2011-05-12T15:33:25-04:00 2010-06-30 GRANT THORNTON LLP 175 W JACKSON BLVD STE 2000 CHICAGO IL 60604 990 2009-07-01 362167048 DEPAUL UNIVERSITY DEPA 3123626760 1 E JACKSON BLVD CHICAGO IL 60604 BONNIE A FRANKEL 3123626760 2011-05-25 true 3128560200 X 2009 2016-02-24 21:20:13Z REVDENNIS HHOLTSCHNEIDERCM 1 E JACKSON BLVD CHICAGO IL 60604 1134893131 false X WWW.DEPAUL.EDU X 1898 IL AS A UNIVERSITY DEPAUL PURSUES THE PRESERVATION, ENRICHMENT, AND TRANSMISSION OF KNOWLEDGE AND CULTURE ACROSS A BROAD SCOPE OF ACADEMIC DISCIPLINES. 43 39 8702 250 2285019 212187 26701506 44669334 536841158 582847660 -19134537 11028393 7034867 4247410 551442994 642792797 109942453 129377156 0 0 265201835 287398982 272107 698703 14240099 157536032 166767692 532952427 584242533 18490567 58550264 968966534 1015737275 455474656 420403102 513491878 595334173 CENTRAL PURPOSES DEPAUL, IN COMMON WITH ALL UNIVERSITIES, IS DEDICATED TO TEACHING, RESEARCH, AND PUBLIC SERVICE. HOWEVER, IN PURSUING ITS OWN DISTINCTIVE PURPOSES, AMONG THESE THREE FUNDAMENTAL RESPONSIBILITIES THIS UNIVERSITY PLACES HIGHEST PRIORITY ON PROGRAMS OF INSTRUCTION AND LEARNING. ALL CURRICULA EMPHASIZE SKILLS AND ATTITUDES THAT EDUCATE STUDENTS TO BE LIFELONG, INDEPENDENT LEARNERS. DEPAUL PROVIDES SUFFICIENT DIVERSITY IN CURRICULAR OFFERINGS, PERSONAL ADVISEMENT, STUDENT SERVICES, AND EXTRACURRICULAR ACTIVITIES TO SERVE STUDENTS WHO VARY IN AGE, ABILITY, EXPERIENCE, AND CAREER INTERESTS. FULL-TIME AND PART-TIME STUDENTS ARE ACCORDED EQUIVALENT SERVICE AND ARE HELD TO THE SAME ACADEMIC STANDARDS. AS A COMPREHENSIVE UNIVERSITY, DEPAUL OFFERS DEGREE PROGRAMS AT THE UNDERGRADUATE AND GRADUATE LEVELS AND A RANGE OF PROFESSIONAL PROGRAMS. THE LIBERAL ARTS AND SCIENCES ARE RECOGNIZED NOT ONLY FOR THEIR INTRINSIC VALUE IN UNDERGRADUATE AND GRADUATE DEGREE PROGRAMS, BUT ALSO BECAUS false false 207550222 0 538956549 INSTRUCTION - FALL ENROLLMENT FOR THE 2009/10 ACADEMIC YEAR TOTALED 25,072, MAKING DEPAUL THE NATION'S LARGEST CATHOLIC UNIVERSITY FOR THE TWELFTH CONSECUTIVE YEAR. THE ABOVE TOTAL INCLUDED 16,199 UNDERGRADUATE STUDENTS AND 8,873 GRADUATE AND PROFESSIONAL STUDENTS. OF THE UNIVERSITY'S TOTAL ENROLLMENT FOR THE 2009/10 ACADEMIC YEAR, 29% WERE STUDENTS OF COLOR AND 54% WERE WOMEN. DEPAUL OFFERED MORE THAN 275 COMPREHENSIVE AND INNOVATIVE UNDERGRADUATE AND GRADUATE PROGRAMS DURING THE 2009/10 ACADEMIC YEAR, ALONG WITH A BROAD CURRICULUM FOR ADULT CONTINUING EDUCATION. 129377156 129377156 0 STUDENT AND OTHER FINANCIAL AID - THIS CATEGORY INCLUDES EXPENDITURES FOR ALL FORMS OF INSTITUTIONAL AID AND ACCOUNTED FOR 22% OF TOTAL UNIVERSITY EXPENSES, MAKING IT SECOND ONLY TO SALARIES AND BENEFITS AS THE LARGEST EXPENDITURE CATEGORY IN TERMS OF BOTH PERCENTAGE AND DOLLARS. OVER $117 MILLION OF THE TOTAL EXPENDITURES REPRESENTED AID, WHICH PROVIDED FINANCIAL ASSISTANCE TO THE UNIVERSITY'S STUDENTS DURING THE ACADEMIC YEAR. IN ADDITION, THE ABOVE TOTAL ALSO INCLUDES APPROXIMATELY $9.8 MILLION IN AID TO UNIVERSITY FACULTY AND STAFF, INCLUDING THEIR SPOUSES AND DEPENDENTS, IN THE FORM OF EMPLOYEE TUITION WAIVERS, WHICH ARE PROVIDED AS PART OF A WRITTEN BENEFITS PROGRAM AVAILABLE TO ALL QUALIFYING UNIVERSITY EMPLOYEES. 54900478 0 43569042 AUXILIARY SERVICES - THIS CATEGORY INCLUDES EXPENDITURES RELATED TO AREAS THAT HELP TO ENRICH STUDENTS' OVERALL COLLEGE EXPERIENCE BEYOND ACADEMICS. EXPENDITURES IN THIS CATEGORY INCLUDE THOSE RELATED TO UNIVERSITY HOUSING SERVICES, WHICH PROVIDED HOUSING FOR APPROXIMATELY 2,800 UNIVERSITY STUDENTS DURING THE ACADEMIC YEAR. EXPENDITURES IN THIS CATEGORY ALSO SUPPORT THE UNIVERSITY'S STUDENT CENTERS, WHICH PROVIDE A NUMBER OF STUDENT SERVICES, INCLUDING BOOKSTORE AND DINING SERVICES. IN ADDITION, STUDENT RECREATION ACTIVITIES, INCLUDING THE UNIVERSITY'S RAY MEYER RECREATION CENTER, ARE ALSO INCLUDED IN THIS CATEGORY. 120105145 0 322069 511933001 true true false true false false true true true true true false true true true true true true true true false true true true true false false false false false true false false true true true true false false false true true false false true 36565 0 true 8702 true true true true IT false false false true true false false false 43 39 false false false false true true false true true false false true true true true true true true true false CA X MARK HAWKINS 3123625562 1 E JACKSON BLVD CHICAGO IL 60604 MARY A DEMPSEY 1.0 X 0 0 0 JAMES M JENNESS 1.0 X 0 0 0 PETER C ARGIANAS 1.0 X 0 0 0 FRANK M CLARK 1.0 X 0 0 0 GERALD A BEESON 1.0 X 0 0 0 CURTIS J CRAWFORD 1.0 X 0 0 0 WILLIAM E BENNETT 1.0 X 0 0 0 DOUGLAS CROCKER II 1.0 X 0 0 0 REV RICHARD BENSON CM 1.0 X 0 0 0 SEBASTIAN S CUALOPING 1.0 X 0 0 0 JOHN L BRENNAN 1.0 X 0 0 0 DR CONNIE R CURRAN 1.0 X 0 0 0 GERY J CHICO 1.0 X 0 0 0 JAMES L CZECH 1.0 X 0 0 0 JONATHAN F FANTON 1.0 X 0 0 0 TRISH J PARSON 1.0 X 0 0 0 SUE L GIN 1.0 X 0 0 0 PETER J PESCE 1.0 X 0 0 0 JACK M GREENBERG 1.0 X 0 0 0 ROGER L PLUMMER 1.0 X 0 0 0 ARNOLD T GRISHAM 1.0 X 0 0 0 GEORGE RUFF 1.0 X 0 0 0 RICHARD A HANSON 1.0 X 0 0 0 JAMES RYAN 1.0 X 0 0 0 HARRY J HARCZAK 1.0 X 0 0 0 WILLIAM E HAY 1.0 X 0 0 0 BERTRAM L SCOTT 1.0 X 0 0 0 THE VERY REV PERRY F HENRY CM 1.0 X 0 0 0 JOHN B SIMON 1.0 X 0 0 0 ROBERTO HERENCIA 1.0 X 0 0 0 JOHN C STALEY 1.0 X 0 0 0 REV DENNIS H HOLTSCHNEIDER CM 50.0 X X 598361 0 24123 ERROL L STONE 1.0 X 0 0 0 JEFFREY J KROLL 1.0 X 0 0 0 RICHARD E TERRY 1.0 X 0 0 0 DR ARTHUR E LEVINE 1.0 X 0 0 0 DANIEL C USTIAN 1.0 X 0 0 0 REV JAMES J MAHER CM DMIN 1.0 X 0 0 0 JOANNE VELASQUEZ 1.0 X 0 0 0 REV ROBERT P MALONEY CM 1.0 X 0 0 0 DIA S WEIL 1.0 X 0 0 0 CARLA MICHELOTTI 1.0 X 0 0 0 PATRICK J MOORE 1.0 X 0 0 0 REV EDWARD R UDOVIC CM 50.0 X 261964 0 59937 HELMUT P EPP 50.0 X 448976 0 24123 ROBERT L KOZOMAN 50.0 X 389720 0 61444 BONNIE A FRANKEL 50.0 X 278493 0 27488 DAVID H KALSBEEK 50.0 X 373105 0 47351 MARY C FINGER 50.0 X 277000 0 19236 JAY BRAATZ 50.0 X 194432 0 20207 ROBERT JANIS 50.0 X 307070 0 58586 JAMES R DOYLE 50.0 X 261407 0 27252 JOSE D PADILLA 50.0 X 317791 0 59458 WILLIAM SEITHEL 50.0 X 256719 0 27038 ELIZABETH F ORTIZ 50.0 X 167758 0 82488 JEFFREY BETHKE 50.0 X 199537 0 28661 MARK HAWKINS 50.0 X 134430 0 15535 CHERYL PROCTER-ROGERS 50.0 X 69435 0 0 REV JOHN T RICHARDSON CM 0.0 X 0 0 0 RAY WHITTINGTON 50.0 X 365834 0 33596 CHARLES SUCHAR 50.0 X 312421 0 29458 GERRY WAINWRIGHT 50.0 X 621391 0 29764 GLENN WEISSENBERGER 50.0 X 342241 0 24123 JAMES SHILLING 50.0 X 419034 0 24123 JEAN LENTI PONSETTO 50.0 X 348534 0 24123 DOUG BRUNO 50.0 X 324757 0 57196 7270410 0 805310 493 false true false JC ANDERSON 834 CHURCH ROAD