2011-07-14T15:24:08-05:00 2010-08-31 Deloitte Tax LLP 111 S Wacker Drive Chicago IL 606064301 990 2009-09-01 363728711 Rehabilitation Institute Research Corporation REHA 3122381000 345 E Superior Street Chicago IL 606112654 Edward B Case 3122381000 2011-07-14 1 3124861000 2009 2016-02-24 21:20:13Z Edward B Case 345 E Superior Chicago IL 606112654 19891402 0 X www.ric.org/research X 1990 IL It is the vision of RIRC to advance human ability through science and research. 3 2 0 15 0 0 17520020 19764420 92261 58555 0 68427 68427 17680708 19891402 4022096 4395098 0 10075496 10590415 0 0 5024606 5014973 19122198 20000486 -1441490 -109084 21756172 26673327 3183949 7055148 18572223 19618179 It is the vision of RIRC to advance human ability through science and research. 0 0 16689121 4395097 126982 The Rehabilitation Institute Research Center ("RIRC") at RIC is the world's largest physical medicine and rehabilitation research enterprise in pursuit of clinical advancement through scientific discovery. RIRC has at any given time approximately 300 research projects underway, funded by more than $18 million in donations from both private and public sources. Its experts regularly publish research in the world's foremost medical journals, including the Journal of the American Medical Association (JAMA) and its European equivalent, The Lancet, and it is home to a record seven federal research designations to develop cutting-edge solutions for patients.Stroke ResearchRIRC operates the only Stroke Rehabilitation Research & Training Center as designated by the National Institute on Disability and Rehabilitation Research (NIDRR), in the nation. With stroke as the leading cause of disability in America, RIRC is developing exciting new robotic hand orthosis systems and exploring virtual-reality technologies to help patients return to work, and to community and home based activities.Neurologic Rehabilitation ResearchRIRC hosts one of seven programs in the country within the National Center for Medical Rehabilitation Research awarded by the National Institutes of Health. Within this network of experts, RIRC is the only one focused on the groundbreaking application of neural engineering and robotic techniques to understand, diagnose and treat such neurologic disorders such as as brain injury, multiple sclerosis and Parkinson's disease. Traumatic Brain Injury ResearchRIRC also operates the Midwest Regional Traumatic Brain Injury Care System as designated by NIDRR. One of only 16 TBI Model Systems nationwide, RIC's model system establishes a coordinated system of expert care for people with TBI, including pre-hospital, emergency, acute, long-term acute and community care, and intensive rehabilitation. RIC's experts are pioneering immersive virtual environments with teleoperated robotic devices that challenge traditional treatment and help patients with brain injury recover.Spinal Cord Injury ResearchRIRC operates the Midwest Regional Spinal Cord Injury Care System as designated by NIDRR in the nation. One of only 14 SCI Model Systems nationwide, RIC advances spinal cord care through clinical research that identifies new standards of care for the industry. It leads multiple independent and collaborative research projects exploring walking therapy technologies that deliver the most effective treatment to advance ability.Engineering ResearchMachines assist therapists in providing longer, more consistent and intensive therapies that track progress and improve functional performance. RIRC is designated one of 20 NIDRR Rehabilitation Engineering Research Centers and the only one focused on robotics.Outcomes ResearchRIRC operates the only NIDRR Outcomes Rehabilitation Research & Training Center in the nation leading the way for establishing global, standardized measures and evaluating clinical outcomes to ensure patients receive the best care and best outcomes. 