2011-11-11T12:14:37-06:00 2010-12-31 RSM MCGLADREY INC 1185 AVENUE OF THE AMERICAS NEW YORK NY 100362602 990 2010-01-01 133586432 EAST-WEST MANAGEMENT INSTITUTE INC EAST 2128437660 575 MADISON AVENUE 25TH FLOOR NEW YORK NY 10022 ADRIAN HEWRYK 2128437660 2011-11-10 1 MARTIN GREIF 2123721000 2010 2016-03-07 17:11:31Z ADRIAN HEWRYK 575 MADISON AVENUE 25TH FLOOR NEW YORK NY 10022 12573554 0 X WWW.EWMI.ORG X 1988 NY SEE SCHEDULE OWORKING IN PARTNERSHIP WITH GRASS ROOTS GROUPS, LOCAL GOVERNMENTS AND INTERNATIONAL ORGANIZATIONS, EWMI COMBINES LEGAL, CIVIC AND ECONOMIC INITIATIVES TO BUILD JUST, PROSPEROUS AND DEMOCRATIC SOCIETIES. 5 5 30 10 0 0 11607300 12506089 566397 65528 1003 409 1238 1528 12175938 12573554 3554690 3318793 0 0 4774807 5583971 0 0 0 3797340 3743603 12126837 12646367 49101 -72813 2838831 3326406 1402148 1958257 1436683 1368149 X SEE SCHEDULE OTHE PURPOSES OF THE EAST-WEST MANAGEMENT INSTITUTE, INC. (EWMI) ARE AS FOLLOWS: TO PROMOTE AND FOSTER DEMOCRACY AND ECONOMIC DEVELOPMENT THROUGHOUT THE WORLD BY VARIOUS MEANS, INCLUDING, BUT NOT LIMITED TO, COOPERATIVE AND OTHER PROJECTS AND ACTIVITIES WITH GOVERNMENTS AND NON-GOVERNMENTAL ORGANIZATIONS ("NGOS"); GRANTS; AND SEMINARS, CONFERENCES, WORKSHOPS AND OTHER EDUCATIONAL PROGRAMS. 0 0 4442507 2681089 CAMBODIA HUMAN RIGHTS PROGRAM - PROGRAM ON RIGHTS AND JUSTICE II (PRAJ II): PRAJ II AIMS TO IMPROVE THE COLLECTION AND USE OF JUSTICE SYSTEM DATA, IMPROVE THE COMPETENCE OF LEGAL PROFESSIONALS, STRENGTHEN JUDICIAL ADMINISTRATION, BROADEN AND STRENGTHEN THE CONSTITUENCIES SUPPORTING JUSTICE SECTOR REFORM, AND EXPAND AND IMPROVE LEGAL AID FOR THE POOR, ESPECIALLY INDIGENT CRIMINAL DEFENSE. IN 2010, OUR LEGAL AID GRANTEES PROVIDED REPRESENTATION TO 2,853 INDIGENT CLIENTS IN 950 CASES. OUR SUPPORT TO CIVIL SOCIETY ORGANIZATIONS (CSO) PROVIDED TRAINING TO 5,989 CITIZENS AND ENGAGED 50,207 CITIZENS IN CSO ACTIVITIES. PRAJ II/EWMI ALSO TRAINED 1,756 PEOPLE IN OUR VARIOUS LEGAL PROFESSION DEVELOPMENT ACTIVITIES, INCLUDING LAW STUDENTS, LAW PROFESSORS, JUDGES, PROSECUTORS, MINISTRY OF JUSTICE OFFICIALS AND COURT CLERKS. 2022536 10298 SEPARATION OF POWERS PROGRAM (SPP): THE SEPARATION OF POWERS PROGRAM IS A FIVE-YEAR PROJECT LAUNCHED BY EWMI IN SEPTEMBER 2008. THE OVERALL PURPOSE OF THE SEPARATION OF POWERS PROGRAM IS TO PROVIDE TECHNICAL ASSISTANCE TO HELP SERBIA MOVE CLOSER TO EU ACCESSION BY STRENGTHENING THE DIVISION OF POWER AND AUTHORITY MORE EQUABLY AMONG SERBIA'S THREE BRANCHES OF GOVERNMENT, AND TO PROMOTE JUDICIAL INDEPENDENCE. DURING 2010, EWMI PROVIDED TRAINING TO MORE THAN 291 INDIVIDUAL FROM LEGAL INSTITUTIONS AND ASSOCIATIONS, INCLUDING COURT MANAGERS AND COURT PRESIDENTS, ON THE TOPICS OF BUDGET PLANNING, FINANCE, COURT MANAGEMENT, ADVOCACY, EFFICIENCY, TRANSPARENCY AND ETHICS. EWMI ALSO CONDUCTED WORKSHOPS ON BACKLOG REDUCTION STRATEGIES THROUGHOUT SERBIA, AND PRODUCED A DRAFT NATIONAL BACKLOG REDUCTION STRATEGY. 