2011-05-12T08:39:43-05:00 2010-06-30 990 2009-07-01 362177139 University of Chicago UNIV 7737021941 5801 S Ellis Avenue Chicago IL 60637 John R Kroll 7737021941 2011-05-12 2009 2016-02-24 21:20:13Z Robert J Zimmer 5801 S Ellis Avenue Chicago IL 60637 3804905464 0 X www.uchicago.edu X 1890 IL THE MISSION OF THE UNIVERSITY OF CHICAGO HAS BEEN TO SUSTAIN AT THE HIGHEST LEVEL OF EXCELLENCE, THE COMMUNICATION OF KNOWLEDGE, THE CREATION OF KNOWLEDGE AND THE FOSTERING OF A DYNAMIC COMMUNITY OF SCHOLARS AND STUDENTS. 47 38 19172 10111 -17102487 -23114062 764196362 632997704 903959065 1018768437 -48218282 199990386 60446769 72270336 1680383914 1924026863 286621912 308206734 0 1046306827 1076844077 0 54107667 699625552 703863769 2032554291 2088914580 -352170377 -164887717 7911927193 8525434000 3114934193 3387792000 4796993000 5137642000 Since its founding, the mission of the University of Chicago has been to sustain at the highest level of excellence, the communication of knowledge, the creation of knowledge and the fostering of a dynamic community of scholars and students. 0 0 727848337 573723855 Instruction:In 2009-2010, the University enrolled 15,438 students. Of that total, 5,101 were undergraduate students in the College (the University's undergraduate school), 4,067 were graduate students, 5,374 were students in the University's professional schools, and 896 were non-degree students. 287144127 390039954 Research: University of Chicago faculty cross traditional disciplinary boundaries to transform understandings in business, economics, history, law, literature, religion, physics, chemistry and biology and medicine, among other fields. In pursuit of these research endeavors, during fiscal year 2009-2010 the University was awarded a total of $512.0 million in research funding from federal agencies, non-federal government entities, corporations, foundations and other sources. This fiscal year $390.0 million was expended from federal government sponsors of research, with the U.S. Department of Health and Human Services and the National Science Foundation providing the largest amounts of funding. Foundation research sponsorship awards totaled $26.1 million, followed by corporate research sponsorship of $30.0 million.The University also conducts scientific research in collaboration with Argonne National Laboratory, owned by the United States Government and operated by the University through a related organization, under the terms of a cost reimbursement contract with the U.S. Department of Energy. Argonne is a multi-purpose science laboratory with a $600 million annual budget and over 3,200 employees. In addition, Fermi Research Alliance, LLC, an entity jointly owned by the University and Universities Research Association Inc., operates Fermi National Accelerator Laboratory ("Fermilab") for the U.S. Department of Energy. Fermilab is the nation's preeminent center for high-energy physics and an international center for scientific research in elementary particle physics and astrophysics. Fermilab has a $400+ million annual budget and over 1900 employees. 256039583 256039583 Scholarships & Fellowships: The University is a need blind institution with an extensive financial aid program which is designed to enable the most qualified students to attend the University regardless of their financial circumstances. For the 2009-2010 academic year, approximately 55 percent of all students in the College received financial aid in the form of grants and scholarships. University-wide expenditures for scholarships and fellowships amounted to $256.0 million. Of this amount, approximately $186.7 million was provided from unrestricted funds; the remaining $69.3 million came from restricted sources. More than eleven hundred students in the College (the University's undergraduate college) currently receive Odyssey Scholarships. The Odyssey Scholarships provide increased access for low-income and moderate-income students by eliminating loans for those with family income below $75,000 and reducing loan indebtedness for many others. The University expanded its Graduate Aid Initiative, a program that invests approximately $310,000 in the education of each Ph.D. student in the Humanities, Social Sciences and Divinity School. These programs are in addition to the University's longstanding commitment to financial assistance for students. 571334491 445044582 The other program services that support the mission of instruction and research are:Auxiliary EnterprisesLibraryOther Student ServicesInformation ServicesOperation and Maintenance of Plant 571334491 445044582 1842366538 1 1 0 1 0 0 1 0 1 1 1 1 1 1 1 1 1 0 1 0 0 1 1 1 1 0 1 0 0 0 1 1 1 1 1 1 1 0 0 1 1 1 1 0 1 23097 0 1 19172 1 1 1 1 EG FR CH HK IN SN SP UK 0 0 0 1 1 0 0 0 47 38 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 OK WA X John R Kroll 7737021941 6054 S Drexel Avenue Chicago IL 60637 Andrew M Alper 18.00 X 0 0 0 Jack W Fuller 18.00 X 0 0 0 Paul G Yovovich 18.00 X 0 0 0 David G Booth 2.00 X 0 0 0 Thomas A Cole 2.00 X 0 0 0 E David Coolidge III 2.00 X 0 0 0 James S Crown 2.00 X 0 0 0 Katharine P Darrow 2.00 X 0 0 0 Erroll B Davis Jr 2.00 X 0 0 0 Craig J Duchossois 2.00 X 0 0 0 James S Frank 2.00 X 0 0 0 Timothy M George 2.00 X 0 0 0 Rodney L Goldstein 2.00 X 0 0 0 Mary Lou Gorno 2.00 X 0 0 0 Kathryn C Gould 2.00 X 0 0 0 Sanford J Grossman 2.00 X 0 0 0 King W Harris 2.00 X 0 0 0 Kenneth M Jacobs 2.00 X 0 0 0 Karen L Katen 2.00 X 0 0 0 Dennis J Keller 2.00 X 0 0 0 Steven A Kersten 2.00 X 0 0 0 James M Kilts 2.00 X 0 0 0 Michael J Klingensmith 2.00 X 0 0 0 Michael L Klowden 2.00 X 0 0 0 Robert W Lane 2.00 X 0 0 0 Charles Ashby Lewis 2.00 X 0 0 0 John Liew 2.00 X 0 0 0 Peter W May 2.00 X 0 0 0 Joseph Neubauer 2.00 X 0 0 0 Emily Nicklin 2.00 X 0 0 0 Harvey B Plotnick 2.00 X 0 0 0 Michael P Polsky 2.00 X 0 0 0 Thomas J Pritzker 2.00 X 0 0 0 George A Ranney Jr 2.00 X 0 0 0 Thomas A Reynolds III 2.00 X 0 0 0 John W Rogers Jr 2.00 X 0 0 0 Andrew M Rosenfield 2.00 X 0 0 0 David M Rubenstein 2.00 X 0 0 0 Steve G Stevanovich 2.00 X 0 0 0 Richard P Strubel 2.00 X 33000 0 0 Mary A Tolan 2.00 X 0 0 0 Byron D Trott 2.00 X 0 0 0 Marshall I Wais Jr 2.00 X 0 0 0 Gregory W Wendt 2.00 X 0 0 0 Jon Winkelried 2.00 X 0 0 0 Paula Wolff 2.00 X 0 0 0 Francis TF Yuen 2.00 X 0 0 0 Robert J Zimmer 40.00 X X 547175 0 729775 Thomas F Rosenbaum 40.00 X 528832 0 67113 Michael C Behnke 40.00 X 172770 0 14432 Nimalan Chinniah 40.00 X 517962 0 42560 David B Fithian 40.00 X 247162 0 24037 Lawrence Furnstahl 40.00 X 0 977603 180984 Kimberly Goff-Crews 40.00 X 244704 0 