ELMHURST IL 60126 CONSTRUCTION 22279685 MILLARD GROUP INC 94346 EAGLE WAY CHICAGO IL 60678 JANITORIAL 7119724 FE MORAN FIRE PROTECTION 2165 SHERMER ROAD NORTHBROOK IL 60062 SAFETY SERVICES 4037562 HILL MECHANICAL OPERATIONS 11045 GAGE AVE FRANKLIN PARK IL 60131 ENGINEER MAINTENANCE 3593425 REX ELECTRIC TECHNOLOGIES LLC 920 NATIONAL WAY ADDISON IL 60101 ELECTRICAL SERVICES 3379255 74 0 0 599816 518178 15213610 28337730 4632579 44669334 TUITION 900099 523961851 523961851 ROOM AND BOARD 721000 24062847 24062847 FEES 900099 14690932 14690932 RENTALS 531120 9302429 94400 9208029 ATHLETICS 711210 5728794 5597427 131367 5100807 3186006 1914801 582847660 9449657 9449657 0 1206775 1206775 493400000 491821264 1578736 1578736 1578736 304596 599816 272992 31604 31604 15553 6078 9475 9475 0 PARKING FEES 812930 1109519 130231 979288 COPYING AND PRINTING 900099 337681 337681 ADVERTISING 511120 56358 14220 42138 1495998 1495998 2999556 642792797 571499063 2285019 24339381 1480926 1480926 126816780 126816780 1079450 1079450 0 5322417 683523 4365453 273441 60358 60206 152 228592630 198599627 22497264 7495739 11526746 9755327 1315816 455603 27012472 22873688 3076984 1061800 14884359 12596944 1699099 588316 3245734 2507534 738200 1212883 695 1212149 39 269657 269657 231339 231339 698703 698703 1351881 1351881 9143311 6791210 2268956 83145 4378966 4132311 244157 2498 20698000 16649761 3528631 519608 8327724 7326137 773726 227861 0 35415385 31472091 3449369 493925 9296385 7967523 1093515 235347 0 2520837 2303345 197412 20080 10725651 9232482 1260225 232944 0 31313572 25184540 5172686 956346 1739711 1172408 481501 85802 ENTERTAINMENT & FOOD PURCH 5434471 3234940 1691572 507959 BAD DEBT 5292792 5292792 0 0 BOOKS, SUBSCRIP & EDU MATTER 3825742 3679387 111990 34365 CHANGE IN POSTRETIR BEN OBLI 3083387 2611629 351506 120252 UBI PAYMENTS 111687 111687 0 9148577 8427745 574506 146326 584242533 511933001 58069433 14240099 180010 130652 51186257 50962355 9713507 19476939 22044098 33396363 1538 288 12225238 12043948 56180 90636 8446270 9585273 743652441 228697928 506307800 514954513 354893853 230480769 139913110 1 1 3911782 4702428 968966534 1015737275 54412011 57206198 38514591 51645208 256780080 215806668 2200069 2078659 16793224 15788080 3195000 2165000 83579681 75713289 455474656 420403102 X 471427113 540366853 20400598 28811925 21664167 26155395 513491878 595334173 968966534 1015737275 X false true true X true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED true true true 1308 true 2596 false false true 197852 true 29583 false 231339 false SCHEDULE C, PART II-B, LINE 1J Organization's Lobbying Activities DEPAUL UNIVERSITY INCURRED $231,339 IN COSTS RELATED TO LOBBYING AT THE FEDERAL, STATE AND LOCAL LEVEL IN 2009-2010. DEPAUL UNIVERSITY RETAINS PROFESSIONAL SERVICE FIRMS TO ASSIST IN ITS LOBBYING AT ALL LEVELS. DEPAUL CONTACTS LEGISLATORS, MEMBERS OF THE LEGISLATIVE STAFFS, AS WELL AS VARIOUS DEPARTMENTS, INCLUDING THE U.S. DEPARTMENT OF EDUCATION, THE U.S. DEPARTMENT OF STATE, AND STATE AND LOCAL EXECUTIVE AGENCIES AND LEGISLATURES. DEPAUL'S LOBBYING EFFORTS SUPPORT HIGHER EDUCATION POLICY AND FUNDING ISSUES. IN ADDITION, IN THE 2009-2010 FISCAL YEAR, DEPAUL CONTACTED FEDERAL OFFICIALS WITH REGARD TO THE FOLLOWING LEGISLATION: HR 1 - AMERICAN RECOVERY AND REINVESTMENT ACT OF 2009 DREAM ACT HR 3293 - DEPARTMENT OF LABOR, HEALTH AND HUMAN SERVICES AND EDUCATION AND RELATED AGENCIES - APPROPRIATIONS ACT, 2010. HR 2579 & S 627 - PATHWAYS TO COLLEGE ACT S 143 - COLLEGE OPPORTUNITY TAX CREDIT ACT OF 2009 HR 3221 - STUDENT AID AND FISCAL RESPONSIBILITY ACT OF 2009 AT THE STATE LEVEL, DEPAUL ENGAGED IN A GRASSROOTS LOBBYING CAMPAIGN AIMED AT REVERSING A 50% CUT IN THE MONETARY AWARD PROGRAM, A STATE OF ILLINOIS FUNDED SCHOLARSHIP PROGRAM FOR LOW-INCOME STUDENTS. OVER 3,000 E-MAILS, LETTERS AND PHONE CALLS WERE MADE TO MEMBERS OF THE ILLINOIS GENERAL ASSEMBLY AND THE GOVERNOR BY STUDENTS, FACULTY AND STAFF OF DEPAUL UNIVERSITY. ON OCTOBER 15, 2009 A RALLY, SPONSORED IN PART BY THE UNIVERSITY, WAS HELD IN SPRINGFIELD IN SUPPORT OF FULL FUNDING FOR THE MONETARY AWARD PROGRAM. TOTAL EXPENSES FOR THIS GRASSROOTS LOBBYING CAMPAIGN WERE $32,488. IN ADDITION, THE UNIVERSITY ALSO LOBBIED FOR INCREASED FUNDING FOR THE MONETARY AWARD PROGRAM AND INCREASED APPROPRIATIONS FOR HIGHER EDUCATION, INCLUDING CAPITAL APPROPRIATIONS. AT THE LOCAL LEVEL, DEPAUL LOBBIED THE CITY OF CHICAGO FOR VARIOUS ACTIONS INCLUDING ISSUES RELATED TO ZONING OF THE UNIVERSITY'S LINCOLN PARK CAMPUS. DEPAUL ENGAGED THE FOLLOWING IN SUPPORT OF ITS LOBBYING EFFORTS: TIERNEY DUFFY TIERNEY LTD. EDWARD D. HEFFERNAN ESQ. HYNES LAW OFFICES LLP 705200 1438677 X X X X false false true 245573989 5908648 41648041 4842187 3228125 1043077 284017289 314743015 4535093 -65390375 4534340 3081181 698223 245573989 0.88520 0.07670 0.03810 false false 68597615 68597615 579860434 178114832 401745602 7503249 5412580 2090669 71082038 45170516 25911522 16609105 0 16609105 514954513 OTHER COMMINGLED FUNDS 139913110 F 139913110 0 POST EMP BENEFIT RESERVE 65144678 CAPITAL LEASES 3681091 GOVT ADVANCES FOR STUDENT LOANS 6887520 75713289 642792797 584242533 58550264 33817721 236763 -10762454 23292030 81842294 547109972 33817721 -10762454 23055267 524054705 118738092 118738092 642792797 465267678 0 465267678 236763 118738092 118974855 584242533 SCHEDULE D, PART III, LINE 4 DESCRIPTION OF THE ORGANIZATION'S COLLECTIONS THE UNIVERSITY HOLDS A DISTINCTIVE AND HISTORICALLY SIGNIFICANT COLLECTION, ONE THAT WELL REFLECTS DEPAUL'S TRADITION AND ITS FUTURE. STRONG IN MIDWESTERN PAINTINGS AND PRINTS, THE MUSEUM'S COLLECTION ALSO HOLDS DISTINGUISHED MODERN PHOTOGRAPHS AS WELL AS AFRICAN SCULPTURE AND EASTERN EUROPEAN GRAPHIC DESIGN. THE UNIVERSITY'S ART COLLECTION HELPS TO SUPPORT ITS EDUCATIONAL MISSION BY ALLOWING BOTH STUDENTS AND MEMBERS OF THE WIDER COMMUNITY THE OPPORTUNITY TO EXPLORE BROADLY THE VISUAL REPRESENTATION OF IDEAS OVER TIME AND SPACE. ARTWORKS ARE USED FOR DIRECT, CLOSE-UP STUDY AND TEACHING IN NUMEROUS DISCIPLINES. SCHEDULE D, PART IV, LINE 2B ARRANGEMENT OF ESCROW LIABILITY THE UNIVERSITY HOLDS A NUMBER OF DEPOSITS. DEPOSIT AMOUNTS RELATED TO STUDENTS INCLUDE FUNDS RELATED TO STUDENT MEAL PLAN DEPOSITS. THESE AMOUNTS ARE CREDITED TO THE STUDENT FOR USE AT THE UNIVERSITY'S DINING FACILITIES AND ARE TRANSFERRED TO THE UNIVERSITY'S DINING FACILITIES SERVICE PROVIDER, ON A PERIODIC BASIS, AS STUDENTS MAKE PURCHASES. THE UNIVERSITY ALSO HOLDS A NUMBER OF SECURITY DEPOSITS RELATED TO UNIVERSITY SPACE LEASED TO UNRELATED ENTITIES. AMOUNTS