) 100000 FMV Program Support Rush University Medical Center 1653 W Congress Parkway Chicago IL 60612 362174823 501(c)(3) 100000 FMV Program Support Stanford University 301 Ravenswood Avenue Menlo Park CA 94025 941156365 501(c)(3) 100000 FMV Program Support Thomas Jefferson University 125 S 9th Street Philadelphia PA 19107 231352651 501(c)(3) 100000 FMV Program Support University of Kentucky Research Foundation 109 Kinkead Hall Lexington KY 40506 616033693 501(c)(3) 100000 FMV Program Support University of Texas at Dallas 800 West Campbell Road Richardson TX 75080 751305566 501(c)(3) 100000 FMV Program Support University of Virginia PO Box 400195 Charlottesville VA 22904 546001796 501(c)(3) 100000 FMV Program Support Columbia University Medical Center 630 West 168th St New York NY 10032 135598093 501(c)(3) 99999 FMV Program Support Massachusetts General Hospital 101 Huntington Ave Boston MA 02199 042697983 501(c)(3) 99994 FMV Program Support Medical College of Wisconsin 8701 Watertown Plank Rd Milwaukee WI 53226 390806261 501(c)(3) 99994 FMV Program Support Columbia University Medical Center 630 West 168th St New York NY 10032 135598093 501(c)(3) 99990 FMV Program Support University of Texas-Galveston 301 University Blvd Galveston TX 77555 746000949 501(c)(3) 99990 FMV Program Support New York University School of Medicine 550 First Avenue New York NY 10016 135562309 501(c)(3) 99778 FMV Program Support Washington University in St Louis 660 South Euclid Ave St Louis MO 63110 430653611 501(c)(3) 99677 FMV Program Support West Virginia University Foundation One Waterfront Pl Morgantown WV 26507 556017181 501(c)(3) 99592 FMV Program Support University of Illinois - Chicago 1737 W Polk St Chicago IL 60612 376000511 501(c)(3) 99223 FMV Program Support Yale University 47 College St New Haven CT 06520 060646973 501(c)(3) 99105 FMV Program Support Boston University 85 East Newton St M921 Boston MA 02118 042103547 501(c)(3) 99072 FMV Program Support Sanford-Burnham Medical Research Institute 10901 N Torrey Pines Rd Suite 117 La Jolla CA 92037 510197108 501(c)(3) 97443 FMV Program Support Big Sioux Chapter 201 Pierce Street Sioux City IA 51101 421298350 501(c)(3) 14714 FMV Program Support Central and Western Virigina Chapter 1160 Pepsi Place Charlottesville VA 22901 541309570 501(c)(3) 27000 FMV Program Support Delaware Valley Chapter 399 Market Street Belfer 312 Philadelphia PA 19106 232280056 501(c)(3) 39630 FMV Program Support Desert Southwest Chapter 1028 East McDowell Road Phoenix AZ 85006 860402582 501(c)(3) 31200 FMV Program Support Greater Indiana Chapter 50 East 91st Street Indianapolis IN 46240 351747836 501(c)(3) 6048 FMV Program Support Greater Michigan Chapter 20300 Civic Center Dr Southfield MI 48076 382378032 501(c)(3) 43158 FMV Program Support Great Plaines Chapter 1500 South 70th Street Lincoln NE 68506 480931989 501(c)(3) 49450 FMV Program Support Houston and Southeast Texas Chapter 2242 West Holcombe Blvd Box 49 Houston TX 77030 742198685 501(c)(3) 14000 FMV Program Support MassachusettsNew Hampshire Chapter 311 Arsenal Street Box 49 Watertown MA 02472 042731194 501(c)(3) 28000 FMV Program Support Minnesota North Dakota Chapter 4550 West 77th Street Box 49 Minneapolis MN 55435 411361624 501(c)(3) 8000 FMV Program Support Northern California and Nevada Chapter 1060 La Avenida Box 129 Mountain View CA 94043 942897949 501(c)(3) 74000 FMV Program Support Oklahoma and Arkansas Chapter 6465 South Yale Suite 312 Tulsa OK 74136 731183372 501(c)(3) 19485 FMV Program Support Orange County Chapter 17771 Cowan Suite 200 Bldg 35 Irvine CA 92614 953702013 501(c)(3) 55500 FMV Program Support St Louis Chapter 9370 Olive Blvd St Louis MO 63132 431237069 501(c)(3) 8060 FMV Program Support Utah Chapter 855 East 4800 S Salt Lake City UT 84107 870397943 501(c)(3) 11000 FMV Program Support Western and Central Washington State 100 West Harrison Street Seattle WA 98119 911075926 501(c)(3) 58500 FMV Program Support Southeast Wisconsin Chapter 620 South 76th Street Milwaukee WI 53214 391350965 501(c)(3) 20500 FMV Program Support 83 0 PROCEDURES FOR MONITORING