30934 David A Greene 40.00 X 442630 0 66192 Beth A Harris 40.00 X 353224 0 62943 Gregory A Jackson 40.00 X 635516 0 63185 Donald H Levy 40.00 X 307576 0 30122 Ann Marie Lipinski 40.00 X 425789 0 40762 James L Madara 40.00 X 5279301 0 1759643 James Nondorf 40.00 X 202867 0 18217 Julie A Peterson 40.00 X 366492 0 40774 Ronald J Schiller 40.00 X 371939 0 26521 Mark Schmid 40.00 X 1019070 0 771660 Peter Stein 40.00 X 929684 0 319844 Everett Vokes 40.00 X 632790 0 69924 Kermit Daniel 40.00 X 389662 0 53535 Edward Snyder 40.00 X 732606 0 37886 Joe GN Garcia 40.00 X 809806 0 37186 Harvey M Golomb 40.00 X 811845 0 37310 Ralph R Weichselbaum 40.00 X 843508 0 102636 Jeffrey B Matthews 40.00 X 813868 0 74352 Valluvan Jeevanandam 40.00 X 919332 0 56226 Randy Lowe Holgate 40.00 X 311268 0 32710 Kineret Jaffe 40.00 X 161117 0 28960 19051495 977603 4820423 1886 1 1 0 Tod Williams Billie Tsien 222 Central Park South New York NY 10019 Architects 4523994 US Equities Asset Management 20 N Michigan Avenue Chicago IL 60622 Property Management 2370723 Zeller 37403 Eagle Way Chicago IL 60678 Property Management 2121749 Allied Barton Security Services PO Box 828854 Philadelphia PA 19182 Security 1350331 Zimmer Gunsul Frasca 1223 SW Washington Street Portland OR 97205 Architects 901627 67 393415 23000000 390039954 219564335 28566125 632997704 Tuition and Fees 900099 573723855 573723855 Sales&Services Edu Act 900099 326832379 326832379 Sales&Services Aux Ent 900099 113858183 113858183 Fees fr Govt Agencies 900099 4354020 4354020 1018768437 60036970 -23959557 83996527 459695 459695 11898366 11898366 1384188 1384188 1384188 1384188 1993037550 1849118374 4425455 143919176 -4425455 139493721 139493721 416434 393415 185344 231090 231090 74482878 27149428 47333450 47333450 Conferences & Catering 722320 5850365 5850365 Advertising 541800 1006705 1006705 Interest on Loans 900099 459695 459695 4106477 4106477 11423242 1924026863 1023334609 -17102487 284797037 49973773 49973773 253016145 253016145 5216816 5216816 14986292 33000 14794455 158837 837525575 720779060 86542087 30204428 35396060 30027857 4130569 1237634 135911317 119520444 12100465 4290408 53024833 44983033 6187771 1854029 19669360 16991124 1287189 1391047 3918135 3918135 554066 554066 141282 141282 1380884 1380884 2504580 2504580 121431136 105705430 10960975 4764731 15623438 13904860 1406109 312469 3737773 3737773 49928454 35251645 13116035 1560774 26394017 22845441 1831840 1716736 25111516 19644946 2853660 2612910 35268671 35268671 131746438 131746438 33035159 32855676 177407 2076 Benefit Plan Adjustment 118978415 118978415 Support Services 59396255 29743347 25944682 3708226 Equipment & Rental Expe 19999957 13212947 6493648 293362 Swap Adjustment 11052240 11052240 Alterations & Repairs 9287644 9287644 14704349 14704349 2088914580 1842366538 192440375 54107667 4966940 16245473 965806579 882232293 435499242 410446345 77581798 79313790 2137536 2087210 85760888 61168000 9505102 9234093 21702408 26549885 3398631923 1150429831 2119383102 2248202092 996860756 1269239333 3169171004 3499709844 23551838 21005642 7911927193 8525434000 683453775 781530167 88508827 85365379 1702869432 1687464794 39997477 15639000 295500000 421000000 304604682 396792660 3114934193 3387792000 X 1151283000 1185539000 2451694000 2664459000 1194016000 1287644000 4796993000 5137642000 7911927193 8525434000 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 338536 0 0 338536 0 X X X X 0 4535634000 126671000 695590000 39774000 402328000 11076000 4904717000 5933761000 110214000 -1206841000 33303000 258775000 9422000 4535634000 0.32000 0.24000 0.44000 0 0 63510263 63510263 2670752448 708291846 1962460602 410726639 252621147 158105492 253642573 189516838 64125735 2248202092 Closely-held equity interests 963434635 F Real Estate & Natural Resources 1022667153 F Absolute Return 1513608056 F 3499709844 Self Insurance Liability 246845787 funds held in custody for others 92778948 Asset REtirement Obligation 57167925 396792660 1924026863 2088914580 -164887717 505537889 -1172 505536717 340649000 2459757000 505537889 31574883 537112772 1922644228 1380884 1751 1382635 1924026863 2119108000 31574883 31574883 2087533117 1380884 579 1381463 2088914580 Part III, Line 4: The University of Chicago has two museums - the David and Alfred Smart Museum of Art (Smart Museum) and the Oriental Institute of the University of Chicago (Oriental Institute Museum). The Smart Museum promotes the understanding of the visual arts and their importance to cultural and intellectual history through direct experiences with original works of art and through an interdisciplinary approach to its collections, exhibitions, publications and programs. The scope of its permanent collections, special exhibitions, focus on research and teaching by the University of Chicago Scholars and outreach and educational programs to both adults and school age children make Smart Museum one of the Midwest's most dynamic and innovative educational institutions in the visual arts. The Oriental Institute Museum is a world renowned showcase for the history, art and archaeology of the ancient Near East. The collections are used extensively for research, teaching and exhibitions. Its approach to integrate archaeological, textual and art historical data to understand the development and functions of the ancient civilizations of the Near East make it an exceptional resource for the University community as well as the community at large. Part V, Line 4: Description of Intended Use of Endowment Funds: The University's use of endowment funds is inseparable from the overall academic mission as one of the world's leading research universities. Endowment funds are used to support instruction and research programs; support professorships; support financial aid for undergraduate, graduate and professional students; support the acquisition, restoration and preservation of books and other materials in the libraries; and support the on-going operations of the physical plant, grounds, and equipment. Part X: Description of Uncertain Tax Positions Under FIN 48: The University is a tax-exempt organization under Section 501(c)(3) of the Internal Revenue Code and, except to the extent that the University has unrelated business income, is exempt from federal income taxes. There was no provision for income taxes due on unrelated business income in fiscal years 2010 and 2009. The University concluded there were no material uncertain tax positions. Part XI Reconciliation of Change in Net Assets from Form 990 to Financial Statements Line 8 Other Miscellaneous