2011-06-06T18:00:06-05:00 2010-08-31 CROWE HORWATH LLP 70 West Madison Street Suite 700 Chicago IL 606024903 990 2009-09-01 362167854 ROOSEVELT UNIVERSITY ROOS 3123413580 430 SOUTH MICHIGAN AVENUE CHICAGO IL 60605 MIROSLAVA MEJIA-KRUG 2011-06-03 true 3128997000 2009 2016-02-24 21:20:13Z CHARLES R MIDDLETON 430 SOUTH MICHIGAN AVENUE CHICAGO IL 606051394 160977363 false X WWW.ROOSEVELT.EDU X 1945 IL EDUCATION OF ACADEMICALLY QUALIFIED STUDENTS FROM DIVERSE BACKGROUNDS AND ALL AGES TO BENEFIT FROM RIGOROUS HIGHER EDUCATION AND PROFESSIONAL DEVELOPMENT IN A DYNAMIC ENVIRONMENT. 67 60 3405 70 0 0 9239879 9875054 117054994 123994011 -7681657 7348293 1579324 703613 120192540 141920971 19001253 23750000 0 0 64421694 70191232 0 0 2717133 46756907 40571623 130179854 134512855 -9987314 7408116 228217074 420366117 119866860 303349922 108350214 117016195 ROOSEVELT UNIVERSITY IS AN INDEPENDENT, NON-PROFIT, METROPOLITAN UNIVERSITY AND NATIONAL LEADER IN EDUCATING SOCIALLY CONSCIOUS CITIZENS FOR ACTIVE AND DEDICATED LIVES AS LEADERS IN THEIR PROFESSIONS AND THEIR COMMUNITIES. SEE SCHEDULE O. false false 101575137 23750000 123994011 ROOSEVELT UNIVERSITY OFFERS PROGRAMS AND SERVICES THAT REINFORCE ITS STUDENT-CENTERED MISSION. THE UNIVERSITY OFFERS MORE THAN 100 UNDERGRADUATE, GRADUATE, AND CERTIFICATE PROGRAMS AND IS COMMITTED TO THE HIGHEST ACADEMIC STANDARDS FOR ALL THE PROGRAMS. CLASS SCHEDULES ARE FLEXIBLE. COURSES ARE OFFERED FROM EARLY MORNING UNTIL LATE AT NIGHT AS WELL AS ON WEEKENDS. CLASS SIZES ARE SMALL, AVERAGING 19 STUDENTS PER CLASS. WE SERVE OVER 4,100 UNDERGRADUATE STUDENTS AND 3,200 GRADUATE STUDENTS. ADDITIONALLY, ROOSEVELT OFFERS MORE THAN 90 ONLINE CLASS SECTIONS EACH SEMESTER WITH COURSE ENROLLMENTS EXCEEDING 1,500 STUDENTS EACH SEMESTER. FULLY ONLINE DEGREE PROGRAMS ARE AVAILABLE. FOLLOWING IS A LISTING OF THE APPROXIMATE NUMBER OF STUDENTS BY COLLEGE: ARTS & SCIENCES - 2,850 STUDENTS ; EDUCATION - 1,200 STUDENTS; PERFORMING ARTS - 500 STUDENTS; PROFESSIONAL STUDIES - 1,175 STUDENTS; BUSINESS - 1,500 STUDENTS. 12696768 0 0 ROOSEVELT UNIVERSITY PROVIDES SUPPORT THROUGH VARIOUS ADDITIONAL SERVICES THAT ENHANCE THE STUDENTS LEARNING AND EXPERIENCE ON CAMPUS. THESE SERVICES INCLUDE: ACADEMIC ADVISING, ACADEMIC SUCCESS CENTER, CAREER SERVICES, COUNSELING CENTER, DISABILITY SERVICES, FEDERAL TRIO PROGRAMS, HEALTH & WELLNESS PROGRAMS, INTERNATIONAL PROGRAMS, STUDENT APPRECIATION WEEK AND TUTORING. 