NOT APPLIED TO OUTSTANDING BALANCES OR SPACE DAMAGE ARE RETURNED TO THE LESSEES AT THE END OF THEIR LEASE. THE UNIVERSITY ALSO HOLDS FUNDS FOR A NUMBER OF STUDENT ORGANIZATIONS. THE UNIVERSITY HOLDS THESE AMOUNTS IN INTERNALLY DESIGNATED ACCOUNTS. STUDENT ORGANIZATIONS DEPOSIT FUNDS TO AND REQUEST FUNDS FROM THEIR INTERNAL ACCOUNTS THROUGH THE UNIVERSITY'S NORMAL RECEIPTING AND ACCOUNTS PAYABLE PROCEDURES. SCHEDULE D, PART V, LINE 4 INTENDED USE OF THE ORGANIZATION'S ENDOWMENT FUNDS THE PURPOSE OF THE UNIVERSITY'S ENDOWMENT FUNDS IS TO GENERATE FUNDS WHICH ARE USED TO PROVIDE STUDENT SCHOLARSHIPS AND FINANCIAL SUPPORT FOR VARIOUS UNIVERSITY ACADEMIC PROGRAMS. SCHEDULE D, PART X FIN 48 THE UNIVERSITY HAS RECEIVED A DETERMINATION LETTER FROM THE INTERNAL REVENUE SERVICE (IRS) INDICATING THAT IT IS A TAX-EXEMPT ORGANIZATION AS PROVIDED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986 AND, EXCEPT FOR TAXES PERTAINING TO UNRELATED BUSINESS INCOME, IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES. A PROVISION HAS BEEN MADE FOR INCOME TAXES IN THE ACCOMPANYING FINANCIAL STATEMENTS WITH RESPECT TO UNRELATED BUSINESS INCOME. THIS IS INCLUDED IN ACCOUNTS PAYABLE AND ACCRUED EXPENSES. THE UNIVERSITY EVALUATES, ON AN ANNUAL BASIS, THE EFFECTS OF ANY UNCERTAIN TAX PROVISIONS ON ITS FINANCIAL STATEMENTS. AS OF JUNE 30, 2010 AND 2009, THE UNIVERSITY HAS NOT IDENTIFIED OR PROVIDED FOR ANY SUCH POSITIONS. SCHEDULE D, PART XI, LINE 8 RECONCILIATION OF CHANGE IN NET ASSETS THE AMOUNT SHOWN INCLUDES THE FOLLOWING: LOSS ON DISPOSAL OF FIXED ASSETS ($10,762,454) -------------- TOTAL ($10,762,454) SCHEDULE D, PART XII, LINE 2D OTHER REVENUE RECONCILING ITEMS THE AMOUNT SHOWN INCLUDES THE FOLLOWING: LOSS ON DISPOSAL OF FIXED ASSETS ($10,762,454) -------------- TOTAL ($10,762,454) SCHEDULE D, PART XII, LINE 4B OTHER REVENUE RECONCILING ITEMS THE AMOUNT SHOWN INCLUDES THE FOLLOWING: TUITION DISCOUNTS SHOWN AS CONTRA REVENUE $117,948,279 ON FINANCIAL STATEMENTS INVESTMENT MANAGER FEES SHOWN AS CONTRA $1,068,883 REVENUE ON FINANCIAL STATEMENTS SPECIAL EVENT AND GAMING EXPENSES (PART VIII ($279,070) OF FORM 990) -------------- TOTAL $118,738,092 SCHEDULE D, PART XIII, LINE 4B OTHER EXPENSES RECONCILING ITEMS THE AMOUNT SHOWN INCLUDES THE FOLLOWING: TUITION DISCOUNTS SHOWN AS CONTRA REVENUE $117,948,279 ON FINANCIAL STATEMENTS INVESTMENT MANAGER FEES SHOWN AS CONTRA $1,068,883 REVENUE ON FINANCIAL STATEMENTS SPECIAL EVENT AND GAMING EXPENSES (PART VIII ($279,070) OF FORM 990) -------------- TOTAL $118,738,092 true true true CONSISTENT WITH THE UNIVERSITY'S CATHOLIC AND VINCENTIAN MISSION, DEPAUL ABIDES BY ALL FEDERAL, STATE AND LOCAL LAWS WHICH PROHIBIT DISCRIMINATION ON THE BASIS OF RACE, COLOR, NATIONAL ORIGIN, RELIGION, SEX, AGE OR HANDICAP IN ADMISSION, EMPLOYMENT OR PROVISION OF SERVICES OR GOODS. WHERE EDITORIALLY REASONABLE TO DO SO, THE UNIVERSITY INCLUDES A STATEMENT OF NONDISCRIMINATION IN STUDENT HANDBOOKS, BULLETINS AND OTHER PUBLICATIONS AND ON APPROPRIATE UNIVERSITY WEBSITES. DEPAUL DRAWS STUDENTS BOTH NATIONALLY AND INTERNATIONALLY AND ENROLLS MEANINGFUL NUMBERS OF MINORITY STUDENTS. true true true true false false false false false false false false true false THE UNIVERSITY PARTICIPATES IN VARIOUS FEDERAL AND STATE PROGRAMS FOR FINANCIAL AID TO STUDENTS AND TO THE UNIVERSITY ITSELF. true true Central America and the Caribbean 0 0 Program Services STUDY ABROAD PROGRAMS 189962 East Asia and the Pacific 0 0 Program Services DEGREE & STUDY ABROAD 954068 Europe (Including Iceland and Greenland) 1 0 Program Services DEGREE & STUDY ABROAD 2214209 Middle East and North Africa 1 6 Program Services DEGREE & STUDY ABROAD 2645295 North America 0 0 Program Services STUDY ABROAD PROGRAMS 104541 Russia and the Newly Independent States 0 0 Program Services STUDY ABROAD PROGRAMS 64099 South America 0 0 Program Services STUDY ABROAD PROGRAMS 232577 South Asia 0 0 Program Services STUDY ABROAD PROGRAMS 36728 Sub-Saharan Africa 0 0 Program Services DEGREE & STUDY ABROAD 236070 East Asia and the Pacific 0 0 Grantmaking 242949 Europe (Including Iceland and Greenland) 0 0 Grantmaking 744832 Middle East and North Africa 0 0 Grantmaking 19959 North America 0 0 Grantmaking 38715 Sub-Saharan Africa 0 0 Grantmaking 32995 2 6 7756999 East Asia/Pacific DISASTER-SEE STATEMENT 106369 WRE TRANSFER 1800 COMP SWITCH FMV Middle East/North Africa GENERAL SUPPORT 0 N/A 10000 GENERATOR FMV Europe/Iceland/Greenland GENERAL SUPPORT 25000 WRE TRANSFER 0 N/A N/A 3 3 SCHOLARSHIPS East Asia/Pacific 19 134780 CREDIT SCHOLARSHIPS Europe/Iceland/Greenland 113 719832 CREDIT SCHOLARSHIPS Middle East/North Africa 6 9959 CREDIT SCHOLARSHIPS North America 9 38715 CREDIT SCHOLARSHIPS Sub-Saharan Africa 18 32995 CREDIT SCHEDULE F, PART I, LINE 2, PART II, COLUMN (E), AND PART III, COLUMN (E) PROCEDURES FOR MONITORING FOREIGN GRANTS THE GRANT AMOUNTS INCLUDED ON SCHEDULE F REPRESENT SCHOLARSHIPS TO STUDENTS WHO RESIDED IN A PARTICULAR REGION AT THE TIME THE GRANT WAS MADE. THE SCHOLARSHIP AMOUNTS ARE ADMINISTERED THROUGH THE UNIVERSITY'S FINANCIAL AID SYSTEM AND ARE INTERNALLY CREDITED TO THE STUDENT'S DEPAUL TUITION ACCOUNT, WHICH REDUCES TUITION CHARGES PAYABLE TO THE UNIVERSITY. SCHEDULE F, PART II, LINE 1, COLUMN (D) IN SEPTEMBER OF 2009, A TROPICAL STORM STRUCK THE PHILIPPINES, WHICH RESULTED IN THE FLOODING OF MORE THAN 80% OF ITS CAPITAL, MANILA. ADAMSON UNIVERSITY, A VINCENTIAN SISTER INSTITUTION LOCATED IN MANILA, WAS HIT HARD BY THE FLOOD WATERS. THE FLOOD DAMAGED ALMOST ALL OF ADAMSON'S BUILDINGS, INCLUDING ITS GYM, COMPUTER LABS AND SEVERAL OFFICES. IN OCTOBER 2009, DEPAUL COMMITTED TO PROVIDE FINANCIAL ASSISTANCE TO ADAMSON. DEPAUL ALSO RAISED OVER $6,000 IN DONATIONS FOR ADAMSON FROM STUDENTS, FACULTY AND STAFF. FINALLY, IN AN EFFORT TO HELP REPLACE EQUIPMENT DAMAGED BY THE FLOOD, DEPAUL DONATED SIX USED COMPUTER SWITCHES WHICH HAD PREVIOUSLY BEEN RETIRED FROM ITS COMPUTER NETWORK. X X X X X X X true MITEY BIG REPRESENTATION INC DESIGN false 0 228277 0 ORCHARD PRODUCTIONS INC VIDEO PRODUCTION false 0 202398 0 MORIA COMPANY DESIGN false 0 86080 0 IVAN CARLSON ASSOC INC VIDEO PRODUCTION false 0 75895 0 GLASOE GROUP CONSULTING false 0 30800 0 RHEA KAISER MARKETING COMM DESIGN false 0 19779 0 ROBERT BURDENSKI ANNUAL GIV CONSULTING false 0 10092 0 JIM SUMMARIA PHOTOGRAPHY PHOTOGRAPHY false 0 9754 0 GRENZEBACH GLIER ASSOC INC CONSULTING false 0 9486 0 APCO WORLDWIDE INC CONSULTING false 0 5000 0 0 677561 0 AK AZ CO WA THEATER 436115 247122 188993 72808 45342 MUSIC 155650 134155 21495 