rounding adjustment -1,172 Part XII Reconciliation of Revenue per Audited Financial Statements with Revenue per Return Line 2d Other Expenses netted against revenue in accordance with 990 instructions Cost of Disposed Equipment 4,425,455 Cost of Goods Sold 27,149,428 Total 31,574,883 Line 4b Other Miscellaneous rounding -1,751 Part XIII Reconciliation of Expenses per Audited Financial Statements with Expenses per Return Line 2d Other Expenses netted against revenue in accordance with 990 instructions Cost of Disposed Equipment 4,425,455 Cost of Goods Sold 27,149,428 Total 31,574,883 Line 4b Other Miscellaneous Rounding 579 1 1 1 The University draws a substantial percentage of its students from across the nation and around the world, follows a racially nondiscriminatory policy, as embodied in the University's policy on unlawful discrimination and harassment, and includes a statement of its nondiscriminatory policy on its brochures, catalogues and application materials dealing with student admissions, programs and scholarships. 1 1 1 1 0 0 0 0 0 0 0 0 1 0 THE UNIVERSITY OF CHICAGO RECEIVES FUNDING FROM VARIOUS GOVERNMENTAL AGENCIES FOR STUDENT FINANCIAL AID. 1 1 East Asia and the Pacific 1 18 Program Services Instruction 12140166 Europe 2 30 Program Services Instruction 17250514 North America Program Services Instruction 88085 Middle East and North Africa 1 Program Services Instruction 107912 Russia and the Newly Independent States Program Services Instruction 194616 South Asia Program Services Instruction 165695 Sub-Saharan Africa 4 Program Services Instruction 265066 Middle East and North Africa 12 Program Services Research 902619 Europe 2 Program Services Research 123294 South Asia Program Services Research 70052 East Asia and the Pacific Program Services Research 1525332 South America Program Services Subaward 96841 East Asia and the Pacific Program Services Subaward 226611 Europe Program Services Subaward 918249 Sub-Saharan Africa Program Services Subaward 243940 South Asia Program Services Subaward 324238 North America Program Services Subaward 334807 Russia and the Newly Independent States Program Services Subaward 48692 East Asia and the Pacific Fundraising 211855 Europe 3 Fundraising 615394 East Asia and the Pacific Alumni Relations 53475 North America Alumni Relations 10695 South America Alumni Relations 35650 South Asia Alumni Relations 19014 South America Investments South Asia Investments Sub-Saharan Africa Investments Central America and the Caribbean Investments North America Investments Europe Investments East Asia and the Pacific Investments East Asia and the Pacific Program Services Student Aid/Stipends 208227 Europe Program Services Student Aid/Stipends 2382065 Russia and the Newly Independent States Program Services Student Aid/Stipends 68722 North America Program Services Student Aid/Stipends 189884 Middle East and North Africa Program Services Student Aid/Stipends 198690 Central America and the Caribbean Program Services Student Aid/Stipends 12000 South America Program Services Student Aid/Stipends 48375 South Asia Program Services Student Aid/Stipends 180450 Sub-Saharan Africa Program Services Student Aid/Stipends 119406 East Asia and the Pacific Unrelated Trade/Business 78136 3 70 39458767 East Asia and the Pacific Subaward 120691 Wire East Asia and the Pacific Subaward 56872 Wire East Asia and the Pacific Subaward 25200 Wire East Asia and the Pacific Subaward 23848 Wire Europe Subaward 194289 Wire Europe Subaward 64907 Wire Europe Subaward 32305 Wire Europe Subaward 58653 Wire Europe Subaward 14330 Wire Europe Subaward 48692 Wire Europe Subaward 89999 Wire Europe Subaward 40130 Wire Europe Subaward 18183 Wire Europe Subaward 137140 Wire Europe Subaward 268312 Wire North America Subaward 55230 Wire North America Subaward 68937 Wire North America Subaward 66592 Wire North America Subaward 144048 Wire South America Subaward 32035 Wire South America Subaward 32511 Wire South America Subaward 40338 Wire South America Subaward 23992 Wire South Asia Subaward 30000 Wire South Asia Subaward 262203 Wire Sub-Saharan Africa Subaward 142440 Wire Sub-Saharan Africa Subaward 6000 Wire Sub-Saharan Africa Subaward 28000 Wire Sub-Saharan Africa Subaward 67500 Wire 29 Student Aid East Asia and the Pacific 13 156909 check Student Aid Europe 184 2264514 check Student Aid Russia and the Newly Independent States 4 41722 check Student Aid North America 14 165584 check Student Aid South Asia 18 152707 check Student Aid Middle East and North Africa 15 151820 check Student Aid Sub-Saharan Africa 10 90182 check Student Summer Grants Central America and the Caribbean 4 12000 check Student Summer Grants East Asia and the Pacific 17 51318 check Student Summer Grants Europe 39 117550 check Student Summer Grants Middle East and North Africa 15 46870 check Student Summer Grants North America 8 24300 check Student Summer Grants Russia and the Newly Independent States 9 27000 check Student Summer Grants South America 15 48375 check Student Summer Grants South Asia 8 27743 check Student Summer Grants Sub-Saharan Africa 9 29225 check Procedure for Monitoring Grants Outside the U.S.: Schedule F, Part I, Line 2: The University will perform a risk assessment at the proposal stage before funding is approved. University Department Administrators and the Principal Investigator will review invoices and certify as to the allowability and appropriateness of charges. Central Sponsored Award Accounting will also perform a review that the expenditures fall within the contract amount and period of performance Lab School 567999 371575 196424 11574 74770 7000 Court Theatre 241850 21840 220010 6060 15000 30272 19017 21651 0 809849 393415 416434 6060 26574 105042 26017 21651 185344 231090 1 Access Community Health Network 1501 S California NR7125 Chicago IL 60608 363317058 501 (c) (3) 33485 Subaward Adler Planetarium 1300 South Lake Shore Drive Chicago IL 60605 366210902 501 (c) (3) 10597 Subaward Advocate Health Care 2025 Windsor Drive Oak Brook IL 60523 362169147 501 (c) (3) 57007 Subaward American Museum of Natural History Central Park West at 79th Street New York NY 10024 136162659 501 (c) (3) 25261 Subaward Aurora Advanced Healthcare Inc P O Box 090996 Milwaukee WI 53209 391595302 501 (c) (3) 14840 Subaward Aurora University 347 S Gladstone Aurora IL 60506 362166964 501 (c) (3) 8257 Subaward Barnard College 3009 Broadway New York NY 10027 131628149 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Subaward Purdue University 302 Wood Street West Lafayette IN 47907 356002041 501 (c) (3) 480993 Subaward Rehabilitation Institute 345 E Superior Street - Rm 1436 Chicago IL 60611 362253036 501 (c) (3) 249698 Subaward Rockefeller University 1230 York Avenue New York NY 10065 131624158 501 (c) (3) 209711 Subaward ROI Ventures LLC 213 W Institute Place Suite 505 Chicago IL 60610 205385643 395836 Subaward Samuel Roberts Nobel Foundation 2510 Sam Noble Parkway Ardmore OK 73401 730606209 501 (c) (3) 62596 Subaward Sloan-Kettering Inst Cancer Rsch 1275 York Avenue New York NY 10065 912154267 501 (c) (3) 251703 Subaward Scripps Research Institute 10550 North Torrey Pines Road La Jolla CA 92037 330435954 501 (c) (3) 581478 Subaward Seattle Children's Research Inst 1900 Ninth Avenue MS C95-5 Seattle WA 98101 910564748 501 (c) (3) 159038 Subaward Smithsonian Astrophysical Observ 60 Garden Street Cambridge MA 02138 530206027 501 (c) (3) 193910 Subaward Smithsonian Institution 60 Garden Street Cambridge MA 02138 530206027 501 (c) (3) 5597 Subaward SRI International 333 Ravenswood Avenue Menlo Park CA 94025 941160950 501 (c) (3) 629367 Subaward St John's Mercy Medical Center 645 Maryville Centre Drive St Louis MO 63141 430653493 501 (c) (3) 12500 Subaward St Jude Children's Rsch Hosp 332 North Lauderdale Street Memphis TN 38105 620646012 501 (c) (3) 1326528 Subaward Stanford University 340 Panama Street Stanford CA 94305 941156365 501 (c) (3) 738250 Subaward SUNY Research Foundation 1300 Elmwood Ave Bishop Hall B17 Buffalo NY 14222 141368361 501 (c) (3) 382923 Subaward Toyota Technological Institute 1427 East 60th Street Chicago IL 60637 364479457 501 (c) (3) 38899 Subaward Trinity University One Trinity Place San Antonio TX 78212 741109633 501 (c) (3) 65910 Subaward Tulane University 1430 Tulane Avenue EP-15 New Orleans LA 70112 720423889 501 (c) (3) 7120 Subaward Universidad Central del Caribe Ave Laurel Urb Santa Juanita Box60327 Bayamon PR 00960 660349669 501 (c) (3) 15797 Subaward UNIV CORP FOR ATMOSPHERIC Rsch 1850 Table Mesa Dr Boulder CO 80305 742439386 501 (c) (3) 134189 Subaward University of Alabama 1530 3rd Avenue S AB 1170 Birmingham AL 35294 636005996 501 (c) (3) 115662 Subaward University of California-BK 2150 Shattuck Avenue Suite 300 Berkeley CA 94704 946002123 501 (c) (3) 616726 Subaward University of California-DV 1850 Research Park Drive Suite 300 Davis CA 95618 946036494 501 (c) (3) 49190 Subaward University of California-LA 10920 Wilshire Boulevard Suite 1200 1200 Los Angeles CA 90024 943067788 501 (c) (3) 11435 Subaward University of California-SB 3227 Cheadle Hall 3rd Floor Santa Barbara CA 93106 956006145 501 (c) (3) 57500 Subaward University of California-SD 9500 Gilman Drive - Rm 3041 La Jolla CA 92093 956006144 501 (c) (3) 3318174 Subaward University of California-SF 3333 California Street Suite 315 San Francisco CA 94118 946036493 501 (c) (3) 1191339 Subaward University of Colorado-Denver 13001 E 17th Place PO Box 6508 Aurora CO 80045 846000555 501 (c) (3) 8076 Subaward University of Colorado-Boulder 3100 Marine Street 572 UCB Boulder CO 80309 391481425 501 (c) (3) 159240 Subaward University of Connecticut 438 Whitney Road Ext Unit 1133 Stoors CT 06269 060772160 501 (c) (3) 37808 Subaward University of Denver 2199 S University Boulevard Denver CO 80208 840404231 501 (c) (3) 347506 Subaward University of Florida 219 Grinter Hall PO Box 1003628 Gainesville FL 32611 596002052 501 (c) (3) 12070 Subaward University of Illinois-Chicago 809 South Marshfield Avenue Chicago IL 60612 376000511 501 (c) (3) 2566507 Subaward University of Illinois-Urbana 1901 S First St Suite A MC-685 Champaign IL 61820 376000511 501 (c) (3) 3787475 Subaward University of Iowa 201 Gilmore Hall Iowa City IA 52242 426004813 501 (c) (3) 126880 Subaward University of Kentucky 109 Kinkead Hall Lexington KY 40506 616001218 501 (c) (3) 299349 Subaward University of Maryland 3300 Metzerott Road Adelphi MD 20783 526002033 501 (c) (3) 352203 Subaward University of Mass Medical School 364 Plantation Street Worcester MA 01655 043167352 501 (c) (3) 199405 Subaward University of Memphis 315 Administration Building Memphis TN 38152 626048540 501 (c) (3) 32277 Subaward University of Miami P O Box 248106 Coral Gables FL 33124 590624458 501 (c) (3) 126199 Subaward University of Michigan 3003 S State Street Ann Arbor MI 48109 386006309 501 (c) (3) 1181122 Subaward University of Minnesota 200 Oak Street SE Minneapolis MN 55455 416007513 501 (c) (3) 616767 Subaward University of Missouri 310 Jesse Hall Columbia MO 65211 436003859 501 (c) (3) 16771 Subaward University of Nebraska Medical Ctr 985100 Nebraska Medical Center Omaha NE 68198 470049123 501 (c) (3) 41191 Subaward University of North Carolina 130 Mason Farm Rjoad CB 1651 Chapel Hill NC 27599 566001393 501 (c) (3) 610013 Subaward University of Notre Dame 402 Grace Hall Notre Dame IN 46556 350868188 501 (c) (3) 41789 Subaward University of Oregon 5219 University Street Eugene OR 97403 936001786 501 (c) (3) 7504 Subaward University of Pennsylvania 3451 Walnut Street P-221 Philadelphia PA 19104 231352685 501 (c) (3) 403939 Subaward University of Pittsburgh 3100 Cathedral of Learning Pittsburgh PA 15260 250965591 501 (c) (3) 528803 Subaward University of Rochester 1325 Mt Hope Avenue Rochester NY 14620 161089052 501 (c) (3) 26460 Subaward University of Southern California University Park Campus - STO 330 Los Angeles CA 90089 951642394 501 (c) (3) 266867 Subaward University of Tennessee UTHSC 62 S Dunlap Memphis TN 38163 626001636 501 (c) (3) 436222 Subaward University of Texas-Austin P O Box 7159 Austin TX 78713 746000203 501 (c) (3) 2079200 Subaward UNIV OF TEXAS-HEALTH CTR-HSTN 7000 Fannin Suite 902 Houston TX 77030 741761309 501 (c) (3) 10973 Subaward University of Texas 1515 Holcombe Boulevard Houston TX 77030 746000203 501 (c) (3) 113166 Subaward University of Utah 201 Presidents Circle Room 408 Salt Lake City UT 84112 876000525 501 (c) (3) 160797 Subaward University of Washington 1100 NE 45th Street Suite 300 Seattle WA 98105 916001537 501 (c) (3) 48280 Subaward University of Wisconsin-Madison 21 North Park Street - Suite 6401 Madison WI 53715 396006492 501 (c) (3) 1205001 Subaward US Department of Agriculture 10300 Baltimore Ave Bldg 003 Beltsville MD 20705 720564834 Govt 86264 Subaward Valparaiso University 1700 Chapel Drive Valparaiso IN 46383 620476822 501 (c) (3) 47894 Subaward Vanderbilt University 3319 West End Avenue Suite 800 Nashville TN 37203 620476822 501 (c) (3) 243663 Subaward Virginia Commonwealth University 800 East Leigh St PO Box 980568 Richmond VA 23298 546001758 501 (c) (3) 44684 Subaward Wake