1330382 310961 BIH (BOSNIA HERZEGOVINA) JUDICIAL SECTOR DEVELOPMENT PROGRAM - 2 (JSDP): THE JUSTICE SECTOR DEVELOPMENT PROGRAM II (JSDP II) IN BOSNIA AND HERZEGOVINA PROVIDED ASSISTANCE TO THE BOSNIAN JUDICIARY IN ORDER TO IMPROVE PRACTICES IN THE FIELDS OF PUBLIC ACCESS TO JUSTICE, GOVERNANCE, STABILITY AND ADMINISTRATION, EFFICIENT AND EFFECTIVE JUSTICE AND TRANSPARENCY AND ACCOUNTABILITY. IN 2010, JSDP II HELPED TO PURCHASE AND INSTALL AN ELECTRONIC DOCUMENTATION SYSTEM AT THE BH MOJ SERVER, AVAILABLE FOR USE TO ALL 13 MINISTRIES OF JUSTICE IN BIH, JUDICIAL COMMISSION OF BRCKO DISTRICT, AND HJPC. DURING THE FOLLOWING YEAR, ALL REPORTS BY JUSTICE SECTOR INSTITUTIONS HAVE BEEN SUBMITTED EXCLUSIVELY THROUGH THIS NEW DOCUMENTATION SYSTEM. JSDP II HAS ALSO HELPED FOSTER THE CREATION OF THE JUSTICE NETWORK, WHICH HAS GROWN TO INCLUDE 50 ORGANIZATIONS, INCLUDING NGOS WORKING TO IMPROVE THE RULE OF LAW AND DELIVERY OF JUSTICE IN BIH AND PROFESSIONAL MEMBERSHIP ASSOCIATIONS, INCLUDING GROUPS COMPRISED OF JUDGES, PROSECUTORS, MEDIATORS, BANKRUPTCY COMMISSIONERS AND EXPERT ASSOCIATES IN COURTS AND PROSECUTORS' OFFICES. THE JUSTICE NETWORK WEBSITE (WWW.MREZAPRAVDE.BA) IS NOW FULLY FUNCTIONAL, ALBEIT CURRENTLY AVAILABLE IN BOSNIAN LANGUAGE ONLY. JSDP II HAS ALSO AWARDED GRANTS TO A DOZEN OF NGOS ON ADVOCACY, MEDIATION, LEGAL TRAINING ACTIVITIES, AMONG OTHERS. UNDER ITS MODEL PROSECUTORS OFFICE INITIATIVE (MPOI), INITIATIVE WHICH WILL HAVE REACHED ALL 18 PROSECUTORS' OFFICES (POS) IN THE COUNTRY BY MID-2012, EWMI CONTINUED TO HELP POS IN DEVELOPMENT OF STRATEGIC PLANS AND PROGRAM BUDGETS FOR EACH MODEL PO AND ROLL OUT A TECHNICAL ASSISTANCE PACKAGE TO THE COURTS THAT INCLUDED TRAINING AND MENTORING ON SUCH TOPICS AS PUBLIC OUTREACH, ARCHIVING AND PROGRAM BUDGETING. 359957 10500 ECUADOR JUSTICE PROJECT 321358 G-PAC GEORGIA 299882 KOSOVO SEAD - CHECCHI 246079 40420 JILEP GEORGIA 238371 110150 LIBERIA C-DRILL PROGRAM 224175 GOOD GOVERNANCE ACTIVITY IN MONTENEGRO 211669 1035 KOSOVO CONSTITUTIONAL JUSTICE INITIATIVE 166986 ROMANIA DRAFTING OF CURRICULA &TRAINING (WB) 166852 76258 KOSOVO MUNICIPAL COUNCILS ON SAFETY IN COMMUNITIES 86443 768 SAFER ACCESS TO ARABLE LANDS BY SAFEGUARDING LAND TENURE THROUGH AWARENESS ON LAND LAWS AND SUPPORT TO PROVISION OF LAND TITLES TO POOR FARMING HOUSEHOLDS FOR THE ECONOMIC & SOCIAL RELAUNCH OF NORTHWEST PROVINCES (ECOSORN) 77386 EGYPT ADMINISTRATION OF CRIMINAL JUSTICE 51530 46677 BOTSWANA INDUSTRIAL POLICY DESIGN (UN) 50408 1500 PHILANTHROPICATION THRU PRIVATIZATION PROJECT 49642 40900 JAFFNA LEGAL AID PROJECT 47399 31288 PROMOTING DIALOGUE AND TOLERANCE IN FIJI 37733 PFS FOLLOW-ON - DELOITTE 33333 2090 SAFEGUARDING CAMBODIANS' LAND RIGHTS 46691 1536 18851 OTHER PROGRAMS 2715894 316445 65528 10511319 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 1 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 X 16 0 1 30 1 0 1 BK CB RI GG MJ 0 0 0 0 0 0 0 0 X 5 5 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X ADRIAN B HEWRYK 2128437660 575 MADISON AVENUE NEW YORK NY 10022 DOUGLAS RUTZEN 1.00 