2011-08-26T16:27:10-05:00 2010-12-31 SWARTZ RETSON & CO PC 235 E 86TH AVE MERRILLVILLE IN 46410 990 2010-01-01 237170019 LAKE AREA UNITED WAY INC LAKE 2199232302 221 WEST RIDGE ROAD GRIFFITH IN 46319 JOE STEPHAN 2199232302 2011-08-18 1 TAMARA LYNCH 2197693616 2010 2016-02-24 21:20:13Z JOE STEPHAN 221 WEST RIDGE ROAD GRIFFITH IN 46319 13264378 0 X WWW.LAUW.ORG X 1972 IN TO INCREASE THE ORGANIZED CAPACITY OF PEOPLE TO CARE FOR ONE ANOTHER. 25 25 14 100 0 0 9743755 13208475 0 0 -27266 31428 1352 24475 9717841 13264378 5456682 9765370 0 0 849035 674254 0 0 432741 1487187 3127548 7792904 13567172 1924937 -302794 6318864 6025861 1340879 1134767 4977985 4891094 TO INCREASE THE ORGANIZED CAPACITY OF PEOPLE TO CARE FOR ONE ANOTHER. 0 0 4484949 4484949 1220430 ALLOCATIONS TO UNITED WAY AGENCIES - PRIMARY FUNCTION OF UNITED WAY ORGANIZATION 229498 PLANNING AND ALLOCATION - ASSESSING COMMUNITY NEEDS AND DETERMINING ALLOCATION PLANS 8138045 5280421 ADMINISTRATION OF FUNDING FOR LAKESHORE AREA REGIONAL RECOVERY OF INDIANA (LARRI), WHICH WAS FORMED TO ASSIST FAMILIES IN RECOVERY FROM DISASTER THROUGH THE COORDINATION OF COMMUNITY RESOURCES. LARRI CONDUCTED CASE MANAGEMENT FOR MORE THAN 3600 FAMILIES AND COORDINATED WORK ON 250 HOMES DURING 2010. 12852492 1 1 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 6 0 14 1 0 0 0 0 0 0 0 0 0 0 X 25 25 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 1 0 IN IL X X JOE STEPHAN 2199232302 221 W RIDGE ROAD GRIFFITH IN 46319 TINA EBENGER 1.00 X 0 0 0 MACARIO GALLEGOS JR 1.00 X 0 0 0 THOMAS KEILMAN 1.00 X 0 0 0 EDWARD LIVORINE 1.00 X 0 0 0 GORDON JOHNSON 1.00 X 0 0 0 JOHN P KENNEDY 1.00 X 0 0 0 AARON MCDERMOTT 1.00 X 0 0 0 GARY OLUND 1.00 X 0 0 0 BRETT JACOBS 1.00 X 0 0 0 BRAD VOSBERG 1.00 X 0 0 0 PAUL MULLANEY 1.00 X 0 0 0 RAYMOND KASMARK 1.00 X 0 0 0 THOMAS KIRSCH II 1.00 X 0 0 0 RANDY PALMATEER 1.00 X 0 0 0 JEREMY MILLER 1.00 X 0 0 0 JILL RITCHIE 1.00 X 0 0 0 DANIEL BADE 1.00 X 0 0 0 VINCENT CATANIA 1.00 X 0 0 0 ROSA MARIA RODRIGUEZ 1.00 X 0 0 0 MICHAEL DAVIS 1.00 X X 0 0 0 CURTIS WHITTAKER 1.00 X 0 0 0 DANIEL LOWERY 1.00 X X 0 0 0 KAY NELSON 1.00 X X 0 0 0 DAVID VAJDA 1.00 X 0 0 0 SHELICE TOLBERT 1.00 X 0 0 0 LOUIS R MARTINEZ 40.00 X 116765 0 50233 P JOE STEPHAN 40.00 X 72914 0 14068 189679 0 64301 1 0 1 0 0 249481 12958994 3805 13208475 28967 28967 2461 2461 2461 2461 MISCELLANEOUS 900099 24475 24475 24475 13264378 0 0 55903 4484949 4484949 5280421 5280421 