16689121 1 1 0 0 0 0 0 0 1 1 0 1 0 0 1 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 3 2 0 1 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X Edward B Case 3122381000 345 E Superior Street Chicago IL 606112654 Wesley M Dixon Jr 1.00 X 0 0 0 M Jude Reyes 1.00 X 0 0 0 Joanne C Smith MD 0.00 X X 0 1009275 221528 Edward B Case 0.00 X 0 634048 182801 Nancy E Paridy 0.00 X 0 368449 53002 William Rymer MD PhD 40.00 X 0 358541 53020 Todd A Kuiken MD PhD 34.00 X 0 341371 53993 Allen Heinemann PhD 40.00 X 0 146715 32534 Li-Qun Zhang 40.00 X 0 108887 27701 Norman Harden MD 27.00 X 0 222572 20452 Felise Zollman MD 27.00 X 0 260764 32883 Colleen Fitzgerald MD 26.00 X 0 200757 21693 0 3651379 699607 0 0 1 0 Northwestern University 320 East Superior Street Chicago IL 60611 Research Subcontractor 2278447 University of Illinois 851 South Morgan Street Chicago IL 60607 Research Subcontractor 288287 Illinois Institute of Technology PO Box 95152 Chicago IL 60694 Research Subcontractor 134235 Vanderbilt University PO Box 351591 Station B Nashville TN 37235 Research Subcontractor 118686 4 15243705 4520715 19764420 Research 900099 58555 58555 58555 68427 68427 68427 68427 19891402 126982 0 0 3770301 3770301 391726 391726 233071 233071 674985 649988 24997 8193587 6356698 1836889 315963 245496 70467 795000 608893 186107 610880 466893 143987 409512 351718 57794 49448 9485 39963 42000 42000 70109 58177 11932 10939 10423 516 424726 322191 102535 98287 73199 25088 349041 46214 302827 339635 313696 25939 35581 30466 5115 166847 134 166713 Grants & Contracts 1942003 1942003 Grant Equipment 466634 461572 5062 Contract Labor 396680 40545 356135 Bad Debt 250000 250000 Subject Reimbursement 4601 1158 3443 -41070 55074 -96144 20000486 16689121 3311365 0 6707803 8518061 5608188 5138845 534158 469343 14514211 17685923 21756172 26673327 1148689 3253658 2035260 2386877 0 1414613 3183949 7055148 X -3026578 -3749112 14534032 16361934 7064769 7005357 18572223 19618179 21756172 26673327 X 0 1 1 X 1 1 X Rehabilitation Institute of Chicago Chicago IL RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 13050161 -59412 919185 639983 13269951 15238193 128133 -1709631 606534 13050161 0.00000 0.52800 0.47200 0 1 1 5608188 5138845 469343 469343 Due from Affiliates 17685923 17685923 Due to affiliates 1240127 Other 174486 1414613 Part V, Line 4: Description of Intended Use of Endowment Funds: The endowment funds are used to conduct medical and scientific research in physical rehabilitation. Part X, Line 2: The Corporations perform an annual review of all tax positions and measure the potential tax benefit on the financial statements in which there is uncertainty as to whether the tax position will ultimately be sustained as filed within a tax return. The potential impact of the uncertainty on the Corporations' consolidated financial statements is minimal. 1 Europe (including Iceland and Greenland) Program services Research 141192 North America Program services Research 86619 Central America & the Caribbean Program Services Research 5260 0 0 233071 X Europe (including Iceland and Greenland) Sensory motor research 51902 Electronic Fund/Wire Central America & the Caribbean Sensory motor research 5260 Electronic Fund/Wire Europe (including Iceland & Greenland) Bionic medical research 89290 Electronic Fund/Wire North America Sensory motor research 16870 Check North America Bionic medical research 69749 Check 4 1 Procedure for Monitoring Grants Outside the U.S.: Schedule F, Part I, Line 2: Each grant is assigned a Principal Investigator (PI) as well as a Research Assistant (RA). Grant expenditures charged to each grant are approved / reviewed by the respective PI and or RA to ensure allowability. In addition, compliance (A-133) audits are performed by an independent audit firm each year. 1 Brain Injury Assn of Illinois 1127 S Manheim Rd 213 Westchester IL 60154 363962297 501(c)(3) 27500 Payments for disabilities research services Craig Hospital 3425 S Clarkson St Englewood CO 80113 840404233 501(c)(3) 22581 Payments for disabilities research services Illinois Inst of Technology 3300 S Federal St Room 201 Chicago IL 606163793 362170136 501(c)(3) 135643 Payments for disabilities research services Indiana University 400 E 7th Street Bloomington IN 47405 356001673 501(c)(3) 82219 Payments for disabilities research services Kessler Foundation 300 Executive Drive 150 West Orange NJ 070523390 311562134 501(c)(3) 15239 Payments for disabilities research services Kessler Institute for Rehabilitation 4716 Old Gettysburg Rd Mechanicsburg PA 17050 223486125 N/A 11180 Payments for disabilities research services Kinea Design LLC 1711 Darrow Avenue 1 Evanston IL 60201 743099129 N/A 30956 Payments for