2011-09-07T18:22:18-05:00 2010-12-31 BURR PILGER MAYER INC 600 CALIFORNIA STREET SUITE 1300 SAN FRANCISCO CA 94108 990 2010-01-01 941007751 CALIFORNIA ALUMNI ASSOCIATION CALI 5106423058 1 ALUMNI HOUSE UC BERKELEY BERKELEY CA 94720 PHIL CUNLIFFE 5106423058 2011-09-07 1 MAGA KISRIEV 4154215757 2010 2016-02-24 21:20:13Z PHIL CUNLIFFE 1 ALUMNI HOUSE BERKELEY CA 94720 20450745 0 X WWW.ALUMNI.BERKELEY.EDU X 1872 CA TO PROMOTE THE WELFARE OF UNIVERSITY OF CALIFORNIA ALUMNI THROUGH EDUCATIONAL ACTIVITIES. 21 21 296 5000 885724 -9724 2321583 2683382 5798409 6430901 -521197 760976 2512010 1704561 10110805 11579820 396781 133024 0 0 6240523 6028050 4464 91860 980842 6107168 5951412 12748936 12204346 -2638131 -624526 37888328 38251177 13748490 13768311 24139838 24482866 X TO ADVANCE THE INTEREST AND PROMOTE THE WELFARE OF THE UNIVERSITY OF CALIFORNIA, BERKELEY, THROUGH A VARIETY OF EDUCATIONAL AND CHARITABLE ACTIVITIES. 0 0 4902607 5602831 THE ASSOCIATION OWNS AND OPERATES FAMILY CAMP SITE AND CABIN RESORT CALLED THE LAIR OF THE GOLDEN BEAR AND PINECREST CHALET. THE CAMP SITE AND CABIN ARE LOCATED IN THE STANISLAUS NATIONAL RESORT AT PINECREST, CALIFORNIA. THIS CAMP PROVIDES REASONABLY PRICED SUMMER CAMPING VACATIONS TO ASSOCIATION MEMBERS AND THEIR FAMILIES. IN 2010, AROUND 8,000 CAMPERS ENJOYED THIS CAMP. 1009048 228609 CALIFORNIA MAGAZINE IS PUBLISHED ON A QUARTERLY BASIS AND MAILED TO ALL MEMBERS OF THE ASSOCIATION TO KEEP ALUMNI IN TOUCH WITH FELLOW MEMBERS AND WITH THE UNIVERSITY. THE MAGAZINE PROVIDES MEMBERS WITH UNIVERSITY NEWS ITEMS, TOPICAL ISSUES, DISCOVERIES AND ALUMNI EVENTS. 1819459 599461 ALUMNI PROGRAMS INCLUDE MEMBER SERVICES AND BENEFITS, OFF AND ON CAMPUS ALUMNI EVENTS, CAREER SERVICES, ALUMNI CLUBS WORLDWIDE, TRAVEL STUDIES PROGRAMS, AND EVENTS AT SELECTED UNIVERSITY OF CALIFORNIA, BERKELEY ATHLETIC COMPETITIONS. 1717070 132525 0 STUDENT PROGRAMS FACILITATE THE INTERACTION BETWEEN STUDENTS AND ALUMNI, AND PROVIDE OPPORTUNITIES FOR STUDENTS TO PARTICIPATE IN CAMPUS ACTIVITIES AND EVENTS. PROGRAMS AND ACTIVITIES INCLUDE THE ADMINISTRATION OF VARIOUS SCHOLARSHIP PROGRAMS, THE AWARDING OF OVER 800 SCHOLARSHIPS, ALUMNI-STUDENT MENTORSHIP PROGRAM, CLASS COUNCILS, SENIOR CONVOCATION EVENT, AND INTERNSHIP PROGRAMS. EXPENSES $1,717,070 INCLUDING GRANTS OF $132,525 REVENUE $0. 1717070 132525 9448184 1 1 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 184 0 1 296 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 X 21 21 0 0 0 0 1 0 1 1 1 0 1 1 1 1 1 1 1 1 1 1 0 CA X PHIL CUNLIFFE CFO 5106423058 1 ALUMNI ASSOCIATION BERKELEY CA 94720 ALAN C MENDELSON 1.00 X 0 0 0 KAREN LEONG CLANCY 1.00 X 0 0 0 JASON SHERR 1.00 X 0 0 0 ERIKA M BOYD 1.00 X 0 0 0 CHRISTOHER CABALDON 1.00 X 0 0 0 G ALLAN KINGSTON 1.00 