X X 0 0 0 EUGENIA MCGILL 1.00 X 0 0 0 MICHELLE SCOTT 1.00 X 0 0 0 ROBERTA THAMI 1.00 X 0 0 0 GEORGE VICKERS 1.00 X 0 0 0 ADRIAN HEWRYK 47.90 X 190535 0 20679 RACHEL TRITT 44.90 X 162560 0 35906 JOHN A BONAME 47.20 X 248976 0 30619 KENNETH STUART 45.40 X 207413 0 27758 RICHARD GEBELEIN 40.00 X 187641 0 15935 PATRICIA BAARS 42.40 X 165364 0 13252 FRON NAHZI 45.40 X 154588 0 18446 MARK WEST 42.00 X 207813 0 31981 MARYLIN S ZELIN 40.60 X 202455 0 17325 JOSEPH J BOBEK 40.00 X 198257 0 18001 PATRICK WUJCIK 40.70 X 197677 0 24460 NEIL WEINSTEIN 41.60 X 176558 0 25321 2299837 0 279683 18 0 1 0 THE RESEARCH FOUNDATION OF STATE UNIVERS 1400 WASHINGTON AVENUE ALBANY NY 12222 TECH ASS'T FOR PROMOTING GOOD GOVERNANCE 449389 1 12417046 89043 11067 12506089 OTHER CONTRACTS 900099 65528 65528 65528 409 409 OTHER INCOME 900099 1528 1528 1528 12573554 65528 0 1937 1905587 1905587 1413206 1413206 1492766 999622 493144 3283641 2573419 710222 118978 89003 29975 494541 369947 124594 194045 145157 48888 63245 63245 55066 55066 12620 12620 372745 298382 74363 388544 193045 195499 431308 312949 118359 127807 125112 2695 13348 13348 1319 1319 113697 52263 61434 CONSULTING FEES 782503 676658 105845 SUBCONTRACTS EXPENSE 651356 651356 OVERSEAS ALLOWANCES 466089 455290 10799 NONCAPITALIZED EQUIPMEN 164464 156485 7979 MISCELLANEOUS EXPENSES 95780 81218 14562 3712 3712 12646367 10511319 2135048 0 430012 202578 23086 51106 2260980 2948592 47923 61450 88191 88191 1319 0 75511 62680 2838831 3326406 802148 958257 600000 1000000 1402148 1958257 X 1263831 1254551 172852 113598 1436683 1368149 2838831 3326406 X -72813 4279 X 0 1 1 X 1 1 X 13775276 13866528 10332475 11607300 12506089 62087668 13775276 13866528 10332475 11607300 12506089 62087668 62087668 6191 5290 5827 1003 409 18720 3635 1238 1528 6401 62112789 1792253 0.99960 0.99910 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 88191 88191 0 0 12573554 12646367 -72813 4279 4279 -68534 14527209 1949376 4279 1953655 12573554 0 12573554 14595743 1949376 1949376 12646367 0 12646367 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: MANAGEMENT EVALUATED THE TAX POSITIONS FOR THE INSTITUTE AND CONCLUDED THAT THE INSTITUTE HAD TAKEN NO UNCERTAIN INCOME TAX POSITIONS THAT REQUIRE ADJUSTMENTS TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. GENERALLY, THE INSTITUTE IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR YEARS BEFORE 2007, WHICH IS THE STANDARD STATUTE OF LIMITATIONS LOOK-BACK PERIOD. PART XI, LINE 8 - OTHER ADJUSTMENTS: CURRENCY EXCHANGE GAIN 4,279. PART XII, LINE 2D - OTHER ADJUSTMENTS: CURRENCY EXCHANGE GAIN 4,279. 