47200 19 312647 218539 94108 1000 106642 904412 599816 304596 1000 72808 199184 272992 31604 15553 1452 4626 true 0.50000 15553 1452 4626 6078 9475 IL true false false false 0.22000 0.78000 MARK HAWKINS CONTROLLER 1 E JACKSON BLVD CHICAGO IL 60604 false false true St Vincent DePaul Church 1010 W Webster Ave Chicago IL 60614 362183816 501(C)(3) 347393 0 N/A N/A General Support American Heart Association 7272 Greenville Ave Dallas TX 75231 135613797 501(C)(3) 25000 0 N/A N/A General Support Metropolitan Planning CounCIL 140 S DEARBORN ST Chicago IL 60603 362382849 501(C)(3) 11515 0 N/A N/A General Support St Vincent DePaul Center 2145 N Halsted Chicago IL 60614 361722800 501(C)(3) 5266 0 N/A N/A General Support Congregation of the Mission - Midwest Province 13663 Rider Trail N Earth City MO 63045 436029948 501(C)(3) 445397 0 N/A N/A SEE PART IV University of Chicago 5801 S Ellis Ave Chicago IL 60637 362177139 501(C)(3) 17507 0 N/A N/A Grant Sub-award Board of Trustees University of Illinois 506 S Write St Urbana IL 61801 376000511 501(C)(3) 124847 0 N/A N/A Grant Sub-award Northwestern University 633 Clark St Evanston IL 60208 362167817 501(C)(3) 145760 0 N/A N/A Grant Sub-award Chicago Academy of Sciences 2430 N Cannon Dr Chicago IL 60614 360895575 501(C)(3) 11000 0 N/A N/A GENERAL SUPPORT University of Texas at Austin 727 E Dean Keeton St Austin TX 78705 746000203 501(C)(3) 46884 0 N/A N/A Grant Sub-award Loyola University of Chicago 820 N Michigan Ave Chicago IL 60611 361408475 501(C)(3) 106653 0 N/A N/A Grant Sub-award Board of Trustees of Community College District No 226 W Jackson Blvd Chicago IL 60606 362606236 501(C)(3) 23833 0 N/A N/A Grant Sub-award Josephinum Academy 1501 N Oakley Blvd Chicago IL 60622 362187764 501(C)(3) 5920 0 N/A N/A Grant Sub-award St Benedict High School 3900 N Leavitt St Chicago IL 60618 362170949 501(C)(3) 7925 0 N/A N/A Grant Sub-award CHICAGO HISTORY MUSEUM 1601 N CLARK ST CHICAGO IL 60614 362167004 501(C)(3) 22000 0 N/A N/A GENERAL SUPPORT LITTLE SISTERS OF THE POOR 2325 N LAKEWOOD AVE CHICAGO IL 60614 362482272 501(C)(3) 7390 0 N/A N/A GENERAL SUPPORT US COUNCIL OF CATHOLIC BISHOPS 3211 FOURTH ST NE WASHINGTON DC 20017 530196617 501(C)(3) 10000 0 N/A N/A GENERAL SUPPORT COLLEGE ART ASSOCIATION 275 7TH AVE NEW YORK NY 10001 131671148 501(C)(3) 10000 0 N/A N/A GENERAL SUPPORT UNIVERSITY OF VIRGINIA PO BOX 400195 CHARLOTTESVILLE VA 22904 546001796 501(C)(3) 27354 0 N/A N/A GRANT SUB-AWARD WESTERN ILLINOIS UNIVERSITY 1 UNIVERSITY CIRCLE MACOMB IL 61455 370910458 501(C)(3) 8717 0 N/A N/A GRANT SUB-AWARD SIEMENS CORPORATE RESEARCH INC 755 COLLEGE ROAD PRINCETON NJ 08540 222916478 11162 0 N/A N/A GRANT SUB-AWARD MARIA HIGH SCHOOL 6727 S CALIFORNIA AVE CHICAGO IL 60629 362229651 501(C)(3) 5600 0 N/A N/A GRANT SUB-AWARD 21 1 SCHOLARSHIPS FOR STUDENTS ENROLLED AT DEPAUL UNIV. 10765 117948279 0 N/A N/A TUITION WAIVERS FOR DEPAUL EMPLOYEES & DEPENDENTS 901 9804782 0 N/A N/A SCHEDULE I, PART I, LINE 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS IN U.S. ALL GRANTS, INCLUDING SUB-GRANTS, ARE ACCOUNTED FOR SEPARATELY BY THE UNIVERSITY'S FINANCIAL ACCOUNTING SYSTEM AND EACH IS MANAGED BY A PRINCIPLE INVESTIGATOR. FINANCIAL ACTIVITY REPORTS ARE PROVIDED TO PRINCIPLE INVESTIGATORS ON A DAILY BASIS, WITH RECONCILIATION OF FINANCIAL REPORTS REQUIRED ON A MONTHLY BASIS. SUB-GRANTS ARE FURTHER MONITORED BY OBTAINING GRANTEE'S A-133 AUDITS AND EVALUATING THE GRANTEE'S ABILITY TO COMPLY WITH THE TERMS OF THE SUB-GRANT. ALL GRANT MONITORING IS SUBJECT TO THE POLICIES AND PROCEDURES OF THE UNIVERSITY, WHICH ARE DESIGNED TO MEET FEDERAL REQUIREMENTS. THE UNIVERSITY'S OFFICE OF INSTITUTIONAL COMPLIANCE, OFFICE OF SPONSORED PROGRAMS AND RESEARCH, RESTRICTED ACCOUNTING AND OTHERS ARE CHARGED WITH ENSURING THAT ALL DEPAUL EMPLOYEES ARE AWARE OF THEIR RESPONSIBILITIES IN DEVELOPING AND MAINTAINING A COMPLIANCE-CONSCIOUS ENVIRONMENT. ADDITIONALLY, THE OFFICE OF INSTITUTIONAL COMPLIANCE, OFFICE OF SPONSORED PROGRAMS AND RESEARCH, RESTRICTED ACCOUNTING, PRINCIPAL INVESTIGATORS AND OTHERS ARE CHARGED WITH ENSURING THAT THE UNIVERSITY'S POLICIES AND PROCEDURES, AS WELL AS LOCAL, STATE AND FEDERAL LAWS ARE FOLLOWED. THIS IS ACCOMPLISHED THROUGH CONDUCTING RISK ASSESSMENTS, MONITORING OPERATIONAL ACTIVITIES, PROVIDING ONLINE, CLASSROOM AND/OR ONE-ON-ONE TRAINING AND OTHER TOOLS THAT FOSTER COMPLIANCE. GRANTS AND ASSISTANCE TO STUDENTS REPRESENTS FINANCIAL ASSISTANCE, IN THE FORM OF INSTITUTIONAL SCHOLARSHIPS. ALL SCHOLARSHIPS ARE ADMINISTERED THROUGH THE UNIVERSITY'S FINANCIAL AID SYSTEM. INSTITUTIONAL SCHOLARSHIPS ARE CREDITED TO THE STUDENT'S INTERNAL TUITION ACCOUNT AND REPRESENT AN OFFSET TO TUITION AND OTHER FEES ASSESSED BY THE UNIVERSITY. GRANTS AND ASSISTANCE TO UNIVERSITY STAFF AND THEIR ELIGIBLE SPOUSE AND DEPENDENTS REPRESENT STAFF TUITION WAIVERS, PURSUANT TO A WRITTEN BENEFITS PLAN. STAFF TUITION WAIVERS ARE ADMINISTERED THROUGH THE UNIVERSITY'S BENEFITS SYSTEM AND, LIKE INSTITUTIONAL SCHOLARSHIPS FOR STUDENTS, ARE CREDITED TO THE INDIVIDUAL'S INTERNAL TUITION ACCOUNT TO OFFSET TUITION CHARGES. SCHEDULE I, PART II, LINE 1, COLUMN H PURPOSE OF GRANT OR ASSISTANCE ASSISTANCE TO THE CONGREGATION OF THE MISSION - MIDWEST PROVINCE, IS FOR BOTH GENERAL ASSISTANCE AND TO ASSIST IN THE FUNDING OF THE CONSTRUCTION OF THE PROVINCE'S RETIREMENT, NURSING AND APOSTOLIC CENTER. X X X X X X false true X X X X X X false false false false false false false true true true REV DENNIS H HOLTSCHNEIDER CM 414069 0 103500 0 80792 0 19600 0 29090 0 647051 0 0 0 REV EDWARD R UDOVIC CM 200566 0 56398 0 5000 0 0 0 60749 0 322713 0 0 0 HELMUT P EPP 344965 0 99622 0 4389 0 19600 0 12917 0 481493 0 0 0 ROBERT L KOZOMAN 301430 0 87000 0 1290 0 19600 0 50165 0 459485 0 0 0 BONNIE A FRANKEL 224053 0 53750 0 690 0 18125 0 14293 0 310911 0 0 0 DAVID H KALSBEEK 306103 0 66312 0 690 0 19600 0 36042 0 428747 0 0 0 MARY C FINGER 276310 0 0 0 690 0 14713 0 12844 0 304557 0 0 0 JAY BRAATZ 193225 0 0 0 1207 0 15683 0 12991 0 223106 0 0 0 ROBERT JANIS 237647 0 68733 0 690 0 19334 0 44183 0 370587 0 0 0 JAMES R DOYLE 208755 0 50672 0 1980 0 17087 0 15095 0 293589 0 0 0 JOSE D PADILLA 317101 0 0 0 690 0 19600 0 44789 0 382180 0 0 0 WILLIAM SEITHEL 204653 0 50086 0 1980 0 16873 0 15095 0 288687 0 0 0 ELIZABETH F ORTIZ 165941 0 0 0 1817 0 13502 0 76437 0 257697 0 0 0 JEFFREY BETHKE 179279 0 20000 0 258 0 14664 0 18824 0 233025 0 0 0 RAY WHITTINGTON 317257 0 46597 0 1980 0 19600 0 23232 0 408666 0 0 0 CHARLES SUCHAR 271441 0 39000 0 1980 0 19600 0 14788 0 346809 0 0 0 GERRY