X 0 0 0 AARON MENDELSON 1.00 X 0 0 0 ANNE PEDERSEN 1.00 X 0 0 0 JEAN PHILLIP SHAMI 1.00 X 0 0 0 FRANK SPERLING III 1.00 X 0 0 0 BETTY YEE 1.00 X 0 0 0 MARITES ARES 1.00 X 0 0 0 CYNTHIA SO SCHROEDER 1.00 X 0 0 0 PHILLIP LITTS 1.00 X 0 0 0 AMY SHIN 1.00 X 0 0 0 SUSAN WOODWARD 1.00 X 0 0 0 JASON MORIMOTO 1.00 X 0 0 0 JOYCE HICKS 1.00 X 0 0 0 ALISON MARK 1.00 X 0 0 0 GUILLERMO RODRIGUEZ 1.00 X 0 0 0 ED WEISS 1.00 X 0 0 0 R TUCKER COOP 37.50 X 208697 0 45529 PHILIP CUNLIFFE 37.50 X 115287 0 21612 SUSAN CRUMPLER 37.50 X 119546 0 21786 DONNA DUHE 37.50 X 126734 0 13461 WILLIAM REICHLE 37.50 X 121827 0 26809 692091 0 129197 9 0 1 0 ROBERT BOYER CONSTRUCTION INC 23059 COFFILL ROAD TWAIN HARTE CA 95383 CONSTRUCTION 382566 ADMAIL EXPRESS INC 31640 HAYMAN ST HAYWARD CA 94544 PRINTING & MAILING 322660 QUADGRAPHICS INC 75 REMITTANCE DRIVE SUITE 6400 CHICAGO IL 606756400 PRINTING & MAILING 203908 DIRECTLINE TECHNOLOGIES INC 1600 N CARPENTER ROAD BLDG D MODESTO CA 95351 TELEMARKETING 167460 PAULA LE DUC FINE CATERING 1350 PARK AVENUE EMERYVILLE CA 94608 EVENT CATERING 131672 5 1569138 17175 1097069 2683382 SUMMER CAMPS/CHALET 532000 5602831 4945716 657115 TRAVEL PROGRAM 900099 599461 599461 PUBLICATIONS/ADVERTISI 541800 228609 228609 6430901 488169 488169 4478 4478 1409840 1409840 9002858 8734529 268329 268329 268329 147925 17175 136396 11529 11529 OTHER 900099 283192 283192 283192 11579820 5828369 885724 2182345 70524 70524 62500 62500 786479 335761 323984 126734 3807815 2890305 568010 349500 162507 114111 31551 16845 784979 449710 222319 112950 486270 366220 78135 41915 18000 18000 80330 80330 91860 91860 137562 137562 1218143 1069036 132043 17064 104664 86746 2983 14935 1054505 889921 79826 84758 978224 929730 14531 33963 131489 97914 28566 5009 34082 1294 32788 599840 599840 187478 170741 16737 KITCHEN SUPPLIES 547288 547280 8 EVENTS 276256 213725 24042 38489 PROGRAM EXPENSES 223771 197970 11905 13896 FEES AND SERVICE CHARGE 207694 206279 1311 104 REPAIRS & MAINTENANCE 152086 148577 3477 32 12204346 9448184 1775320 980842 259667 357506 2656740 926361 292467 251167 713726 695010 57191 44287 585121 669820 18828047 4409681 13822813 14418366 12379794 13228643 7096199 7634807 24610 25210 37888328 38251177 1079211 1215430 1835228 1738789 8000000 7835000 650000 600000 2184051 2379092 13748490 13768311 X 16705605 16981315 6381740 6405573 1052493 1095978 24139838 24482866 37888328 38251177 X -624526 967554 X X 0 1 1 X 0 X 2621125 2528363 2836032 2321583 2687111 12994214 4640276 5332892 6327813 6248924 6202292 28752197 7261401 7861255 9163845 8570507 8889403 41746411 0 0 0 41746411 2345777 3160310 1743728 2236957 2033254 11520026 2345777 3160310 1743728 2236957 2033254 11520026 759819 817525 604303 618052 519601 3319300 10366997 