USE OF GRANT FUNDS SCHEDULE I, PART 1, LINE 2 The Alzheimer's Association monitors the use of grant funds both inside and outside of the United States as follows: All awardees are required to provide annual reporting both on status of the research project and their financial expenditures to the Alzheimer's Association. The Post-Award Specialist will notify the Researcher and the Institutional Financial Official 60 days prior to the anniversary of the award of the required reports (Scientific, Financial and Publications as a result of Association funding). Subsequent payments are generated by the receipt and approval of the interim progress reports. The Alzheimer's Association provides a template for the Interim Scientific Report and a template for the Interim Financial Report which are available at: https://proposalcentral.altum.com/login.asp to be downloaded by the Researcher to their computer. This template provides the required format for submission of the annual reports. The Post-Award Specialist will notify the Researcher and the Institutional Financial Official 60 days prior to the anniversary of the award of the required financial report. The Financial Report must be signed by the Institutional Official who has fiscal responsibility for the award and uploaded to proposalCENTRAL; the Institutional Official cannot be the primary investigator of the project. The financial report is reviewed by the assigned Post-Award Specialist for accuracy and accountability within the agreed upon budget. The Alzheimer's Association provides an excel template for the Interim Financial Report which is available online to be downloaded by the Grants and Contracts accountant to their computer for completion. This template provides the required format for submission of the annual financial report. At the conclusion of the award, all reports/publication(s) are due 90 days after the award expires and must be uploaded to proposalCENTRAL online system. The Financial Report must be signed by the Institutional Official who has fiscal responsibility for the award. In addition, we request, monitor, and follow-up to ensure submission compliance on all awarded contracts, and to secure financial reporting requirements are met. We audit annual awardees financial reports to ensure eligibility for continued funding. Delinquent report(s) may result in the withdrawal of funding. Researchers are informed that delinquent reporting could lead to withdrawal of funding when the request for annual report(s) is sent. If funding is withdrawn due to delinquent reports, any unspent funds must be returned to the Alzheimer's Association. This Researcher becomes ineligible to apply for funding from the Alzheimer's Association. Foreign institutions are required to submit one of the following as verification of non-profit status: * Organizations charter, bylaws and other governing documents * Documentation of non-profit designation from organizations government For-profit organizations are not eligible to apply to the Alzheimer's Association's International Research Grant Program. The Alzheimer's Association monitors the scientific advances of the Association's grant awardees by maintaining records of publications, presentations, and intellectual property that results from funded studies. The Association requires the grant recipient to notify us on an annual basis with updates to these records. We also monitor follow-on funding from federal agencies. The over-sight of the scientific integrity of the Alzheimer's Association International Research Grant Program is two-fold. First, the Alzheimer's Association Medical & Scientific Advisory Council ensures diversity of funded awards during the grant review process and develops focused Requests for Applications (RFAs) based on identified needs in the Alzheimer research community. Second, the Alzheimer's Association is engaged in a portfolio analysis of our scientific areas of investment to monitor the diversity of our grants portfolio, potential gaps in research funding, and potential overlap of areas funded. This analysis will inform future