2011-08-15T07:58:05-05:00 2010-09-30 Tate and Tryon 2021 L Street NW Suite 400 Washington DC 20036 990 2009-10-01 131635293 AMERICAN SOCIETY OF CIVIL ENGINEERS INC AMER 7032956118 1801 Alexander Bell Drive Reston VA 201914400 PETE SHAVALAY 7032956118 2011-08-11 1 DEBORAH G KOSNETT 2022932200 2009 2016-02-24 21:20:13Z PATRICK J NATALE 1801 Alexander Bell Drive Reston VA 201914400 52562821 0 X www.asce.org X 1892 NY The objective of the Society is the advancement of the science and profession of engineering to enhance the welfare of humanity. 17 14 295 6500 2721606 331093 2261585 2681723 42091524 41222499 1148328 745055 5987799 4535874 51489236 49185151 1358668 1247025 0 19410497 19293747 0 0 29972656 27870369 50741821 48411141 747415 774010 47608711 51858563 15150111 16429741 32458600 35428822 To provide essential value to our members, their careers, our partners, and the public, ASCE will: facilitate the advancement of technology; encourage and provide the tools for lifelong learning; promote professionalism and the profession; develop and support civil engineer leaders; and advocate infrastructure and environmental stewardship. 0 0 10577102 0 17949274 Publications: The dissemination of technical and professional information to ASCE Members and others in the civil engineering profession is a major goal of the Society and the primary goal of the Society's publishing program. This is accomplished through a variety of publications and information products, including 32 technical and professional journals, Civil Engineering magazine, an online bibliographic database, conference proceedings, standards, and technical reports. 6813016 0 5652750 Continuing Education: Lifelong learning is critical to civil engineers in keeping up-to-date with the latest technical advances and ensuring that they remain competent. One of the Society's top priorities is to advocate lifelong learning and provide a wide variety of continuing education programs and opportunities to its members and other civil engineers. In fiscal 2010, the Society had 38,000 individual civil engineers participate in its various continuing education programs. It held 211 live, face-to-face seminars in cities across the U.S., 238 live web seminars, 60 live P.E. Exam Review course sessions on the Web, and developed and offered 6 new online, on-demand courses which can be accessed 24 hours a day, 7 days a week. More than 300 different on-demand courses are now available for its members and other civil engineers. The Society's continuing education offerings cover a wide range of technical and management topics, which help members stay current and advance in their careers. These programs also play a key role in technology transfer, the advancement of the civil engineering profession, and safeguarding the health, safety, and welfare of the general public as civil engineers practice their profession. 5048582 4330 12540 Engineering Programs: The Society's Engineering Programs Division directly supports the Society's purpose of advancing the science of engineering by producing technical content for publications, conferences and continuing education programs. The Division consists of eight discipline specific institutes, four technical divisions and six technical councils. The work of the division is accomplished by members participating in more than sixty technical activity committees and approximately six hundred administrative and technical committees reporting to boards of governors in the eight institutes. The division has responsibility for oversight of the editorial boards of 28 of ASCE's 32 journals. Each year the division holds more than a dozen congresses and specialty conferences. In recent years, the majority of Society webinars have been provided by the division's institutes. Both ASCE members and non-members are eligible for membership in the institutes, which have approximately 100,000 members. 5066293 0 4701253 Conferences & Meetings: The Society hosts approximately 50 conferences and meetings each year. The conferences are separated into two categories - specialty and corporate. The specialty conferences provide continuing education and professional development allowing the professional engineer to maintain their licensure in their respective states. Each specialty conference is comprised of an educational program, technical tours and an exhibit hall, and is specific to a designated discipline within the civil engineering field. These programs provide information on the latest technical advances, best practices, and promote the sharing of ideas. The corporate conferences also provide continuing education and professional development catering to leadership, management, best practices and overarching issues and topics with a broad appeal to the civil engineer in general. Meetings include committees, task forces, focus groups, workshops and seminars designed to bring together civil engineering experts either from specific fields or those with a broad range of experience and skills. These meetings deal with specific topics and issues facing civil engineers such as America's failing infrastructure, sustainability, earthquakes, and bridge collapses. 