2011-04-04T22:11:07-05:00 2010-06-30 WINDES & McCLAUGHRY ACCT CORP PO BOX 87 LONG BEACH CA 908010087 990 2009-07-01 952623230 TRI-COUNTIES ASSOCIATION FOR THE DEVELOPMENTALLY DISABLED INC TRI- 8059627881 520 E MONTECITO STREET SANTA BARBARA CA 93103 Lorna Owens 8059627881 2011-03-23 1 Brian D Yacker 5624351191 2009 2016-02-24 21:20:13Z Lorna Owens 520 E MONTECITO STREET SANTA BARBARA CA 93103 211769825 0 X WWW.TRI-COUNTIES.ORG X 1968 CA Services to persons with developmental disabilities 12 11 322 12 0 0 209143300 211533177 0 697412 207830 15356 28818 209856068 211769825 185283665 187852973 0 18508436 18257863 0 0 6183508 5749900 209975609 211860736 -119541 -90911 25824044 43262227 27364151 44203820 -1540107 -941593 TCRC provides person and family centered planning, services and supports for individuals with developmental disabilities to maximize opportunities and choices for living, working, learning, and recreating in the community. 0 0 205526964 187852973 The entity was organized with the provisions of the Lanterman Developmental Disabilities Services Act of the welfare and institutions Code of California. In accordance with the act, the entity works in partnership with people with developmental disabilities, their families, local communities, service providers, and the government. its mission is to enable persons with developmental disabilities to live independent, productive, and satisfying lives in their community; the entity also strives to lessen developmental disabilities. among the services and supports the entity provides or coordinates are diagnosis and assessment, individualized planning and service coordination, early intervention and prevention, community living options, supported work and vocational programs, advocacy, training and educational opportunities, and other support services for consumers and families.Living out of home 28,062,432Day program 56,745,994Transportation 10,645,166Other Services 92,399,381 -----------Total Assistance to Individuals 187,852,973 ===========The regional center served approximately 11,000 clients in the fiscal year end June 30, 2010. 205526964 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 716 0 1 322 1 0 0 0 0 0 0 0 0 0 12 11 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X LORNA OWENS 8059627881 520 EAST MONTECITO STREET SANTA BARBARA CA 931033245 Bob Cobbs 2.00 X X 0 0 0 Shanti Nadiminti 2.00 X X 0 0 0 Robin Rosso 2.00 X X 0 0 0 Steven Kresco 2.00 X 0 0 0 Charles Devlin 2.00 X 0 0 0 Cathy Farrar 2.00 X 0 0 0 Mani Gaur 2.00 X 0 0 0 Julie Kahn 2.00 X 0 0 0 Michael Kaszycki 2.00 X 0 0 0 Nancy Kavin 2.00 X 0 0 0 Justine Blevins 2.00 X 0 0 0 Kathy Reed 2.00 X 0 0 0 OMAR NOORZAD 40.00 X 190552 0 17613 Lorna Owens 40.00 X 117717 0 9746 Dominic Namnath 40.00 X 109434 0 9548 Patricia Forgey 40.00 X 108699 0 11843 Frank Bush 40.00 X 107546 0 13249 James O'Hanlon 40.00 X 104700 0 13594 738648 0 75593 6 0 1 0 Star-supt & Trt Aut & Rel Dis 685 E COCHRAN ST 220 Simi Valley CA 93065 Behavior Management 7294642 Calif Psychcare Inc PO Box 572710 Tarzana CA 91357 Behavior Management 6331723 People Creating Success 925 Broadbeck Dr 215 Newbury Park CA 91320 Supported Living 6156016 Genesis - SLS PO Box 626 Pismo Beach CA 93448 Supported Living 4474873 UCP Work Inc 5464 Carpinteria Ave B Carpinteria CA 93013 Supported Living 3265663 310 211395569 137608 211533177 207830 207830 Reimbursement Income 900099 28818 28818 28818 211769825 0 0 236648 187852973 187852973 342221 68445 273776 13026204 10091989 2934215 2521747 1826012 695735 2142187 1557291 584896 225504 137176 88328 293511 293511 58600 58600 309386 28405 280981 199762 156866 42896 2800615 2119588 681027 463708 411361 52347 151627 118832 32795 6278 6278 95651 72054 23597 Equipment 558890 421116 137774 Communication 492825 371302 121523 GENERAL EXPENSES 319047 293554 25493 211860736 205526964 6333772 0 900 900 14615152 16706130 5286576 20283855 78724 102281 5842692 6169061 25824044 43262227 19391040 19771719 7973111 24432101 27364151 44203820 X -1792101 -1089906 251994 148313 -1540107 -941593 25824044 43262227 X 0 1 1 X 1 1 X 148783374 173569283 191694975 209143300 211533177 934724109 148783374 173569283 191694975 209143300 211533177 934724109 934724109 761502 1368977 987136 697412 207830 4022857 78440 97618 60018 15356 28818 280250 939027216 0.99540 0.99480 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 OTHER RECEIVABLES 122785 DUE FORM STATE-ACCRUED VACATION/BENEFITS 6046276 6169061 ACCRUED PAYROLL 653778 ACCRUED VACATION/OTHER EMPLOYEE BENEFITS 794172 RESERVE FOR UNEMPLOYMENT INSURANCE 137629 POST-RETIREMENT HEALTH CARE PLAN OBLIGATION 6410898 due to state 34624 Line of Credit 16401000 24432101 211769825 211860736 -90911 689425 689425 598514 211769825 0 211769825 0 211769825 212550161 689425 689425 211860736 0 211860736 Part X: Description of Uncertain Tax Positions Under FIN 48: The Center recognizes the financial statement benefit of tax positions, such as filing status of tax-exempt, only after determining that the relevant tax authority would more likely than not sustain the position following an audit. The Center is subject to potential income tax audits on open tax years by any taxing jurisdiction in which it operates. the statute of limitations for federal and California purposes is generally three and four years, respectively. Part XI, Line 8 - Other Adjustments: HEALTH PLAN REL. CHANGES OTHER THAN NET period. post retirement benefit cost: 689425. Part XIII, Line 2d - Other Adjustments: Health plan rel. changes other than post-retirement benefit cost: 689425. 