2011-02-12T09:40:43-06:00 2010-06-30 Moriarty & Primack PC One Monarch Place Suite 1300 Springfield MA 011444011 990 2009-07-01 060655480 AVON OLD FARMS SCHOOL INC AVON 8604044100 500 OLD FARMS ROAD AVON CT 06001 STACY RUWE 8604044100 2011-02-11 1 ROD MCCORKILL 4137391800 2009 2016-02-24 21:20:13Z STACY RUWE 500 OLD FARMS ROAD AVON CT 06001 53493701 0 X www.AVONOLDFARMS.COM X 1927 CT TO BE THE BEST SCHOOL FOR BOYS BY CULTIVATING YOUNG MEN OF INTEGRITY AND BY PROVIDING A STRUCTURED, SUPPORTIVE LEARNING ENVIRONMENT THAT ENCOURAGES SELF-DISCOVERY AND SOCIAL RESPONSIBILITY. 22 0 220 28 0 0 5630391 2982790 16663009 17829561 -4548425 2533327 769352 518551 18514327 23864229 3171429 3491482 0 10176567 10770215 0 1568532 10019196 9400583 23367192 23662280 -4852865 201949 100895920 103356060 35311732 38686979 65584188 64669081 TO BE THE BEST SCHOOL FOR BOYS BY CULTIVATING YOUNG MEN OF INTEGRITY AND BY PROVIDING A STRUCTURED, SUPPORTIVE LEARNING ENVIRONMENT THAT ENCOURAGES SELF-DISCOVERY AND SOCIAL RESPONSIBILITY. 0 0 19744842 3491482 17475332 INDEPENDENT SECONDARY SCHOOL WITH 310 BOARDING STUDENTS AND 97 DAY STUDENTS 19744842 1 1 0 0 0 0 0 0 1 1 0 1 1 0 0 0 1 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 92 0 1 220 1 0 0 0 0 0 1 1 0 0 0 0 0 22 0 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X LISA MARAIA 8604044229 500 OLD FARMS ROAD AVON CT 06001 DEAN C GRAHAM X X 0 0 0 ARMOUR N MELLON X 0 0 0 KATHRYN A ORDWAY X 0 0 0 JOSEPH R BIONDO X 0 0 0 SAMUEL D CHESTER X 0 0 0 MARTIN I COLE X X 0 0 0 BRIAN B CONROY X X 0 0 0 JAMES W CORRIGAN X 0 0 0 jerold garvey SECRETARY X X 0 0 0 DEE GORDON X 0 0 0 RICHARD H GORDON X 0 0 0 JOHN W HAWIE X 0 0 0 BRENDAN L MCKERNAN X 0 0 0 STEPHEN S LASH X 0 0 0 RICHARD W PENDELTON JR X 0 0 0 SARA ARNELL X 0 0 0 WADE L MCDEVITT X 0 0 0 NELSON PELTZ X 0 0 0 FERN WACHTER X 0 0 0 JORGE E CONSUEGRA X 0 0 0 JOSEPH S GIANNAMORE X 0 0 0 JOHN A NOLAN X 0 0 0 KENNETH LAROCQUE 50.00 X X 315774 0 129526 STACY S RUWE 50.00 X X 171367 0 63207 PETER EVANS 50.00 X 137032 0 62373 JOHN GARDNER 50.00 X 132593 0 57853 756766 0 312959 4 0 1 0 CHARTWELLS PO BOX 91337 CHICAGO IL 60693 FOOD SERVICE 539632 MACRI ASSOCIATES INC PO BOX 1750 AVON CT 06001 HEATING CONTRACTOR 257096 ATRION NETWORKING CORPORATION 30 SERVICE AVENUE WARWICK RI 02886 TECHNOLOGY SERVICES 239504 MVP CAMPUS LAUNDRY 109 SANFORD STREET HAMDEN CT 06514 LAUNDRY SERVICES 173262 HONEYWELL BUILDING SOLUTIONS 712 BROOK STREET STE 106 AVON CT 06001 CONTRACTOR 168892 6 2982790 187689 2982790 TUITION AND FEES 611600 17435304 17435304 HOCKEY RINK RENTALS 611710 313770 313770 CAMPUS RENTALS 900002 40459 40459 LEARNING CENTER REVENU 900002 40028 40028 17829561 397638 397638 31550424 29414735 2135689 2135689 2135689 130740 31408 99332 99332 399670 183329 216341 216341 MISCELLANEOUS INCOME 611710 202878 202878 202878 23864229 17894551 0 2986888 3262789 3262789 228693 228693 668903 215848 323546 129509 6669271 5164433 774989 729849 1508791 1162031 180756 166004 1375192 1076459 188227 110506 548058 422005 65767 60286 71767 881 68060 2826 43200 43200 113796 113796 1090814 980969 69989 