funding decisions and areas of RFA focus. X true true X X X X X true true false false false false false false false HARRY JOHNS 466379 0 85500 0 690 0 392718 0 21055 0 966342 0 0 0 RICHARD HOVLAND 245769 0 67813 0 1389 0 60284 0 27360 0 402615 0 0 0 Angela Geiger 297176 0 40000 0 273 0 82783 0 14931 0 435163 0 0 0 William Thies 245718 0 49140 0 2330 0 26950 0 21913 0 346051 0 0 0 HEATHER HUTCHISON 167659 0 0 0 46850 0 17406 0 13425 0 245340 0 0 0 SCOTT GARDNER 202161 0 38760 0 433 0 29839 0 2019 0 273212 0 0 0 Robert Egge 225174 0 48110 0 230 0 13085 0 26413 0 313012 0 0 0 TRAVEL FOR COMPANIONS SCHEDULE J, PART I, LINE 1A TWO BOARD MEMBERS HAVE EARLY ON-SET ALZHEIMER'S DISEASE AND TRAVELED TO BOARD MEETINGS WITH A COMPANION FOR SAFETY PURPOSES. COMPANION'S TRAVEL EXPENSE WAS REIMBURSED. Severance payment SCHEDULE J, PART I, LINE 4A Heather Hutchison received a severance payment in the amount of $46,850. SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN SCHEDULE J, PART I, LINE 4B HARRY JOHNS PARTICIPATES IN A 457(F) PLAN. THE AMOUNTS ACCRUED ARE INCLUDED ON SCHEDULE J AS DEFERRED COMPENSATION. THE AMOUNT FOR 2010 IS $224,768. RICHARD HOVLAND, ANGELA GEIGER, HEATHER HUTCHISON, AND HARRY JOHNS PARTICIPATE IN A 457(B) PLAN. THE AMOUNTS ACCRUED ARE INCLUDED ON SCHEDULE J AS DEFERRED COMPENSATION. HARRY JOHNS WAS THE ONLY INDIVIDUAL IN 2010 WITH AN AMOUNT ACCRUED. HIS AMOUNT IN 2010 WAS $16,000. SUPPLEMENTAL COMPENSATION INFORMATION SCHEDULE J, PART II, COLUMN (C) HARRY JOHNS - INCENTIVE COMPENSATION OF $85,500 (PART II B (ii)) IS BASED ON PERFORMANCE MEASURES DEVELOPED, REVIEWED AND APPROVED BY THE COMPENSATION COMMITTEE OF THE ALZHEIMER'S ASSOCIATION BOARD OF DIRECTORS IN CONSULTATION WITH THE ASSOCIATION'S INDEPENDENT COMPENSATION CONSULTANTS AND REPRESENTS THE ACHIEVEMENT OF STATED GOALS FOR FISCAL YEAR 2009. THIS INCENTIVE COMPENSATION WAS EARNED IN Fiscal year 2010; HOWEVER, NOT PAID UNTIL CALENDAR YEAR 2010. FOR THE YEAR REPORTED IN THIS 990, A PORTION OF THAT PERFORMANCE INCENTIVE HAS BEEN VOLUNTARILY WAIVED BY THE EXECUTIVE. RETIREMENT AND OTHER DEFERRED COMPENSATION OF $392,718 (PART II (C)) IS COMPRISED OF BOTH EMPLOYEE AND EMPLOYER FUNDING TO THE 401K RETIREMENT PLAN AND EMPLOYER ACCRUAL TO A SUPPLEMENTAL RETIREMENT ACCOUNT. THE LATTER HAS NOT BEEN PAID TO THE EXECUTIVE AND WILL NOT BE PAID UNTIL A LATER DATE. NONTAXABLE BENEFITS OF $21,055 (PART II (D)) INCLUDE EMPLOYER CONTRIBUTIONS TO MEDICAL, DENTAL, SHORT- AND LONG-TERM DISABILITY AND BASIC LIFE PROVISION. Deferred compensation for Angela Geiger includes employer funding to retirement plan and a retention incentive accrued but not paid at December 31, 2010. Deferred compensation for Richard Hovland includes employer funding to retirement plan and a retention incentive accrued but not paid at December 31, 2010. Deferred compensation for Heather Hutchison, Scott Gardner, Robert Egge and William Thies include employer funding to retirement plan. X 444 182115 Cost / Selling Price X 17 2794290 Cost / Selling Price X ATTACHMENT 169 375694 FMV 0 false true true THIRD PARTY INVOLVEMENT IN NON-CASH CONTRIBUTIONS SCHEDULE M, PART I, LINE 25 AND LINE 32B LINE 25: The ALZHEIMER'S ASSOCIATION RECEIVES VARIOUS NONCASH CONTRIBUTIONS FOR THEIR FUNDRAISING EVENTS. THESE ITEMS INCLUDE SPORTING TICKETS, JEWELRY, CONCERT TICKETS, DINNERS, AND VARIOUS OTHER PACKAGES. LINE 32B: A THIRD PARTY BROKER RECEIVES DIRECTLY, SELLS AND REMITS PROCEEDS FROM STOCK GIFTS. A THIRD PARTY BROKER RECEIVES DIRECTLY, SELLS AND REMITS PROCEEDS FROM STOCK GIFTS. Organization's Mission FORM 990, Part III, Line 1 The Alzheimer's Association is the leading voluntary health organization in Alzheimer care, support, and research. Our mission is to eliminate Alzheimer's disease through the advancement of research; to provide and enhance care and support for all affected; and to reduce the risk of dementia through the promotion of brain health. Our vision is a world without Alzheimer's disease. The Alzheimer's Association is a valued resource for caregivers and those living with the disease, offering information, education