2011-10-03T17:09:23-05:00 2010-12-31 MOSS ADAMS LLP 975 OAK STREET SUITE 500 EUGENE OR 97401 990 2010-01-01 721563142 THE DIRK AND CHARLENE KABCENELL FOUND C/O SILICON VALLEY COMMUNITY FOUNDATION DIRK 6504505400 2440 WEST EL CAMINO REAL NO 300 MOUNTAIN VIEW CA 94040 CHARLENE KABCENELL 6504505400 2011-09-13 1 PAUL D KELLER 5416861040 2010 2016-03-07 17:11:31Z CHARLENE KABCENELL 2440 WEST EL CAMINO REAL NO 300 MOUNTAIN VIEW CA 94040 1921197 0 X N/A X 2003 CA THE SPECIFIC PURPOSE OF THIS CORPORATION IS TO SUPPORT THE SILICON VALLEY COMMUNITY FOUNDATION BY ENGAGING IN THE SAME CHARITABLE PURPOSES AS THE SILICON VALLEY COMMUNITY FOUNDATION. THE CORPORATION IS ORGANIZED TO HELP BUILD ROBUST AND SUSTAINABLE COMMUNITIES BY INVESTING IN PEOPLE AND CONSERVING NATURAL RESOURCES. 3 2 0 0 0 0 1728927 1565000 0 0 84070 322949 0 0 1812997 1887949 2356250 2720920 0 0 0 0 0 0 0 123232 146495 2479482 2867415 -666485 -979466 10325609 10067564 0 0 10325609 10067564 X THE SPECIFIC PURPOSE OF THIS CORPORATION IS TO SUPPORT THE SILICON VALLEY COMMUNITY FOUNDATION BY ENGAGING IN THE SAME CHARITABLE PURPOSES AS THE SILICON VALLEY COMMUNITY FOUNDATION. THE CORPORATION IS ORGANIZED TO HELP BUILD ROBUST AND SUSTAINABLE COMMUNITIES BY INVESTING IN PEOPLE AND CONSERVING NATURAL RESOURCES. 0 0 1183546 1154070 EDUCATION: SUPPORT NONPROFITS WORKING IN THE AREA OF EDUCATION, INCLUDING SCIENCE AND ARTS EDUCATION PROGRAMS. 912833 890100 ENVIRONMENT: TO SUPPORT NONPROFITS WORKING IN THE AREA OF ENVIRONMENTAL PROTECTION AND SERVICE. 575328 561000 BUILDING COMMUNITY: TO SUPPORT NONPROFITS WORKING TO IMPROVE QUALITY OF LIFE THROUGH STRONG NEIGHBORHOODS AND COMMUNITY SERVICE PROGRAMS. 118706 115750 ARTS & CULTURE: SUPPORT NONPROFITS IN THE AREA OF VISUAL, PERFORMING,THEATER, DANCE, MUSIC, AND OTHER ARTS AND CULTURAL ORGANIZATIONS.EXPENSES $114,091 INCLUDING GRANTS OF $ 111,250 REVENUE $ 0.SUPPORTING FAMILIES: SUPPORT OF NONPROFIT ORGANIZATIONS WORKING IN THEAREA OF FAMILY SERVICES.EXPENSES $ 2,564 INCLUDING GRANTS OF $ 2,500 REVENUE $ 0.HEALTH & WELLNESS: TO SUPPORT NONPROFITS THAT SERVE THE BROADERCOMMUNITY AND PEOPLE IN NEED, INCLUDING SERVICES TO THE HOMELESS,HOUSING, CRIME AND LEGAL SERVICES, JOB TRAINING AND OTHER COMMUNITYNEEDS.EXPENSES $ 2,051 INCLUDING GRANTS OF $ 2,000 REVENUE $ 0. 118706 115750 2790413 1 1 0 1 0 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 CJ 0 0 0 0 0 0 0 0 X 3 2 1 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X X VERA BENNETT 6504505400 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 CHARLENE KABCENELL 5.00 X X 0 0 0 NANCY RAGEY 0.50 X X 0 0 0 AMY GERSTEIN 0.50 X 0 0 0 DIRK KABCENELL 5.00 X 0 0 0 LEIGH STILWELL 0.50 X 0 138496 21495 0 138496 21495 0 0 1 0 0 1565000 1565000 171521 171521 184676 33248 151428 151428 151428 1887949 0 0 322949 2720920 2720920 101956 50978 50978 3850 3850 37029 18515 18514 3500 3500 BANK FEES 160 160 2867415 2790413 77002 0 867440 1611 9458169 10065953 10325609 10067564 0 0 0 X 10325609 10067564 10325609 10067564 10325609 