960313 0 0 ROOSEVELT UNIVERSITY'S COMMITMENT TO SOCIAL JUSTICE IS DEEPLY ROOTED IN ITS HISTORY AND IS REFLECTED IN BOTH ITS MISSION AND STRATEGIC PLAN. THE MANSFIELD INSTITUTE FOR SOCIAL JUSTICE AND TRANSFORMATION, CREATED IN 1999 THROUGH A GENEROUS GIFT FROM THE MANSFIELD FOUNDATION, GIVES ROOSEVELT UNIVERSITY A UNIQUE OPPORTUNITY TO DEVELOP AN INTEGRATED PROGRAM OF CURRICULUM, RESEARCH, AND OUTREACH FOCUSED ON SOCIAL JUSTICE ISSUES. IN 2008 THE MANSFIELD FOUNDATION AWARDED US ANOTHER $300,000 TO EXPAND THE PROGRAMMING OF THE MISJ -- AT THAT TIME WE ADDED THE "T" TRANSFORMATION. WE ARE NOW CHARGED WITH INSTITUTIONALIZING TRANSFORMATIONAL (SERVICE) LEARNING IN THE UNIVERSITY. IT IS OUR GOAL TO ELEVATE AND FOSTER SOCIAL CONSCIOUSNESS AMONG OUR STUDENTS, FACULTY AND MEMBERS OF OUR COMMUNITY, THROUGH PEDAGOGY OF TRANSFORMATIONAL LEARNING AND THROUGH RICH SOCIAL JUSTICE PROGRAMMING IN THE AREAS OF HUMAN RIGHTS, SOCIAL AND POLITICAL ACTION, AND THE ARTS. THE CENTER FOR NEW DEAL STUDIES FEATURES RESOURCES AND ACTIVITIES THAT DEEPEN OUR UNDERSTANDING OF THE LIVES OF FRANKLIN AND ELEANOR ROOSEVELT, AND OF THE SOCIAL, ECONOMIC, POLITICAL, AND CULTURAL HISTORY OF THE NEW DEAL ERA IN AMERICAN HISTORY. THE CENTER SPONSORS A VARIETY OF EDUCATIONAL PROGRAMS, INCLUDING LECTURE SERIES, COURSE OFFERINGS, AND PUBLICATIONS. IN ADDITION, THE CENTER CONTAINS A REMARKABLE COLLECTION OF MATERIALS ON THE ROOSEVELTS AND THE NEW DEAL. THESE INCLUDE BOOKS, PHOTOGRAPHS, VIDEOTAPES, ORAL HISTORIES, MANUSCRIPT COLLECTIONS, AND THOUSANDS OF PIECES OF EPHEMERA OF INTEREST TO ROOSEVELT SCHOLARS AND RESEARCHERS OF THE NEW DEAL. 0 0 0 115232218 true true false true false false true false true true false true true false true false true false true false false false true true true false false false false false false false false false false true false false false false true false false false true 269 0 true 3405 true false false false false false true true false false false 67 60 false false false false false false false true true false false true true true true true true true false false X TANGELLA MADDOX 3123412277 430 SOUTH MICHIGAN AVENUE CHICAGO IL 60605 JAMES J MITCHELL III 1 X X 0 0 0 DR CHARLES R MIDDLETON 38 X X 464303 0 172142 MIROSLAVA MEJIA KRUG 38 X X 220626 0 25843 ROBERT MEDNICK 1 X X 0 0 0 KENNETH L TUCKER 1 X X 0 0 0 MELVIN L KATTEN 1 X X 0 0 0 WILLIAM J KIRBY 1 X X 0 0 0 KENNETH DONAT II 1 X 0 0 0 JILL 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false PEPPER CONSTRUCTION COMPANY 643 NORTH ORLEANS STREET CHICAGO IL 60610 CONSTRUCTION 3999892 ALTERNATIVE CONSTRUCTION SOLUTIONS PO BOX 2487-3 