2011-08-12T09:14:47-05:00 2010-09-30 RSM McGLADREY INC 8000 TOWERS CRESCENT DR STE 500 VIENNA VA 221826205 990 2009-10-01 521338892 national democratic institute for international affairs NATI 2027285500 2030 m street nw fifth floor washington DC 20036 Kenneth d wollack 2027285500 2011-08-09 1 James Sweeney 7033366400 2009 2016-02-24 21:20:13Z NDI KENNETH D WOLLACK 2030 m street nw fifth floor washington DC 20036 130352755 0 X WWW.NDI.ORG X 1983 DC Support and strengthen democratic institutions worldwide. 28 27 488 141 0 0 118164796 130328641 0 5025 -26923 -37402 -94350 118132419 130207368 10457843 13499144 0 52898901 56032959 66000 60000 421404 54495359 60493928 117918103 130086031 214316 121337 19085424 20800462 16840438 18410017 2244986 2390445 The National Democratic Institute for International Affairs is a nonprofit, nonpartisan organization working to support and strengthen democratic institutions worldwide through citizen participation, openness and accountability in government. 0 0 115868312 13499144 The National Democratic Institute for International Affairs is a nonprofit, nonpartisan organization working to support and strengthen democratic institutions worldwide through citizen participation, openness and accountability in government. 115868312 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 90 0 1 488 1 0 1 AF AL AO AM AJ BG BE BL BK BU UV CB CO IV EC EG ES GG GT GV HA HO HK ID JO KZ KE KG LE LI MK ML MR MX MD MJ MO NP NU NI PE RP RO RS RW RI LO SF CE SU TZ TH TO TU UG UP AE UZ VE YM PK 0 0 0 0 0 0 0 28 27 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 1 1 0 AL AK AZ AR CA CO CT FL GA IL KY ME MD MA MI MN MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI KS HI MO X SANDER SCHULTZ 2027285500 2030 m street nw fifth floor washington DC 20036 Madeleine K Albright 1.00 X X 0 0 0 Thomas A Daschle 1.00 X X 0 0 0 Marc B Nathanson 1.00 X X 0 0 0 rachelle Horowitz 1.00 X X 0 0 0 Eugene Eidenberg 1.00 X X 0 0 0 Kenneth F Melley 1.00 X X 0 0 0 Douglas Ahlers 1.00 X 0 0 0 Bernard W Aronson 1.00 X 0 0 0 Harriet C Babbitt 1.00 X 0 0 0 DONNA BRAZILE 1.00 X 0 0 0 Joan Baggett Calambokidis 1.00 X 0 0 0 HOWARD DEAN 1.00 X 0 0 0 Geraldine A Ferraro 1.00 X 0 0 0 Sam Gejdenson 1.00 X 0 0 0 Patrick J Griffin 1.00 X 0 0 0 Shirley Robinson Hall 1.00 X 0 0 0 Peter Kovler 1.00 X 0 0 0 Robert G Liberatore 1.00 X 0 0 0 Constance J Milstein 1.00 X 0 0 0 Molly Raiser 1.00 X 0 0 0 Nancy H Rubin 1.00 X 0 0 0 Elaine K Shocas 1.00 X 0 0 0 Bren Simon 1.00 X 0 0 0 Michael R Steed 1.00 X 0 0 0 Maurice Tempelsman 1.00 X 0 0 0 RANDI WEINGARTEN 1.00 X 0 0 0 JAMES D WOLFENSOHN 1.00 X 0 0 0 KENNETH D WOLLACK 40.00 X X 224654 0 32150 SANDER SCHULTZ 40.00 X 178498 0 29127 shari BRYAN 40.00 X 171102 0 20962 PETER MANIKAS 40.00 X 181646 0 19801 LESLIE CAMPBELL 40.00 X 159019 0 26919 FRANCESCA BINDA 40.00 X 207609 0 15215 SUSAN CARNDUFF 40.00 X 202830 0 11519 JOSE MARANON 40.00 X 203393 0 12808 ISABEL EMERSON 40.00 X 183476 0 17942 JAMES OLIVER 40.00 X 176635 0 19524 1888862 0 205967 93 0 1 0 Unity Resources Group PO Box 121026 Dubai AE 1 Security Services 8638467 Olive Group PO Box 502356 dubai AE security Services 3020328 KA Research LTD 1001 Direk Sarnici Meydani Sultanahmet TU 1 Public Opinion Research 768184 Arabiagis PO Box 13-5302 Beirut LE IT Services 278490 Falletti Weber Consulting Group LLC PO Box 1379 Boulder CO 80306 Internal Audit 111955 8 570275 128012064 1746302 130328641 -21960 -21960 774 5737 -4963 -4963 -4963 45300 570275 139650 -94350 -94350 130207368 0 0 -121273 4070904 4070904 9428240 9428240 1080791 384615 693936 2240 39453342 33459723 5879828 113791 2355935 1768905 575409 11621 11372107 9478518 1858877 34712 1770784 1177622 582576 10586 214874 104841 91032 19001 225625 25202 200423 60000 60000 19513366 19154217 355244 3905 8873674 8244862 582422 46390 1158044 725179 430419 2446 6305140 5073899 1197282 33959 18669110 18424967 187627 56516 3346708 3239755 84176 22777 386686 385494 1192 1042468 605779 436689 OTHER expenses 758233 501084 254881 2268 130086031 115868312 13796315 421404 11199027 15739637 3690566 774590 74895 130522 1884646 1819358 2141362 1753745 774303 387617 180484 287359 1281503 1661379 19085424 20800462 9801108 10116746 520057 520015 6055241 7506775 464032 266481 16840438 18410017 X 1395345 1519733 849641 870712 2244986 2390445 