2011-11-10T13:39:59-06:00 2010-12-31 PARENTEBEARD LLC 400 MARKET STREET WILLIAMSPORT PA 17701 990 2010-01-01 161379536 ST ANN'S HOME FOUNDATION INC STAN 5856976000 1500 PORTLAND AVENUE ROCHESTER NY 14621 DENNIS KANT 5856976000 2011-11-08 1 JULIUS GREEN 5703236023 2010 2016-02-24 21:20:13Z DENNIS KANT 1500 PORTLAND AVENUE ROCHESTER NY 14621 19202593 0 X WWW.STANNSCOMMUNITY.COM X 1989 NY PROMOTE INDEPENDENCE, PHYSICAL AND SPIRITUAL WELL-BEING OF OLDER ADULTS IN THE CATHOLIC TRADITION. 13 9 7 0 0 0 707803 1891791 0 0 916885 1554348 34331 12963 1659019 3459102 486572 1465316 0 0 329978 347806 33750 58825 137682 239930 337649 1090230 2209596 568789 1249506 44556533 50989564 847188 1770348 43709345 49219216 X SINCE OUR FOUNDING IN 1873, OUR MISSION HAS BEEN TO PROMOTE THE HIGHEST LEVELS OF INDEPENDENCE, PHYSICAL AND SPIRITUAL WELL-BEING OF OLDER ADULTS IN THE CATHOLIC TRADITION OF EXCELLENCE IN CARE AND SERVICES. TO FULFILL THIS MISSION, ST. ANN'S COMMUNITY OFFERS A CONTINUUM OF SERVICES FOR SENIORS IN THE GREATER ROCHESTER AREA. ST. ANN'S COMMUNITY, OTHERWISE KNOWN AS ST. ANN'S OF GREATER ROCHESTER INC., DELIVERS THESE SERVICES THROUGH THESE AFFILIATED ORGANIZATIONS: ST. ANN'S HOME FOR THE AGED, ST. ANN'S NURSING HOME COMPANY, INC., CHAPEL OAKS, INC., ST. ANN'S FOUNDATION, INC. AND ST. ANN'S SENIOR HOUSING INC. ST. ANN'S FOUNDATION, INC. EXISTS TO FOSTER FINANCIAL SUPPORT FOR ALL OF ST. ANN'S COMMUNITY. ESTABLISHED IN 1989, ST. ANN'S FOUNDATION WAS CREATED TO MATCH FINANCIAL SUPPORT WITH THE PROGRAMS AND INITIATIVES THROUGHOUT ST. ANN'S COMMUNITY THAT ARE PART OF THIS ORGANIZATION'S CONTINUUM OF HEALTH AND RESIDENTIAL SERVICES. 1 0 1519942 1465316 ST. ANN'S FOUNDATION, INC. EXISTS TO FOSTER FINANCIAL SUPPORT FOR ALL OF ST. ANN'S COMMUNITY. THROUGH FUND RAISING EVENTS, GRANT WRITING, AND INDIVIDUAL GIVING, THE FOUNDATION SECURED CONTRIBUTIONS TO DIRECTLY SUPPORT PROGRAMS, EQUIPMENT AND SCHOLARSHIP PROGRAMS THAT DIRECTLY BENEFITED THE SENIORS SERVED BY ST. ANN'S COMMUNITY. 1519942 1 1 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 1 0 0 7 1 0 0 0 0 0 1 1 0 0 0 0 X 13 9 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X DENNIS KANT CFO 5856976000 1500 PORTLAND AVENUE ROCHESTER NY 14621 X ELIZABETH MULLIN-DIPROSA 3.00 X X 32948 407284 13998 MARTIN K BIRMINGHAM 1.00 X X 0 0 0 RACHAEL BRODY-BANDYCH 1.00 X 0 0 0 PATRICK BURKE 1.00 X X 0 0 0 MARK CLEARY 1.00 X 0 0 0 DOMINICK DELUCIA 1.00 X 0 0 0 ANTHONY DIBARNA 1.00 X 0 0 0 GARY HENEHAN 1.00 X 0 0 0 JAMES LEO 1.00 X 0 0 0 BARBARA J PURVIS 1.00 X 0 0 0 JAY QUINN 1.00 X 0 0 0 