and support. We are a nationwide network with more than 70 affiliated chapters working together to accomplish our mission. Our national office is headquartered in Chicago, and we have a public policy office in Washington, D.C. The Alzheimer's Association provides 24/7 constituent support through our Helpline 365 DAYS A YEAR (1.800.272.3900) and an award-winning Web site, alz.org. We are the largest nonprofit funder of Alzheimer's disease research. Since awarding our first grants in 1982, the Association has committed over $290 million to nearly 2,000 best-of-field grant proposals. As a leader in the field, we foster a network for the scientific community by hosting the largest international conference focusing on research in the world. In addition, we advocate for the needs and rights of people with Alzheimer's and their families. We speak up to help ENCOURAGE Congress to take action in the fight against this disease and host an annual advocacy forum in Washington, D.C. Education about Alzheimer's disease and awareness of the Association are key to accelerating progress. We strive to make more people aware of the services available for those facing this disease and the benefits of early detection. Millions of Americans have signed up as Alzheimer's Association "Champions" to educate, advocate, donate, and participate to move this cause forward. A donor-supported organization, the Alzheimer's Association allocates its funds in an ethical and responsible manner that exceeds the rigorous standards of America's most experienced charity evaluator, the Better Business Bureau Wise Giving Alliance. Other Program Services FORM 990, Part III, Line 4d Advocacy - As Alzheimer's disease threatens to bankrupt families, businesses and our healthcare system, scientists are coming closer to finding better treatments that could drastically alter the course of the disease. We also advocate for better care for people and families already facing Alzheimer's. Tens of thousands of grass roots advocates speak up for the needs and rights of people with Alzheimer's and their families, and help encourage Congress to increase funding for research. Policy activities also include collaborating with other organizations to improve quality care and raise awareness of key issues. REVENUES: NONE EXPENSES: $ 4,735,464 GRANTS: $ 4,235,791 PATIENT AND FAMILY SERVICES - The Alzheimer's Association* provides an array of information and support services designed specifically for individuals with Alzheimer's disease, their families, friends and caregivers. In order to meet the diverse needs of individuals affected by Alzheimer's disease, the Association's programs and services are offered in person, by phone and online. The Association serves over 700,000 persons per year through its programs and services. Online nationwide and in over 70 chapters throughout the country, constituents can attend education programs and support groups, enroll in location management programs, receive personalized care consultation and engage in early stage programs. The Association has been a leader in providing location management programs for the approximately 6 of 10 persons with dementia at risk for wandering. The MedicAlert* + Alzheimer's Association Safe Return program*, a bracelet identification program, has served over 180,000 individuals since its beginning in 1993. In 2009, the Association developed Comfort Zone*, a first of its kind location management system designed specifically for individuals living with dementia using GPS and cellular technology to assist families in managing the location of persons with dementia. Through the Association's 24/7/365 Helpline, individuals with Alzheimer's and their families can talk to a specialist to receive information and basic education about the disease and for more complicated or urgent situations, constituents can speak to a masters trained counselor, any time, day or night. The Helpline handles over 218,000 calls per year. The Association's website (alz.org) receives an average of 1 million visits each month. Online programs include: self-service