19085424 20800462 X 0 1 1 X 1 1 X 119035377 122849313 116612577 118164796 130328641 606990704 119035377 122849313 116612577 118164796 130328641 606990704 606990704 82763 125766 56262 26171 -21960 269002 607259706 142897 0.99960 0.99940 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 675636 586537 89099 621389 538499 82890 844337 628709 215628 387617 DEPOSITS 398725 ADVANCES TO SUBRECIPIENTS 1186211 TRAVEL ADVANCES 76443 1661379 DEFERRED RENT 266481 266481 130207368 130086031 121337 24122 24122 145459 130863320 24122 492180 139650 655952 130207368 0 130207368 130717861 492180 139650 631830 130086031 0 130086031 Part X: Description of Uncertain Tax Positions Under FIN 48: For the year ended September 30, 2010, NDI reviewed the provisions of FIN 48, and determined no liability was required to be recorded. Part XII, Line 2d - Other Adjustments: sPECIAL EVENT expenses REPORTED ON LINE 9(b): 139650. Part XIII, Line 2d - Other Adjustments: sPECIAL EVENT expenses REPORTED ON LINE 9(b): 139650. 1 Central America and the Caribbean 4 58 PROGRAM SERVICES DEMOCRACY SUPPORT 2830539 Central America and the Caribbean grants 450808 East Asia and the Pacific 5 32 PROGRAM SERVICES DEMOCRACY SUPPORT 2275133 East Asia and the Pacific grants 137714 Europe (Including Iceland & Greenland) 11 96 PROGRAM SERVICES DEMOCRACY SUPPORT 5508845 Europe (Including Iceland & Greenland) Grants 677103 Middle East and North Africa 9 179 PROGRAM SERVICES DEMOCRACY SUPPORT 27611258 Middle East and North Africa Grants 2784026 North America 1 4 PROGRAM SERVICES DEMOCRACY SUPPORT 342121 Russia & the Newly Independent States 10 113 PROGRAM SERVICES DEMOCRACY SUPPORT 6349375 Russia & the Newly Independent States Grants 2538981 South America 4 27 PROGRAM SERVICES DEMOCRACY SUPPORT 1861377 South America grants 198180 South Asia 5 154 PROGRAM SERVICES DEMOCRACY SUPPORT 11173550 South Asia Grants 428751 Sub-Saharan Africa 18 267 PROGRAM SERVICES DEMOCRACY SUPPORT 26318200 Sub-Saharan Africa Grants 2212677 67 930 93698638 Central America & the Caribbean citizen participation in democracy initiatives 26287 Wire Central America & the Caribbean citizen participation in the political process 12619 Check Central America & the Caribbean election monitoring 19830 Wire Central America & the Caribbean election monitoring 351626 Wire Central America & the Caribbean election monitoring 17695 Wire Central America & the Caribbean democratic leadership development 19279 Wire East Asia and the Pacific electoral reform initiative 45780 Wire East Asia and the Pacific government transparency 9856 Wire East Asia and the Pacific electoral reform initiative 57684 Wire Europe (Including Iceland & Greenland) enhancing voter participation 8500 Wire Europe (Including Iceland & Greenland) increased citizens' participation in democracy initiatives 20000 Wire Europe (Including Iceland & Greenland) increased citizens' participation in democracy initiatives 20940 Wire Europe (Including Iceland & Greenland) election monitoring 74283 Wire Europe (Including Iceland & Greenland) election monitoring 207380 Wire Europe (Including Iceland & Greenland) training civic and political parties 38731 Wire Europe (Including Iceland & Greenland) training civic and political parties 64483 Wire Europe (Including Iceland & Greenland) citizen participation in democracy initiatives 89421 Wire Europe (Including Iceland & Greenland) citizen participation in democracy initiatives 108964 Wire Europe (Including Iceland & Greenland) citizen participation in democracy initiatives 39353 Wire Middle East & North Africa promoting civic education and participation in political processes 83793 Wire Middle East & North Africa promoting civic education and participation in political processes 161142 Wire Middle East & North Africa promoting civic education and participation in political processes 127991 Wire Middle East & North Africa promoting civic education and participation in political processes 33526 Wire Middle East & North Africa promoting civic education and participation in political processes 52248 Wire Middle East & North Africa promoting civic education and participation in political processes 66101 Wire Middle East & North Africa promoting civic education and participation in political processes 5950 Wire Middle East & North Africa promoting