Forest University Medical Center Boulevard WinstonSalem NC 27157 364669466 501 (c) (3) 49083 Subaward Washington University 700 Rosedale Avenue Box 1034 St Louis MO 63112 436053611 501 (c) (3) 395430 Subaward Waukesha Memorial Hospital 725 America Avenue Waukesha WI 53188 390910727 501 (c) (3) 12856 Subaward Wayne State University 5057 Woodward Suite 6402 Detroit MI 48202 386028429 501 (c) (3) 65150 Subaward Weill Cornell Medical College 525 East 68th StreetWMC Box 113 New York NY 10065 136094042 501 (c) (3) 209391 Subaward Westat Research Corporation 1650 Research Blvd RW2516 Rockville MD 20850 840529566 137982 Subaward Yale University 155 Whitney AvePO Box 208250 New Haven CT 06520 060646973 501 (c) (3) 206042 Subaward Youth Guidance 122 S Michigan Ave Suite 1510 Chicago IL 60603 362167032 501 (c) (3) 70313 Subaward 145 12 Undergraduate Student Aid 2563 82562037 Graduate Student Aid 5820 170454108 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: The University of Chicago follows these procedures to monitor the use of grant funds inside the United States. The University will perform a risk assessment at the proposal state before funding is approved. University department administrators and the principal investigator will review invoices and certify as to allowability and appropriateness of charges. Central Sponsored Award Accounting will also perform a review that the expenditures fall within the contract amount and period of performance. Other Information: Part IV: Part II Line 1: One subaward in the amount of $47,628 was given to a business that operates as a sole proprietor and is not listed above. X X X X X X 1 1 X X X X X 1 1 0 0 0 0 0 1 0 Robert J Zimmer 540000 0 0 0 7175 0 594600 0 135175 0 1276950 0 0 0 Thomas F Rosenbaum 503832 0 25000 0 0 0 19600 0 47513 0 595945 0 0 0 Michael C Behnke 172770 0 0 0 0 0 13860 0 572 0 187202 0 0 0 Nimalan Chinniah 463928 0 25000 0 29034 0 19600 0 22960 0 560522 0 0 0 David B Fithian 221166 0 0 0 25996 0 17870 0 6167 0 271199 0 0 0 Lawrence Furnstahl 0 682183 0 274972 0 20448 0 164442 0 16542 0 1158587 0 0 Kimberly Goff-Crews 244454 0 250 0 0 0 19600 0 11334 0 275638 0 0 0 David A Greene 393840 0 25000 0 23790 0 19600 0 46592 0 508822 0 0 0 Beth A Harris 353224 0 0 0 0 0 19600 0 43343 0 416167 0 0 0 Gregory A Jackson 232292 0 0 0 403224 0 19600 0 43585 0 698701 0 0 0 Donald H Levy 297576 0 10000 0 0 0 19600 0 10522 0 337698 0 0 0 Ann Marie Lipinski 425639 0 150 0 0 0 19600 0 21162 0 466551 0 0 0 James L Madara 1271966 0 223015 0 3784320 0 1707028 0 52615 0 7038944 0 820275 0 James Nondorf 185367 0 0 0 17500 0 14933 0 3284 0 221084 0 0 0 Julie A Peterson 306413 0 15000 0 45079 0 19600 0 21174 0 407266 0 0 0 Ronald J Schiller 339957 0 20000 0 11982 0 19600 0 6921 0 398460 0 0 0 Mark Schmid 240569 0 742149 0 36352 0 761749 0 9911 0 1790730 0 0 0 Peter Stein 292675 0 637009 0 0 0 314518 0 5326 0 1249528 0 637009 0 Everett Vokes 632790 0 0 0 0 0 19600 0 50324 0 702714 0 0 0 Kermit Daniel 361329 0 0 0 28333 0 19600 0 33935 0 443197 0 0 0 Edward Snyder 702606 0 15000 0 15000 0 19600 0 18286 0 770492 0 0 0 Joe GN Garcia 579987 0 0 0 229819 0 19600 0 17586 0 846992 0 0 0 Harvey M Golomb 675162 0 136683 0 0 0 19600 0 17710 0 849155 0 0 0 Ralph R Weichselbaum 843508 0 0 0 0 0 19600 0 83036 0 946144 0 0 0 Jeffrey B Matthews 813868 0 0 0 0 0 19600 0 54752 0 888220 0 0 0 Valluvan Jeevanandam 794012 0 125320 0 0 0 19600 0 36626 0 975558 0 0 0 Randy Lowe Holgate 0 0 0 0 311268 0 19600 0 13110 0 343978 0 0 0 Kineret Jaffe 157872 0 3245 0 0 0 13239 0 15721 0 190077 0 0 0 Part I, Line 1a The compensation listed for the trustee was for services as a faculty member in the Booth School of Business and not payment for services as a trustee. Part I, Line 1a. First class travel: Under written University policy, first class air travel is only allowed when approved in advance by a Dean, Vice President or the Provost. Three officers and one highly compensated person of the University had specific trips approved for first class travel in accordance with this policy. None of these business trips were deemed taxable compensation. Part I, Line 1a. Travel for companions: Under written University policy, travel for companions must be pre-approved by the Vice President for Administration and Chief Financial Officer, and will only be approved when the companion travel serves a bona fide business purpose. Two officers had companion travel. The cost of companion travel was not deemed taxable compensation. Part I, Line 1a. & 1b. Tax indemnification and gross up payments: Individuals may have certain payments grossed up at the discretion of heads of departments or offices of the University. One officer received a gross up payment, which was included in the officer's taxable compensation. Part I, Line 1a. & 1b; and Part II, Column D for Robert J. Zimmer. Housing Allowances and Residence for Personal Use: Housing allowances are only permitted if pre-approved by the Provost's office or University Human Resources. Six officers, one key person and one highest compensated individual received housing allowances, which were included in the individual's taxable compensation. Of the amount in Column D for Robert J. Zimmer, $ 98,685 represents the value of University-owned housing provided to the President, which is not deemed a taxable benefit. Part I, Line 1a. Social and Health Club Dues: Under written University policy, social and health club dues are reimbursable only if the benefits of the membership support the University's mission, and only if the reimbursement is approved by a Dean, Vice President, Provost or President of the University. Any portion of the dues not used for business purposes is considered taxable compensation. Officers of the University maintain membership in the Quadrangle Club, a related organization that operates a faculty club on the campus of the University, for purposes of conducting meetings and other University business. The University reimburses officers for these dues, and the reimbursement is not deemed taxable compensation. In addition, four officers, one key person, one former officer and one highest compensated employee had social club dues reimbursed by the University for business purposes, and the reimbursement was not deemed taxable compensation. Part I, Line 1a. Personal Services: The University contracts with an independent contractor to provide the President of the University with a car and driver for use on University business. In addition, the University provides for the maintenance and cleaning of the University-owned