WAINWRIGHT 619411 0 0 0 1980 0 19600 0 15095 0 656086 0 0 0 GLENN WEISSENBERGER 340261 0 0 0 1980 0 19600 0 9454 0 371295 0 0 0 JAMES SHILLING 418344 0 0 0 690 0 19600 0 6170 0 444804 0 0 0 JEAN LENTI PONSETTO 280894 0 66950 0 690 0 19600 0 9454 0 377588 0 0 0 DOUG BRUNO 311967 0 11500 0 1290 0 19600 0 42527 0 386884 0 0 0 SCHEDULE J, PART I, LINE 1A FIRST CLASS TRAVEL - ALTHOUGH IT IS THE UNIVERSITY'S GENERAL PRACTICE TO ONLY PAY FOR COACH AIR FARE, AIR TRAVEL OTHER THAN COACH (EITHER FIRST OR BUSINESS CLASS) FOR OFFICERS AND KEY EMPLOYEES IS LIMITED TO EITHER DESTINATIONS OUTSIDE THE CONTINENTAL U.S. OR WHEN A FIRST CLASS FARE IS THE ONLY AVAILABLE FARE BASED ON NECESSARY TRAVEL DATES. UNIVERSITY POLICY REQUIRES ADDITIONAL DOCUMENTATION IN THE CASE OF FIRST OR BUSINESS CLASS AIR FARE TO DOCUMENT THE REASON FOR THE ADDITIONAL EXPENSE. TRAVEL FOR COMPANIONS - THE UNIVERSITY OCCASIONALLY PAYS FOR THE TRAVEL OF A STAFF MEMBER'S SPOUSE FOR UNIVERSITY BUSINESS PURPOSES, WHERE IT BELIEVES IT IS IN THE BEST INTEREST OF THE UNIVERSITY. UNIVERSITY APPROVAL IS REQUIRED FOR SPOUSAL TRAVEL AS IS PROPER DOCUMENTATION UNDER THE UNIVERSITY'S ACCOUNTABLE PLAN. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS - SUCH PAYMENTS ARE GENERALLY PROVIDED BASED ON THE PROVISIONS OF SERVICE AGREEMENTS. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE - PERSONAL USE OF HOUSING IS GENERALLY BASED ON THE PROVISIONS OF SERVICES AGREEMENTS. THE VALUE OF THE HOUSING PROVIDED IS TAXABLE TO THE INDIVIDUAL. HEALTH CLUB OR SOCIAL CLUB OR INITIATION FEES - SUCH PAYMENTS ARE GENERALLY PROVIDED BASED ON THE PROVISIONS OF SERVICE AGREEMENTS. PAYMENTS FOR SUCH ITEMS ARE TAXABLE TO THE INDIVIDUAL. PERSONAL SERVICES - SUCH PAYMENTS ARE GENERALLY PROVIDED BASED ON THE PROVISIONS OF SERVICE AGREEMENTS. PAYMENTS FOR SUCH ITEMS ARE TAXABLE TO THE INDIVIDUAL. SCHEDULE J, PART I, LINE 1B Written Policy Regarding Payment or Reimbursement THE ITEMS INDICATED FOR LINE 1A, OTHER THAN FIRST CLASS TRAVEL AND TRAVEL FOR COMPANIONS, ARE PROVIDED PURSUANT TO SERVICES AGREEMENTS. THE AMOUNTS ASSOCIATED WITH THE ITEMS ARE INCLUDED IN THE TOTAL COMPENSATION AS DETERMINED UNDER THE REBUTTABLE PRESUMPTION PROCEDURES ADOPTED BY THE UNIVERSITY FOR DETERMINING COMMPENSATION FOR DISQUALIFIED PERSONS. PLEASE REFER TO THE SCHEDULE O EXPLANATION FOR FORM 990, PART VI-B, LINE 15 FOR A DESCRIPTION OF THE UNIVERSITY'S PROCESS FOR DETERMINING COMPENSATION FOR DISQUALIFIED PERSONS. SCHEDULE J, PART I, LINE 7 Non-Fixed Payments For those individuals listed in Form 990, Part VII, Section A, Line 1A and who are eligible, bonuses are paid pursuant to their service agreement with the University. Such agreements generally contain either a dollar or percentage of base salary limit up to which the individual is eligible to receive as a bonus for a fiscal year. Actual bonus amounts received are based on the attainment of pre-established performance goals provided to the individual prior to the beginning of the fiscal year. SCHEDULE J, PART I, LINE 8 Initial Contract Exception MR. BETHKE WAS NAMED TREASURER AND ENTERED INTO AN EMPLOYMENT CONTRACT WITH THE UNIVERSITY IN AUGUST 2009. MR. HAWKINS WAS NAMED CONTROLLER AND ENTERED INTO AN EMPLOYMENT AGREEMENT WITH THE UNIVERSITY IN AUGUST 2009. BOTH MR. BETHKE'S AND MR. HAWKINS' COMPENSATION, PURSUANT TO THEIR SERVICE AGREEMENTS, WERE DETERMINED UNDER THE UNIVERSITY'S PROCESS FOR ESTABLISHING A REBUTTABLE PRESUMPTION OF REASONABLENESS. SEE SCHEDULE O FOR A DETAILED EXPLANATION OF THIS PROCESS. SCHEDULE J, PART II THE SALARY AMOUNTS SHOWN FOR REV. HOLTSCHNEIDER ARE PAID DIRECTLY TO THE EASTERN PROVINCE OF THE CONGREGATION OF THE MISSION RELIGIOUS ORDER. THE SALARY AMOUNTS SHOWN FOR REVS. RICHARDSON AND UDOVIC ARE PAID DIRECTLY TO THE MIDWEST PROVINCE OF THE CONGREGATION OF THE MISSION RELIGIOUS ORDER. ILLINOIS FINANCE AUTHORITY 861091967 45200BAT5 2004-03-25 52321189 SEE SCHEDULE O false false ILLINOIS FINANCE AUTHORITY 861091967 45189FCW2 2004-07-08 49755328 SEE SCHEDULE O false false ILLINOIS FINANCE AUTHORITY 861091967 45200BLN6 2005-03-16 46579779 SEE SCHEDULE O false false ILLINOIS FINANCE AUTHORITY 861091967 45200BLR7 2005-03-16 23000000 SEE SCHEDULE O false false ILLINOIS FINANCE AUTHORITY 861091967 45200B6X1 2007-07-18 35650000 SEE SCHEDULE O false false 52321189 52321189 0 2004 false true true true 49755328 49152542 602786 2004 true false true true 46579779 46304498 252294 2005 true true true true 23000000 22571899 419699 2005 true false true true 35650000 35650000 0 2007 true false true true false true true false false 0.00020 0.00000 0.00020 true false false false false false 0.00000 0.00000 0.00000 true false false false false false false false false false false false false false false false false false false false false false false false false true false false false false false MARY FINGER See Schedule O X 2500 288 false false true 288 SUZANNA EPP ORG OFFICER'S FAMILY MEMB 57510 Employment false CHICAGO PUBLIC LIBRARY EMPLOYS ORG TRUSTEE 494411 RENTAL OF FACILITIES false COMMONWEALTH EDISON EMPLOYS ORG TRUSTEE 721438 PURCHASE OF UTILITY SERVICES false SONNENSCHEIN NATH ROSENTHAL PSHIP OF ORG'S TRUSTEE 286622 LEGAL SERVICES false SEE SCHEDULE O X 41 705200 SEE PART II X 9515 SEE PART II X 181525 SEE PART II X 52 2031585 SEE PART II X 1 1000000 SEE PART II X 6 281 SEE PART II X 23 196181 SEE PART II X 1 60 SEE PART II X EQUIPMENT 13 213875 SEE PART II X MISC. 28 9220 SEE PART II 1 false true true Schedule M, Part I, Column (B) THE REPORTED AMOUNTS REPRESENT THE TOTAL NUMBER OF CONTRIBUTIONS FOR THE PARTICULAR TYPE OF PROPERTY. Schedule M. Part I, Lines 1, 4, 5, 18 and 20 ITEMS THAT MAY HAVE A VALUE OF $5,000 OR GREATER ARE VALUED EITHER BASED ON A QUALIFIED INDEPENDENT APPRAISAL AS SHOWN ON AND PROVIDED WITH A DONOR-PROVIDED IRS FORM 8283 OR PURSUANT TO A SPONSORSHIP AGREEMENT WITH THE DONOR WHICH STATES THE VALUE OF THE ITEM(S) BEING PROVIDED, WHICH IS TYPICALLY THE RETAIL VALUE OF THE ITEM, LESS ANY EDUCATIONAL DISCOUNT. ITEMS THAT HAVE A VALUE OF LESS THAN $5,000 ARE VALUED EITHER BASED ON A QUALIFIED INDEPENDENT APPRAISAL, WHEN PROVIDED BY THE DONOR, THE VALUE DECLARED BY THE DONOR, PROVIDED THERE IS EVIDENCE OF THE VALUE, SUCH AS A PAID BILL OF SALE OR INVOICE AND PROOF OF PAYMENT BY THE DONOR, OR BASED ON THE OPINION OF AN ON-CAMPUS EXPERT. WITH REGARD TO PART I, LINE 5, THE UNIVERSITY ONLY ACCEPTS CLOTHING OR HOUSEHOLD ITEMS THAT ARE IN GOOD USED CONDITION. Schedule M, Part I, Line 9 IN KEEPING WITH THE REQUIREMENTS OF IRS PUBLICATION 561, THE UNIVERSITY