ORLAND PARK IL 60462 CONSTRUCTION 2820695 ABM JANITORIAL SERVICES MIDWEST WACHOVIA BANK CHICAGO IL 60675 JANITORIAL 962597 SUNGARD HIGHER EDUCATION SUNGARD SUMMIT 2011 CHICAGO IL 60693 CONSULTING 730607 AMERICAN DEMOLITION CORP 305 RAMONA AVE ELGIN IL 60120 CONSTRUCTION 554444 34 0 0 160291 0 4687649 5027114 211777 9875054 TUITION AND FEES 114987615 114987615 0 0 NON CREDIT PROGRAMS 1260672 1260672 0 0 AUXILLARY INCOME 7745724 7745724 0 0 0 0 0 0 0 0 0 0 0 0 0 0 123994011 2459078 0 0 2459078 0 0 0 0 190000 0 0 190000 589276 0 361522 0 227754 0 227754 0 0 227754 23511000 0 18261785 0 5249215 0 4889215 0 0 4889215 56191 160291 73085 -16894 0 0 -16894 0 0 0 0 0 0 0 0 0 0 0 0 SEMINARS 114830 0 0 114830 LICENSE FEES 127647 0 0 127647 MISCELLANEOUS REVENUE 60276 0 0 60276 0 0 0 0 302753 141920971 123994011 0 8051906 0 0 22548510 22548510 1201490 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7849946 0 0 129357432 0 0 1643115 3308611 228217074 420366117 12617314 15052386 0 0 27932389 62008678 78390000 225932121 0 0 0 0 0 0 0 0 927157 356737 119866860 303349922 X 52231955 55533876 27534003 32166049 28584256 29316270 0 0 0 0 0 0 108350214 117016195 228217074 420366117 X false true true X true true X 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false true 75027 false false 75027 false X X false 63099000 1740000 7163000 2210000 0 0 69792000 68579000 2443000 -7923000 0 0 0 63099000 0.2722 0.42 0.3078 false false 0 37959298 37959298 0 124180475 44198345 79982130 0 4298694 1866042 2432652 0 11384646 6491831 4892815 0 10206069 0 10206069 135472964 FUNDS ON DEPOSIT FOR CAMPUS DEVELOPMENT 128743060 F PR BETTY TAYLOR CLARKE TRUST 614372 F 129357432 0 STUDENT DEPOSITS 354086 ANNUITY OBLIGATIONS 2651 356737 Collections of art - description of collections Schedule D, Part III, Line 4 THE UNIVERSITY HAS COLLECTIONS OF VALUABLE PAPERS AND OTHER MEMORABILIA THAT WERE DONATED TO THE UNIVERSITY. THESE PAPERS ARE ON DISPLAY AND ARE USED BY EDUCATORS, RESEARCHERS, HISTORIANS, AND OTHERS. THESE CONTRIBUTED COLLECTIONS ARE NOT INCLUDED IN THE FINANCIAL STATEMENTS. Intended uses of endowment funds Schedule D, Part V, Line 4 THE ENDOWMENT FUND IS INTENDED TO PROVIDE FOR THE OPERATION AND SPECIAL PROGRAMS OF THE UNIVERSITY. IN SO DOING, THE ENDOWMENT FUND WILL PROVIDE A SECURE, LONG-TERM SOURCE OF FUNDS TO ESTABLISH OR MAINTAIN PROGRAMS WHICH ARE CONSISTENT WITH THE AIM OF THE UNIVERSITY. THOSE AIMS MAY INCLUDE, BUT ARE NOT LIMITED TO: MAINTAINING A CHAIR FOR EACH OF THE UNIVERSITY'S EDUCATIONAL