house provided to the President. These services were not deemed a taxable benefit. Part I, Line 4a Severance pay: Officer James Madara $2,531,143, Officer Gregory Jackson $377,340, former officer Randy Holgate $311,268. Part I, Line 4b. James Madara $176,250 Robert Zimmer $575,000 Part I, Line 7 Investment Office personnel participate in an incentive compensation agreement based on performance and qualitative measurements. IFA 100000000 REVENUE BONDS SERIES 2004A 861091967 45200BHG6 2004-11-10 105454007 SEE SCHEDULE O 0 0 IFA 100000000 ADJ RATE REVENUE BONDS SERIES 2004B 861091967 45200BHH4 2004-11-10 100000000 SEE SCHEDULE O 0 0 IFA 80000000 ADJ RATE REV REFUNDING BONDS 2004C 861091967 45200BJG4 2004-11-30 80000000 SEE SCHEDULE O 0 0 IFA 244030000 REVENUE BONDS SERIES 2007 861091967 45200B6F0 2007-06-28 249996429 SEE SCHEDULE O 0 0 IFA 123604000 ADJ RATE DEMAND REV SERIES 2008 861091967 45200FEG0 2008-04-03 123604000 SEE SCHEDULE O 0 0 105454007 712375 104741632 2010 0 0 1 1 100000000 469998 99530002 2010 0 0 1 1 80000000 73133710 2006 0 1 0 1 249996429 1630377 248366052 2010 0 0 1 1 123604000 221530 2004 1 0 1 1 0 0 1 1 1 0.00510 0.00510 1 0 0 1 1 1 0.00510 0.00510 1 0 0 0 1 1 0.00220 0.00220 1 0 0 1 1 1 0.00220 0.00220 1 0 0 0 1 1 0.00290 0.00290 1 0 0 0 0 0 1 0 1 0 0 0 1 0 1 1 MORGAN STANLEY CAP SRVS 35.000000000000 0 0 1 0 0 0 0 0 1 0 1 1 MERRILL LYNCH CAP SRVS 33.000000000000 0 0 1 IEFA 200000000 REVENUE BONDS SERIES 2003A 521297563 4520016W5 2003-08-28 202182031 SEE SCHEDULE O 0 0 IEFA 50000000 ADJ RATE REVENUE BONDS SERIES 2003B 521297563 4520017E4 2003-08-28 50000000 SEE SCHEDULE O 0 0 IFA 500000000 REVENUE BONDS SERIES 2008B 861091967 45200FSX8 2009-01-07 502370736 SEE SCHEDULE O 0 0 202182031 865506 156945165 2006 1 0 1 1 50000000 274223 49725777 2006 0 0 1 1 502370736 141401527 3653493 358089722 2011 0 0 0 1 0 0 1 1 1 0.00950 0.00950 1 0 0 1 1 1 0.00950 0.00950 1 0 0 1 1 1 0.00160 0.00160 1 0 0 0 0 0 1 0 1 0 0 0 1 0 0 0 0 0 1 NIMALAN CHINNIAH MORTGAGE X 167000 134433 0 1 1 THOMAS FARRELL MORTGAGE X 50000 50000 0 1 1 DAVID B FITHIAN MORTGAGE X 136000 124659 0 1 1 DAVID A GREENE MORTGAGE X 60000 60000 0 1 1 JAMES L MADARA MORTGAGE X 1635000 974187 0 1 1 EDWARD SNYDER MORTGAGE X 454000 198467 0 1 1 PETER STEIN MORTGAGE X 546400 545464 1 1 1 2087210 NOT REQUIRED NOT REQUIRED TO BE DISCLOSED STIPEND Amount $ 15000. NOT REQUIRED NOT REQUIRED TO BE DISCLOSED TEACHING ASSISTANT Amount $ 8000. NOT REQUIRED NOT REQUIRED TO BE DISCLOSED TUITION REMISSION Amount $ 38550. TISHMAN SPEYER CROWN EQUITIES LLC SEE SCHEDULE O 751031 Schedule OJames S. Crown, a Trustee of the University, and his family own an indirect interest in Tishman Speyer Crown Equities, LLC ( Tishman Speyer ), which through a subsidiary owns an office building in Washington, D.C. in which the University of Chicago leases office space. The lease between the University and Tishman Speyer was negotiated at arms' length and was concluded on fair market terms. The University paid Tishman Speyer a total of $204,121.68 in rent for this property during the tax year ended June 30, 2010. The University also leases office space in New York, New York from Tishman Speyer. The lease between the University and Tishman Speyer was negotiated at arms' length and was concluded on fair market terms. The University paid Tishman Speyer a total of $546,909.66 in rent for this property during the tax year ended June 30, 2010. 0 ARAMARK CORPORATION SEE SCHEDULE O 15312057 Schedule O Joseph Neubauer, a Trustee of the University, is Chairman, Chief Executive Officer and Director of ARAMARK Holdings Corporation, which owns a majority of ARAMARK Corporation, a diversified management company. The University has retained ARAMARK Corporation to provide food service in various University residence halls and facilities, and to provide certain uniform services to the University. During the tax year ended June 30, 2010, the University paid ARAMARK Corporation approximately $15,312,057 for these services, and ARAMARK Corporation paid the University approximately $3,967,689 in connection with these services. The contracts for these services were negotiated at arms' length and were concluded on market terms. 0 AQR ABSOLUTE RETURN FUND SEE SCHEDULE O 4036987 Schedule O John Liew, a Trustee of the University, is a key person of AQR Absolute Return Fund, a fund in which a portion of the University's endowment was invested until the first quarter of 2009. In April 2010, in keeping with its standard practices, AQR returned to the University the final $4,036,887 of the University's investment. The University's investment in the AQR Absolute Return Fund was negotiated at arms' length and concluded on market terms. 0 LAKE CAPITAL SEE SCHEDULE O 540687 Schedule O Paul Yovovich, a Trustee of the University, is President of Lake Capital, a private equity firm which manages two private equity funds in which a portion of the University's endowment is invested. During the tax year ended June 30, 2010, the University paid management fees of approximately $540,687 in connection with Lake Capital's management of these two funds. The terms governing the University's investment in these funds were negotiated at arms' length and concluded on market terms. 0 TERESE ZIMMER SEE SCHEDULE O 84088 Schedule O Terese Zimmer, the spouse of Robert J. Zimmer, President of the University and a Trustee, is employed by the University as Director of Strategic Initiatives in the University's Urban Education Institute. During the tax year ended June 30, 2010, Mrs. Zimmer was paid a gross salary of $84,088 in connection with her employment in the Urban Education Institute. 