4159821 0 15190184 Membership: In addition to developing members, providing value to existing members, engaging and retaining student members, promoting member accomplishments and marketing the Society's products to members, Membership conducts research on member needs and satisfaction, provides career resources including a salary survey and associated publication on civil engineering income as well as an online mentoring program. Membership also works with various service providers to offer ASCE members special insurance and financial programs. 4201299 81283 14543 Government and Public Affairs: The Society's public affairs programs encompass a broad range of activities intended to better inform the public and policy leaders of critical issues and the vital role the civil engineering profession plays in the every day lives of citizens. These programs include coordinating all interviews and meetings with media/news outlets; writing and dissemination of all Society news releases; training society leaders and members in public communications and effective media relations; providing communications counsel to the Society's various state and local units; providing input and feedback to various Society marketing initiatives; overseeing certain communications research efforts; contributing to Web site design and content management; coordination of all ASCE K-12 pre-college outreach programs; and management of ASCE Diversity programs. The Society's government relations activities include: research, development and updating of the organization's 160 public policy statements pertaining to a wide range of civil engineering topics including infrastructure, transportation, water, environment and R & D; monitoring federal legislative and regulatory developments and reporting back to Society members and leaders; providing expert testimony to congressional committees; maintaining a congressional fellows program; training ASCE Members; building and maintaining issues-based coalitions; promoting civil engineers for federal appointments and nominations to key policy positions in government; and monitoring policy and issue developments in the various U.S. states. 2071283 592614 55249 Section, Branches & Regions -- The Society provides financial and administrative support to its regions, sections, branches and younger member groups to support their delivery of a broad range of educational, scientific and public service offerings at the local level. 1896308 0 71177 Educational Activities - The Society's Educational Activities programs improve the formal educational preparation of civil engineers from kindergarten through graduate studies. These activities enhance civil engineering education by defining the civil engineering Body of Knowledge (BOK) to be fulfilled before professional practice as a civil engineer, conducting accreditation activities to assure quality educational outcomes and processes, presenting faculty development workshops to hone the teaching skills of university engineering faculty, championing of ASCE Student organizations for student skills development beyond the classroom, and hosting interactions among students, faculty and practitioners. Specifically, the Society has comprehensively defined the knowledge, skills, and attitudes necessary to enter the civil engineering profession. The Society fosters accomplishing this BOK through formal education curricula and documented experience. Further, the Society leads the accreditation activities of 369 university programs in conjunction with ABET, Inc., the engineering accreditation organization in the US. To improve the teaching abilities of engineering faculty, the Society conducts its world-renowned ASCE Excellence in Civil Engineering Education (ExCEEd) Teaching Workshops with a total 527 graduates from 206 institutions. Knowing that much education in colleges and universities happens outside the classroom and with over 27,000 student members, the Society supports 281 ASCE Student organizations on college campuses. To add to student learning, the Society annually hosts Workshops for Student Chapter Leaders, developing the leader skills for 437 student leaders in 2010. Eighteen student conferences are held each year, attracting over 5,000 participants this year. 965515 0 0 Grants & contracts: The Society receives federal and private grant and contract funds that pay for specific activities relating to improvement of civil engineering in the U.S. and foreign countries. 