2011-11-13T18:39:27-06:00 2010-12-31 TATE AND TRYON 2021 L STREET NW SUITE 400 WASHINGTON DC 20036 990 2010-01-01 530173915 AMERICAN WATERWAYS OPERATORS INC AMER 7038419300 801 NORTH QUINCY ST NO 200 ARLINGTON VA 22203 THOMAS A ALLEGRETTI 7038419300 2011-11-13 1 SUBRINA L WOOD 2022932200 2010 2016-03-07 17:11:31Z THOMAS A ALLEGRETTI 801 NORTH QUINCY ST NO 200 ARLINGTON VA 22203 5177113 0 X WWW.AMERICANWATERWAYS.COM X 1944 VA TRADE ASSOCIATION OF TUGBOAT, TOWBOAT AND BARGE INDUSTRY. 52 52 38 24 0 0 0 0 5106984 5107095 -18268 53438 21777 16580 5110493 5177113 15000 25000 0 0 2408576 2574506 0 0 0 2088890 2254438 4512466 4853944 598027 323169 2005939 2706813 1628911 1964836 377028 741977 X THE AMERICAN WATERWAYS OPERATORS REPRESENTS THE COMPANIES THAT OWN AND OPERATE THE TUGBOATS, TOWBOATS AND BARGES SERVING THE RIVERS, COASTS, GREAT LAKES AND HARBORS OF THE UNITED STATES. AWO PROMOTES THE INDUSTRY'S VALUE TO THE NATION AS A DRIVER OF THE U.S. ECONOMY WITH A POSITIVE IMPACT ON THE AMERICAN QUALITY OF LIFE, MOVING VITAL COMMODITIES SAFELY, PROVIDING FAMILY-WAGE JOBS, REDUCING AIR AND WATER POLLUTION, RELIEVING HIGHWAY CONGESTION, AND PROTECTING HOMELAND SECURITY. 0 0 ADVOCACYPROVIDE EFFECTIVE AND PROACTIVE ADVOCACY WITH US CONGRESS AND FEDERAL AGENCIES ON THE INDUSTRY'S EFFECTIVENESS IN SAFE, EFFICIENT AND AFFORDABLE FREIGHT TRANSPORTATION AND ITS EXEMPLARY RECORD AS THE CLEANEST, MOST FUEL-EFFICIENT METHOD OF SURFACE TRANSPORTATION IN THE COUNTRY. DURING 2010 AWO SPONSORED "BARGE-IN" DAY ON CAPITOL HILL AND PROVIDED MEMBERS WITH ACCESS TO THEIR ELECTED REPRESENTATIVES TO EXPLAIN THEIR VIEWPOINTS ON CRITICAL PUBLIC POLICY ISSUES FACING THE INDUSTRY, EXCHANGE INFORMATION ON THE STATE OF THE INDUSTRY, ITS IMPORTANCE TO THE ECONOMY, ENVIRONMENT AND NATIONAL SECURITY. CONVENTIONS AND REGIONAL MEETINGSTHESE MEETINGS PROVIDE MEMBERS WITH SEVERAL FORUMS EACH YEAR TO LEARN ABOUT PUBLIC POLICY AND SAFETY ISSUES FACING THE TUGBOAT, TOWBOAT AND BARGE INDUSTRY. AT THE HEART OF THE PROGRAM IS THE SHARING OF CONCERNS AND THE PLANNING OF AWO'S EFFORTS IN PROMOTING THE INDUSTRY. THERE WERE TWO NATIONAL CONVENTIONS DURING 2010 WITH ATTENDANCE OF 140-150 AT EACH PLUS 8 REGIONAL MEETINGS WITH ATTENDANCE AT EACH RANGING FROM 65-120 MEMBERS. RESPONSIBLE CARRIER PROGRAMAWO IS THE LEADING NATIONAL ADVOCATE FOR, AND PROMOTER OF, A SAFE, SECURE, AND ENVIRONMENTALLY RESPONSIBLE TUGBOAT, TOWBOAT AND BARGE INDUSTRY. OVER THE PAST 15 YEARS QUALITY ACTION TEAMS HAVE ENHANCED MARINE SAFETY AND ENVIRONMENTAL PROTECTION IN SUCH AREAS AS CREW ALERTNESS, MAJOR AND MEDIUM TANK BARGE SPILLS, HURRICANE COMMUNICATION PROCEDURES, AND COAST GUARD PERSONNEL TRAINING PROGRAMS. PARTICIPATION IN THE RESPONSIBLE CARRIER PROGRAM IS A REQUIREMENT FOR MEMBERSHIP IN AWO AND CONTRIBUTED TO A 99.5% DECREASE IN TANK BARGE SPILLS BETWEEN 1994 AND 2009 (MOST RECENT DATA AVAILABLE). 