1 EAST ASIA AND THE PACIFIC GRANTMAKING 810185 EAST ASIA AND THE PACIFIC 2 37 PROGRAM SERVICES PROMOTING RULE OF LAW, HUMAN RIGHTS, LAND RIGHTS AND PROGRAM DEVELOPMENT 2137433 EUROPE (INCLUDING ICELAND & GREENLAND) GRANTMAKING 399551 EUROPE (INCLUDING ICELAND & GREENLAND) 4 39 PROGRAM SERVICES PROMOTING RULE OF LAW, ECONOMIC DEVELOPMENT AND CIVIL SOCIETY 3207283 MIDDLE EAST AND NORTH AFRICA 0 1 PROGRAM SERVICES PROMOTING RULE OF LAW 62506 RUSSIA & THE NEWLY INDEPENDENT STATES GRANTMAKING 40420 RUSSIA & THE NEWLY INDEPENDENT STATES 2 12 PROGRAM SERVICES PROMOTING RULE OF LAW AND CIVIL SOCIETY 412843 SOUTH AMERICA GRANTMAKING 11000 SOUTH AMERICA 1 10 PROGRAM SERVICES PROMOTING RULE OF LAW AND ECONOMIC DEVELOPMENT 228516 SOUTH ASIA GRANTMAKING 40900 SOUTH ASIA 0 0 PROGRAM SERVICES PROMOTING RULE OF LAW 1744 SUB-SAHARAN AFRICA GRANTMAKING 111150 SUB-SAHARAN AFRICA 0 1 PROGRAM SERVICES PROMOTING RULE OF LAW, ECONOMIC DEVELOPMENT AND CIVIL SOCIETY 125202 89 11 100 7081221 507512 7588733 EAST ASIA AND THE PACIFIC - LAND LAW AWARENESS 448 CHECK OR WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC - LEGAL EDUCATION 0 CHECK, CASH OR WIRE TRANSFER 39520 MATERIALS & LABOR ACQUISITION VALUE EAST ASIA AND THE PACIFIC - LAND LAW AWARENESS 667 CHECK OR WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC - RULE OF LAW 26977 CHECK OR WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC - RULE OF LAW 16191 CHECK OR WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC - RULE OF LAW 43306 CHECK OR WIRE TRANSFER EAST ASIA AND THE PACIFIC - COMMUNITY-LED ENVIRONMENTAL PROTECTION 173 CHECK OR WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC - ACCESS TO JUSTICE/LEGAL AID 26755 CHECK OR WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC - ACCESS TO JUSTICE/LEGAL AID 169716 CHECK OR WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC - ACCESS TO JUSTICE/LEGAL AID 46406 CHECK OR WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC - ACCESS TO JUSTICE/LEGAL AID 80340 CHECK OR WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC - ACCESS TO JUSTICE/LEGAL AID 28385 CHECK OR WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC - PROMOTE HUMAN RIGHTS 0 CHECK, CASH OR WIRE TRANSFER 233 MATERIALS ACQUISITION VALUE EAST ASIA AND THE PACIFIC - RULE OF LAW 0 CHECK, CASH OR WIRE TRANSFER 983 MATERIALS ACQUISITION VALUE EAST ASIA AND THE PACIFIC - RULE OF LAW 0 CHECK, CASH OR WIRE TRANSFER 4631 MATERIALS ACQUISITION VALUE EAST ASIA AND THE PACIFIC - CIVIL SOCIETY 12712 CHECK OR WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC - RULE OF LAW 49970 CHECK OR WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC - RULE OF LAW 20925 CHECK OR WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC - RULE OF LAW 70200 CHECK OR WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC - LEGAL EDUCATION/PUBLIC AWARENESS 72097 CHECK OR WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC - LEGAL EDUCATION/PUBLIC AWARENESS 14434 CHECK OR WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC - PROMOTE TOLERANCE 31288 CHECK OR WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - RULE OF LAW 6521 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - RULE OF LAW 32636 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - RULE OF LAW 23447 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - RULE OF LAW 7162 