0 X 6 X 824951 OPINION OF EXPERTS X 246 26900674 COST/SELLING PRICE 19 0 1 1 Third Party Use: Part I, Line 32b: RELATED ORGANIZATIONS IN THE UK, FRANCE, SINGAPORE, HONG KONG AND INDIA SOLICIT CONTRIBUTIONS FOR THE BENEFIT OF THE UNIVERSITY AND ITS PROGRAMS. THE UNIVERSITY USES AN OUTSIDE BROKER TO SELL GIFTS OF SECURITIES. Non Reporting of Revenue: Part I, Line 33: THE UNIVERSITY OF CHICAGO DOES NOT RECORD GIFTS OF ART AS REVENUE AS PERMITTED UNDER SFAS 116. Form 990, Part VI, Section A, line 1 The University is governed by a Board of Trustees comprised of 47 trustees. Under the University's Bylaws, an Executive Committee of the Board of Trustees, consisting of 11 trustees, has the authority to act for the Board in the management of the University in all matters except those which are precluded by law, or those which under the Bylaws require the vote of a majority of the Trustees in office, and except as otherwise provided by resolution adopted by a majority of the Trustees in office. All members of the Executive Committee are also members of the University's Board of Trustees. Form 990, Part VI, Section A, line 2 Lawrence J. Furnstahl, an officer of the University, and Rodney L. Goldstein, a Trustee of the University, have a business relationship. Rodney L. Goldstein and King W. Harris, both Trustees of the University, have a business relationship. Robert W. Lane and Joseph Neubauer, both Trustees of the University, have a business relationship. Thomas J. Pritzker and Byron D. Trott, both Trustees of the University, have a business relationship. John R. Rogers and Paula Wolff, both Trustees of the University, have a business relationship. James S. Crown and Rodney L. Goldstein, both Trustees of the University, have a business relationship. Form 990, Part VI, Section B, line 11 Prior to filing the Form 990, members of the Executive Committee, Audit Committee, Compensation Committee, and Committee on Trusteeship of the University's Board of Trustees were given an opportunity to review portions of the Form 990 relevant to the areas of oversight of those committees. These portions of the Form 990 were distributed to committee members for convened meetings in February and March 2011, at which Trustees on these committees were given the opportunity to discuss the relevant sections of the Form 990 and ask questions. In addition, in early April 2011, the completed draft Form 990 (and Form 990T), including all schedules, was posted on a secure website accessible to all Trustees to allow them to review the form, provide comments, and ask any questions. Information about accessing the website was distributed in advance to all Trustees. The draft form remained available on the website for approximately two weeks, after which online access ended to allow the University time to finalize the Form 990 and Form 990T for filing with the IRS. Form 990, Part VI, Section B, line 12c All trustees, officers, faculty, senior administrators, and other employees of the University are subject to conflict of interest policies that, among other things, define material financial conflicts of interest, identify the classes of individuals covered by the policies, facilitate disclosure of information, and specify procedures to be followed in managing the conflicts. These conflict of interest policies and procedures include: (1)The University of Chicago Conflict of Interest Policy for Trustees and Officers requires Trustees and Officers to alert the Chair of the Board, the Committee on Trusteeship, or the University's Vice President and General Counsel of any potential conflict of interest, and abstain from participating in or voting on the matter. The Policy also requires Trustees and Officers to disclose, on an annual basis, actual and potential conflicts of interest by completing a Conflict of Interest Disclosure Statement. All conflict of interest disclosures and related discussions are shared with the Chair of the Board, the Committee on Trusteeship, and the University's President, its General Counsel, and its external auditors. The University's Vice President and General Counsel, in consultation with the Committee on Trusteeship and senior University administrators, compiles the disclosures into a confidential database and prepares for each Trustee and Officer a written acknowledgment of the disclosure that identifies any pending University transactions that may be affected by the disclosure. The Chair of the Board also reviews all disclosed potential conflicts of interest before making Board committee assignments. (2)The University's Policy on Service to Outside Organizations by Senior Administrators requires officers and senior administrators to disclose all officer, director, or trustee positions they hold or intend to hold in outside organizations, including but not limited to organizations in which they have a financial interest or from which they receive compensation. The University's Office of Legal Counsel monitors such potential conflicts by circulating annually a disclosure form that must be updated as circumstances change, and officers are also required to disclose all such relationships in advance to their immediate supervisor. This information may be shared with the University's Trustees, President, Provost, General Counsel, and others as necessary; compensated outside service is also subject to review by the Compensation Committee of the Board of Trustees. (3)Academic employees, including the President and the Provost, are subject to the University's policy on Outside Professional and Commercial Interests of Faculty/Conflict of Interest. The Office of the Provost is the administrative office charged with assuring compliance with the faculty conflict of interest policy. The Provost has delegated oversight of the policy to the Deputy Provost for Research. The Provost also appoints the members of the Standing Committee on Individual Conflicts of Interest and designates the Deputy Provost for Research as its chair. The Provost reports periodically to the Standing Committee on the status of faculty compliance with the conflict of interest policy; the report includes how risks have been addressed through management plans or other practices intended to provide for the reduction, elimination or management of financial conflicts of interests. The Deputy Provost seeks assessment of the risks and recommendations for responsible management from department chairs and deans and others such as the Director of University Research Administration and the Office of Legal Counsel. (4)The University's Conflict of Interest Policy requires all non-academic University employees to avoid involvement in activities which might conflict, or might appear to conflict, with their institutional responsibilities, including, but not limited to business or financial interests, transactions involving the use of confidential information or knowledge gained as a result of the employee's relationship with the University, the use of University resources for personal benefit or the benefit of others, the acceptance of gifts of more than nominal value, and nepotism. Conflict of Interest Policy requires staff to provide full disclosure of any interest that might influence, or appear to have the capacity to influence, the staff member's official decisions or actions on University matters. The disclosures are to be in writing, tendered to the employee's immediate supervisor, department head, or the appropriate