DEPARTMENTS; PROVIDING FUNDS FOR SPECIFIC RESEARCH PROJECTS APPROVED BY THE BOARD; AND PROVIDING SCHOLARSHIPS. FIN 48 footnote Schedule D, Part X, Line 2 THE UNIVERSITY ACCOUNTS FOR UNCERTAINTY IN INCOME TAXES UNDER GUIDANCE ISSUED BY THE FASB. A TAX POSITION IS RECOGNIZED AS A BENEFIT ONLY IF IT IS "MORE LIKELY THAN NOT" THAT THE TAX POSITION WOULD BE SUSTAINED IN A TAX EXAMINATION, WITH A TAX EXAMINATION BEING PRESUMED TO OCCUR. THE AMOUNT RECOGNIZED IS THE LARGEST AMOUNT OF TAX BENEFIT THAT IS GREATER THAN 50% LIKELY OF BEING REALIZED ON EXAMINATION. FOR TAX POSITIONS NOT MEETING THE "MORE LIKELY THAN NOT" TEST, NO TAX BENEFIT IS RECORDED. AS OF AUGUST 31, 2010 AND 2009, THERE WERE NO UNCERTAIN TAX POSITIONS IDENTIFIED. THE UNIVERSITY DOES NOT EXPECT THE TOTAL AMOUNT OF UNRECOGNIZED TAX BENEFITS TO SIGNIFICANTLY CHANGE IN THE NEXT 12 MONTHS. FORMS 990 AND 990-T FILED BY THE UNIVERSITY ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE (IRS) UP TO THREE YEARS FROM THE EXTENDED DUE DATE OF EACH RETURN. MANAGEMENT BELIEVES THE FORMS 990 AND 990-T HAVE BEEN FILED APPROPRIATELY. FORMS 990 AND 990-T FILED BY THE UNIVERSITY ARE NO LONGER SUBJECT TO EXAMINATION FOR THE FISCAL YEARS ENDED AUGUST 31, 2007 AND PRIOR. THE UNIVERSITY WOULD RECOGNIZE INTEREST AND PENALTIES RELATED TO UNRECOGNIZED TAX POSITIONS IN INTEREST AND INCOME TAX EXPENSE, RESPECTIVELY. THE UNIVERSITY HAS NO AMOUNTS ACCRUED FOR INTEREST OR PENALTIES AS OF AUGUST 31, 2010 AND 2009. true true true IN ALL RECRUITMENT PUBLICATIONS SENT TO PROSPECTIVE STUDENTS, ROOSEVELT UNIVERSITY'S RACIALLY NONDISCRIMINATORY POLICY APPEARS. THE POLICY STATES THAT ROOSEVELT UNIVERSITY DOES NOT DISCRIMINATE AGAINST REGARDING EMPLOYMENT BECAUSE OF AGE, ANCESTRY, CITIZENSHIP, COLOR, CREED, DISABILITY, GENDER, GENDER IDENTITY, MARITAL STATUS, MILITARY STATUS, NATIONAL ORIGIN, PARENTAL STATUS, RACE, RELIGION, SEXUAL ORIENTATION, SOURCE OF INCOME, UNFAVORABLE DISCHARGE FROM MILITARY SERVICE, VETERAN STATUS, OR AS A RESULT OF BEING THE VICTIM OF DOMESTIC OR SEXUAL VIOLENCE. THE POLICY EXTENDS TO RECRUITMENT, HIRING, TRAINING, COMPENSATION, PROMOTION, DEMOTION, TRANSFER, LAYOFF, TERMINATION, AND OTHER TERMS AND CONDITIONS OF EMPLOYMENT. true true true true false false false false false false false false true false true true CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTS N/A 28000 EAST ASIA AND THE PACIFIC 0 0 GRANTS N/A 668910 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 GRANTS N/A 191671 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTS