2011-11-07T15:01:38-06:00 2011-03-31 SASLOW LUFKIN & BUGGY LLP TEN TOWER LANE AVON CT 06001 990 2010-04-01 237032832 CONNECTICUT CARPENTERS HEALTH FUND CONN 2032815511 10 BROADWAY HAMDEN CT 065182614 GEORGE MEADOWS 2032815511 2011-11-07 1 RICHARD BUGGY 8606789200 2010 2016-02-24 21:20:13Z GEORGE MEADOWS 10 BROADWAY HAMDEN CT 065182614 141578309 0 X WWW.CTCARPENTERSFUNDS.ORG X 1969 CT TO PROVIDE HEALTHCARE AND WELFARE BENEFITS TO PARTICIPANTS AND THEIR DEPENDENTS. 8 8 0 0 0 0 0 0 26609532 25430277 3496308 2578410 0 0 30105840 28008687 0 0 29720773 28684014 183619 193233 0 0 0 3899757 3800931 33804149 32678178 -3698309 -4669491 57454874 52966190 1179528 1079446 56275346 51886744 TO PROVIDE HEALTHCARE AND WELFARE BENEFITS TO PARTICIPANTS AND THEIR DEPENDENTS. 0 0 MISCELLANEOUS HEALTHCARE AND WELFARE BENEFITS INCLUDING LIFE INSURANCE, ACCIDENTAL DEATH, MAJOR MEDICAL, DENTAL AND VISION (INCLUDES PREMIUM EXPENSES), AND PRESCRIPTION DRUG COVERAGE. 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 393 0 1 0 0 0 0 0 0 0 X 8 8 0 0 0 0 0 1 0 1 1 0 0 0 1 0 1 0 1 1 1 0 X RICHARD S MONARCA 2032815511 10 BROADWAY HAMDEN CT 06518 CHARLES APPLEBY 1.00 X 0 0 0 JOSEPH EPIFANO 1.00 X 0 0 0 JOHN BUTTS 1.00 X 0 0 0 GEORGE MEADOWS 1.00 X 0 0 0 DAVID PALMISCIANO 1.00 X 0 0 0 JOHN CUNNINGHAM 1.00 X 0 0 0 JOHN LEAHY 1.00 X X 0 0 0 ANTHONY MINERVINI 1.00 X 0 0 0 GLENN MARSHALL 1.00 X X 0 0 0 RICHARD MONARCA 11.00 X 58680 92987 43984 58680 92987 43984 1 0 1 0 ANTHEM 370 BASSETT ROAD NORTH HAVEN CT 06473 CONTRACT ADMINISTRATION 1378607 SEGAL 333 WEST 34TH STREET NEW YORK NY 100012402 ACTUARIAL CONSULTING 153164 HINES 115 EAST HIGHLAND AVENUE ELGIN IL 60120 MEDICAL CONSULTANT 152592 TRIZETTO 6061 S WILLOW DRIVE SUITE 310 DENVER CO 80111 COMPUTER CONSULTING 139759 4 EMPLOYER CONTRIBUTIONS 525100 20451914 20451914 EMPLOYEE CONTRIBUTIONS 525100 4978363 4978363 25430277 2141818 2141818 114006214 113569622 436592 436592 436592 28008687 25430277 0 2578410 28684014 58939 88703 45591 58351 58511 158250 177163 78380 23022 100 834 19539 PPO NETWORK ACCESS FEES 1400514 ALLOCATED OVERHEAD EXPE 1157461 INSURANCE PREMIUMS & CO 244177 OTHER ADMINISTRATIVE EX 152593 CLAIMS SYSTEM MANAGEMEN 140318 131718 32678178 3463385 3633751 577203 780343 98855 220746 225889 224696 2027 1193 52835372 47919245 478032 410912 57454874 52966190 1179528 1017995 0 61451 1179528 1079446 X 0 0 0 0 56275346 51886744 56275346 51886744 57454874 52966190 X -4669491 280889 X 0 1 0 X 0 225889 224696 1193 1193 U.S. GOVERNMENT BONDS AND NOTES 16516423 F CORPORATE DEBT OBLIGATIONS 20366474 F CORPORATE STOCKS 9497012 F MONEY MARKET FUNDS AND SHORT TERM INVESTMENTS 1539336 F 47919245 DUE TO BROKER FOR SECURITIES PURCHASED 61451 61451 28008687 32678178 -4669491 280889 280889 -4388602 28131326 280889 280889 27850437 158250 158250 28008687 32519928 0 32519928 158250 158250 32678178 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE FUND ACCOUNTS FOR UNCERTAIN TAX POSITIONS IN ACCORDANCE WITH CERTAIN PROVISIONS OF FASB ASC 740, "INCOME TAXES" WHICH PROVIDES A FRAMEWORK FOR HOW COMPANIES SHOULD RECOGNIZE, MEASURE, PRESENT AND DISCLOSE UNCERTAIN TAX POSITIONS IN THEIR FINANCIAL STATEMENTS. UNDER