THOMAS TETTE 1.00 X 0 0 0 RONALD SALLUZZO 1.00 X X 0 0 0 WILLIAM T REMIZOWSKI 1.00 X 1765 231480 17040 STEVEN S SMITH 34.00 X 104601 17130 9829 ERIKA PFEIFFER 3.00 X 8990 116682 13739 KARL L VANDERSTOUW 1.00 X 1312 124837 10104 LORI MCCORMICK 1.00 X 1032 102142 5465 ROBERT BOURG 0.50 X 257 140006 6200 150905 1139561 76375 1 0 1 0 0 41985 39593 1810213 36694 1891791 980242 980242 16293654 15719548 574106 574106 574106 36906 39593 23943 12963 12963 3459102 0 0 1567311 1426007 1426007 39309 39309 33998 33998 238558 238558 28227 28227 26412 26412 20611 20611 8313 8313 58825 58825 61826 61826 139690 14455 125235 11424 11424 68443 2330 66113 6723 6723 4379 4379 RESIDENT FUNDS 12443 12443 PERSON CENTER CARE EXPE 7026 7026 BAD DEBT EXPENSE 6257 6257 LICENSES, FEES AND DUES 2110 790 1320 FOOD COSTS/CATERING 223 223 8792 8792 2209596 1519942 551972 137682 3065160 1969768 364910 917768 2860755 2783763 89224 76038 16550 13186 37177267 43201207 1071891 2103872 44556533 50989564 181865 139705 665323 1630643 847188 1770348 X 37709108 40851366 742377 1620801 5257860 6747049 43709345 49219216 44556533 50989564 X 1249506 4260365 X 0 1 1 X 0 X X X 0 0 0 ST ANN'S HOME FOR THE AGED 160743146 3 1 1 1 545006 CHAPEL OAKS INC 161489340 9 1 1 1 3990 ST ANN'S NURSING HOME COMPANY INC DBA THE HERITAGE 237098164 9 1 1 1 399299 ST ANN'S SENIOR HOUSING INC DBA CHERRY RIDGE 760705854 9 0 1 0 4 948295 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4218440 471412 4689852 3437480 780960 4218440 4869226 -1431746 3437480 1.00000 0 0 89224 76038 13186 13186 DUE TO AFFILIATES 1561162 SPLIT INTEREST OBLIGATION 69481 1630643 3459102 2209596 1249506 3228384 1031981 4260365 5509871 6758449 3228384 1031981 4260365 2498084 61826 899192 961018 3459102 1248578 23943 23943 1224635 61826 923135 984961 2209596 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: INCOME FROM THE ENDOWMENT FUND IS TO BE USED FOR THE GENERAL PURPOSES OF THE FOUNDATION. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE FOUNDATION ACCOUNTS FOR UNCERTAINTY IN INCOME TAXES USING A RECOGNITION THRESHOLD OF MORE-LIKELY-THAN NOT TO BE SUSTAINED UPON EXAMINATION BY THE APPROPRIATE TAXING AUTHORITY. MEASUREMENT OF THE TAX UNCERTAINTY OCCURS IF THE RECOGNITION THRESHOLD IS MET. MANAGEMENT DETERMINED THERE WERE NO TAX UNCERTAINTIES THAT MET THE RECOGNITION THRESHOLD IN 2010 AND 2009. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN VALUE OF BENEFICIAL INTEREST IN REMAINDER TRUST 1,031,981. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF BENEFICIAL INTEREST IN REMAINDER TRUST 1,031,981. PART XII, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EVENTS EXPENSE -23,943. CONTRIBUTIONS TRANSFERRED TO AFFILIATES (INCLUDED ON AFFILIATE'S F/S) 923,135. PART XIII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENTS EXPENSE 23,943. PART XIII, LINE 4B - OTHER ADJUSTMENTS: CONTRIBUTIONS TRANSFERRED TO AFFILIATES (INCLUDED ON AFFILIATE'S F/S) 923,135. X X X X X X X 1 SUZANNE WASHBURN PO BOX 84 IONIA NY 14475 GRANT WRITING 0 150000 14825 150000 DANFORTH DEVELOPMENT 756 POWERS BUILDING 16 WEST MAIN ST ROCHESTER NY 14614 CAPITAL CAMPAIGN FEASIBILITY STUDY 0 0 44000 0 150000 58825 150000 NY GOLF 34900 24025 10875 1232 5456 3115 888 WINE TASTING 26208 14768 11440 2789 2284 3 15391 800 14591 6179 2000 76499 39593 36906 1232 11635 5904 5172 23943 12963 1 IRONDEQUOIT SENIOR MINISTRIES CHRIST THE KING CHURCH 1500 PORTLAND AVENUE ROCHESTER NY 14621 160813514 501(C)(3) 6630 CASH N/A OPERATING SUPPORT FOR OUTREACH SERVICES TO SENIORS LIVING IN ST. ANN'S SERVICE AREA. ST ANN'S OF GREATER ROCHESTER INC 1500 PORTLAND AVENUE ROCHESTER NY 14621 161494042 501(C)(3) 367010 CASH N/A PROVIDE FINANCIAL SUPPORT ST ANN'S HOME FOR THE AGED 1500 PORTLAND AVENUE ROCHESTER NY 14621 160743146 501(C)(3) 545006 CASH N/A PROVIDE FINANCIAL SUPPORT ST ANN'S NURSING HOME COMPANY INC (THE HERITAGE) 1500 PORTLAND AVENUE ROCHESTER NY 14621 237098164 501(C)(3) 399299 CASH N/A PROVIDE FINANCIAL SUPPORT 3 0 ANGEL GRANTS FOR ST. ANN'S COMMUNITY RESIDENTS 300 12025 0 FMV N/A ADULT DAY SCHOLARSHIP GRANTS 10 1784 0 FMV N/A NURSING SCHOLARSHIPS 16 25500 0 FMV N/A PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE ORGANIZATION PROVIDES PERIODIC REPORTS DETAILING THE USE OF THE GRANT FUNDS TO THE BOARD OF DIRECTORS. X X X 1 1 X X X X X 0 0 0 0 0 0 0 1 0 ELIZABETH MULLIN-DIPROSA 32948 301665 0 54333 0 51286 0 0 1050 12948 33998 420232 0 0 WILLIAM T REMIZOWSKI 1765 210701 0 20779 0 0 0 0 213 16827 1978 248307 0 0 PART I, LINE 1A ST. ANN'S COMMUNITY PROVIDED THE FOLLOWING BENEFITS FOR THE PRESIDENT/CEO: PERSONAL CAR ALLOWANCE OF $6,749, REIMBURSEMENT OF TAX PREPARATION FEES AND PROFESSIONAL ADVISORY FEES OF $10,757, EMPLOYEE CONTRACT EXPENSES OF $2,420, AND CLUB MEMBERSHIP OF $450. ALL OF THESE ITEMS WERE CONSIDERED TAXABLE BENEFITS FOR THE PRESIDENT/CEO AND WERE INCLUDED AS WAGE COMPENSATION IN THE FORM W-2. PART I, LINE 7 80% IS TIED TO KEY ORGANIZATIONAL GOALS. 