N/A 52000 NORTH AMERICA (CANADA & MEXICO ONLY) 0 0 GRANTS N/A 95000 RUSSIA AND THE NEWLY INDEPENDENT STATES 0 0 GRANTS N/A 68500 SOUTH AMERICA 0 0 GRANTS N/A 50000 SOUTH ASIA 0 0 GRANTS N/A 23000 SUB SAHARAN AFRICA 0 0 GRANTS N/A 24409 0 0 1201490 SCHOLARSHIPS CENTRAL AMERICA AND THE CARIBBEAN 1 28000 CREDIT ACCT 0 N/A N/A SCHOLARSHIPS EAST ASIA AND THE PACIFIC 46 668910 CREDIT ACCT 0 N/A N/A SCHOLARSHIPS EUROPE (INCLUDING ICELAND AND GREENLAND) 22 191671 CREDIT ACCT 0 N/A N/A SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 5 52000 CREDIT ACCT 0 N/A N/A SCHOLARSHIPS NORTH AMERICA (CANADA & MEXICO ONLY) 7 95000 CREDIT ACCT 0 N/A N/A SCHOLARSHIPS RUSSIA AND THE NEWLY INDEPENDENT STATES 4 68500 CREDIT ACCT 0 N/A N/A SCHOLARSHIPS SOUTH AMERICA 3 50000 CREDIT ACCT 0 N/A N/A SCHOLARSHIPS SOUTH ASIA 11 23000 CREDIT ACCT 0 N/A N/A SCHOLARSHIPS SUB SAHARAN AFRICA 6 24409 CREDIT ACCT 0 N/A N/A Procedures for monitoring use of grant funds Schedule F, Part I, Line 2 THE FINANCIAL AID OFFICE MONITORS THE PROCESS THROUGH DIRECT WIRE TRANSFERS TO INDIVIDUAL STUDENT ACCOUNTS. GALA 171362 123640 47722 64512 4793 ROBIN GOLF 45120 36651 8469 3780 216482 160291 56191 64512 8573 73085 -16894 true SCHOLARSHIPS 3497 22548510 0 N/A N/A Procedures for monitoring use of grant funds Schedule I, Part I, Line 2 AFTER THE INITIAL REVIEW AND APPROVAL BY THE APPROPRIATE EMPLOYEES AT THE GRANT DEPARTMENT LEVEL; THE PAPERWORK FOR GRANT EXPENDITURES ARE AND THEN PASSED ON TO THE NEXT REVIEW AND APPROVAL LEVEL BY AN APPLICABLE COLLEGE OR DEPARTMENTAL ADMINISTRATOR OF GRANT EXPENDITURES. UPON THIS APPROVAL THE PAPERWORK IS SENT TO THE SENIOR GRANTS ACCOUNTANT FOR REVIEW AND APPROVAL PRIOR TO PAYMENT PROCESSING OF THE GRANT EXPENDITURES. X X X X X X true true X X X X false true false false false false false false false TERESA FRIEL 181716 0 0 0 11676 0 7697 0 15178 0 216267 0 0 0 DR CHARLES R MIDDLETON 401529 0 0 0 62774 0 163500 0 8642 0 636445 0 0 0 MIROSLAVA MEJIA KRUG 207906 0 0 0 12720 0 8664 0 17179 0 246469 0 0 0 DR JAMES GANDRE 210398 0 0 0 276 0 26024 0 15343 0 252041 0 0 0 MARY HENDRY 171100 0 0 0 792 0 21100 0 13604 0 206596 0 0 0 DR LYNN WEINER 189307 0 0 0 516 0 23160 0 4634 0 217617 0 0 0 PATRICK WOODS 197864 0 13992 0 52092 0 21022 0 20126 0 305096 0 0 0 JON B DEVRIES 169946 0 0 0 0 0 21454 0 18663 0 210063 0 0 0 DR HOLLY STADLER 170059 0 0 0 10200 0 7020 0 7340 0 194619 0 0 0 DR JANETT TRUBATCH 144628 0 0 0 0 0 18986 0 19555 0 183169 0 0 0 GRETCHEN VAN NATTA 137622 0 0 0 0 0 18270 0 24155 0 