209980 61755 104990 43235 315633 84950 34613 196070 59770 16604 12909 30257 44252 14533 7166 22553 44619 12452 10844 21323 100030 78893 21137 2337331 2299954 2769 34608 86469 86469 174915 125361 6932 42622 45044 37295 2363 5386 147541 143036 1341 3164 10765 6854 1560 2351 59914 59914 21003 11270 3282 6451 11416 5768 1722 3926 VOLUNTEER EXPENSES 68642 68642 BUILDING AND GROUNDS MA 16755 7641 2779 6335 LARRI EVENT EXPENSES 12304 10387 1917 SMALL EQUIPMENT PURCHAS 12212 5389 426 6397 EMPLOYEE EXPENSES 10828 4913 2932 2983 12379 4956 4260 3163 13567172 12852492 281939 432741 50199 65299 2522425 2024133 3270409 3446765 3811 6032 444182 265000 192631 179182 279389 304450 6318864 6025861 334091 367097 1006788 767670 1340879 1134767 X 7224 593932 4970761 4297162 4977985 4891094 6318864 6025861 X -302794 215903 X 0 1 1 X 0 X 5836728 5098247 4937794 9743755 13208475 38824999 5836728 5098247 4937794 9743755 13208475 38824999 14868264 23956735 29734 44272 34364 30587 28967 167924 16095 4256 255 2251 24475 47332 39040255 43114 0.61360 0.74380 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 279389 34384 5576 3747 304450 220091 62262 2964 279389 55316 55316 0.81800 0.18200 1 0 83934 83934 235168 175384 59784 125080 89616 35464 179182 LEGACY FOUNDATION 304450 F 304450 ACCRUED PENSION LIABILITY 767670 767670 13264378 13567172 -302794 22529 193374 215903 -86891 12070119 22529 3642 26171 12043948 1220430 1220430 13264378 12350384 3642 3642 12346742 1220430 1220430 13567172 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: FUNDS GIVEN TO A LOCAL COMMUNITY FOUNDATION THROUGH LAKE AREA UNITED WAY, INC. TO PROVIDE CONTINUED FUNDING TO LAKE AREA UNITED WAY, INC. INCOME FROM FUNDS MAY BE USED FOR OPERATING PURPOSES. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: UNCERTAIN INCOME TAX POSITIONS IN 2009, THE ORGANIZATION ADOPTED THE PROVISIONS OF STANDARDS RELATING TO UNCERTAIN TAX POSITIONS. WHEN APPLICABLE, CHANGES IN BENEFITS ARISING FROM CURRENT AND PRIOR TAX POSITIONS TAKEN BY THE ORGANIZATION ARE RECOGNIZED IN THE PERIOD IN WHICH THE CHANGE OCCURS. CHANGES RESULTING FROM SETTLEMENTS WITH TAXING AUTHORITIES ARE RECOGNIZED IN THE PERIOD THAT SETTLEMENT OCCURS. REDUCTIONS IN UNRECOGNIZED TAX BENEFITS AS A RESULT OF A LAPSE OF THE APPLICABLE STATUTE OF LIMITATIONS ARE RECOGNIZED IN THE PERIOD THE STATUTE LAPSES. PROJECTED PENALTIES AND INTEREST RECOGNIZED ON TAX POSITIONS WHERE IT IS REASONABLY