20% IS TIED TO INDIVIDUAL PERFORMANCE VS. ORGANIZATIONAL GOALS. PATRICK BURKE BOARD MEMBER OF ST. ANN'S HOME FOUNDATION, INC. 12155 PATRICK BURKE IS A CURRENT BOARD MEMBER AND REGIONAL PRESIDENT OF FIRST NIAGARA FINANCIAL. PAT BURKE JOINED THE BOARD PRIOR TO THE CONSOLIDATION OF HIS COMPANY, THE BURKE GROUP WITH FIRST NIAGARA. ST ANN'S ENTITIES USE FIRST NIAGARA AS THEIR INSURANCE BROKER AND TPA FOR SHORT TERM DISABILITY. FEES PAID TO FIRST NIAGARA TO ADMINISTER THE CLAIMS TOTAL $12,155 FOR THE ST. ANN'S COMMUNITY (ST. ANN'S HOME FOUNDATION, INC. AND RELATED ORGANIZATIONS). 0 JIM GOULD FORMER BOARD MEMBER OF ST. ANN'S HOME FOUNDATION, INC. 75000 JIM GOULD IS AN EX-BOARD MEMBER THAT HAS AN ARM'S LENGTH TRANSACTION WITH ST ANN'S AS AN INVESTMENT ADVISOR (ALESCO ADVISORS LLC). ADVISORY FEES PAID TO ALESCO TOTAL $75,000 FOR THE ST. ANN'S COMMUNITY (ST. ANN'S HOME FOUNDATION, INC. AND RELATED ORGANIZATIONS). 0 RACHEL BANDYCH BOARD MEMBER OF ST. ANN'S HOME FOUNDATION, INC. 82069 RACHEL BANDYCH IS A CURRENT BOARD MEMBER AND ATTORNEY FOR UNDERBERG & KESSLER, LLP. PRIOR TO HER JOINING THE BOARD AND NOW AS SHE IS A BOARD MEMBER, ST ANN'S CONTRACTS WITH UNDERBERG & KESSLER, LLP FOR LEGAL SERVICES. TOTAL FEES PAID TO UNDERBERG & KESSLER, LLP WERE $82,069 FOR ST. ANN'S. 0 MARK CLEARY BOARD MEMBER OF ST. ANN'S HOME FOUNDATION, INC. 11169 MARK CLEARY IS A CURRENT BOARD MEMBER AND PRESIDENT OF CITY BLUE IMAGING SERVICES. ST. ANN'S HAS CONTRACTED WITH CITY BLUE IMAGING ON A LIMITED BASIS. TOTAL FEES PAID WERE $11,169 IN 2010. 0 X 2 36694 CLOSING PRICE - FMV 0 0 1 0 NEW PROGRAM SERVICES FORM 990, PART III, LINE 2 ST ANN'S COMMUNITY BEGAN IMPLEMENTATION OF A MASTER PLAN TO TRANSFORM THE CARE WE PROVIDE DURING 2010. CONSTRUCTION AT OUR IRONDEQUOIT AND WEBSTER CAMPUSES WAS INITIATED IN THE FALL WITH COMPLETION EXPECTED IN 2012. A NEW BUILDING WILL HOUSE AN EXPANDED TRANSITIONAL CARE CENTER AND PALLIATIVE CENTER FOR CARING ON THE IRONDEQUOIT CAMPUS AND A NEW BUILDING IN WEBSTER WILL ALLOW FOR THE RELOCATION OF SKILLED NURSING BEDS AND TRANSITIONAL CARE SERVICES TO THE CHERRY RIDGE CAMPUS. ONCE COMPLETED THESE NEW BUILDINGS WILL ALLOW FOR THE CLOSURE AND DEMOLITION OF THE HERITAGE FACILITY. STAFF TRAINING AND PLANS WERE INITIATED TO BEGIN TRANSFORMING THE DELIVERY OF CARE THROUGH THE ADOPTION OF PERSON-CENTERED CARE METHODS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS SUMMARIZED BY MANAGEMENT AND PRESENTED TO THE EXECUTIVE COMMITTEE AT THE NOVEMBER EXECUTIVE COMMITTEE MEETING FOR THEIR APPROVAL. A FULL HARD COPY WAS ALSO MADE AVAILABLE TO ALL EXECUTIVE COMMITTEE MEMBERS FOR THEIR REVIEW. FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD MEMBERS (INCLUDING THE PRESIDENT AND CEO) ARE REQUIRED TO ANNUALLY COMPLETE AND