10067564 X -979466 721421 X 0 1 1 X 0 X X X 0 0 0 SVCF 205205488 7 1 557000 1 557000 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 55052 55052 272290953 272346005 1000000 250000 0 0 1000000 1000000 1000000 3000000 4500000 35000 211784 55052 301836 250000 250000 250000 750000 1125000 85699 211784 55052 352535 0 CASH & CASH EQUIVALENTS 115384 F FIXED INCOME 3971867 F EQUITIES 3027053 F HEDGE FUNDS 2951649 F 10065953 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE COMMUNITY FOUNDATION AND ITS SUPPORTING ORGANIZATIONS ARE TAX-EXEMPT ORGANIZATIONS AND ARE NOT SUBJECT TO FEDERAL OR STATE INCOME TAXES, EXCEPT FOR UNRELATED BUSINESS INCOME, IN ACCORDANCE WITH SECTION 501(A) OF THE INTERNAL REVENUE CODE. IN ADDITION, THE COMMUNITY FOUNDATION AND ITS SUPPORTING ORGANIZATIONS QUALIFIED FOR THE CHARITABLE CONTRIBUTION DEDUCTION UNDER SECTION 170(B)(1)(A) AND HAVE BEEN CLASSIFIED AS ORGANIZATIONS THAT ARE NOT PRIVATE FOUNDATIONS. UNRELATED BUSINESS INCOME TAX, IF ANY, IS IMMATERIAL AND NO TAX PROVISION HAS BEEN MADE IN THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS. THE COMMUNITY FOUNDATION AND ITS SUPPORTING ORGANIZATIONS DO NOT HAVE ANY UNCERTAIN TAX POSITIONS. THE COMMUNITY FOUNDATION AND ITS SUPPORTING ORGANIZATIONS DO FILE INCOME TAX RETURNS IN THE U.S. FEDERAL AND VARIOUS STATE JURISDICTIONS. THE COMMUNITY FOUNDATION AND ITS SUPPORTING ORGANIZATIONS ARE NOT SUBJECT TO U.S. FEDERAL OR STATE AND LOCAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2007. 1 ACTERRA ACTION FOR A SUSTAINABLE EARTH 3921 EAST BAYSHORE ROAD PALO ALTO CA 943034303 237064937 501(C)3 20000 ENVIRONMENT MASSACHUSETTS INSTITUTE OF TECHNOLOGY 600 MEMORIAL DRIVE W98-THIRD FLOOR CAMBRIDGE MA 021394822 042103594 501(C)3 320620 EDUCATION NATURAL RESOURCES DEFENSE COUNCIL INC 40 WEST 20TH STREET NEW YORK NY 100114217 132654926 501(C)3 114600 ENVIRONMENT NATURE CONSERVANCY INC 201 MISSION STREET FOURTH FLOOR SAN FRANCISCO CA 941051832 530242652 501(C)3 160000 ENVIRONMENT NORTHERN CALIFORNIA PUBLIC BROADCASTING INC 2601 MARIPOSA STREET SAN FRANCISCO CA 941101400 941241309 501(C)3 111000 EDUCATION RAND CORPORATION 1776 MAIN STREET SANTA MONICA CA 904072138 951958142 501(C)3 200000 EDUCATION SAN JOSE STATE UNIVERSITY FOUNDATION 210 NORTH FOURTH STREET FOURTH FLOOR SAN JOSE CA 951125500 946017638 501(C)3 89200 EDUCATION SILICON VALLEY COMMUNITY FOUNDATION 2440 WEST EL CAMINO REAL SUITE 300 MOUNTAIN VIEW CA 940401498 205205488 501(C)3 539000 BUILDING COMMUNITY SILICON VALLEY COMMUNITY FOUNDATION 2440 WEST EL CAMINO REAL SUITE 300 MOUNTAIN VIEW CA 940401498 205205488 501(C)3 18000 EDUCATION THEATREWORKS PO BOX 50458 PALO ALTO CA 943030458 942831245 501(C)3 110000 ARTS & CULTURE THE OCEAN CONSERVANCY INC 1300 19TH STREET NW WASHINGTON DC 200361653 237245152 501(C)3 110000 ENVIRONMENT MONTEREY BAY AQUARIUM FOUNDATION 886 CANNERY ROW MONTEREY CA 939401085 942487469 501(C)3 110000 ENVIRONMENT ENVIRONMENTAL DEFENSE INCORPORATED 123 MISSION STREET 28TH FLOOR SAN FRANCISCO CA 941051551 