POSSIBLE THAT THE ORGANIZATION'S TAX POSITION WILL NOT PREVAIL IN A REVIEW BY TAXING AUTHORITIES ARE RECOGNIZED AS PART OF CURRENT PERIOD INCOME TAX EXPENSE. TAX PERIODS 2007, 2008, 2009, AND 2010 REMAIN SUBJECT TO EXAMINATION BY TAXING JURISDICTIONS. PART XI, LINE 8 - OTHER ADJUSTMENTS: PENSION RELATED CHANGES OTHER THAN PERIODIC PENSION COST PART XII, LINE 4B - OTHER ADJUSTMENTS: DESIGNATED PASSTHROUGH REVENUE NOT INCLUDABLE IN FINANCIAL STATEMENTS PART XIII, LINE 4B - OTHER ADJUSTMENTS: DESIGNATED PASSTHROUGH EXPENSES NOT INCLUDABLE IN FINANCIAL STATEMENTS 1 CEREBRAL PALSY OF NWI 22 TYLER AVENUE HOBART IN 46342 351169900 501(C)(3) 40619 ANNUAL ALLOCATION ARC BRIDGES 2650 WEST 35TH AVENUE GARY IN 46408 351055076 501(C)(3) 95336 ANNUAL ALLOCATION TRADEWINDS 5901 WEST 7TH AVENUE GARY IN 46406 351139485 501(C)(3) 78767 ANNUAL ALLOCATION SICKLE CELL DISEASE ASSOCIATION 4801 WEST 5TH AVENUE GARY IN 46406 237169258 501(C)(3) 21667 ANNUAL ALLOCATION SUMMER PROGRAM FOR THE HANDICAPPED 41 WILLIAMS STREET HAMMOND IN 46320 351467763 501(C)(3) 40924 ANNUAL ALLOCATION MENTAL HEALTH ASSOCIATION 9722 PARKWAY DRIVE HIGHLAND IN 46322 351014213 501(C)(3) 63014 ANNUAL ALLOCATION MEALS ON WHEELS OF NORTHWEST INDIANA INC 8446 VIRGINIA STREET MERRILLVILLE IN 46410 311168281 501(C)(3) 112715 ANNUAL ALLOCATION CRISIS CENTER 101 N MONTGOMERY GARY IN 46403 351324480 501(C)(3) 69529 ANNUAL ALLOCATION THE CARING PLACE 3107 CASCADE DRIVE VALPARAISO IN 46383 310944075 501(C)(3) 39345 ANNUAL ALLOCATION DEAF SERVICES 6 EAST 67TH AVENUE MERRILLVILLE IN 46410 351433171 501(C)(3) 40722 ANNUAL ALLOCATION NORTHWEST FAMILY SERVICES 5927 COLUMBIA AVENUE HAMMOND IN 46320 351146228 501(C)(3) 90855 ANNUAL ALLOCATION ROBERTSON CHILD DEVELOPMENT CENTER 4860 OLCOTT AVENUE EAST CHICAGO IN 46312 351129614 501(C)(3) 38210 ANNUAL ALLOCATION WOODLAND CHILD DEVELOPMENT CENTER 3027 JF MAHONEY DRIVE HAMMOND IN 46323 351164394 501(C)(3) 50417 ANNUAL ALLOCATION BOYS' AND GIRLS' CLUBS OF NWI 839 BROADWAY 3RD FLOOR GARY IN 46402 350941137 501(C)(3) 302800 ANNUAL ALLOCATION NORTHWEST INDIANA CATHOLIC YOUTH ORGANIZATION 7725 BROADWAY SUITE C MERRILLVILLE IN 46410 350777082 501(C)(3) 79330 ANNUAL ALLOCATION GIRL SCOUTS - CALUMET COUNCIL 8699 BROADWAY MERRILLVILLE IN 46410 350928878 501(C)(3) 87743 ANNUAL ALLOCATION INDIANA LEGAL SERVICES INC 5041 BROADWAY SUITE A MERRILLVILLE IN 46410 356059654 501(C)(3) 53037 ANNUAL ALLOCATION AMERICAN RED CROSS - LAKE COUNTY 791 EAST 83TH AVENUE MERRILLVILLE IN 46410 351587902 501(C)(3) 255224 ANNUAL ALLOCATION THE SALVATION ARMY 8225 COLUMBIA AVENUE MUNSTER IN 46321 362167910 501(C)(3) 126717 ANNUAL ALLOCATION SOUTHLAKE YMCA 1450 S COURT STREET CROWN POINT IN 46307 351369437 501(C)(3) 31064 ANNUAL ALLOCATION INTERNATIONAL INSTITUTE 4433 BROADWAY GARY IN 46409 350868117 501(C)(3) 138015 ANNUAL ALLOCATION URBAN LEAGUE OF NWI 3101 BROADWAY GARY IN 46409 351178594 501(C)(3) 76198 ANNUAL ALLOCATION GARY NEIGHBORHOOD SERVICES 300 W 21ST AVENUE GARY IN 46407 351188882 501(C)(3) 108918 ANNUAL ALLOCATION YMCA OF HAMMOND AREA INC 7322 SOUTHEASTERN AVENUE HAMMOND IN 46324 351046843 501(C)(3) 160046 ANNUAL ALLOCATION HOBART FAMILY YMCA 601 WEST 40TH PLACE HOBART IN 46342 351382817 501(C)(3) 49527 ANNUAL ALLOCATION YWCA OF GARY 150 WEST 15TH AVENUE GARY IN 46407 350868221 501(C)(3) 88090 ANNUAL ALLOCATION UNITED WAY OF PORTER COUNTY PO BOX 2028 VALPARAISO IN 46384 356006484 501(C)(3) 306215 VOLUNTEER ACTION CENTER ST JUDE HOUSE 12490 MARSHALL STREET CROWN POINT IN 46307 351905782 501(C)(3) 39345 ANNUAL ALLOCATION UNITED WAY OF METROPOLITAN CHICAGO 560 W LAKE STREET CHICAGO IL 60661 300200478 501(C)(3) 24379 ALLOCATION DESIGNATED BY DONOR CAMPAGNA ACADEMY 7403 CLINE AVENUE SCHERERVILLE IN 46375 351068483 501(C)(3) 15530 ALLOCATION DESIGNATED BY DONOR NORTHWEST INDIANA COMMUNITY ACTION CORP (2-1-1) 5240 FOUNTAIN DRIVE CROWN POINT IN 46307 351112290 501(C)(3) 68625 FUNDING FOR AREA 2-1-1 CALL CENTER BOY SCOUTS OF AMERICA CALUMET COUNCIL 8751 CALUMET AVENUE MUNSTER IN 46321 350867968 501(C)(3) 84690 ANNUAL ALLOCATION CATHOLIC FAMILY SERVICES 176 SOUTH WEST STREET CROWN POINT IN 46307 351122204 501(C)(3) 272251 ANNUAL ALLOCATION GREATER HAMMOND COMMUNITY SERVICES 824 HOFFMAN STREET HAMMOND IN 46327 351398205 501(C)(3) 153805 ANNUAL ALLOCATION HAVEN HOUSE PO BOX 508 HAMMOND IN 46325 351725951 501(C)(3) 54345 ANNUAL ALLOCATION PARENTS AS TEACHERS 6530 NEW HAMPSHIRE AVENUE HAMMOND IN 46323 352109773 501(C)(3) 212250 ANNUAL ALLOCATION UNITED NEIGHBORHOOD ORGANIZATION 3616 ELM STREET EAST CHICAGO IN 46312 237181634 501(C)(3) 256824 ANNUAL ALLOCATION CALUMET COLLEGE OF ST JOSEPH 2400 NEW YORK AVENUE WHITING IN 46394 351087173 501(C)(3) 6000 ALLOCATION DESIGNATED BY DONOR SOUTH SOUTHWEST SUBURBAN UNITED WAY 560 W LAKE STREET CHICAGO IL 60661 237144594 501(C)(3) 13351 ALLOCATION DESIGNATED BY DONOR COMMUNITY CENTER