180047 0 0 0 Travel for companions Schedule J, Part I, Line 1a TRAVEL EXPENSES ARE REIMBURSED TO THE PRESIDENT AND HIS COMPANION FOR TWO ANNUAL CONFERENCES. Discretionary spending account Schedule J, Part I, Line 1a THE VICE PRESIDENT OF THE OFFICE OF INSTITUTIONAL ADVANCEMENT RECEIVES A MONTHLY DISCRETIONARY SPENDING ALLOWANCE FOR PERSONAL TRAVEL AND THE EXECUTIVE ASSISTANT TO THE PRESIDENT RECEIVES A MONTHLY DISCRETIONARY SPENDING ALLOWANCE WHICH IS INCLUDED IN TAXABLE INCOME. Housing allowance or residence for personal use Schedule J, Part I, Line 1a THE PRESIDENT, THE VICE PRESIDENT OF THE OFFICE OF INSTITUTIONAL ADVANCEMENT AND THE EXECUTIVE ASSISTANT TO THE PRESIDENT RECEIVE HOUSING AND CAR ALLOWANCES WHICH ARE INCLUDED IN THEIR TAXABLE COMPENSATION. Payments for business use of personal residence Schedule J, Part I, Line 1a THE PRESIDENT SHALL BE REIMBURSED FOR ALL ENTERTAINMENT DONE ON BEHALF OF THE UNIVERSITY AT HIS HOME. Health or social club dues or initiation fees Schedule J, Part I, Line 1a SOCIAL CLUB DUES PAID FOR THE PRESIDENT ARE FOR BUSINESS USE AND ARE NOT INCLUDED IN HIS TAXABLE COMPENSATION. ILLINOIS FINANCE AUTHORITY 861091967 45200FCN7 2007-12-14 45607613 SEE SCHEDULE O. false false ILLINOIS FINANCE AUTHORITY 861091967 45200FF46 2009-12-09 180442121 SEE SCHEDULE O. false false 45607613 0 0 0 281660 0 45325953 2008 false false true true 182212967 13421870 0 0 2300772 0 131496986 true false true true false false true false true 0.0396 0.000 0.0396 true false false true false true 0.000 0.000 0.000 true false false false false false true false false false 0.0 false 0.0 false true X 10 166615 MARKET VALUE X TICKETS TO VARIOUS PERFORMANCES 3 1162 COST X HARPSICHORD 1 16000 MARKET VALUE X CHROMATOGRAPHY 1 27500 MARKET VALUE X COSTUMES AND ACCESSORIES 1 500 COST 0 false true false Review of form 990 by governing body Form 990, Part VI, Section B, Line 11A MANAGEMENT PERFORMED A REVIEW OF THE FORM 990. AFTER MANAGEMENT'S REVIEW, THE AUDIT COMMITTEE ALSO REVIEWED THE RETURN. PRIOR TO FILING THE RETURN WITH THE IRS, A COPY OF THE RETURN WILL BE PROVIDED TO ALL INDEPENDENT BOARD MEMBERS. Conflict of interest policy Form 990, Part VI, Section B, Line 12c EACH INTERESTED PERSON IS PROVIDED AN ELECTRONIC QUESTIONNAIRE ANNUALLY TO COMPLETE AND DISCLOSE ANY CONFLICTS. THE PROCESS IS MONITORED AND THE QUESTIONNAIRES ARE REVIEWED BY THE ASSISTANT SECRETARY TO THE BOARD OF TRUSTEES. IF ANY CONFLICTS ARE DISCLOSED THOSE BOARD MEMBERS ARE ASKED TO ABSTAIN FROM VOTING ON THE ITEM