39856 17018 17018 1324014 1083533 99763 140718 490022 320080 121932 48010 2192918 2063272 86956 42690 215389 145336 11600 58453 -1735 -1735 51238 48992 2078 168 2137476 1966478 170998 CAPITAL PROJECTS 938642 938642 FOOD SERVICE 475777 460344 715 14718 STUDENT ACTIVITIES 98277 98277 GIFTS AND AWARDS 75290 41465 12090 21735 MISCELLANEOUS 40336 22688 14444 3204 26344 26344 23662280 19744842 2348906 1568532 4619980 6602698 11049293 9791298 32515 21447 217123 249516 157069 76282 100304558 40329944 61699815 59974614 22976925 26497005 143200 143200 100895920 103356060 796750 999330 5819453 6618345 27528002 26928002 1167527 4141302 35311732 38686979 X 47253202 47236555 13737671 12308385 4593315 5124141 65584188 64669081 100895920 103356060 X 0 1 1 X 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 20768054 876956 2244473 23889483 25607345 963715 -5803006 20768054 0.55000 0.11000 0.34000 0 0 5020662 5020662 87097550 33403750 53693800 7855346 6926194 929152 331000 331000 59974614 ACCRUED EXPENSES 17098 MINIMUM PENSION LIABILITY 812350 derivative 3311854 4141302 23864229 23662280 201949 1066032 1066032 1267981 21841027 214737 214737 21626290 2237939 2237939 23864229 20385535 214737 214737 20170798 3491482 3491482 23662280 Part XI, Line 8 - Other Adjustments: CHANGE IN UNREALIZED INVESTMENT: 1253543. MINIMUM PENSION LIABILITY ADJUSTMENT: 941255. prior period adjustment due to derivative liability: -1128766. Part XII, Line 2d - Other Adjustments: COST OF GOODS SOLD: 183329. EXPENSES OF SPECIAL FUNDRAISING EVENTS: 31408. Part XII, Line 4b - Other Adjustments: SPECIFIC ASSISTANCE TO INDIVIDUALS: 3491482. OTHER: 0. UNREALIZED GAIN / LOSS: -1253543. Part XIII, Line 2d - Other Adjustments: COST OF SALES: 183329. EXPENSES OF SPECIAL FUNDRAISING EVENTS: 31408. Part XIII, Line 4b - Other Adjustments: SPECIFIC ASSISTANCE TO INDIVIDUALS: 3491482. OTHER: 0. 1 1 1 THE NONDISCRIMINATORY POLICY IS PUBLISHED IN ALL SCHOOL CATALOGUES AND BROCHURES. 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 SCHOLARSHIP / STUDENT AID SUB-SAHARAN AFRICA 2 88260 SCHOLARSHIPS & GRANTS PROVIDED TO STUDENTS VIA A WAIVER OF TUITION, FEES AND OTHER CHARGES. FMV SCHOLARSHIP / STUDENT AID CENTRAL AMERICA AND THE CARIBBEAN 1 30000 SEE ABOVE FMV SCHOLARSHIP / STUDENT AID EUROPE 1 19633 SEE ABOVE FMV SCHOLARSHIP / STUDENT AID EAST ASIA AND PACIFIC 2 38000 SEE ABOVE FMV SCHOLARSHIP / STUDENT AID NORTH AMERICA 2 52800 SEE ABOVE FMV PARENT'S DINNER/SILENT AUCTION 130740 130740 31409 1 130740 130740 31409 31409 99331 1 SCHOLARSHIPS / STUDENT AID 122 3034096 fair market value Scholarships & grants are provided to students via a waiver of tuition, fees and other charges. X 0 0 X X X X 0 1 0 0 0 0 0 0 0 KENNETH LAROCQUE 315774 0 0 0 0 0 49000 0 80526 0 445300 0 0 0 STACY S RUWE 171367 0 0 0 0 0 29860 0 33347 0 234574 0 0 0 PETER EVANS 137032 0 0 0 0 0 23364 0 39009 0 199405 0 0 0 JOHN GARDNER 132593 0 0 0 0 0 22158 0 35695 0 190446 0 0 0 Part I, Line 1a The School requires that its senior leadership reside on campus as a condition of employment for the saftey and supervision of students, faculty