DEVELOPMENT CORP DBA THE OPHELIA STEEN CENTER 5927 COLUMBIA AVENUE HAMMOND IN 46320 351819950 501(C)(3) 50000 ANNUAL ALLOCATION AMERICAN CANCER SOCIETY OF NWI 1551 E 85TH AVENUE MERRILLVILLE IN 46410 381387120 501(C)(3) 9308 ALLOCATION DESIGNATED BY DONOR BOOKS BRUSHES AND BANDS FOR EDUCATION INC PO BOX 1018 HAMMOND IN 46320 352122525 501(C)(3) 20000 ALLOCATION DESIGNATED BY DONOR CHALLENGER LEARNING CENTER OF NWI INC 2300 173RD STREET HAMMOND IN 46323 351995603 501(C)(3) 15000 ALLOCATION DESIGNATED BY DONOR DOWNTOWN HAMMOND COUNCIL 5129 HOHMAN AVENUE HAMMOND IN 46320 351013394 501(C)(3) 30000 ALLOCATION DESIGNATED BY DONOR GARY DIOCESE SCHOOLSBISHOP NOLL INSTITUTE 1519 HOFFMAN STREET HAMMOND IN 46327 351007097 501(C)(3) 40000 ALLOCATION DESIGNATED BY DONOR HAMMOND EDUCATION FOUNDATION 41 WILLIAMS STREET HAMMOND IN 46320 351572372 501(C)(3) 5000 ALLOCATION DESIGNATED BY DONOR HAMMOND MOHAWKS ATHLETIC AND CONSERVATION CLUB INC 4040 CALUMET AVENUE HAMMOND IN 46327 351010894 501(C)(7) 10000 ALLOCATION DESIGNATED BY DONOR HAMMOND READS INC 41 WILLIAMS STREET HAMMOND IN 46320 743115587 501(C)(3) 5000 ALLOCATION DESIGNATED BY DONOR HAMMOND ROLLIN' HOOSIERS PO BOX 685 GRIFFITH IN 46319 201582481 501(C)(3) 5000 ALLOCATION DESIGNATED BY DONOR HESSVILLE VIPERS INC 7447 IDAHO AVENUE HAMMOND IN 46323 364530930 501(C)(3) - PENDING 10000 ALLOCATION DESIGNATED BY DONOR LAURA AUSTIN PASSMORE GUILD 1041 KENWOOD HAMMOND IN 46320 310907145 501(C)(7) 10000 ALLOCATION DESIGNATED BY DONOR NORTHLAKE POP WARNER PATRIOTS PO BOX 4483 HAMMOND IN 46324 231582287 501(C)(3) 10244 ALLOCATION DESIGNATED BY DONOR NORTHWEST INDIANA RAILROAD PRESERVATION PO BOX 624 HAMMOND IN 46325 260488103 501(C)(3) 5000 ALLOCATION DESIGNATED BY DONOR OUR FAMILY CENTER INC 820 171ST STREET HAMMOND IN 46324 331111064 501(C)(3) 18000 ALLOCATION DESIGNATED BY DONOR PULASKI PARK NEIGHBORHOOD ASSOCIATION INC 4120 S GROVER AVENUE HAMMOND IN 46327 352113999 501(C)(4) 9391 ALLOCATION DESIGNATED BY DONOR SOUTH SHORE ARTS INC 1040 RIDGE ROAD MUNSTER IN 46321 237049722 501(C)(3) 20000 ALLOCATION DESIGNATED BY DONOR TOWLE COMMUNITY THEATER PO BOX 217 HAMMOND IN 46325 351581423 501(C)(3) 40000 ALLOCATION DESIGNATED BY DONOR UNITED CITIZENS ASSOCIATION 2148 SUPERIOR AVENUE WHITING IN 46394 351371891 501(C)(3) 9600 ALLOCATION DESIGNATED BY DONOR WHITING ROBERTSDALE COMMUNITY IMPROVEMENT CORP 1417 119TH STREET WHITING IN 46394 351772197 501(C)(3) 15000 ALLOCATION