RELATED TO THE CONFLICT. Process used to establish compensation of top management official Form 990, Part VI, Section B, Line 15a THE BOARD OF TRUSTEES APPOINTED A COMPENSATION COMMITTEE CONSISTING OF FOUR INDEPENDENT ROOSEVELT UNIVERSITY BOARD OF TRUSTEE MEMBERS. THE OBJECTIVE OF THIS COMMITTEE IS TO REVIEW THE COMPENSATION OF THE PRESIDENT BASED ON COMPARATIVE PEER GROUPS, PRESENT RECOMMENDATIONS TO THE EXECUTIVE COMMITTEE FOR APPROVAL, AND TO REPORT THE PROCESS TO THE BOARD. THE COMMITTEE REVIEWS THE INFORMATION BASED ON THE PROCESS NOTED BELOW: 1. REQUEST THE PRESIDENT TO COMPLETE A SELF EVALUATION OF GOALS AND ACCOMPLISHMENTS FOR THE PRIOR YEAR. 2. ONCE THE SELF EVALUATION IS COMPLETE, THE PRESIDENT SUBMITS THE ASSESSMENT TO THE COMPENSATION COMMITTEE. 3. THE COMMITTEE REVIEWS AND DISCUSSES THE ASSESSMENT AND REVIEWS THE DATA AGAINST THE PRE-ESTABLISHED AND AGREED UPON GOALS AND ACCOMPLISHMENTS SET FOR THE YEAR. 4. THE COMMITTEE COMPILES AND REVIEWS COMPARATIVE AND RELEVANT SALARY DATA AGAINST THE PRE-ESTABLISHED AND AGREED UPON GOALS AND ACCOMPLISHMENTS SET FOR THE YEAR. 5. THE EMPLOYMENT CONTRACT IS REVIEWED AND A SALARY INCREASE AND BONUS IS DISCUSSED. 6. THE COMMITTEE MEETS UP TO THREE TIMES TO DELIBERATE AND ESTABLISH RECOMMENDATIONS. 7. THE RECOMMENDATIONS ARE PRESENTED TO THE EXECUTIVE COMMITTEE FOR APPROVAL. THE COMPENSATION COMMITTEE MEETS ON A QUARTERLY BASIS. Public Disclosure Form 990, Part VI, Section C, Line 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES AND FINANCIAL STATEMENTS ARE NOT REQUIRED DISCLOSURES PURSUANT TO INTERNAL REVENUE CODE (IRC) SECTION 6104. THESE DOCUMENTS ARE NOT AVAILABLE TO THE PUBLIC AT THIS TIME. Financial aid or assistance from a governmental agency Schedule E, Line 6a THE UNIVERSITY RECEIVES FUNDS FROM VARIOUS AGENCIES; SOME FUNDS ARE RESTRICTED FOR SPECIFIC PURPOSES, WHILE OTHERS ARE UNRESTRICTED. ORGANIZATION'S MISSION FORM 990, PART III, LINE 1 ROOSEVELT UNIVERSITY IS AN INDEPENDENT, NON-PROFIT, METROPOLITAN UNIVERSITY AND NATIONAL LEADER IN EDUCATING SOCIALLY CONSCIOUS CITIZENS FOR ACTIVE AND DEDICATED LIVES AS LEADERS IN THEIR PROFESSIONS AND THEIR COMMUNITIES. THE UNIVERSITY'S STUDENT-CENTERED FACULTY AND STAFF INSPIRE ACADEMICALLY QUALIFIED STUDENTS FROM DIVERSE BACKGROUNDS AND ALL AGES TO BENEFIT FROM RIGOROUS HIGHER EDUCATION AND PROFESSIONAL DEVELOPMENT OPPORTUNITIES. BOND ISSUES - DESCRIPTION OF PURPOSE SCHEDULE K, PART I, LINE A, COLUMN (F) THE PROCEEDS OF THE BONDS ISSUED ON 12/14/2007 WERE USED FOR (1) ACQUISITION, RENOVATION