disabilities research services Marianjoy Rehabilitation Hospital 26 W 171 Roosevelt Road Wheaton IL 60187 363236791 501(c)(3) 7421 Payments for disabilities research services Marquette University Office of the Comptroller Milwaukee WI 532011881 390806251 501(c)(3) 113606 Payments for disabilities research services National Aphasia Association 7 Day St Suite 600 New York NY 10007 133411063 501(c)(3) 15000 Payments for disabilities research services National Stroke Association 9707 E Easter Ln Centennial CO 80112 742317104 501(c)(3) 15000 Payments for disabilities research services Northwestern University 710 N Lakeshore Dr Chicago IL 60611 362167817 501(c)(3) 2137226 Payments for disabilities research services Ohio State University 1960 Kenny Rd Columbus OH 43210 316025986 501(c)(3) 9644 Payments for disabilities research services PAIRE PO Box V-38 Palo Alto CA 943040038 770207331 501(c)(3) 31052 Payments for disabilities research services Regents of the University of California-Irvine 111 Academy Way Ste 210 Irvine CA 926971050 952226406 N/A 43247 Payments for disabilities research services Segal Design Institute 2133 Sheridan Rd G-302 Evanston IL 60208 362167817 N/A 5445 Payments for disabilities research services Sigenics Inc 90 Elmwood Ln Lincolnshire IL 600693116 364414329 N/A 14458 Payments for engineering services related to disabilities research University of Rhode Island 70 Lower College Rd Suite 1 Kingston RI 028810811 056014351 501(c)(3) 16085 Payments for disabilities research services University of California Irvine 111 Academy Way Ste 210 Irvine CA 926971050 952226406 501(c)(3) 25375 Payments for disabilities research services University of California San Francisco 185 Berry St Lobby 5 Suite 5700 San Francisco CA 94107 680000845 501(c)(3) 7500 Payments for disabilities research services University of Chicago 1225 E 60th Street Chicago IL 60637 362177139 501(c)(3) 12947 Payments for disabilities research services Regents of the University of Colorado 1800 Grant St Suite 800 Denver CO 80203 846000555 501(c)(3) 17687 Payments for disabilities research services University Of Delaware 461 Wyoming Rd Newark DE 197169355 516000297 501(c)(3) 41531 Payments for disabilities research services University of Illinois Grants Contracts PO Bx 20787 Springfield IL 627080787 376000511 501(c)(3) 368775 Payments for disabilities research services University of Pittsburgh 3471 Fifth Ave Kaufmann Bldg 202 Pittsburgh PA 15213 250965591 501(c)(3) 15712 Payments for disabilities research services University of Utah 201 S Presidents CIR Salt Lake City UT 841129020 876000525 501(c)(3) 114463 Payments for disabilities research services University of Washington 1400 NE Campus Parkway Seattle WA 981954550 916001537 Gov't Entity 28055 Payments for disabilities research services Vanderbilt University Grants Contracts PO Bx 1591 Nashville TN 37235 620476822 501(c)(3) 230933 Payments for disabilities research services Wake Forest University of Health Sciences Medical Center Blvd WinstonSalem NC 27157 223849199 501(c)(3) 21379 Payments for disabilities research services Washington University 700 Rosedale Ave St Louis MO 631121408 430653611 501(c)(3) 83095 Payments for disabilities research services 25 5 Professional Fees 28 76389 Consulting Fees - Research 35 86756 Stipends to Individual Subjects of Research Studies 3083 176173 Stipend Paid to Students / Interns 15 51241 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: Each grant is assigned a Principal Investigator (PI) as well as a Research Assistant (RA). Grant expenditures charged to each grant are approved / reviewed by the respective PI and or RA to ensure allowability. In addition, compliance (A-133) audits are performed by an independent audit firm each year. 0 1 0 0 0 0 0 0 0 Joanne C Smith MD 0 595063 0 388700 0 25512 0 204288 0 17240 0 1230803 0 0 Edward B Case 0 409309 0 215000 0 9739 0 168948 0 13853 0 816849 0 0 Nancy E Paridy 0 245768 0 120000 0 2681 0 47969 0 5033 0 421451 0 0 William Rymer MD PhD 0 296419 0 47000 0 15122 0 36280 0 16740 0 411561 0 0 Todd A Kuiken MD PhD 0 296436 0 42750 0 2185 0 37253 0 16740 0 395364 0 0 Allen Heinemann PhD 0 145941 0 0 0 774 0 22000 0 10534 0 179249 0 0 Norman Harden MD 0 189729 0 30000 0 2843 0 3712 0 16740 0 243024 0 0 Felise Zollman MD 0 222185 