0 0 1 1 0 0 0 0 0 1 1 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 44 0 1 38 1 0 0 0 0 0 0 X 52 52 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X LYNN CRAIG 7038419300 801 NORTH QUNICY ST SUITE 200 ARLINGTON VA 22203 GEORGE FOSTER 5.00 X X 0 0 0 PETER H STEPHAICH 5.00 X X 0 0 0 TIMOTHY J CASEY 5.00 X X 0 0 0 MERRITT LANE 5.00 X X 0 0 0 DAN JAWORSKI 1.00 X 0 0 0 LARRY R DAILY 1.00 X 0 0 0 LEE NELSON 1.00 X 0 0 0 CAPT ALAN BISH 1.00 X 0 0 0 CHERRIE FELDER 1.00 X 0 0 0 BUCKLEY MCALLISTER 1.00 X 0 0 0 STEPHEN DANN 1.00 X 0 0 0 JOHN DOUGLASS 1.00 X 0 0 0 RICK IULIUCCI 1.00 X 0 0 0 DONALD IVINS 1.00 X 0 0 0 BRENDAN MACGILLIVRAY 1.00 X 0 0 0 JEFFREY PARKER 1.00 X 0 0 0 TED TREGURTHA 1.00 X 0 0 0 WILLIAM WATERMAN 1.00 X 0 0 0 MICHAEL LUHR 1.00 X 0 0 0 GREGG THAUVETTE 1.00 X 0 0 0 DARREN MELVIN 1.00 X 0 0 0 GEORGE LEAVELL 1.00 X 0 0 0 BRENT NISSEN 1.00 X 0 0 0 JAMES GOAT PATTERSON 1.00 X 0 0 0 PAUL TOBIN 1.00 X 0 0 0 DAVID G SEHRT 1.00 X 0 0 0 CATHY HAMMOND 1.00 X 0 0 0 BILL BARR 1.00 X 0 0 0 C BARRY GIPSON 1.00 X 0 0 0 FREDERICK A NYHUIS 1.00 X 0 0 0 MIKE SOMALES 1.00 X 0 0 0 PETER H STEPHAICH 1.00 X 0 0 0 TED WAXLER 1.00 X 0 0 0 ROBERT FRY 1.00 X 0 0 0 FRANKLIN MORTON 1.00 X 0 0 0 GENE AUTRY 1.00 X 0 0 0 MARK BOURGEOIS 1.00 X 0 0 0 JOE DEVALL 1.00 X 0 0 0 Z DAVID DELOACH 1.00 X 0 0 0 TOMMY ECHOLS 1.00 X 0 0 0 MARK FLYNN 1.00 X 0 0 0 CHARLES HAUN 1.00 X 0 0 0 PAUL JANOUSH 1.00 X 0 0 0 ROGER HARRIS 1.00 X 0 0 0 CLARK TODD 1.00 X 0 0 0 MATT WOODRUFF 1.00 X 0 0 0 JOHN PIGOTT 1.00 X 0 0 0 RICHARD LAUER 1.00 X 0 0 0 R RUSSELL JOHNSON 1.00 X 0 0 0 STEVE SCALZO 1.00 X 0 0 0 RIC SHREWSBURY 1.00 X 0 0 0 RICH SMITH 1.00 X 0 0 0 THOMAS A ALLEGRETTI 40.00 X X 338405 0 44205 JENNIFER A CARPENTER 40.00 X 211538 0 29663 ROBERT L CLINTON 40.00 X 113985 0 35292 CHRISTOPHER COAKLEY 40.00 X 128036 0 30769 LYNN M CRAIG 40.00 X 121101 0 33544 LYNN M MUENCH 40.00 X 147792 0 29062 ANNE D BURNS 40.00 X 115460 0 13889 1176317 0 216424 7 0 1 0 0 MEMBERSHIP DUES 900099 4582869 4582869 SPECIAL PROJECTS 900099 341821 341821 MEETINGS 900099 108405 108405 MANAGEMENT SERVICES 900099 70508 70508 PUBLICATIONS 900099 3492 3492 5107095 28237 28237 25201 25201 25201 25201 MISCELLANEOUS 900099 16580 16580 16580 5177113 5107095 0 70018 25000 623811 1505979 58742 256286 129688 37934 36133 8090 182663 153173 35555 364085 128091 284585 3676 59029 26915 SPECIAL PROJECT EXPENSE 347652 CEMS/MCTF 283700 FAS 158 EXPENSE 117623 STRATEGIC COMMUNICATION 101102 DUES & SUBSCRIPTIONS 49500 34932 4853944 304827 713106 137409 220456 88462 50406 616552 500816 171521 115736 944863 1166146 358857 440963 2005939 2706813 177225 220333 56238 469656 1395448 1274847 1628911 1964836 X 359350 729664 17678 12313 377028 741977 2005939 2706813 X 323169 41780 X X 0 1 1 X 0 AMERICAN WATERWAYS OPERATORS INC PAC 801 NORTH QUINCY ST 200 ARLINGTON VA 22203 67631 0 0 1 4582869 688870 688870 916574 -227704 76619 68377 8242 501639 423504 78135 38294 8935 29359 115736 EQUITY MUTUAL FUNDS 724508 F FIXED INCOME MUTUAL FUNDS 436629 F MONEY MARKET FUNDS 5009 F 1166146 DEFERRED COMPENSATION INVESTMENT 440963 440963 DEFERRED COMPENSATION PAYABLE 440963 OBLIGATION FOR LEASES 30937 