DESIGNATED BY DONOR WHITING ROBERTSDALE CHAMBER OF COMMERCE 1417 119TH STREET WHITING IN 46394 350756393 501(C)(6) 9300 ALLOCATION DESIGNATED BY DONOR UNITED WAY OF SUBURBAN CHICAGO 560 W LAKE STREET CHICAGO IL 60661 300200478 501(C)(3) 19897 ALLOCATION DESIGNATED BY DONOR 58 4 HOME REBUILDING AFTER FLOOD IN 2008 250 5280421 BOOK PURCHASED MATERIALS AND LABOR TO REBUILD APPROVED HOMES DAMAGED IN FLOOD IN 2008. PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: AGENCIES WHICH RECEIVE FUNDING FROM LAKE AREA UNITED WAY, INC. ARE REQUIRED TO PROVIDE FEDERAL FORM 990 AND A COPY OF THE ANNUAL AUDIT EACH YEAR TO THE LAKE AREA UNITED WAY, INC. ALLOCATIONS COMMITTEE. IN ADDITION, AN ANNUAL CITIZEN'S REVIEW IS PERFORMED WITH THE AGENCIES' EXECUTIVES AND BOARD BY THE LAKE AREA UNITED WAY, INC.'S AGENCY REVIEW COMMITTEE. THE EXPECTED OUTCOMES FOR THE AGENCIES ARE REVIEWED AND MEASURED BY THE LAKE AREA UNITED WAY, INC.'S ALLOCATIONS COMMITTEE. INDIVIDUALS ARE SELECTED TO RECEIVE ASSISTANCE TO REBUILD THEIR HOME BASED ON VARIOUS CRITERIA INCLUDING THEIR APPROVAL BY FEMA TO RECEIVE FEMA ASSISTANCE FOR THEIR HOME. X X 0 0 0 0 0 0 0 0 0 LOUIS R MARTINEZ 116765 0 0 0 0 0 43488 0 6745 0 166998 0 140897 0 AMERICAN RED CROSS BOARD MEMBER OF ORGANIZATION IS EXECUTIVE DIRECTOR OF INTERESTED PERSON 255224 ORGANIZATION PROVIDED ANNUAL UNITED WAY ALLOCATION TO INTERESTED PERSON. 0 FORM 990, PART VI, SECTION A, LINE 8B THERE IS NO COMMITTEE WITH AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BOARD. FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS REVIEWED BY THE VP OF OPERATIONS AND THE FINANCE COMMITTEE PRIOR TO FILING FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT'S COMPENSATION IS REVIEWED BY SELECTED MEMBERS OF THE EXECUTIVE BOARD ON AN ANNUAL BASIS. A PERFORMANCE REVIEW IS PERFORMED WITH FEEDBACK TO THE PRESIDENT. ANY SALARY ADJUSTMENT IS COMMUNICATED BY THE BOARD TO THE CFO, THROUGH THE CHAIR OF THE FINANCE COMMITTEE. THE OTHER EXECUTIVES ARE REVIEWED BY THE PRESIDENT, WHO MAKES SALARY RECOMMENDATIONS BASED ON INDUSTRY DATA AND PERFORMANCE REVIEWS. THESE ARE SUBMITTED FOR FINANCE COMMITTEE APPROVAL. ALL OTHER EMPLOYEES ARE EVALUATED BY DEPARTMENT HEADS AND THE FINANCE COMMITTEE REVIEWS AND APPROVES THE RESULTS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 22,529. PENSION RELATED CHANGES OTHER THAN PERIODIC PENSION COST 193,374. TOTAL TO FORM 990, PART XI, LINE 5: 215,903.