VALUES PUBLICLY TRADED SECURITIES BASED ON THE AVERAGE PRICE BETWEEN THE HIGHEST AND LOWEST QUOTED SELLING PRICES AS OF THE VALUATION DATE, WHICH IS GENERALLY EITHER: (1) THE POSTMARK DATE, IF RECEIVED VIA U.S. MAIL, (2) THE DATE OF DELIVERY, IF RECEIVED VIA A PRIVATE DELIVERY SERVICE, OR (3) THE DATE OF TRANSFER, IF THE SECURITIES WERE ELECTRONICALLY TRANSFERRED TO THE UNIVERSITY'S BROKERAGE ACCOUNT. ACTIVE MARKETS EXISTED FOR ALL SECURITIES DONATED TO THE UNIVERSITY DURING THE FISCAL YEAR. Schedule M, Part I, Line 15 THE VALUE OF THE GIFT WAS RECORDED PURSUANT TO A QUALIFIED INDEPENDENT APPRAISAL PROVIDED BY THE DONOR. Schedule M, Part I, Line 19 ITEMS ARE VALUED BASED ON EITHER THE RETAIL PRICE OF THE DONATED ITEM(S), AS SUBSTANTIATED BY WRITTEN CONFIRMATION PROVIDED BY THE DONOR OR PURSUANT TO A SPONSORSHIP AGREEMENT WITH THE DONOR WHICH STATES THE VALUE OF THE ITEM(S) BEING PROVIDED. FORM 990, PART III, LINE 4D OTHER PROGRAM SERVICES OTHER PROGRAM SERVICES INCLUDE THE FOLLOWING: ACADEMIC SUPPORT THIS CATEGORY INCLUDES EXPENDITURES RELATED TO PROVIDING INSTRUCTIONAL SUPPORT FOR THE UNIVERSITY'S FACULTY AND STUDENTS, INCLUDING UNIVERSITY LIBRARY SERVICES, DEAN'S OFFICES, AND INFORMATION TECHNOLOGY. STUDENT SERVICES THIS CATEGORY INCLUDES STUDENT RELATED EXPENDITURES OTHER THAN THOSE RELATED TO INSTRUCTION. THESE INCLUDE GRADUATION AND ADVERTISING EXPENSES. IN ADDITION, STUDENT SERVICE CONTAINS EXPENSES RELATED TO OFFICES THAT SUPPORT THE UNIVERSITY'S STUDENTS, INCLUDING THE UNIVERSITY'S ENROLLMENT MANAGEMENT OFFICE, UNIVERSITY MINISTRY, CAREER CENTER, STUDENT AFFAIRS, FINANCIAL AID OFFICE, REGISTRAR, AND STUDENT LIFE OFFICES. PUBLIC SERVICE THIS CATEGORY INCLUDES EXPENDITURES RELATED TO PROGRAMS THAT IMPACT THE PUBLIC, INCLUDING THE UNIVERSITY'S COMMUNITY BASED SERVICE LEARNING PROGRAM, WHICH PROVIDES STUDENTS THE OPPORTUNITY TO SERVE THE COMMUNITY, WHILE EARNING UNIVERSITY CREDIT. ALSO INCLUDED IN THIS CATEGORY ARE EXPENSES RELATED TO THE UNIVERSITY'S CENTER FOR URBAN EDUCATION, COMMUNITY AFFAIRS AND THE ART GALLERY. RESEARCH THIS CATEGORY INCLUDES ALL EXPENSES FOR ACTIVITIES SPECIFICALLY ORGANIZED TO PRODUCE RESEARCH, WHETHER COMMISSIONED BY AN AGENCY EXTERNAL TO THE INSTITUTION OR SEPARATELY BUDGETED BY AN ORGANIZATIONAL UNIT WITHIN THE INSTITUTION. THE CATEGORY INCLUDES EXPENSES FOR INDIVIDUAL AND/OR PROJECT RESEARCH AS WELL AS THAT OF INSTITUTES AND RESEARCH CENTERS. FORM 990, PART VI, LINE 1A Nonindependent Voting Members ACCORDING TO THE UNIVERSITY'S BY-LAWS, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES MAY EXERCISE THE AUTHORITY OF THE BOARD AT ANY TIME. HOWEVER, DURING FISCAL 2009/10 THE EXECUTIVE COMMITTEE DID NOT EXERCISE SUCH AUTHORITY. FORM 990, PART VI, LINE 7A Member Voting Rights ELECTION AND TERMINATION OF THE UNIVERSITY'S BOARD OF TRUSTEES, ALONG WITH THE FILLING OF BOARD VACANCIES IS THE DUTY OF THE MEMBERS OF THE CORPORATION. THE MEMBERS OF THE CORPORATION ARE ELECTED AND TERMINATED BY THE MEMBERS. PURSUANT TO THE UNIVERSITY'S ARTICLES OF INCORPORATION, AT LEAST TWO-THIRDS OF THE VOTING MEMBERSHIP OF THE CORPORATION SHALL BE MEMBERS OF THE RELIGIOUS SOCIETY CALLED THE ROMAN CATHOLIC CHURCH, THE CONGREGATION OF THE MISSION. FURTHER, PURSUANT TO THE UNIVERSITY'S BY-LAWS, THE PROVINCIAL SUPERIOR OF THE WESTERN PROVINCE OF THE CONGREGATION OF THE MISSION SHALL BE A MEMBER OF THE CORPORATION. MEMBERS ARE ELECTED BY THE MEMBERS AND SERVE THREE-YEAR TERMS. THE NUMBER OF MEMBERS SHALL BE AS DETERMINED FROM TIME TO TIME BY THE MEMBERS. IN ADDITION TO THE AUTHORITY TO ELECT THE BOARD OF TRUSTEES, THE MEMBERS MAY APPOINT COMMITTEES TO CONSIDER SPECIFIC ISSUES AND SUBMIT REPORTS AND RECOMMENDATIONS TO THE MEMBERS AND MAY ADOPT AND AMEND THE BY-LAWS OF THE CORPORATION WHICH AFFECT THE AUTHORITY, RIGHTS OR DUTIES OF THE MEMBERS, OR THE MANNER OF EXERCISE OR PERFORMANCE OF SAME. FORM 990, PART VI, LINE 11A Form 990 Review ONCE A DRAFT OF THE UNIVERSITY'S FORM 990 IS COMPLETED IT IS FIRST REVIEWED INTERNALLY. THE DRAFT IS FIRST REVIEWED BY THE UNIVERSITY'S CONTROLLER. NEXT, A SECOND REVIEW OF THE DRAFT IS CONDUCTED BY THE UNIVERSITY'S VICE PRESIDENT FOR FINANCE. SUGGESTED REVISIONS, IF ANY, FROM BOTH THE CONTROLLER AND VICE PRESIDENT FOR FINANCE ARE INCORPORATED INTO THE DRAFT FORM 990. THE DRAFT FORM 990 IS THEN REVIEWED BY A PUBLIC ACCOUNTING FIRM, WHICH RECOMMENDS REVISIONS IT FEELS MAY BE NEEDED. ONCE REVISIONS, IF ANY, ARE MADE, THE PUBLIC ACCOUNTING FIRM, WHICH ELECTRONICALLY FILES THE RETURN FOR THE UNIVERSITY, PROVIDES A FINAL FILING COPY OF FORM 990 TO THE UNIVERSITY. ONCE A FINAL DRAFT OF FORM 990 HAS BEEN PRODUCED, IT IS REVIEWED BY THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. IN ADDITION, THE 990 IS MADE AVAILABLE TO ALL BOARD OF TRUSTEE MEMBERS VIA THE BOARD'S SECURE WEBSITE. ONCE THE AUDIT COMMITTEE HAS REVIEWED THE 990, IT REPORTS TO THE BOARD OF TRUSTEES THAT A REVIEW OF THE 990 HAS BEEN CONDUCTED AND THE 990 IS FILED. FORM 990, PART VI, LINE 12C Conflict of Interest Policy ON AN ANNUAL BASIS UNIVERSITY TRUSTEES AND OFFICERS ARE REQUIRED TO DISCLOSE ALL ACTUAL AND POTENTIAL CONFLICTS OF INTEREST. RELATED TO TRUSTEES, THE UNIVERSITY HAS ADOPTED A "CONFLICT OF INTEREST POLICY FOR TRUSTEES OF DEPAUL UNIVERSITY." THE POLICY REQUIRES TRUSTEES TO DISCLOSE, IN WRITING, ALL ACTUAL AND POTENTIAL CONFLICTS OF INTEREST ON AN ANNUAL BASIS. TRUSTEES ARE ALSO REQUIRED TO DISCLOSE ALL ACTUAL AND POTENTIAL CONFLICTS OF INTEREST THAT MAY ARISE BETWEEN THE NORMAL ANNUAL DISCLOSURE PERIOD. IT IS THE DUTY OF THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES TO REVIEW AND ACT UPON ALL CONFLICTS DISCLOSED AND FURTHER TO DETERMINE WHETHER SUCH DISCLOSURES SHOULD BE REFERRED TO THE FULL BOARD FOR FURTHER REVIEW. TRUSTEES WITH CONFLICTS ARE TO REFRAIN FROM VOTING OR OTHERWISE INFLUENCING OR ATTEMPTING TO INFLUENCE A BOARD MEMBER OR ADMINISTRATOR ON ANY DECISION OF THE BOARD ON WHICH A MATTER IN WHICH SUCH CONFLICT EXISTS. THE UNIVERSITY HAS ALSO ADOPTED A "CONFLICT OF INTEREST" POLICY, WHICH PERTAINS TO ALL UNIVERSITY EMPLOYEES, INCLUDING OFFICERS AND KEY EMPLOYEES. THE POLICY REQUIRES OFFICERS AND KEY EMPLOYEES TO DISCLOSE ALL ACTUAL OR POTENTIAL CONFLICTS OF INTEREST, IN WRITING, ON AN ANNUAL BASIS AND AT ANY TIME A CONFLICT OR POTENTIAL CONFLICT MAY ARISE BETWEEN NORMAL ANNUAL DISCLOSURE PERIODS. OFFICERS AND KEY EMPLOYEES WHO INFLUENCE OR ATTEMPT TO INFLUENCE DECISIONS ON MATTERS IN WHICH ANY CONFLICT OR POTENTIAL CONFLICT EXISTS MUST EITHER REFRAIN FROM INVOLVEMENT IN THE MATTER OR DISCLOSE, FOR FURTHER REVIEW, THE