1 Living out of home 11000 28062432 Day program 11000 56745994 transportation 11000 10645166 Other services 11000 92399381 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: Assistance is provided to residents of the state of california who have developmental disabilities. The entity keeps confidential files on each of its clients. the organization is audited by the state of california's department of developmental services and also reviewed by federal staff from cms to ensure compliance. Other Information: Part IV: TRI-COUNTIES ASSOCIATION FOR THE DEVELOPMENTALLY DISABLED SERVED 11,000 CLIENTS IN THE FISCAL YEAR ENDING JUNE 30, 2010. EACH CLIENT RECEIVED ASSISTANCE BASED ON INDIVIDUAL NEED. X X X X 0 0 0 0 0 0 0 0 0 OMAR NOORZAD 190552 0 0 0 0 0 5095 0 12518 0 208165 0 0 0 Charles Devlin owner of RD Transp Mr. Devlin is the President/CEO of a vendor doing business with TCADD 840469 Tri-counties engages R&D Transportation services as a contractor to provide transportation to its clients. Mr. Devlin sits on the board of directors as a vendor representative persuant to requirements of the Lanterman Act. 0 Form 990, Part VI, Section B, line 11 After the CFO does a detailed review of the form 990, the tax return preparers present the Form 990 to The Audit Committee, who is responsible for doing a review of the form. After a review has been done and revisions have been made, the final form 990 is then forwarded to all voting members of the board of directors before it is filed with the IRS. Form 990, Part VI, Section B, line 12c In regards to board members, the entity obtains a signed statement from each board member at the time of application. the conflict of interest policy requires an annual declaration that will be obtained every February. Upon the identification of any conflicts of interest, the board of directors will determine the best course of action on a case by case basis. Form 990, Part VI, Section B, line 15 The compensation sub-committee of the board relies upon comparability data to determine a fair compensation of the Executive Director as well as any key employees, including the CFO. The compensation sub-committee uses resources like comparable nonprofit organizations in Tri-Counties Regional Center's area to benchmark pay, along with market information from private foundations, and not-for-profit or for-profit organizations to assess the competitiveness of the compensation. Once a decision has been made by the sub-committee, it then presents to the full board its compensation recommendations and the full board will vote to approve. Form 990, Part VI, Section C, line 19 The form 990 is available upon written or verbal request to anyone who inquires to the organization. documents, including the determination letter, the bylaws, and the Articles of Incorporation are also available upon request to the organization. Form 990, Part 1, Line 16b Fundraising Expenses The entity receives funding on an annual basis from the state of California. The regional center contracts with the Department of Developmental Services to provide or coordinate services and supports for individuals with developmental disabilities. There is no money spent by the organization for fundraising from private donors only. In 2010, the entity received $137,608 from a private donor. Form 990, part iv, line 28a Board of Directors Pursuant to the Lanterman act of the state of california, the filing organization is required to appoint persons with disabilities (clients who receive services) or their parents or legal guardians to the board of directors. the lanterman act also requires one board member to be a client service provider. to comply with this state law, the center's board of directors includes 4 clients, 6 parents/legal guardians of clients, and 1 service provider as of June 30, 2010 Form 990, Part X, Line 10 Fixed Assets Pursuant to the terms of the contract with the DDS, equipment purchases become the property of the state and, accordingly, are charged as expenses when incurred. For the years ended June 30, 2010 and 2009, equipment purchases totaled $505,445 and $562,248, respectively. schedule J, Part I, Line 2 Expense Reimbursement Policy The filing organization has an expense reimbursement policy that ensures reimbursements to regional center employees for necessary travel and per diem expenses are equitable, reasonable and properly documented. This policy requires that employees obtain prior authorization before any expenses are incurred. Upon request for reimbursement, the individual incurring the expense must provide documentation regarding reasonableness of the expense and proof of payment. Tri-counties community housing corporation 520 east montecito street santa barbara CA 93103 800233384 affordable & accessible housing for people w/ developmental disabilities CA 501(c)(3) 170(b)(i) (a)(vi) Tri-Counties Ass'n for the Developmentally Disabled 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 tri-COunties Community Housing Corporation L 520095 Tri-COunties Community Housing Corporation M 0