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - RULE OF LAW 4283 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - RULE OF LAW 27755 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - RULE OF LAW 20890 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - RULE OF LAW 20576 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - RULE OF LAW 20838 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ACCESS TO JUSTICE 13362 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ACCESS TO JUSTICE 13167 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - PUBLIC AWARENESS/LEGAL EDUCATION 17586 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - RULE OF LAW 4283 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - RULE OF LAW 0 WIRE TRANSFER 58911 MATERIALS ACQUISITION VALUE EUROPE (INCLUDING ICELAND & GREENLAND) - RULE OF LAW 10763 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - CIVIL SOCIETY 2515 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - CIVIL SOCIETY/YOUTH EDUCATION 8331 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - CIVIL SOCIETY 2709 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - CIVIL SOCIETY 12573 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - CIVIL SOCIETY/YOUTH EDUCATION 6906 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - CIVIL SOCIETY 2515 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - CIVIL SOCIETY/CITIZEN ECUCATION 9155 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - CIVIL SOCIETY/PUBLIC AWARENESS 10175 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - CIVIL SOCIETY 5017 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - CIVIL SOCIETY/CITIZEN EDUCATION 2515 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - CIVIL SOCIETY 2515 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - CIVIL SOCIETY 8857 WIRE TRANSFER 0 RUSSIA & THE NEWLY INDEPENDENT STATES - RULE OF LAW/ACCESS TO JUSTICE 30000 WIRE TRANSFER 0 RUSSIA & THE NEWLY INDEPENDENT STATES - RULE OF LAW/ACCESS TO JUSTICE 2240 WIRE TRANSFER 0 RUSSIA & THE NEWLY INDEPENDENT STATES - CIVIL SOCIETY/ACCESS TO JUSTICE 8180 WIRE TRANSFER 0 SOUTH AMERICA - ARGENTINA, BOLIVIA, RULE OF LAW 10500 CHECK OR WIRE TRANSFER 0 SOUTH ASIA - AFGHANISTAN, BANGLADESH, RULE OF LAW/ACCESS TO JUSTICE 40900 WIRE TRANSFER 0 SUB-SAHARAN AFRICA - ANGOLA, ACCESS TO JUSTICE/LEGAL AID 1000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA - ANGOLA, CONFLICT MITIGATION 108150 WIRE TRANSFER 0 SUB-SAHARAN AFRICA - ANGOLA, ACCESS TO JUSTICE/LEGAL AID 2000 WIRE TRANSFER 0 57 STIPEND/FELLOWSHIP EAST ASIA AND THE PACIFIC 5 3175 CASH OR WIRE TRANSFER TRAINING PARTICIPANT SUPPORT EAST ASIA AND THE PACIFIC 445 50653 CASH OR WIRE TRANSFER TRAINING PARTICIPANT SUPPORT EUROPE (INCLUDING ICELAND & GREENLAND) 288 42588 CASH OR WIRE TRANSFER STIPEND/FELLOWSHIP EUROPE (INCLUDING ICELAND & GREENLAND) 1 1000 CHECK OR WIRE TRANSFER STIPEND/FELLOWSHIP SOUTH AMERICA 1 500 CHECK OR WIRE TRANSFER 0 0 0 0 0 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: EAST-WEST