FASB ASC 740, THE FUND MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY THE TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE FUND DID NOT RECORD ANY UNRECOGNIZED TAX BENEFITS FOR THE YEAR ENDING MARCH 31, 2011 AND 2010. THEREFORE, FASB ASC 740 HAD NO IMPACT ON THE 2011 AND 2010 FINANCIAL STATEMENTS. THE FUND ANTICIPATES THAT IT WILL NOT HAVE A CHANGE IN UNRECOGNIZED TAX BENEFITS DURING THE NEXT TWELVE MONTHS THAT WOULD HAVE A MATERIAL IMPACT ON THE FUND'S FINANCIAL STATEMENTS. THE FUND'S POLICY IS TO RECOGNIZE INTEREST AND PENALTIES RELATED TO INCOME TAXES AS A COMPONENT OF INTEREST AND PENALTY EXPENSE. AS OF AND FOR THE YEARS ENDING MARCH 31, 2011 AND 2010, THE FUND DID NOT RECORD ANY PENALTIES OR INTEREST ASSOCIATED WITH UNRECOGNIZED TAX BENEFITS. THE FUND'S OPEN TAX YEARS FOR THE PRIOR THREE YEARS ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE. X X 0 1 0 RICHARD MONARCA 58680 92987 0 0 0 0 6384 10116 10633 16851 75697 119954 0 0 PART I, LINE 4B RICHARD MONARCA - CONTRIBUTION TO NONQUALIFIED RABBI TRUST $ 16,500 FORM 990, PART VI, SECTION A, LINE 7A THE BOARD CONSISTS OF 4 TRUSTEES APPOINTED BY THE EMPLOYERS ASSOCIATION AND 4 TRUSTEES APPOINTED BY THE NEW ENGLAND REGIONAL COUNCIL OF CARPENTERS. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF FORM 990 IS DISTRIBUTED TO THE CO-CHAIRS OF THE FUND FOR REVIEW AND APPROVAL BEFORE THE RETURN IS FILED. FORM 990, PART VI, SECTION B, LINE 12C WHEN THE FUND IS CONSIDERING A PROPOSED TRANSACTION OR ARRANGEMENT, A TRUSTEE OR THE FUND DIRECTOR OR HEALTH FUND ADMINISTRATOR OR ANY ADVISOR (SUCH AS COUNSEL, CONSULTANT, AUDITOR, OR INVESTMENT MANAGER) TO THE FUND WHO IS AWARE OF SUCH CONSIDERATION, MUST DISCLOSE THE EXISTENCE OF ANY FINANCIAL INTEREST AND ALL MATERIAL FACTS TO THE FUND'S BOARD OF TRUSTEES OR ITS DELEGATES, AT THE EARLIEST POSSIBLE OPPORTUNITY. THE MINUTES OF THE FUND'S BOARD OF TRUSTEES SHALL CONTAIN A COMPLETE RECORD OF ALL MATTERS INVOLVING ACTUAL OR POSSIBLE CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THERE IS A FIVE YEAR CONTRACT FOR THE FUND DIRECTOR WITH DEFINED ANNUAL INCREASES. THE BOARD OF TRUSTEES REVIEWS THE CONTRACT AT THE END OF THE TERM. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON WRITTEN REQUEST. A COPY IS MAILED WITHIN 7-10 BUSINESS DAYS. THE GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS MAY ALSO BE VIEWED AT THE FUND OFFICE BETWEEN 10:00AM AND 4:00PM MONDAY THROUGH FRIDAY. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 280,889. CONNECTICUT CARPENTERS ANNUITY FUND 10 BROADWAY HAMDEN CT 06518 061308364 ANNUITY TRUST FUND CT 401(A); 501(A) N/A N/A 0 CONNECTICUT CARPENTERS APPRENTICE & TRAINING FUND 10 BROADWAY HAMDEN CT 06518 237227981 APPRENTICE & TRAINING FUND CT 501(C)(5) N/A N/A 0 CONNECTICUT CARPENTERS PENSION FUND 10 BROADWAY HAMDEN CT 06518 060738583 PENSION TRUST FUND CT 401(A); 501(A) N/A N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 CERTAIN ADMINISTRATIVE SERVICES ARE PERFORMED BY THE CONNECTICUT M 1350694 ACTUAL COST CARPENTERS PENSION FUND FOR WHICH THE ORGANIZATION PROVIDES N 0 REIMBURSEMENT THIS ARRANGEMENT INCLUDES SHARING OF FACILITIES O 0 AND EMPLOYEES