11839090 11511876 11425516 11442258 56585737 0.73780 0.74660 0.20360 0.20040 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1052493 43485 1095978 1051493 1000 1052493 1.00000 0 1 1 12545288 1704258 10841030 3502596 1639784 1862812 1115748 654089 461659 1664415 411550 1252865 14418366 FIXED INCOME SECURITIES 6550167 F ENDOWMENT POOL-GEP SHARES 1084640 F 7634807 DERIVATIVE FINANCIAL INSTRUMENT 917909 LIABILITY FOR PENSION BENEFITS 1461183 2379092 11579820 12204346 -624526 1007343 -39789 967554 343028 12449601 1007343 1007343 11442258 137562 137562 11579820 12026995 0 12026995 137562 39789 177351 12204346 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ASSOCIATION'S ENDOWMENT FUNDS ARE DONOR RESTRICTED FUNDS WHICH ARE HELD IN PERPETUITY AND ONLY THE INCOME EARNED FROM THESE FUNDS ARE EXPENDABLE FOR OPERATIONS. THE BOARD OF DIRECTORS HAS ADOPTED INVESTMEN AND SPENDING POLICY GUIDELINES TO PROVIDE A STREAM OF FUNDING SUFFICIENT TO INSURE THE ONGOING ABILITY OF THE ASSOCIATION TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT ASSETS HELD IN PERPETUITY FOR A SPECIFIED TERM. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: INCOME TAXES: THE ASSOCIATION IS A QUALIFIED ORGANIZATION EXEMPT FROM FEDERAL AND CALIFORNIA INCOME TAXES UNDER THE PROVISIONS OF INTERNAL REVENUE CODE (IRC) SECTION 509(A)(2) AS AN ORGANIZATION DESCRIBED UNDER SECTION 501(C)(3) AND SECTION 23701D OF THE CALIFORNIA REVENUE AND TAXATION CODE. ACCORDINGLY, NO PROVISION FOR INCOME TAX HAS BEEN INCLUDED IN THE ACCOMPANYING FINANCIAL STATEMENTS. EFFECTIVE JULY 1, 2009, THE ASSOCIATION BEGAN REVIEWING AND ASSESSING TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN AGAINST MORE-LIKELY-THAN-NOT RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTES FOR FINANCIAL STATEMENT RECOGNITION. AS THE ASSOCIATION IS EXEMPT FROM TAXATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS GENERALLY NOT SUBJECT TO FEDERAL OR STATE INCOME TAXES, THE TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN HAVE NOT HAD A MATERIAL IMPACT ON THE ASSOCIATION'S FINANCIAL STATEMENTS. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN PENSION LIABILITY -39,789. PART XIII, LINE 4B - OTHER ADJUSTMENTS: CHANGE IN PENSION LIABILITY 39,789. X 1 DIRECTLINE TECHNOLOGIES INC 1600 N CARPENTER ROAD BLD D MODESTO CA 95351 PHONE SOLICITATIONS 0 289250 91860 197390 289250 91860 197390 CA CHARTER GALA 165100 17175 147925 8000 88230 40166 165100 17175 147925 8000 88230 40166 136396 11529 1 UNIVERSITY OF CALIFORNIA BERKELEY 110 SPROUL HALL BERKELEY CA 94720 946002123 501(C)(3) 70524 0 MERIT-BASED AND NEED-BASED SCHOLARSHIP 1 0 EDUCATIONAL SCHOLARSHIPS (GRANTS RANGING FROM $2,500 TO $5,000) 15 62500 0 SCHEDULE I, PART I, LINE 2: ORGANIZATION FOLLOWS