0 37211 0 1368 0 26169 0 6714 0 293647 0 0 Colleen Fitzgerald MD 0 181572 0 18500 0 685 0 4953 0 16740 0 222450 0 0 Part I, Line 4b: For 2009, the following amounts for the 457(f) retirement plan are included in compensation as shown in Schedule J, Part II for each affected individual: Joanne C. Smith - $171,288 Edward B. Case - $130,448 Nancy E. Paridy - $31,469 William Rymer - $6,780 Todd A. Kuiken - $5,777. Supplemental Information Part III Part I, Line 3: RIRC relied on a related organization that used the following methods to establish the top management official's compensation: compensation committee, independent compensation consultant, compensation survey or study, and approval by the board or compensation committee. Form 990, Part VI, Section A, line 3 Huron Consulting provided an interim director for a portion of the year. Form 990, Part VI, Section A, line 6 Rehabilitation Institute, Inc. is the sole member of RIRC. Form 990, Part VI, Section A, line 7a Rehabilitation Institute, Inc. has the ability to elect members of the governing body. Form 990, Part VI, Section A, line 7b RII is the sole member with the sole voting rights to do the following: appoint RIRC board members; approve amendments to the articles of incorporation and bylaws; approve corporation annual budget and long-range plan; approve those contracts and loans in excess of $250,000 not included in previously approved budget; approve any merger, consolidation, voluntary dissolution or creation of any subsidiary; and approve the sale, lease, exchange, mortgage, pledge or other disposition of all or substantially all of the corporation assets. Form 990, Part VI, Section B, line 11 Data for the Form 990 is prepared internally, and a 3rd party tax preparer then prepares the Form 990. It is then reviewed internally and presented in draft form first to the Finance and Audit Committee of the Board and then distributed electronically to the full Board. Form 990, Part VI, Section B, line 12c All newly hired employees are required to complete a conflict of interest disclosure form at the time of new-employee orientation. In addition, all employees are required to complete such a form on an annual basis. Directors and Officers complete a Conflict of Interest Questionnaire on an annual basis. Form 990, Part VI, Section B, line 15 The Compensation and Leadership Development Committee of the Board has authority to approve all executive compensation; an independent consultant specializing in the field of executive compensation and benefits is hired by the Compensation and Leadership Development Committee of the Board to review and provide an opinion about the executive compensation that it is fair, reasonable and market appropriate. Form 990, Part VI, Section C, line 19 RIRC does not routinely make documents available to the general public, but the conflict of interest policy and financial statements are made available to the public on an as needed basis after thorough consideration for the use. Form 990, Part VII: All salaries are paid by RIC, a related organization. Employees working directly on Research activities have hours, salary, and benefits allocated to RIRC for the purposes of the expense statement. Average hours worked per week for Rehabilitation Institute of Chicago are: Dr. Fitzgerald 14 hrs, Dr. Harden 13 hrs, Dr. Zollman 13 hrs, and Dr. Kuiken 6 hrs. This time is spent in patient care. While Joanne C. Smith, Edward B. Case, and Nancy E. Paridy have responsibility for RIRC and RII, they are employees of RIC and compensation and hours are not separately allocated to RIRC and RII for them. Schedule R, Part V: Related party transactions are recorded at cost. Rehabilitation Institute Inc 345 E Superior Street Chicago IL 60611 363310838 Parent IL Section 501(c)(3) 11 N/A Rehabilitation Institute of Chicago 345 E Superior Street Chicago IL 60611 362256036 Hospital IL Section 501(c)(3) 3 Rehabilitation Institute Inc Rehabilitation Institute of Chicago Enterprises 345 E Superior Street Chicago IL 60611 363428852 Medical Products/Medical Services IL Rehabilitation Institute Inc C 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 Rehabilitation Institute of Chicago O 18435360 Rehabilitation Institute of Chicago Q 1121272 Rehabilitation Institute of Chicago R 17863537