MANAGEMENT INSTITUTE, INC. HAS A COMPREHENSIVE SET OF POLICIES AND PROCEDURES IN PLACE TO MONITOR THE USE OF GRANT FUNDS OUTSIDE THE UNITED STATES. UNDER EWMI'S LARGER PROGRAMS, EWMI MAINTAINS FIELD OFFICES THAT OVERSEE PROGRAM IMPLEMENTATION AND MONITOR THE USE OF GRANT FUNDS. ALL GRANTEES ARE REQUIRED TO SUBMIT PERIODIC NARRATIVE AND FINANCIAL REPORTS. THE FIELD OFFICE AND HEADQUARTERS' STAFF REVIEW THESE REPORTS. IN ADDITION, THE FIELD OFFICE GRANTS ADMINISTRATION STAFF PERIODICALLY CONDUCT SITE VISITS AND FINANCIAL REVIEWS OF GRANTEES. FOR LARGER GRANTS, EWMI FIELD OFFICE AND HEADQUARTERS STAFF ALSO REVIEW GRANTEE AUDIT REPORTS. METHOD USED TO ACCCOUNT FOR EXPENDITURES: SCHEDULE F, PART I, LINE 3: THE ORGANIZATION HAS REPORTED EXPENDITURES ON THE ACCRUAL BASIS METHOD OF ACCOUNTING. OTHER INFORMATION SCHEDULE F, PART V SCHEDULE F, PART II, LINE 1: THE ORGANIZATION HAS REPORTED GRANT EXPENDITURES ON THE ACCRUAL BASIS METHOD OF ACCOUNTING. OTHER INFORMATION SCHEDULE F, PART V SCHEDULE F, PART III: THE ORGANIZATION HAS REPORTED GRANT EXPENDITURES ON THE ACCRUAL BASIS METHOD OF ACCOUNTING. 1 AMERICAN BAR ASSOCIATION FUND FOR JUSTICE AND EDUCATION 740 FIFTEENTH STREET NW WASHINGTON DC 20005 366110299 501(C)(3) 558311 LEGAL EDUCATION THE ASIA FOUNDATION 465 CALIFORNIA ST 9 SAN FRANCISCO CA 94104 941191246 501(C)(3) 1347276 HUMAN RIGHTS/CIVIL SOCIETY 2 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: EAST-WEST MANAGEMENT INSTITUTE, INC. (EWMI) REQUIRES PERIODIC TECHNICAL AND FINANCIAL REPORTS ON THE USE OF GRANT FUNDS FROM ALL GRANTEES IN THE US. EWMI STAFF REVIEW THESE REPORTS AND FOLLOW UP WITH ANY QUESTIONS. IN ADDITION, US GRANTEES PROVIDE EWMI WITH COPIES OF THEIR AUDITED FINANCIAL STATEMENTS SUPPORTING THE FINANCIAL REPORTS SUBMITTED FOR SPECIFIC PROGRAM GRANTS. X X 1 1 X X X 0 0 0 0 0 0 0 0 0 ADRIAN HEWRYK 190000 0 0 0 535 0 13939 0 10621 0 215095 0 0 0 RACHEL TRITT 162500 0 0 0 60 0 11892 0 28466 0 202918 0 0 0 JOHN A BONAME 138500 0 0 0 110476 0 11424 0 21675 0 282075 0 0 0 KENNETH STUART 165300 0 0 0 42113 0 13755 0 16284 0 237452 0 0 0 RICHARD GEBELEIN 150000 0 0 0 37641 0 13018 0 2917 0 203576 0 0 0 PATRICIA BAARS 127913 0 0 0 37451 0 11158 0 2094 0 178616 0 0 0 FRON NAHZI 141500 0 0 0 13088 0 11019 0 10028 0 175635 0 0 0 MARK WEST 144111 0 0 0 63702 0 12786 0 21675 0 242274 0 0 0 MARYLIN S ZELIN 141397 0 0 0 61058 0 11731 0 8074 0 222260 0 0 0 JOSEPH J BOBEK 151428 0 0 0 46829 0 11031 0 9191 0 218479 0 0 0 PATRICK WUJCIK 149325 0 0 0 48352 0 10457 0 16483 0 224617 0 0 0 NEIL WEINSTEIN 125438 0 0 0 51120 0 11318 0 16483 0 204359 0 0 0 PART I, LINE 1A EWMI PROVIDES FOR THE FOLLOWING TYPE OF TRAVEL FOR EMPLOYEES AND THEIR FAMILY MEMBERS WHEN POSTED ABROAD: TRAVEL TO AND FROM POST, HOME LEAVE AND R&R TRAVEL AND EDUCATIONAL TRAVEL (FOR DEPENDENTS). HOUSING ALLOWANCE (I.E., LIVING QUARTER ALLOWANCE - LQA) IS PROVIDED FOR LONG-TERM EXPATS POSTED ABROAD. ROMAN HEWRYK BROTHER OF ADRIAN HEWRYK, PRESIDENT 128866 ROMAN IS A SALARIED EMPLOYEE OF THE ORGANIZATION. 