651211 250298 0 Honors and Awards: The honors and awards program prides itself in recognizing the outstanding achievements of civil engineering professionals. It presents 80 society awards, honorary membership, the Outstanding Projects and Leaders Awards (OPAL) and several external awards to acknowledge laudable and superb projects and individuals. 491863 0 13290 International Activities: International activities advance civil engineering practice by disseminating knowledge on engineering in the global environment and global ethical practice; collaborating with engineering societies around the world, as well as through coalitions, to mutually develop relationships and share knowledge helpful to professional growth; sharing and growing the civil engineering body of knowledge through capacity building; and fostering relationships with other organizations, such as the World Federation of Engineering Organizations, the Pan-American Federation of Engineering Associations (UPADI), USAID, and UNESCO. This area also helps service the needs of the Society's international members and the operations of 15 international Sections and 16 international Groups with a goal of providing networking and education opportunities at the local level internationally. Coordination with other Society activity areas helps support international conferences, technical exchanges, and continuing education seminars. One outlet for information exchange is the international newsletter ASCE Global Link; another is the International Program at the ASCE annual conference, which attracts international representatives from about 25 countries. 300000 300000 0 Engineers Without Borders: The Society provides financial and administrative support to EWB-USA, which has over 350 projects in over 45 developing countries around the world including water, renewable energy, sanitation and more. The projects are completed in partnership with local communities and NGOs. EWB-USA helps create a more stable and prosperous world by addressing people's basic human needs by providing necessities such as clean water, power, sanitation and education. Because of its strong university presence, EWB-USA is the catalyst for a new movement to educate the next generation of socially conscious engineers deeply aware of the needs of the rest of the world. 647736 0 45740 Professional Activities: Through its Professional Activities, the Society encourages, guides and promotes the professional development of civil engineers. These programs include professional knowledge, skills, and attitudes development to improve the practice of civil engineers and to assure appropriate professional and business behavior. Professional licensure of all eligible Society members is encouraged to protect the public health, safety and welfare. The Society also offers a variety of mentoring opportunities including the eCareerMentor program, local Section and Branch mentoring programs and ASCE/EWB-USA project mentors program. These mentoring opportunities benefit both the mentor and protege populations. 1805573 18500 514125 Other Program Services: Miscellaneous small programs that support the Society's exempt purpose. 22256902 1242695 20605561 44695602 1 1 0 1 0 0 0 0 1 1 0 1 0 0 1 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 1 1 1 0 1 282 0 1 295 1 1 1 0 0 0 0 0 0 0 0 17 14 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 0 0 NY VA X The Organization 7032956118 1801 Alexander Bell Drive Reston VA 201914400 blaine d leonard pe 10.00 X X 5441 0 0 Kathy J Caldwell PE 10.00 X X 0 0 0 D Wayne Klotz PE 15.00 X X 13136 0 0 Andrew w herrmann pe 7.00 X X 0 0 0 n catherine bazan-aris 7.00 X 0 0 0 kevin c womack phd 7.00 X 0 0 0 reza darvishian 7.00 X 0 0 0 kancheepuram n gunalan 7.00 X 0 0 0 sandra n knight 7.00 X 0 0 0 potenciano a leoncio j 7.00 X 0 0 0 eriks v ludins pe 7.00 X 0 0 0 norma jean mattei phd 7.00 X 0 0 0 anthony m puntin pe 7.00 X 0 0 0 david m schnurbusch 7.00 X 0 0 0 charles r spinks pe 7.00 X 0 0 0 robert w stokes phd 7.00 X 0 0 0 ronald e smith phd 7.00 X 0 0 0 robert d stevens phd 7.00 X 0 0 0 Patrick J Natale PE 40.00 X 382088 0 38004 Larry Roth 40.00 X 209019 0 25337 Peter Shavalay 40.00 X 173813 0 30269 Thomas Smith 40.00 X 193467 0 29625 Charles Dinges 40.00 X 181224 0 21288 Joseph DeFiglia 40.00 X 182064 0 21293 john durrant 40.00 X 150826 0 27134 thomas lenox 40.00 X 167116 0 10571 stefan jaeger 40.00 X 146366 0 7694 wendy cowan 40.00 X 143570 0 21201 brian pallasch 40.00 X 138830 0 26518 bruce gossett 40.00 X 149131 0 21172 2236091 0 280106 37 0 1 0 American Institute of Physics one physics ellipse college park MD 20740 composition, web platform 1430532 TMA Resources 1919 Gallows Road 200 Vienna VA 22042 software consulting 861807 the sheridan press po box 414784 boston MA 02241 publications 777083 Fredric Printing 14701 East 38th Ave Aurora CO 80011 marketing