AND EQUIPPING OF CERTAIN FLOORS OF THE GAGE BUILDING IN CHICAGO; (2) THE ACQUISITION, DEMOLITION AND SITE CLEARING OF STRUCTURES RELATING TO THE FINE ARTS ANNEX BUILDING AND THE HERMAN CROWN CENTER; (3) VARIOUS RENOVATIONS, INCLUDING UPGRADES AND REPLACEMENTS, TO THE AUDITORIUM BUILDING'S HVAC SYSTEM; (4) VARIOUS LIFE SAFETY IMPROVEMENTS, AS WELL AS OTHER RENOVATIONS AND REMODELING, AT THE AUDITORIUM BUILDING; (5) THE ACQUISITION OF CERTAIN LAND AND RELATED DEVELOPMENT RIGHTS NEAR THE MAIN CAMPUS; AND (6) VARIOUS CAPITAL IMPROVEMENTS AT THE UNIVERSITY'S CHICAGO AND SCHAUMBURG CAMPUSES. BOND ISSUES - DESCRIPTION OF PURPOSE SCHEDULE K, PART I, LINE B, COLUMN (F) THE PROCEEDS FROM THE BONDS ISSUED 12/9/2009 WILL BE USED TO (1) FINANCE THE COSTS OF THE CONSTRUCTION, ACQUISITION, RENOVATION, IMPROVEMENT AND EQUIPPING OF A MIXED-USE ACADEMIC CENTER AND STUDENT HOUSING FACILITY OF THE UNIVERSITY, THE WABASH DEVELOPMENT PROJECT; (2) FINANCE VARIOUS CAPITAL IMPROVEMENTS AT THE UNIVERSITY'S CHICAGO AND SCHAUMBURG CAMPUSES; (3) PAY CAPITALIZED INTEREST WITH RESPECT TO CERTAIN PORTIONS OF THE WABASH DEVELOPMENT PROJECT; (4) REFUND THE ILLINOIS DEVELOPMENT FINANCE AUTHORITY'S VARIABLE RATE DEMAND REVENUE BONDS, SERIES 1995, 2000 AND 2002; (5) FUND A DEBT SERVICE RESERVE FUND; AND (6) PAY CERTAIN COSTS OF ISSUANCE RELATING TO THE SERIES 2009 BONDS. ISSUANCE COSTS FROM PROCEEDS SCHEDULE K, PART II, LINE 7, COLUMN A ISSUANCE COSTS FROM PROCEEDS WERE $281,660. ISSUANCE COSTS FROM PROCEEDS SCHEDULE K, PART II, LINE 7, COLUMN B ISSUANCE COSTS FROM PROCEEDS WERE $2,300,772. OFFICERS, DIRECTORS, AND TRUSTEES FORM 990, PART VII, SECTION A, LINE 1A THE FOLLOWING INDIVIDUALS DEVOTE APPROXIMATELY 1 HOUR PER WEEK TO THE AUDITORIUM THEATRE OF ROOSEVELT UNIVERSITY INC., A RELATED TAX-EXEMPT ORGANIZATION: CHARLES R MIDDLETON, KENNETH L TUCKER, MELVIN L KATTEN, PHILLIP SIEGEL, SEYMOUR H PERSKY, CHARLES R GARDNER, BRUCE A CROWN, DAVID D HILLER, GERALD W FOGELSON, MAUREEN A EHRENBERG, REUBEN L HEDLUND, ROBERT L WIESENECK, AND JAMES GANDRE. Personal services Schedule J, Part I, Line 1a THE PRESIDENT RECEIVES A HOUSEKEEPING ALLOWANCE WHICH IS INCLUDED IN HIS TAXABLE COMPENSATION. Supplemental nonqualified retirement plan Schedule J, Part I, Line 4b THE PRESIDENT HAS A DEFERRED COMPENSATION ARRANGEMENT PER HIS CONTRACT. A TOTAL OF $135,000 WAS DEFERRED FOR THIS TAX YEAR AUDITORIUM THEATRE OF ROOSEVELT UNIV 50 EAST CONGRESS PKWY CHICAGO IL 60605 363145476 PERFMG. 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