SIGN A CONFLICT OF INTEREST DISCLOSURE STATEMENT. THE FORMS ARE THEN REVIEWED BY THE VP OF ORGANIZATIONAL DEVELOPMENT AND ANY POTENTIAL CONFLICTS ARE DEALT WITH AS NEEDED INCLUDING ABSTAINING FROM VOTING ON MATTERS RELATED TO SUCH CONFLICTS. ANY PERSON COVERED BY THE POLICY SHALL NOT KNOWINGLY USE HIS OR HER POSITION FOR PERSONAL GAIN, TO COMPROMISE ST. ANN'S INTERESTS, OR TO ALLOW A CONFLICT TO ARISE BETWEEN ST. ANN'S INTEREST AND HIS OR HER PERSONAL INTEREST. FORM 990, PART VI, SECTION B, LINE 15 EVERY YEAR AN INDEPENDENT WAGE STUDY IS CONDUCTED BY A CONSULTANT. DIRECTORS AND ABOVE, EXCEPT CEO, ARE REVIEWED BY VP OF HR AND CEO WITH ADJUSTMENTS MADE AS NEEDED TO MAINTAIN COMPETITIVENESS. CEO DATA IS REVIEWED BY A COMMITTEE INCLUDING THE BOARD CHAIR, PAST BOARD CHAIR, AND HR COMMITTEE CHAIR. ADJUSTMENTS MADE AS NEEDED TO MAINTAIN MARKET COMPETITIVENESS. 2010 VPS AND CEO DATA REVIEWED; 2010 DIRECTOR LEVEL DATA REVIEWED. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY AND GOVERNING DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VII, SECTION A: ALL OFFICERS AND EMPLOYEES REPORTED ON PART VII ARE FULL TIME EMPLOYEES OF THE ST. ANN'S COMMUNITY (ST. ANN'S HOME FOUNDATION, INC. ("SAF") AND RELATED ORGANIZATIONS) WORKING AN AVERAGE OF 40 HOURS PER WEEK. HOURS REPORTED IN COLUMN B OF PART VII ARE THE AVERAGE HOURS RELATED TO WORK PERFORMED FOR SAF. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 3,228,384. CHANGE IN VALUE OF BENEFICIAL INTEREST IN REMAINDER TRUST 1,031,981. TOTAL TO FORM 990, PART XI, LINE 5: 4,260,365. FORM 990, PART V, LINE 2A: ALL INDIVIDUALS WORKING AT ST. ANN'S HOME FOUNDATION, INC. ("SAF") ARE EMPLOYEES OF ST. ANN'S HOME FOR THE AGED ("SAH") AND ARE REPORTED ON ITS FORM 941 UNDER EIN 16-0743146. THE SALARY AND BENEFIT EXPENSE REPORTED ON FORM 990, PART IX ARE SAF'S ALLOCATED PAYROLL COSTS BASED ON TIME SPENT BY THE SHARED EMPLOYEES. SAH IS AN AFFILIATED TAX-EXEMPT ORGANIZATION. CHAPEL OAKS INC 1500 PORTLAND AVENUE ROCHESTER NY 14621 161489340 HEALTH CARE NY 501(C)(3) 9 N/A 0 ST ANN'S HOME FOR THE AGED 1500 PORTLAND AVENUE ROCHESTER NY 14621 160743146 HEALTH CARE NY 501(C)(3) 3 N/A 0 ST ANN'S SENIOR HOUSING INC DBA CHERRY RIDGE 1500 PORTLAND AVENUE ROCHESTER NY 14621 760705854 HEALTH CARE NY 501(C)(3) 9 N/A 0 ST ANN'S NURSING HOME COMPANY INC DBA THE HERITAGE 1500 PORTLAND AVENUE ROCHESTER NY 14621 237098164 HEALTH CARE NY 501(C)(3) 9 N/A 0 ST ANN'S OF GREATER ROCHESTER INC 1500 PORTLAND AVENUE ROCHESTER NY 14621 161494042 HEALTH CARE NY 501(C)(3) 11B N/A 0 0 1 0 1 0 0 0 0 0 0 1 0 1 1 0 1 1 1