116107128 501(C)3 110000 ENVIRONMENT PARTNERS IN SCHOOL INNOVATION 1060 TENNESSEE STREET SECOND FLOOR SAN FRANCISCO CA 941073016 943205455 501(C)3 100000 EDUCATION AMERICAN INSTITUTES FOR RESEARCH IN THE BEHAVIORAL SCIENCES 1000 THOMAS JEFFERSON STREET NW WASHINGTON DC 200073839 250965219 501(C)3 100000 EDUCATION THE PEW CHARITABLE TRUSTS 2005 MARKET ST STE 1700 PHILADELPHIA PA 191037077 562307147 501(C)3 100000 ENVIRONMENT MILLS COLLEGE 5000 MACARTHUR BOULEVARD OAKLAND CA 94613 941156566 501(C)3 100000 EDUCATION NATIONAL AUDUBON SOCIETY INC 4225 HOLLIS STREET EMERYVILLE CA 946083507 131624102 501(C)3 60000 ENVIRONMENT PENINSULA OPEN SPACE TRUST 222 HIGH STREET PALO ALTO CA 943011040 942392007 501(C)3 20000 ENVIRONMENT UNIVERSITY OF CALIFORNIA SANTA CRUZ FOUNDATION 1156 HIGH STREET SANTA CRUZ CA 950641077 237394590 501(C)3 11000 EDUCATION THE TECH MUSEUM OF INNOVATION 201 SOUTH MARKET STREET SAN JOSE CA 951132008 942864660 501(C)3 10000 EDUCATION SUSTAINABLE CONSERVATION 98 BATTERY STREET SUITE 302 SAN FRANCISCO CA 941115512 943232437 501(C)3 10000 ENVIRONMENT SANTA CLARA VALLEY AUDUBON SOCIETY 22221 MCCLELLAN ROAD CUPERTINO CA 950144030 946081420 501(C)3 10000 ENVIRONMENT MARINE APPLIED RESEARCH AND EXPLORATION 1160 BRICKYARD COVE ROAD 101 RICHMOND CA 94801 311821639 501(C)3 10000 ENVIRONMENT NEW TEACHER CENTER 725 FRONT STREET SUITE 400 SANTA CRUZ CA 950604538 262427526 501(C)3 10000 EDUCATION EDSOURCE INC 520 SAN ANTONIO ROAD SUITE 200 MOUNTAIN VIEW CA 940401217 942434900 501(C)3 10000 EDUCATION CALIFORNIA ACADEMY OF SCIENCES 55 MUSIC CONCOURSE DRIVE SAN FRANCISCO CA 941184503 941156258 501(C)3 10000 EDUCATION THE EXPLORATORIUM 3601 LYON STREET SAN FRANCISCO CA 941231019 941696494 501(C)3 10000 EDUCATION STANFORD UNIVERSITY 326 GALVEZ STREET STANFORD CA 943056105 941156365 501(C)3 8000 EDUCATION YMCA OF SILICON VALLEY 1922 THE ALAMEDA THIRD FLOOR SAN JOSE CA 951261430 941156318 501(C)3 7500 BUILDING COMMUNITY COMPUTERS FOR YOUTH FOUNDATION INC 322 EIGHTH AVENUE FLOOR 12A NEW YORK NY 100018001 133935309 501(C)3 5000 EDUCATION RESOURCE AREA FOR TEACHERS 1355 RIDDER PARK DRIVE SAN JOSE CA 951312306 770365627 501(C)3 5000 EDUCATION CONSERVATION INTERNATIONAL FOUNDATION 2011 CRYSTAL DRIVE SUITE 500 ARLINGTON VA 222023787 521497470 501(C)3 5000 ENVIRONMENT THE CORAL REEF ALLIANCE 351 CALIFORNIA STREET SUITE 650 SAN FRANCISCO CA 941042407 943211245 501(C)3 5000 ENVIRONMENT CRANBROOK EDUCATIONAL COMMUNITY PO BOX 801 BLOOMFIELD HILLS MI 483030801 382015048 501(C)3 5000 EDUCATION GREENBELT ALLIANCE 631 HOWARD STREET SUITE 510 SAN FRANCISCO CA 941053937 941676747 501(C)3 5000 ENVIRONMENT ACROSS THE BRIDGE FOUNDATION 1460 THE ALAMEDA SAN JOSE CA 951262652 770517240 501(C)3 5000 EDUCATION PENINSULA HUMANE SOCIETY & SPCA 12 AIRPORT BOULEVARD SAN MATEO CA 944011006 941243665 501(C)3 5000 ENVIRONMENT HUMANE SOCIETY SILICON VALLEY 901 AMES AVENUE MILPITAS CA 95035 941196215 501(C)3 5000 ENVIRONMENT NPR FOUNDATION 635 MASSACHUSETTS AVENUE NW WASHINGTON DC 20001 521795789 