civic education and participation in political processes 115705 Wire Middle East & North Africa promoting civic education and participation in political processes 125894 Wire Middle East & North Africa monitoring of the parliament 17862 Wire Middle East & North Africa legal reform of the electoral process 108582 Wire Middle East & North Africa strengthening women's capacity in local elections 26233 Wire Middle East & North Africa media monitoring 77114 Cash Middle East & North Africa election monitoring 1154768 Wire Middle East & North Africa NGO capacity building 16027 Wire Middle East & North Africa promoting civic education and participation in political processes 31921 Wire Middle East & North Africa promoting civic education and participation in political processes 44740 Wire Middle East & North Africa promoting civic education and participation in political processes 16924 Wire Middle East & North Africa youth education regarding democratic processes 30516 Wire Middle East & North Africa election monitoring 146705 Wire Middle East & North Africa election monitoring 81446 Wire Middle East & North Africa improve the political campaign process 19585 Wire Middle East & North Africa election reform and monitoring 83329 Wire Middle East & North Africa voter education 9965 Cash Middle East & North Africa voter education 9800 Cash Middle East & North Africa voter education 9950 Cash Middle East & North Africa voter education 7850 Cash Middle East & North Africa voter education 9900 Cash Middle East & North Africa voter education 9600 Cash Middle East & North Africa voter education 8985 Cash Middle East & North Africa voter education 9805 Cash Middle East & North Africa voter education 9718 Cash Middle East & North Africa voter education 9700 Cash Middle East & North Africa voter education 9800 Cash Middle East & North Africa voter education 9970 Cash Middle East & North Africa voter education 9520 Cash Middle East & North Africa voter education 9550 Cash Middle East & North Africa voter education 9790 Cash Middle East & North Africa voter education 9759 Cash Russia & the Newly Independent States technical and institutional capacity building 35504 Wire Russia & the Newly Independent States citizen participation in democracy initiatives 25987 Wire Russia & the Newly Independent States citizen participation in democracy initiatives 13300 Wire Russia & the Newly Independent States election monitoring 108307 Wire Russia & the Newly Independent States voter education 22872 Wire Russia & the Newly Independent States election monitoring 5965 Wire/Cash Russia & the Newly Independent States monitoring the freedom to assembly 9545 Wire Russia & the Newly Independent States election monitoring 18133 Wire Russia & the Newly Independent States election monitoring 391947 Wire Russia & the Newly Independent States election monitoring 1619626 Wire Russia & the Newly Independent States election monitoring 69259 Wire Russia & the Newly Independent States strengthening political and electoral systems 117763 Wire Russia & the Newly Independent States monitoring electoral reform 13461 Wire Russia & the Newly Independent States civic and voter education 17474 Wire Russia & the Newly Independent States monitoring electoral reform 15691 Wire Russia & the Newly Independent States civic education and capacity building 5571 Cash Russia & the Newly Independent States civic education and capacity building 9656 Cash Russia & the Newly Independent States civic education and capacity building 7410 Cash South America election monitoring 104000 Wire South America transparent governance 87619 Wire South America civic education and awareness 6561 Wire South Asia election monitoring 142764 Wire South Asia election monitoring 73383 Wire South Asia election monitoring 99230 Wire South Asia strengthening domestic observation mechanism 111982 Wire Sub-Saharan Africa election monitoring 8455 Wire Sub-Saharan Africa election monitoring 118986 Wire Sub-Saharan Africa government transparency 21240 Wire Sub-Saharan Africa civic education and awareness 55798 Wire Sub-Saharan Africa increased citizens' participation in democracy initiatives 7702 Wire Sub-Saharan Africa increased citizens' participation in democracy initiatives 10852 Wire Sub-Saharan Africa increased citizens' participation in