education programs, an online community, an interactive brain tour (available in 14 languages), access to comprehensive disease information, portals in Spanish, Chinese, and Vietnamese, a virtual library, and a safety center. Through the Association's Early Stage Initiative, individuals in the early stages of the disease can participate in education programs, support groups and engagement programs. Additionally, the Association convenes an Early Stage Advisory Group whose members work to raise awareness, advocate for the cause and provide guidance and review to our programs and services. The programs and services of the Alzheimer's Association are designed to provide education, information and support and to help individuals with Alzheimer's and their families navigate the long and complicated journey through Alzheimer's disease. *THESE ARE NAMES THAT ARE TRADEMARKS TO ALZHEIMER'S ASSOCIATION. REVENUES: $ 219,942 EXPENSES: $ 7,734,411 GRANTS: $ 323,201 Review of 990 FORM 990, Part VI, SECTION B, Line 11 The organization undergoes a thorough review process before filing the return. The audit committee discusses and reviews the form before it goes to the officers and full board of directors. All officers and the full board of directors are provided a copy for their review and have the opportunity to comment before the form is filed. Conflict of Interest Policy FORM 990, PART VI, SECTION B, LINE 12C All interested parties are required to file with the Association a disclosure statement prior to such individual commencing his or her service with the Association and thereafter shall file with the Association an updated disclosure statement (at least once annually) and as appropriate or as directed from time to time by the Board of Directors or its committee designee. The Association's Bylaws require individuals, interested persons or chapters to disclose any reasonably foreseeable actual or potential conflict of interest. When any such conflict of interest is relevant to a matter requiring action by the Board of Directors or a committee, the disclosure is made and such interested person may not vote on the matter. When there is a doubt as to whether a conflict of interest exists, the matter is resolved by a vote of the Board of Directors or the committee, as the case may be, excluding the interested person concerning whom the doubt has arisen. COMPENSATION OF OFFICERS FORM 990, PART VI, SECTION B, LINE 15A & B Compensation is established for the CEO by the Compensation Committee and the executive committee after a thorough salary/market review conducted by outside compensation consultants. For the CEO and for the senior management team this review was last done in 2010. Each year the Compensation Committee evaluateS the CEO's performance through a robust assessment process which includes 360 feedback collectION, interviews and performance evaluation. The committee and chairman of the board use this data to determine incentive compensation eligibility. The senior staff has a comprehensive performance evaluation and compensation review done at the end of each fiscal year. This includes a self assessment, 360 review and evaluation by the CEO. Salary is benchmarked every two years. This year the salaries and total compensation packages of the senior staff were benchmarked by AONHewitt. Governing Documents FORM 990, Part VI, Section C, Line 19 Form 990 is made available to the general public by posting on our organization's website and upon request. The organization's audited financial statements are made available to the general public by posting on our organization's website and upon request. The organization's conflict of interest policy is available to the general public upon request. other change in net assets or fund balances part xi, line 5 Unrealized Gain $8,887,877 Change in Perpetual Trusts 1,799,612 Change in Split-interest agreements (395,030) Acquisition of Dissolved chapters 8,233 Pledge Write off (179,090) Noncash contributions from fundraising events (375,694) Miscellaneous 1,070 Total increase in net assets of fund balances $9,746,978