ACCRUED PENSION 802947 1274847 5177113 4853944 323169 41780 41780 364949 5278399 41780 67596 109376 5169023 8090 8090 5177113 4947429 101575 101575 4845854 8090 8090 4853944 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: MANAGEMENT DID NOT IDENTIFY ANY UNCERTAIN INCOME TAX POSITIONS. THE ASSOCIATION BELIEVES IT IS NO LONGER SUBJECT TO U.S. FEDERAL, STATE AND LOCAL TAX EXAMINATIONS BY TAXING AUTHORITIES FOR YEARS BEFORE 2006. PART XII, LINE 2D - OTHER ADJUSTMENTS: PAC CONTRIBUTIONS 67,596. PART XIII, LINE 2D - OTHER ADJUSTMENTS: PENSION RELATED CHANGE BELOW THE LINE 13,974. PAC EXPENSES 87,601. 1 COAST GUARD FOUNDATION 394 TAUGWONK ROAD STONINGTON CT 06378 042899862 501C3 15000 GENERAL SUPPORT UNIVERSITY OF ST THOMAS 2115 SUMMIT AVE ST PAUL MO 55105 115 10000 SUPPORT FOR THE OBERSTAR PROFESSORSHIP IN LAW AND PUBLIC POLICY X 1 1 X X X X X 0 1 0 THOMAS A ALLEGRETTI 266944 0 68750 0 2711 0 14740 0 29465 0 382610 0 0 0 JENNIFER A CARPENTER 180268 0 31000 0 270 0 10950 0 18713 0 241201 0 0 0 CHRISTOPHER COAKLEY 106842 0 21010 0 184 0 6600 0 24169 0 158805 0 0 0 LYNN M CRAIG 102224 0 18000 0 877 0 6600 0 26944 0 154645 0 0 0 LYNN M MUENCH 125706 0 22000 0 86 0 7680 0 21382 0 176854 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THERE ARE TWO CLASSIFICATIONS OF MEMBERSHIP: 1) CARRIER MEMBERS - INDIVIDUAL U.S. FLAG WATER TRANSPORTATION COMPANIES. CARRIER MEMBERS MUST BE IN COMPLIANCE WITH THE RESPONSIBLE CARRIER PROGRAM. 2) AFFILIATE MEMBERS - ASSOCIATIONS, CORPORATIONS, PARTNERSHIPS AND SOLE PROPRIETORSHIPS SHARING COMMON INTERESTS WITH CARRRIER MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A ONE SEAT ON THE BOARD SHALL BE FILLED BY AN AFFILIATE MEMBER NOMINATED BY THE CHAIRMAN AND ELECTED BY THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION B, LINE 11 OUR AUDITORS, TATE AND TRYON, WILL DO AN INTERNAL REVIEW OF THE FORM 990. THE VICE PRESIDENT - FINANCE AND ADMINISTRATION AND THE PRESIDENT AND CEO WILL BOTH REVIEW THE FORM 990 IN DETAIL BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C AS ADMINISTERED BY THE AWO SECRETARY, EACH DIRECTOR WILL BE ASKED TO COMPLETE A CERTIFICATION OF AGREEMENT WITH THE POLICY AND DISCLOSURE OF ANY KNOW CONFLICTS OF INTEREST UPON HIS OR HER ELECTION OR RE-ELECTION TO THE BOARD AND ANNUALLY THEREAFTER. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION IS DETERMINED BY AN ANNUAL PERORMANCE EVALUATION AND COMPARABLE COMPENSATION IN OTHER TRADE ASSOCIATIONS AS ANALYZED AND REPORTED BY AN INDEPENDENT ORGANIZATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 41,780. FORM 990, PART XI, LINE 2C THE AUDIT OVERSIGHT PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. NATIONAL WATERWAYS FOUNDATION 801 NORTH QUINCY STREET ARLINGTON VA 22203 521124026 CHARITABLE, EDUCATIONAL AND SCIENTIFIC ACTIVITIES VA 501 (C)(3) 170 AMERICAN WATERWAYS OPERATORS 0 AMERICAN WATERWAYS OPERATORS PAC 801 NORTH QUINCY STREET ARLINGTON VA 22203 POLITICAL ACTIVITY VA 527 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0