CONFLICT IN WRITING, ALONG WITH CONTROLS TO ENSURE THAT THE BEST INTERESTS OF THE UNIVERSITY ARE PROTECTED. CONFLICT DISCLOSURES BY KEY EMPLOYEES ARE REVIEWED AND APPROVED BY THEIR IMMEDIATE SUPERVISOR AND/OR THE UNIVERSITY OFFICER TO WHOM THEY REPORT, DEPENDING ON THE REPORTING STRUCTURE. CONFLICT DISCLOSURES BY OFFICERS ARE REVIEWED AND APPROVED BY EITHER THE PROVOST OR EXECUTIVE VICE PRESIDENT, DEPENDING ON THE REPORTING STRUCTURE. CONFLICT DISCLOSURES BY THE PROVOST AND EXECUTIVE VICE PRESIDENT ARE REVIEWED AND APPROVED BY THE PRESIDENT OF THE UNIVERSITY. CONFLICT DISCLOSURES BY THE PRESIDENT ARE REVIEWED AND APPROVED BY EITHER THE PROVOST OR EXECUTIVE VICE PRESIDENT. FORM 990, PART VI, SECTION B, LINE 15B Compensation Policy THE ANNUAL (FISCAL YEAR) PROCESS FOR DETERMINING COMPENSATION FOR UNIVERSITY OFFICERS BEGINS WITH COMPARING UNIVERSITY POSITIONS TO THOSE AT PUBLIC AND PRIVATE NOT-FOR-PROFIT ORGANIZATIONS. FOR THE 2009/10 FISCAL YEAR, SOURCE DATA REPRESENTED 2008 PAY DATA. AS SUCH, ALL MARKET DATA GATHERED WAS ANNUALIZED AND AGED AT A RATE OF 4% FROM THE DATE OF THE DATA SOURCE. NUMEROUS SOURCES WERE USED FOR DETERMINING ANNUAL COMPENSATION LEVELS. THESE DATA SOURCES ARE USED IN DETERMINING THE ANNUAL COMPENSATION LEVEL RECOMMENDATIONS FOR UNIVERSITY OFFICERS. DEPAUL CONTRACTS WITH AN OUTSIDE CONSULTANT TO REVIEW AND INDEPENDENTLY VERIFY THE GATHERED DATA. ONCE VERIFIED, THE DATA AND RECOMMENDATIONS ARE RECORDED IN A PRESUMPTION OF REASONABLE COMPENSATION REPORT, WHICH IS COMPLETED BY THE OUTSIDE CONSULTANT AND PRESENTED TO THE BOARD OF TRUSTEE'S EXECUTIVE COMPENSATION COMMITTEE. THE EXECUTIVE COMPENSATION COMMITTEE IS CHARGED WITH REVIEWING AND APPROVING THE RECOMMENDED LEVELS OF COMPENSATION. THE COMMITTEE DETERMINES THE PRESIDENT'S COMPENSATION, WITHOUT RECOMMENDATION. MINUTES OF THE COMMITTEE'S MEETINGS, INCLUDING ITS DECISIONS REGARDING COMPENSATION MATTERS, ARE RECORDED BY THE COMMITTEE AND MAINTAINED BY THE OFFICE OF THE SECRETARY. BELOW ARE THE POSITIONS FOR WHICH THIS PROCESS WAS CONDUCTED AND THE DATE ON WHICH IT WAS LAST CONDUCTED FOR THE 2009/10 FISCAL YEAR. POSITION DATE PRESIDENT 6/18/2009 PROVOST 6/18/2009 EXECUTIVE VICE PRESIDENT 6/18/2009 VICE PRESIDENT FOR FINANCE 6/18/2009 VICE PRESIDENT FOR FACILITIES OPERATIONS 6/18/2009 SENIOR VICE PRESIDENT FOR ADVANCEMENT 6/18/2009 VICE PRESIDENT AND GENERAL COUNSEL 6/18/2009 VICE PRESIDENT FOR HUMAN RESOURCES 6/18/2009 CONTROLLER - VACANT 6/18/2009 TREASURER - VACANT 6/18/2009 DURING A PORTION OF THE 2009/10 FISCAL YEAR MR. JEFFERY BETHKE HELD THE POSITION OF INTERIM TREASURER. ON AUGUST 1, 2009, MR. BETHKE WAS APPOINTED TREASURER. THEREFORE, FOR PURPOSES OF THE COMPENSATION PROCESS, THE POSITION OF TREASURER WAS LISTED AS VACANT FOR THE 2009/10 FISCAL YEAR. ON AUGUST 1, 2009, MR. MARK HAWKINS WAS APPOINTED CONTROLLER. THEREFORE, FOR PURPOSES OF THE COMPENSATION PROCESS, THE POSITION OF CONTROLLER WAS LISTED AS VACANT FOR THE 2009/10 FISCAL YEAR. FORM 990, PART VI, SECTION C, LINE 18 Form Available to the Public PER IRS REGULATIONS, THE UNIVERSITY MAKES COPIES OF ITS FORMS 990 AND 990-T, FOR ALL OPEN TAX YEARS, AVAILABLE FOR PUBLIC INSPECTION AT BOTH ITS MAIN CAMPUSES AND AT ALL OF ITS SUBURBAN CAMPUS LOCATIONS. IN ADDITION, PAPER COPIES OF THE FORMS ARE AVAILABLE UPON REQUEST BY THE PUBLIC. PER THE FORM 990 INSTRUCTIONS, THE UNIVERSITY'S APPLICATION FOR RECOGNITION OF EXEMPTION IS NOT AVAILABLE FOR PUBLIC INSPECTION, AS IT WAS FILED BEFORE JULY 15, 1987 AND THE UNIVERSITY DID NOT HAVE A COPY OF THE APPLICATION AS OF THAT DATE. FORM 990, PART VI, SECTION C, LINE 19 Documents Made Available to the Public THE UNIVERSITY'S GOVERNING DOCUMENTS, BY-LAWS AND ARTICLES OF INCORPORATION, ARE POSTED ON THE UNIVERSITY OFFICE OF THE SECRETARY WEBSITE FOR REVIEW BY THE GENERAL PUBLIC. IN ADDITION, PAPER COPIES OF THE BY-LAWS AND ARTICLES OF INCORPORATION, AS WELL AS COPIES OF THE UNIVERSITY'S CONFLICT OF INTEREST POLICIES ARE AVAILABLE UPON REQUEST FROM THE OFFICE OF THE SECRETARY. COPIES OF THE UNIVERSITY'S FINANCIAL STATEMENTS ARE ALSO AVAILABLE UPON REQUEST FROM THE UNIVERSITY'S FINANCIAL AFFAIRS OFFICE. SCHEDULE G, PART I, LINE 2B DURING THE FISCAL YEAR DEPAUL PAID A NUMBER OF ORGANIZATIONS WHO PROVIDED PHOTOGRAPHY, DESIGN, VIDEO PRODUCTION AND CONSULTING SERVICES, WHICH WERE USED TO ENHANCE THE UNIVERSITY'S FUNDRAISING ACTIVITIES. AT NO TIME DID THESE ORGANIZATIONS HAVE CUSTODY OR CONTROL OF CONTRIBUTIONS TO THE UNIVERSITY. ALL AMOUNTS LISTED IN COLUMN (V) RELATE TO SERVICES PERFORMED FOR THE UNIVERSITY'S FUNDRAISING CAMPAIGN, WHICH HAS RISEN OVER $50 MILLION IN CASH, NON-CASH AND PLEDGES FOR THE YEAR ENDED JUNE 30, 2010. IN ADDITION, THE AMOUNTS LISTED IN COLUMN (V) REPRESENT THE GROSS AMOUNTS PAID TO THE ORGANIZATIONS. SCHEDULE G, PART I, LINE 3 THE UNIVERSITY IS REGISTERED TO SOLICIT CHARITABLE FUNDS IN THE STATES OF ALASKA, ARIZONA, COLORADO AND WASHINGTON. THE UNIVERSITY IS EXEMPT FROM REGISTERING, FOR THE PURPOSE OF SOLICITING CHARITABLE FUNDS, IN ALL OTHER STATES. SCHEDULE G, PART III, LINE 16 BECAUSE THE UNIVERSITY CURRENTLY CONDUCTS LIMITED GAMING ACTIVITIES AND DUE TO THE FACT THAT THERE IS NO STATE OF ILLINOIS REQUIREMENT, IT DOES NOT HAVE A DESIGNATED GAMING MANAGER. AS GAMING ACTIVITIES ARISE, VARIOUS DEPARTMENTS OF THE UNIVERSITY ARE INVOLVED TO ENSURE PROPER ACCOUNTING, CONTROLS, REPORTING, AND COMPLIANCE WITH REGULATORY REQUIREMENTS. SCHEDULE K, PART I, COLUMN (E) LINE C - AFTER THE CLOSE OF ITS 2008/09 FISCAL YEAR, THE UNIVERSITY DISCOVERED THAT THE ISSUE PRICE OF $43,735,000, SHOWN ON THE ORIGINALLY FILED FORM 8038 WAS INCORRECT. THE UNIVERSITY DISCUSSED THIS ERROR WITH BOTH BOND COUNSEL AND THE ILLINOIS FINANCE AUTHORITY (IFA), ISSUER OF THE BONDS. SUBSEQUENTLY, ON OCTOBER 9, 2009, IFA FILED AN AMENDED FORM 8038 WITH THE IRS. THE ISSUE PRICE FOR THIS LINE ITEM HAS BEEN REVISED FROM THAT REPORTED ON THE UNIVERSITY'S 2008 SCHEDULE K TO REFLECT THE CORRECTED AMOUNT, OF $46,579,779, AS SHOWN ON THE AMENDED FORM 8038. SCHEDULE K, PART I, COLUMN (F) LINE A - THE SERIES 2004A BONDS WERE ISSUED TO PROVIDE FUNDS TO REFUND THE SERIES 2000 BONDS. THE UNIVERSITY CONTRIBUTED $1,600,043 FROM ITS OWN FUNDS TO THE ESCROW FUNDS RELATING TO THE REFUNDING OF THE SERIES 2000 BONDS AND TO PAY UNDERWRITER'S COMPENSATION, LEGAL FEES AND EXPENSES, TRUSTEE'S FEES AND EXPENSES AND OTHER COSTS OF ISSUANCE. LINE B - THE SERIES 2004C BONDS WERE ISSUED TO PROVIDE FUNDS TO FINANCE THE COSTS OF ACQUISITION OF CERTAIN NEW EDUCATIONAL FACILITIES OF THE UNIVERSITY, FINANCE THE COSTS OF THE