and other constituencies within the school community. Part I, Line 4a KENNETH LAROCQUE, HEADMASTER, & STACY RUWE, CFO, PARTICIPATE IN A 457B RETIREMENT PLAN THROUGH THEIR OWN CONTRIBUTIONS. STATE OF CONNECTICUT HEALTH AND EDUCTATION FACILITIES AUTHORITY 060806186 s99992780 2005-05-12 21670000 BUILDING CONSTRUCTION 0 0 STATE OF CONNECTICUT HEALTH AND EDUCTATION FACILITIES AUTHORITY 060806186 s99992780 2006-03-09 7000000 BUILDING CONSTRUCTION 0 0 21670000 486297 2006 0 0 1 1 7000000 134450 2007 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 1 0 1 0 0 0 0 0 1 0 0 0 0 X 12 187689 FAIR MARKET VALUES 0 1 1 Third Party Use: Part I, Line 32b: donated stock is tranferred to rbc dain rauscher and sold. Form 990, Part VI, Section A, line 2 DEE AND RICHARD GORDON ARE MARRIED AND ARE BOTH BOARD MEMBERS. Form 990, Part VI, Section B, line 11 THE SCHOOL'S 990 IS REVIEWED BY THE TREASURER AND THE FINANCE COMMITTEE. IT IS MADE AVAILABLE TO THE FULL BOARD BEFORE IT IS FILED. Form 990, Part VI, Section B, line 12c ON AN ANNUAL BASIS, THE SECRETARY SHALL SEND TO EACH PERSON WHO IS A DIRECTOR OR OFFICER OF THE SCHOOL, AND TO THOSE KEY EMPLOYEES OF THE SCHOOL AS THE BOARD MAY DETERMINE, A COPY OF THIS POLICY REGARDING CONFLICT OF INTEREST, TOGETHER WITH A QUESTIONNAIRE INQUIRING AS TO CONFLICTS. ALL OTHER EMPLOYEES WILL BE MADE AWARE OF THE POLICY FROM THE DIRECTOR OF HUMAN RESOURCES, AND THEY SHOULD DISCLOSE ANY CONFLICTS OF INTEREST. IT SHALL BE THE DUTY OF EACH DIRECTOR, OFFICER AND KEY EMPLOYEE, AS THE CASE MAY BE, TO INFORM THE SECRETARY AND THE HEADMASTER OF ANY AND ALL CHANGES IN THE INFORMATION SET FORTH IN THE QUESTIONNAIRE OR OTHERWISE UPDATE THE SECRETARY IN A TIMELY FASHION. WHEN IN DOUBT AS TO WHETHER A CONFLICT OF INTEREST EXISTS, OR MAY EXIST, IT SHALL BE THE DUTY OF EACH PERSON TO INFORM THE SECRETARY OR HEADMASTER FOR CLARIFICATION. Form 990, Part VI, Section B, line 15 AVON OLD FARMS COMPENSATION GOAL PROVIDES A TOTAL COMPENSATION PROGRAM WHICH RECOGNIZES INDIVIDUAL PERFORMANCE AND MAINTAINS A COMPETITIVE MARKET POSITION. THE SCHOOL'S HUMAN RESOURCE DEPARTMENT UTILIZES THE FOLLOWING FACTORS TO ESTABLISH EMPLOYEE PAY LEVELS AND BENEFITS INCLUDING: MARKET SURVEY OF COMPARABLE POSITIONS AT COMPARABLE PRIVATE SCHOOLS, PERFORMANCE EVALUATIONS, REGIONAL COST OF LIVING DIFFERENTIALS, AS WELL AS RECRUITMENT AND RETENTION EXPERIENCE. THE BOARD'S EXECUTIVE COMMITTEE REVIEWES AND APPROVES THE EXECUTIVE AND KEY EMPLOYEES' COMPENSATION PACKAGES ANNUALLY. Form 990, Part VI, Section C, line 19 THE SCHOOL PROVIDES ALL GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FINANCIAL STATEMENTS AND FORM 990 UPON REQUEST. AVON OLD FARMS SCHOOL FOUNDATION 500 OLD FARMS ROAD AVON CT 06001 066386828 FORMED FOR THE PURPOSE OF OPERATING AS A SUPPORTING ORG. FOR THE SCHOOL. CT 501(C)3 TYPE I SUPPORTING OR THE RIDDLE TRUST 500 OLD FARMS ROAD AVON CT 06001 066074707 PROVIDE FINANCIAL SUPPORT TO AVON OLD FARMS SCHOOL. CT 4947 (A)(1) CHARITABLE TRUST 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 AVON OLD FARMS SCHOOL FOUNDATION B 0 THE RIDDLE TRUST B 177000