democracy initiatives 39810 Wire Sub-Saharan Africa regional election monitoring 24170 Wire Sub-Saharan Africa voter education 10866 Wire Sub-Saharan Africa election monitoring 7345 Wire Sub-Saharan Africa strengthening the capacity of journalists 37382 Wire Sub-Saharan Africa election monitoring 166881 Wire Sub-Saharan Africa election monitoring 490653 Wire Sub-Saharan Africa improving the electoral process 6611 Wire Sub-Saharan Africa election monitoring 9192 Wire Sub-Saharan Africa voter education 47148 check Sub-Saharan Africa voter education 46830 check Sub-Saharan Africa voter education 47588 check Sub-Saharan Africa voter education 42658 check Sub-Saharan Africa voter education 24437 check Sub-Saharan Africa election monitoring 442978 check Sub-Saharan Africa voter education 49019 check Sub-Saharan Africa voter education 33627 check Sub-Saharan Africa voter education 43731 check Sub-Saharan Africa voter education 8570 Check Sub-Saharan Africa voter education 8578 Check Sub-Saharan Africa voter education 11392 Cash Sub-Saharan Africa voter education 10650 Cash Sub-Saharan Africa voter education 14904 Cash Sub-Saharan Africa voter education 7472 Cash Sub-Saharan Africa voter education 11645 Cash Sub-Saharan Africa voter education 6090 Cash Sub-Saharan Africa voter education 6495 Cash Sub-Saharan Africa voter education 5572 Cash Sub-Saharan Africa voter education 5975 Cash Sub-Saharan Africa voter education 8122 Cash Sub-Saharan Africa voter education 14351 Cash Sub-Saharan Africa voter education 7320 Cash Sub-Saharan Africa voter education 10901 Cash Sub-Saharan Africa voter education 6748 Cash Sub-Saharan Africa voter education 7317 Cash Sub-Saharan Africa voter education 10669 Cash Sub-Saharan Africa voter education 5792 Cash Sub-Saharan Africa voter education 10704 Cash Sub-Saharan Africa voter education 6467 Cash Sub-Saharan Africa voter education 12747 Cash Sub-Saharan Africa voter education 8839 Cash Sub-Saharan Africa voter education 13881 Cash Sub-Saharan Africa voter education 6140 Cash Sub-Saharan Africa voter education 6250 Cash Sub-Saharan Africa voter education 5162 Cash Sub-Saharan Africa voter education 6253 Cash Sub-Saharan Africa voter education 9046 Cash Sub-Saharan Africa voter education 5818 Cash Sub-Saharan Africa voter education 6570 Cash Sub-Saharan Africa voter education 7112 Cash Sub-Saharan Africa voter education 5047 Cash Sub-Saharan Africa voter education 6017 Cash Sub-Saharan Africa voter education 12959 Cash Sub-Saharan Africa voter education 10451 Cash Sub-Saharan Africa voter education 14361 Cash Sub-Saharan Africa voter education 5176 Cash Sub-Saharan Africa voter education 7189 Cash Sub-Saharan Africa voter education 12493 Cash 85 62 Procedure for Monitoring Grants Outside the U.S.: Schedule F, Part I, Line 2: All grantees are required to submit periodic narrative and financial reports to support the use of grant funds. The reports are reviewed and approved by professional individuals in our headquarters. Additionally, most of the grantees are based in countries in which the organization has field offices, and the employees working from those field offices are responsible for monitoring the activities of the grantees. X X X X X X X 1 noah mamet & associates LLC advisor 0 142700 60000 82700 142700 60000 82700 AL AK AR AZ CA CO CT FL GA HI IL KS KY MA MD ME MI MN MO MS NC ND NH NJ NM NY OH OK OR PA RI SC TN UT VA WA WI WV dinner 615575 570275 45300 19878 119772 615575 570275 45300 19878 119772 139650 -94350 1 National Center for State Courts 300 Newport Avenue Williamsburg VA 23185 520914250 501 (c ) (3) 25137 Assembly strengthening program Nat'l Conference of State Legislators 700 East First Place Denver CO 802307143 840772595 170 (c ) (3) 81901 Assembly strengthening program George Washington University 2121 Eye Street NW Washington DC 200522353 530196584 501 (c ) (3) 71535 democratic leadership development Catholic Relief Services- US Conference of Catholic Bishops (CRS) 228 W Lexington Street Baltimore MD 21201 135563422 501 (c ) (3) 797528 CSO capacity building/civic and voter education and training Pact Inc 1818 L St NW Washington DC 20036 132702768 501 (c ) (3) 54336 expanding and supporting the media sector International Republican Institute 1225 Eye Street NW Suite 700 Washington DC 20005 521340267 501 (c ) (3) 1050013 strengtheningmulti-party democracy Cooperative Housing Foundation 8601 Georgia Ave Suite 800 Silver Spring MD 20910 520846183 501 (c ) (3) 1510208 civic and voter education and training Educational Development Center Inc 55 Chapel Street Newton MA 024581060 042241718 501 (c ) (3) 472648 civic educationvia radio COLUMBIA UNIVERSITY - THE TRUSTEES OF COLUMBIA IN THE CITY OF NEW YORK 65 West 131st Street New York NY 10027 135598093 501 (c ) (3) 8088 evaluation strategy for voter/MP dialogue 8 1 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: All grantees are required to submit periodic narrative and financial reports to support the use of grant funds. The reports are reviewed and approved by professional individuals in our headquarters. Additionally, all of the U.S. organizations listed in Part II are subject to the OMB Circular A-133 audit, and the results of those audits are the final determination of allowable costs. X 1 1 X X X 0 0 0 0 0 0 0 0 0 KENNETH D WOLLACK 205349 0 0 0 19305 0 21058 0 13315 0 259027 0 0 0 SANDER SCHULTZ 178125 0 0 0 373 0 18035 0 13315 0 209848 0 0 0 shari BRYAN 170298 0 0 0 804 0 16988 0 6197 0 194287 0 0 0 PETER MANIKAS 157449 0 0 0 24197 0 15827 0 6197 0 203670 0 0 0 LESLIE CAMPBELL 155132 0 0 0 3887 0 15827 0 13315 0 188161 0 0 0 FRANCESCA BINDA 125976 0 0 0 81633 0 12680 0 2535 0 222824 0 0 0 SUSAN CARNDUFF 120535 0 0 0 82295 0 8155 0 3364 0 214349 0 0 0 JOSE MARANON 123612 0 0 0 79781 0 10273 0 2535 0 216201 0 0 0 ISABEL EMERSON 97535 0 0 0 85941 0 9976 0 7966 0 201418 0 0 0 JAMES OLIVER 113356 0 0 0 63279 0 11558 0 7966 0 196159 0 0 0 Part I, Line 1a two individuals listed received housing allowance benefit: Isabel Emerson - $74,300 James Oliver - $49,000 The entire benefit is treated as taxable compensation. Form 990, Part VI, Section A, line 8b the Executive Committee does not keep formal minutes of their meetings. Their final decisions are presented in the Board Meetings which are then documented in Board Meeting Minutes. Form 990, Part VI, Section B, line 11 The organization's 990 is provided to the Audit Committee for review. Upon completion of the Audit Committee's review, the 990 is then provided to the Executive Committee of the Board of Directors. Upon completion of the Executive Committee's review, a copy of the 990 is provided to each member of the Board of Directors by e-mail. Form 990, Part VI, Section B, line 12c Directors and Officers are required to disclose annually any personal or business interests that may give rise to conflicts. At the start of each fiscal year, Board members and Officers are provided with the organization's conflict of interest policy and disclosure form and are asked to complete the document. Each Board member must acknowledge in writing that he or she has received the conflict of interest policy and that he or she does not have any existing actual or potential conflicts. Each Board member also agrees that he or she will notify the organization's Executive Committee in writing if any actual or potential conflicts of interest arise subsequent to the signing and submitting of the document. Copies of the conflict of interest policy and annual disclosure forms are kept on file. Form 990, Part VI, Section B, line 15 Each year as part of the general compensation review for all staff, the positions of President, Vice President, and Chief Financial Officer are compared via job descriptions to market data as reported in salary surveys. Data on each of these positions is compared to three surveys and to specific data associated with non-profits of similar size and scope. While mean and median data is available, generally the median data is used as it is considered the most reliable for comparative purposes. Also, an independent compensation consultant was engaged to determine the market value for these three positions and to document their findings in a written report. The independent consultant's report and the salary survey data was presented to the Executive Committee for their review. The executive committee proposes a suggested salary for these positions to the board of directors for approval. Form 990, Part VI, Section C, line 19 Consideration is given to requests for the organization's governing documents, conflict of interest policy, and financial statements.