ACQUISITION OF TITLE TO CERTAIN EXISTING EDUCATIONAL FACILITIES AND THE LEASEHOLD INTEREST IN THE LAND ON WHICH THEY ARE LOCATED FOR A PRICE SUFFICIENT TO CURRENTLY REFUND BONDS PREVIOUSLY ISSUED TO FINANCE THE ACQUISITION, CONSTRUCTION AND EQUIPPING OF SUCH FACILITIES AND SUCH LEASEHOLD INTEREST, AND PAY CERTAIN COSTS OF ISSUANCE. LINE C - PROCEEDS OF THE SERIES 2005A BONDS WERE USED TO CURRENTLY REFUND A PORTION OF THE OUTSTANDING SERIES 1992 BONDS, TO ADVANCE REFUND A PORTION OF THE OUTSTANDING SERIES 1997 BONDS AND TO PAY THE PREMIUM FOR A BOND INSURANCE POLICY. LINE D - PROCEEDS OF THE SERIES 2005B BONDS WERE USED TO CURRENTLY REFUND A PORTION OF THE OUTSTANDING SERIES 1992 BONDS AND TO PAY THE PREMIUM ON A BOND INSURANCE POLICY INSURING THE SERIES 2005B BONDS. LINE E - THE DEPAUL UNIVERSITY SERIES 2005C BONDS WERE ORIGINALLY ISSUED ON MARCH 16, 2005 AS TAXABLE AUCTION RATE REVENUE REFUNDING BONDS IN THE AMOUNT OF $37,600,000. PROCEEDS OF THE 2005C SERIES BONDS WERE USED TO (I) ADVANCE REFUND A PORTION OF THE ILLINOIS EDUCATIONAL FACILITIES AUTHORITY REVENUE REFUNDING BONDS, DEPAUL UNIVERSITY, SERIES 1997, (II) PAY THE PREMIUM FOR A BOND INSURANCE POLICY FOR THE SERIES 2005C BONDS, AND (III) PAY CERTAIN COSTS RELATING TO THE ISSUANCE OF THE TAXABLE REVENUE REFUNDING BONDS SERIES 2005C, AND THE DEPAUL UNIVERSITY, SERIES 2005A AND SERIES 2005B REVENUE REFUNDING BONDS. ON JUNE 27, 2007, DEPAUL UNIVERSITY ELECTED, PURSUANT TO ITS OPTION, TO CURRENTLY REFUND AND CONVERT $35,650,000, THE OUTSTANDING PORTION OF THE SERIES 2005C BONDS, TO A TAX-EXEMPT RATE EFFECTIVE ON JULY 18, 2007. DUE TO THE CONVERSION, THE MATURITY OF THE SERIES 2005C BONDS WAS EXTENDED FROM OCTOBER 1, 2026 TO OCTOBER 1, 2027. ALL COSTS OF ISSUANCE INCURRED IN CONNECTION WITH THE CONVERSION OF THE SERIES 2005C BONDS WERE PAID DIRECTLY BY THE UNIVERSITY. CONTINUATION SHEET LINE A - PROCEEDS OF THE SERIES 2008 BONDS WERE USED TO PROVIDE FUNDS TO ACQUIRE TITLE TO CERTAIN EDUCATIONAL FACILITIES FOR A PRICE SUFFICIENT TO CURRENTLY REFUND ALL OUTSTANDING SERIES 1998C-D BONDS AND 2003A-D BONDS. ALL COSTS OF ISSUANCE INCURRED IN CONNECTION WITH THE SERIES 2008 WERE PAID DIRECTLY BY THE UNIVERSITY. SCHEDULE K, PART II, COLUMNS (C) AND (D), LINE 5 THE AMOUNT SHOWN ON LINE 5 REPRESENTS CREDIT ENHANCEMENT PAID FROM BOND PROCEEDS. SCHEDULE K, PART III, COLUMNS (A), (B), (C), AND (D) THE ISSUES REPRESENTED IN THESE COLUMNS ARE POST-DECEMBER 31, 2002 REFUNDING ISSUES THAT REFUNDED PRE-JANUARY 1, 2003 BONDS. THEREFORE, DUE TO THE SPECIAL TRANSITIONAL RULE, THE PRIVATE BUSINESS USE FOR THESE ISSUES IS NOT REQUIRED TO BE REPORTED ON SCHEDULE K. SCHEDULE K, PART III, COLUMN (E) AND CONTINUATION SHEET COLUMN (A) THE PRIVATE BUSINESS USE PERCENTAGE SHOWN FOR THESE ISSUES RELATES TO THE PORTION OF THE ORIGINAL ISSUE STILL OUTSTANDING AS OF JUNE 30, 2010 AND IS SUBJECT TO PRIVATE BUSINESS USE REPORTING. SCHEDULE L, PART II Loans to and/or From Interested Persons PURSUANT TO UNIVERSITY POLICY, MEMBERS OF THE UNIVERSITY'S FULL-TIME FACULTY AND STAFF, INCLUDING OFFICERS, KEY EMPLOYEES AND HIGHLY COMPENSATED EMPLOYEES, ARE ELIGIBLE FOR AN INTEREST-FREE LOAN TOWARDS THE PURCHASE OF PERSONAL COMPUTER EQUIPMENT. THE POLICY LIMITS OUTSTANDING LOAN AMOUNTS TO NO MORE THAN $2,500, REQUIRES REPAYMENTS BE MADE VIA MANDATORY PAYROLL DEDUCTIONS, LIMITS THE REPAYMENT PERIOD TO NO LONGER THAN TWO YEARS AND REQUIRES THE EMPLOYEE SIGN A PROMISSORY NOTE. LOAN APPLICATIONS MUST BE APPROVED BY BOTH THE EMPLOYEE'S IMMEDIATE SUPERVISOR AND THE UNIVERSITY'S HUMAN RESOURCES DEPARTMENT. SCHEDULE L, PART III Grants or Assistance Benefitting Interested Persons THE UNIVERSITY HAS ESTABLISHED A TUITION BENEFITS PLAN FOR ALL FULL-TIME EMPLOYEES, INCLUDING OFFICERS AND KEY EMPLOYEES OF THE UNIVERSITY. THE PLAN PROVIDES TUITION WAIVERS FOR EMPLOYEES, THEIR ELIGIBLE DEPENDENTS AND EITHER A SPOUSE OR UNRELATED SECOND DOMICILED ADULT. TUITION BENEFITS, INCLUDING THOSE PROVIDED TO ELIGIBLE DEPENDENTS AND EITHER A SPOUSE OR SECOND DOMICILED ADULT, ARE EITHER TAXABLE OR TAX FREE TO THE EMPLOYEE PURSUANT TO THE RULES AND REGULATIONS UNDER SECTIONS 127 AND 117(D) OF THE INTERNAL REVENUE CODE. SCHEDULE L, PART IV Business Transactions Involving Interested Persons MR. BERTRAM L. SCOTT, A TRUSTEE OF THE UNIVERSITY, IS AN OFFICER OF TIAA-CREF, WHICH PROVIDES PENSION SERVICES WITH REGARD TO THE UNIVERSITY'S 403(B) PLAN. THE UNIVERSITY DOES NOT PAY ANY FEES TO TIAA-CREF FOR THEIR SERVICES, RATHER TIAA-CREF EARNS FEES AS A RESULT OF THEIR INVESTMENT ACTIVITIES. MR. PETER ARGIANAS, A TRUSTEE OF THE UNIVERSITY, IS THE CHAIRMAN, PRESIDENT AND CEO OF GOLD COAST BANK. DURING THE 2009/10 FISCAL YEAR THE UNIVERSITY ESTABLISHED A RELATIONSHIP WITH GOLD COAST BANK TO UTILIZE THE BANK FOR INVESTING UNIVERSITY FUNDS IN THE CERTIFICATE OF DEPOSIT REGISTRY SERVICE (CDARS) PROGRAM. PURSUANT TO THE AGREEMENT BETWEEN GOLD COAST BANK AND THE UNIVERSITY, THE BANK RECEIVED NO FEES DIRECTLY FROM THE UNIVERSITY, BUT MAY EARN FEES FROM ONE OR MORE ENTITIES RECEIVING DEPOSITS THROUGH THE CDARS PROGRAM. AS PART OF THE DECISION TO ESTABLISH THE RELATIONSHIP WITH GOLD COAST BANK, THE UNIVERSITY RESEARCHED COMPETITIVE OFFERINGS AND FOUND GOLD COAST BANK'S RATES TO BE EQUAL TO OR BETTER THAN THOSE AVAILABLE ELSEWHERE. AS SUCH, THE RELATIONSHIP WAS FOUND TO BE IN THE BEST INTEREST OF THE UNIVERSITY. A FAMILY MEMBER OF MR. ROBERT KOZOMAN, AN OFFICER OF THE UNIVERSITY, WAS EMPLOYED BY THE UNIVERSITY DURING A PORTION OF THE 2009/10 FISCAL YEAR. HOWEVER, THE AMOUNT OF COMPENSATION PAID TO MR. KOZOMAN'S FAMILY MEMBER DURING THE FISCAL YEAR DID NOT MEET THE REPORTING THRESHOLD SPECIFIED IN THE SCHEDULE L INSTRUCTION. SCHEDULE R, PART V, LINE 2 Transactions with Related Organizations OF THE LISTED RELATED ENTITIES, DEPAUL IS A CONTROLLING ENTITY ONLY OF BARAT COLLEGE. BARAT COLLEGE CEASED OPERATIONS AT THE END OF THE 2004/05 FISCAL YEAR. DEPAUL AND BARAT COLLEGE DID NOT ENGAGE IN ANY OF THE TRANSACTIONS LISTED IN PART V OF SCHEDULE R. CONGREGATION OF THE MISSION - MIDWEST PR 13663 RIDER TRAIL NORTH EARTH CITY MO 63044 436029948 RELIGIOUS ORD MO 501(C)(3) 1 NA EDUCATIONAL ADVANCEMENT FUND INC 525 SSTATE STREET CHICAGO IL 60605 364480416 UNIV. HOUSING IL 501(C)(3) 11A 1 NA MJH EDUCTL & HEALTHCARE ASSISTANCE FUND 280 S BEVERLY DR BEVERLY HILLS CA 90212 954050105 UNIV. HOUSING CA 501(C)(3) 11A III-FI NA BARAT COLLEGE 1 E JACKSON BLVD CHICAGO IL 60604 362181950 EDUCATIONAL IL 501(C)(3) 2 NA false true true false false false false false false true false true true false false true false false