vice president of the University. (5)The University's Policy on Business Conduct at the University of Chicago requires all University employees to, among other things, avoid real or perceived conflicts of interest; use University resources only for legitimate University business; and report possible violations of the policy, other University policies, or applicable law. Members of the University community are encouraged to report compliance concerns through normal lines of communication including discussions with supervisors or advisors and, if necessary, through the toll-free hotline discussed below. (6)The University's Whistleblower Policy instructs all employees with reports or concerns about conflicts of interest to consult his or her manager, department chair, or director or, if the issue involves such supervisory personnel, the dean or University officer responsible for the employee's unit. The University also encourages employees concerned about confidentiality to file a report with "The Network," an independent, round-the-clock ethics compliance hotline contracted by the University. Any suspected problems or complaints reported via The Network are reviewed in accordance with current University procedures, including those set forth above. Form 990, Part VI, Section B, line 15 The Compensation Committee of the Board of Trustees annually reviews compensation for the University's President and all other University officers, based on a recommendation from the Chairman of the Board of Trustees in the case of the President's compensation, and recommendations from the President in the case of officer compensation. The Compensation Committee reviews these recommendations, including a review of comparability data provided by external consultants. The Compensation Committee then makes a recommendation regarding compensation to the Executive Committee of the Board of Trustees, which also reviews the comparability data and makes all final compensation decisions. The recommendations of the Compensation Committee and the decisions of the Executive Committee are documented in minutes maintained by the University. Form 990, Part VI, Section C, line 19 The University's articles of incorporation and bylaws, conflicts of interest policies, and most recent financial statements are publicly available on the University's website, www.uchicago.edu. Schedule K Part I Column F Description of Purpose $200,000,000 Illinois Educational Facilities Authority Revenue Bonds, The University of Chicago, Series 2003A (f) Description of purpose a.To refund, finance, refinance or reimburse the University for the costs of the acquisition, construction, renovation and equipping of certain of its educational facilities, including a new Graduate School of Business building, a new Interdivisional Research Building and a new athletics and recreation center and to pay certain costs of issuance. $50,000,000 Illinois Educational Facilities Authority Adjustable Rate Revenue Bonds, The University of Chicago, Series 2003B (f) Description of purpose a.To finance, refinance or reimburse the University for costs of the acquisition, construction, renovation and equipping of certain of its educational facilities, including a new Graduate School of Business building, a new Interdivisional Research Building and a new athletics and recreation center, and pay certain costs of issuance. $100,000,000 Illinois Finance Authority Revenue Bonds, The University of Chicago, Series 2004A (f) Description of purpose a.To finance, refinance and reimburse the University for all or a portion of the costs of acquisition, construction, renovation and equipping of certain of its educational facilities, including the new Graduate School of Business, a new research building, a new Interdivisional Research Building, and new residence halls, and pay certain costs of issuance. $100,000,000 Illinois Finance Authority Adjustable Rate Revenue Bonds, The University of Chicago, Series 2004B (f) Description of purpose a.To finance, refinance and reimburse the University for costs of the acquisition, construction, renovation and equipping of certain of its educational facilities, including the new Graduate School of Business, a new research building, a new Interdivisional Research Building, and new residence halls, and certain costs of issuance. $80,000,000 Illinois Finance Authority Adjustable Rate Revenue Refunding Bonds, The University of Chicago, Series 2004C (f) Description of purpose a.To advance refund $70,965,000 of the University's Series 2001A Bonds, and pay certain costs of issuance. $244,030,000 Illinois Finance Authority Revenue Bonds, The University of Chicago, Series 2007 (f) Description of purpose a.To finance, refinance and reimburse the University for costs of the acquisition, construction, renovation and equipping of certain of its educational facilities, including a new residence hall, a library addition, steam and chilled water utility plant expansion, the Center for Biomedical Discovery, and an office building, and pay certain costs of issuance. $123,604,000 Illinois Finance Authority Adjustable Rate Revenue Bonds, The University of Chicago, Series 2008 (f) Description of purpose a.To currently refund the University's Series 1998A Bonds, and (b) pay certain costs of issuance. $500,000,000 Illinois Finance Authority Revenue Bonds, The University of Chicago, Series 2008B (f) Description of purpose a.To finance, refinance and reimburse the University for cost of the acquisition, construction, renovation and equipping of certain of its educational facilities, including a new residence hall and dining facility, the Logan Arts Center, a library addition, and the Center for Biomedical Discovery, and pay certain costs of issuance. Schedule K Part III Line 4 Private Business Use Any possible private business use is conducted in the portion of projects allocated to University contributions and that is not financed with tax-exempt bond proceeds, consistent with the documentation of each bond issue. Schedule R, Part 1, Identification of Disregarded Entities Theory & Computing Sciences Building Trust The University is the 100% beneficiary of the Trust, but does not control the Trust. As such, the income and assets of the Trust are not shown on the University's audited financial statements which are the basis for Form 990 Part VIII, line 12 and Part X, line 16. The end of year asset balance is $68,397,101 and the income for the period ending December 31, 2009 is $8,905,596. 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