501(C)3 5000 EDUCATION UNION OF CONCERNED SCIENTISTS INC TWO BRATTLE SQUARE CAMBRIDGE MA 022389105 042535767 501(C)3 5000 ENVIRONMENT OPPORTUNITY FUND NORTHERN CALIFORNIA 111 WEST ST JOHN STREET SUITE 800 SAN JOSE CA 95113 311719434 501(C)3 5000 BUILDING COMMUNITY FRIENDS OF THE RIVER FOUNDATION 1418 20TH STREET SUITE 100 SACRAMENTO CA 95811 942400210 501(C)3 5000 ENVIRONMENT MARINE SCIENCE INSTITUTE 500 DISCOVERY PARKWAY REDWOOD CITY CA 940634746 941719649 501(C)3 5000 EDUCATION MARINE MAMMAL CENTER 2000 BUNKER ROAD FORT CRONKHITE SAUSALITO CA 949652609 510144434 501(C)3 5000 ENVIRONMENT PBS FOUNDATION 2100 CRYSTAL DRIVE ARLINGTON VA 222023784 201476451 501(C)3 5000 EDUCATION SILICON VALLEY SOCIAL VENTURE FUND PO BOX 1792 LOS ALTOS CA 94023 510644783 501(C)3 5000 BUILDING COMMUNITY 47 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: GRANTS TO 501(C)3 ORGANIZATIONS: BY ACCEPTING THE GRANT, GRANTEES MUST AGREE TO THE FOLLOWING STIPULATIONS: - ALL GRANT FUNDS, AND INCOME EARNED ON THOSE FUNDS, MUST BE SPENT ONLY FOR CHARITABLE, RELIGIOUS, SCIENTIFIC, LITERARY OR EDUCATIONAL PURPOSES; - INDIVIDUALS CONNECTED WITH THE GRANT RECOMMENDATION WILL RECEIVE NO BENEFITS, GOODS OR SERVICES IN EXCHANGE FOR THE GRANT; - THE GRANT WILL NOT BE USED TO SATISFY THE PAYMENT OF A PRE-EXISTING PLEDGE OR OTHER FINANCIAL OBLIGATION; - THE GRANT WILL BE USED SOLELY FOR THE PURPOSE SPECIFIED IN THIS LETTER AND IS NOT FOR THE PERSONAL BENEFIT OF AN INDIVIDUAL; - ANY FUNDS NOT USED FOR THE PURPOSES SPECIFIED IN THE AWARD LETTER WILL BE RETURNED TO THE KABCENELL FOUNDATION. ALL GRANTS TO NON-501(C)3 ORGANIZATIONS: GRANTEES MUST SIGN A GRANT AGREEMENT THAT STIPULATES THAT THE GRANTEE WILL SEND TO THE COMMUNITY FOUNDATION A REPORT ON THE USE OF THE GRANTED FUNDS ONE YEAR FOLLOWING THE RECEIPT OF THE GRANT. 0 0 0 0 0 0 0 0 0 LEIGH STILWELL 0 138496 0 0 0 0 0 7378 0 14117 0 159991 0 0 SUPPLEMENTAL INFORMATION PART III THE DIRK AND CHARLENE KABCENELL FOUNDATION HAS NO EMPLOYEES. THE COMPENSATION OF THE EMPLOYEES OF THE SILICON VALLEY COMMUNITY FOUNDATION IS SUBJECT TO THE NORMAL REVIEW AND APPROVAL PROCESS OF THE COMMUNITY FOUNDATION. FORM 990, PART VI, SECTION A, LINE 2 CHARLENE KABCENELL AND DIRK KABCENELL HAVE A FAMILY RELATIONSHIP. AMY GERSTEIN AND NANCY RAGEY HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 3 THE EMPLOYEES OF SILICON VALLEY COMMUNITY FOUNDATION, THE SUPPORTED EXEMPT ORGANIZATION, PERFORMED THE DAY TO DAY OPERATIONS OF THE DIRK AND CHARLENE KABCENELL FOUNDATION. THE COMMUNITY FOUNDATION WAS REIMBURSED FOR THESE SERVICES. FORM 990, PART VI, SECTION B, LINE 11 990 FORM IS PLACED ON SECURED WEB SITE OR SENT BY EMAIL FOR GOVERNING BODY TO REVIEW AND COMMENT. REVIEW IS VERIFIED BY EMAIL. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY EACH BOARD MEMBER OF THE DIRK AND CHARLENE KABCENELL FOUNDATION AND SUPPORTED/SUPPORTING ORGANIZATIONS COMPLETES "FORM 990 QUESTIONNAIRE" THAT REPORTS OBLIGATIONS AND DOCUMENTS DISCLOSURES THAT ARE NECESSARY TO COMPLY WITH FORM 990 REQUIREMENTS. FORM 990, PART VI, SECTION C, LINE 19 THE AUDITED FINANCIAL STATEMENTS AND GOVERNING/ORGANIZING DOCUMENTS CAN BE PROVIDED IN THE OFFICE, ON A CD, OR THROUGH EMAIL UPON REQUEST. THE CONFLICT OF INTEREST POLICY IS NOT MADE AVAILABLE TO THE PUBLIC (AND REFUSALS ARE RECORDED IN THE BOARD MEETING MINUTES). CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 721,421. NAME OF SUPPORTED ORGANIZATION SCHEDULE A, LINE 11H(I) "SVCF" IS AN ABBREVIATION FOR SILICON VALLEY COMMUNITY FOUNDATION. SILICON VALLEY COMMUNITY FOUNDATION 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 205205488 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 7 N/A 0 WILLIAM H CILKER FAMILY FOUNDATION 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 770479067 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 11A-I SVCF 0 DRISCOLL FAMILY FOUNDATION 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 770430921 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 11A-I SVCF 0 STEVEN AND MICHELE KIRSCH FOUNDATION 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 770502997 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 11A-I SVCF 0 CHONG-MOON LEE FOUNDATION 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 770414442 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 11A-I SVCF 0 THE BERNARD A NEWCOMB FOUNDATION 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 770505640 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 11A-I SVCF 0 RAISING A READER 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 943390149 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 11A-I SVCF 0 THE REAL ESTATE TRUST 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 043701887 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 11A-I SVCF 0 REDDERE FOUNDATION 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 770557056 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 11A-I SVCF 0 SKOLL FUND 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 770528216 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 11A-I SVCF 0 THE SOBRATO FOUNDATION 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 800091312 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 11A-I SVCF 0 THE PETER AND NORA STENT FAMILY FOUNDATION 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 943356052 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 11A-I SVCF 0 LORRY I LOKEY SUPPORTING FOUNDATION 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 943200303 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 11A-I SVCF 0 STAR HILL FUND 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 943338689 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 11A-I SVCF 0 STARTUP EDUCATION 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 273533876 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 11A-I SVCF 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 SILICON VALLEY COMMUNITY FOUNDATION B 557000 CASH SILICON VALLEY COMMUNITY FOUNDATION L 101956 CASH