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS FIRST REVIEWED IN DETAIL BY THE OFFICERS OF THE ORGANIZATION, INCLUDING THE PRESIDENT AND EXECUTIVE VICE PRESIDENT, WITH INPUT FROM THE CONTROLLER. ONCE THIS REVIEW IS COMPLETED, THE FORM 990 IS CIRCULATED TO THE BOARD AUDIT COMMITTEE AND ALL MEMBERS OF THE BOARD OF DIRECTORS FOR FINAL REVIEW. FORM 990, PART VI, SECTION B, LINE 12C AS PART OF ITS OVERALL COMPLIANCE PROGRAM, EWMI HAS A CONFLICT OF INTEREST POLICY IN PLACE. ALL EWMI DIRECTORS AND OFFICERS COMPLETED A CONFLICT OF INTEREST POLICY AFFIRMATION IN 2010 WHICH REQUIRED DISCLOSURE OF ANY POSSIBLE CONFLICTS OF INTEREST. AT THE END OF EACH YEAR, ALL OFFICERS AND EMPLOYEES ARE ASKED TO RESPOND TO A DETAILED COMPLIANCE QUESTIONNAIRE AND IDENTIFY ANY POTENTIAL CONFLICTS OF INTEREST. AT THE END OF THE YEAR, EWMI'S OFFICERS PREPARE A COMPLIANCE REPORT FOR THE BOARD AND A DISCLOSURE OF ANY POTENTIAL CONFLICTS OF INTEREST. IN ADDITION, EWMI HAS OTHER POLICIES AND PROCEDURES IN PLACE WHICH ENABLES EWMI TO ENFORCE AND MONITOR COMPLIANCE WITH ITS CONFLICT OF INTEREST POLICY INCLUDING A CODE OF CONDUCT WHICH ALL EMPLOYEES AND CONSULTANTS ARE REQUIRED TO SIGN AND A VETTING PROCESS FOR ALL AGREEMENTS WHICH REQUIRES DISCLOSURE OF ANY POTENTIAL CONFLICTS OF INTEREST PRIOR TO ENTERING INTO AN AGREEMENT. IN 2009, EWMI'S CONFLICT OF INTEREST AND GIFT POLICY WAS REVIEWED AND REVISED BY THE BOARD OF DIRECTORS, AND AN UPDATED POLICY WAS APPROVED AS OF MAY 6, 2009. EWMI'S EFFORTS TO ENFORCE AND MONITOR COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY WERE FURTHER STRENGTHENED IN 2009 WITH THE ESTABLISHMENT OF AN AUDIT COMMITTEE. FORM 990, PART VI, SECTION B, LINE 15 AT THE REQUEST OF THE CHAIRMAN OF THE EWMI BOARD, EWMI REVIEWED SEVERAL SALARY SURVEYS IN 2008 IN ORDER TO ENSURE THAT EWMI'S SALARIES ARE WITHIN COMPARABLE RANGES WITH THOSE OF OTHER NOT-FOR-PROFITS. BASED UPON THE REVIEW WE FOUND THAT OVERALL EWMI'S SALARIES ARE REASONABLY WITHIN THE PARAMETERS IDENTIFIED IN THE SURVEYS. THE RESULTS OF THIS REVIEW WERE PRESENTED TO THE EWMI BOARD, WHICH IS RESPONSIBLE FOR APPROVING SALARIES FOR OFFICERS AND KEY EMPLOYEES. SALARY INCREASES IN 2010 FOR OFFICERS AND KEY EMPLOYEES WERE LESS THAN 5% AND REMAINED WITHIN THE COMPARABLE RANGES AS IDENTIFIED IN PRIOR SALARY SURVEYS. FORM 990, PART VI, SECTION C, LINE 19 EWMI'S GOVERNING DOCUMENTS ARE MADE PUBLICLY AVAILABLE IN THE FOLLOWING WAYS: (I) GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST; (II) CONFLICT OF INTEREST POLICY IS AVAILABLE UPON REQUEST AND IS POSTED ON EWMI'S WEB SITE; (III) EWMI'S FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST AND ARE POSTED ON EWMI'S WEB SITE. THE FINANCIAL STATEMENTS ARE ALSO SUMMARIZED IN EWMI'S ANNUAL REPORTS, WHICH ARE POSTED ON EWMI'S WEB SITE; (IV) EWMI SENDS A COPY OF THE FORM 990 DIRECTLY TO GUIDESTAR. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: CURRENCY EXCHANGE GAIN 4,279. TOTAL TO FORM 990, PART XI, LINE 5: 4,279.