UNIVERSITY OF CALIFORNIA, BERKELEY'S SCHOLARSHIP CRITERIA. X X X X 1 0 0 0 0 0 0 0 0 R TUCKER COOP 208697 0 0 0 0 0 0 9427 0 37017 208697 46444 0 0 PART I, LINE 4A WILLIAM REICHLE RECEIVED ADDITIONAL SALARY AND BENEFITS UPON TERMINATION OF HIS EMPLOYMENT IN NOVEMBER 2010. IN THE FIGURES REPORTED AS HIS COMPENSATION ON FORM 990, PART VII, THE AMOUNT OF $10,152 COMPENSATION AND $2,234 BENEFITS WERE RELATED TO HIS SEVERANCE. ABAG FINANCE AUTHORITY FOR NON-PROFIT ORGANIZATIONS 943130123 00037CGM6 2004-12-21 8300000 CONSTRUCTION OF SUMMER CAMP FACILITY 0 0 0 8300000 69 207049 8092882 2009 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS MEMBERS. FORM 990, PART VI, SECTION A, LINE 7B FIXING OR CHANGING THE NUMBER OF DIRECTORS OR OFFICERS MAY NOT BE ADOPTED, AMENDED OR REPEALED WITHOUT THE VOTE OR WRITTEN ASSENT OF A MAJORITY OF THE MEMBERS OF THE CORPORATION, OR THE MAJORITY VOTE OF THE MEMBERS PRESENT AT A MEETING OF THE MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 BOARD AUDIT COMMITTEE CHAIR REVIEWS THE 990 BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD MEMBERS AND KEY EMPLOYEES FILL OUT A FORM DISCLOSING ANY CONFLICTS OF INTEREST FOR THE PRIOR CALENDAR YEAR. FORM 990, PART VI, SECTION B, LINE 15 15A:COMPENSATION OF CEO, EXECUTIVE DIRECTOR IS REVIEWED AND APPROVED BY THE COMPENSATION COMMITTEE. 15B: COMPENSATION OF SENIOR MANAGEMENT TEAM MEMBERS IS REVIEWED AND APPROVED BY THE COMPENSATION COMMITTEE. THE COMMITTEE USES COMPENSATION SURVEYS, STUDIES, AND/OR FORM 990 INFORMATION FROM OTHER ORGANIZATIONS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S FORMS 990 AND 990-T ARE AVAILABLE FOR PUBLIC INSPECTION UPON REQUEST AT THE ADMINISTRATIVE OFFICE OF THE CALIFORNIA ALUMNI ASSOCIATION. A NOMINAL COPYING FEE MAY APPLY. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 1,007,343. CHANGE IN PENSION LIABILITY -39,789. TOTAL TO FORM 990, PART XI, LINE 5: 967,554. THE ROLES AND RESPONSIBILITIES OF THE ORGANIZATION'S AUDIT COMMITTEE: RECOMMEND AND ENGAGE A QUALIFIED CPA FIRM TO CONDUCT AN ANNUAL AUDIT OF CAA'S FINANCIAL STATEMENTS. REVIEW AND REPORT AUDIT RESULTS TO CAA'S BOARD OF DIRECTORS. OVERSEE AND ENSURE THAT MANAGEMENT TAKES APPROPRIATE STEPS TO ADDRESS CONCERNS OR WEAKNESSES AS MIGHT BE INDICATED IN THE AUDIT RESULTS. REVIEWS THE FORM 990 BEFORE IT IS FILED. CALIFORNIA ALUMNI ADVOCATES INC 1 ALUMNI HOUSE BERKELEY CA 94720 237335363 PROMOTE HIGHER EDUCATION FOR RESIDENTS OF CALIFORNIA CA 501(C)4 0 UNIVERSITY OF CALIFORNIA BERKELEY 110 SPROUL HALL BERKELEY CA 94720 946002123 EDUCATION CA 501(C)3 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 UNIVERSITY OF CALIFORNIA BERKELEY B 70524 FMV UNIVERSITY OF CALIFORNIA BERKELEY J 99239 FMV UNIVERSITY OF CALIFORNIA BERKELEY O 77761 FMV