materials 766238 Publishers Press 100 Frank E Simon Ave Shepherdsville KY 40165 Publications 642028 26 878050 221149 1582524 2681723 membership dues 900099 15161969 15161969 SUBSCRIPTIONS 900099 12623506 12623506 CONFERENCES & SEMINARS 900099 10500596 10500596 ADVERTISING 541800 2265316 2265316 CONFERENCE CENTER FEES 561499 456290 456290 214822 214822 41222499 728736 728736 3548025 3548025 1384212 1367893 16319 16319 16319 2997626 2009777 987849 987849 49185151 39488742 2721606 4293080 996727 996727 250298 250298 1745089 827185 917904 14274969 12955323 1319646 588831 533643 55188 1755822 1593504 162318 929036 843007 86029 4327 4327 71676 20489 51187 33988 33988 3634627 3600810 33817 2412199 2412199 5101616 4901847 199769 1145397 1093472 51925 317767 317767 2449065 2449065 2929643 2534205 395438 3585912 3494906 91006 1416181 1416181 282713 282713 PRINTING AND PRODUCTION 3539174 3539174 NONPROFIT MEMBERSHIPS 481790 374205 107585 UNRELATED BUS INCOME TA 145978 145978 318316 258882 59434 48411141 44695602 3715539 0 270345 1716832 3534752 2509757 2354545 2907285 657954 693012 1733400 1692478 16501026 11102420 5645628 5398606 31766080 34420573 1646007 2520020 47608711 51858563 3614151 3954588 9534168 10310241 2001792 2164912 15150111 16429741 X 25424102 27976999 4624262 5032262 2410236 2419561 32458600 35428822 47608711 51858563 X 0 1 1 X 0 X 17021599 17869585 18999498 17799232 17843692 89533606 20825217 25333342 27564070 26364358 26336550 126423537 37846816 43202927 46563568 44163590 44180242 215957143 0 0 0 215957143 7591218 7980097 5103009 5534761 4276761 30485846 436251 174957 207196 818404 7591218 7980097 5539260 5709718 4483957 31304250 45438034 51183024 52102828 49873308 48664199 247261393 0.87340 0.87640 0.12660 0.12360 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 1 81461 1 43949 1 68226 1 169055 1 308050 1 246951 917692 0 Part II-B, Line 1i: Explanation of Other Lobbying Activities: To advance its policy mission, ASCE identifies legislation to improve the nation's infrastructure, and advance the profession of engineering. Specifically, ASCE advocated on the following legislation during fiscal year 2010: -- The National Infrastructure Improvement Act -- The National Infrastructure Bank Act -- The reauthorization of the Airport and Airway Trust Fund and the Airport Improvement Program -- Funding for the federal surface transportation programs authorized under SAFETEA-LU -- The reauthorization of the Brownfields Revitalization and Environmental Restoration Act -- The Dam Rehabilitation and Repair Act and funding for the National Dam Safety Program -- The creation of a National Levee Safety Program -- The Water Quality Financing Act to reauthorize the State Revolving Loan Fund program -- The Reauthorization of the Safe Drinking Water Act State Revolving Loan Fund program -- The Water Resources Development Act -- The America Competes Act -- The Reauthorization of National Earthquake Hazards Reduction Program (NEHRP) -- The Reauthorization of National Windstorm Impact Reduction Program (NWIRP) -- The Robert T. Stafford-Disaster Relief and Emergency Assistance Act (Stafford Act funding) -- Appropriations for federal programs relating to civil engineering, including transportation, environment, education and research and development -- Lobbying at the state focused primarily upon licensure, procurement of engineering services, continuing education and the financing of infrastructure improvements -- Lobbying at the state level to raise the minimum requirements for licensure as a Professional Engineer (PE) 6578993 34825 627752 55000 93655 7092915 6436202 45396 267034 32000 137639 6578993 0.02640 0.34110 0.63250 0 0 16501026 11102420 5398606 5398606 Deferred rent 162337 Annual leave payable 713535 Deferred grants 153052 Retiree health benefit & liability 212084 Funds held for others 689331 457 Deferred Compensation 234573 2164912 49185151 48411141 774010 2196212 2196212 2970222 53785580 2196212 2438206 4634418 49151162 33989 33989 49185151 50464155 2087003 2087003 48377152 33989 33989 48411141 Part V, Line 4: Description of Intended Use of Endowment Funds: ASCE MAINTAINS ENDOWMENT FUNDS FOR PRIZES AND AWARDS TO RECOGNIZE THE OUTSTANDING ACHIEVEMENTS OF CIVIL ENGINEERING PROFESSIONALS. Part X: Description of Uncertain Tax Positions Under FIN 48: ASCE DID NOT IDENTIFY ANY UNCERTAIN INCOME TAX POSITIONS. ASCE BELIEVES IT IS NO LONGER SUBJECT TO U.S., FEDERAL, STATE, AND LOCAL INCOME TAX EXAMINATIONS BY TAXING AUTHORITIES FOR TAX YEARS ENDING BEFORE SEPTEMBER 30, 2007. Part XII, Line 2d - Other Adjustments: cost of goods sold: 2009777. consolidation of affiliates: 428429. Part XIII, Line 2d - Other Adjustments: cost of goods sold: 2009777. CONSOLIDATION OF AFFILIATES: 77226. EAST ASIA AND THE PACIFIC PROGRAM SERVICES REIMBURSEMENT OF MEETING AND TRAVEL EXPENSES FOR FOREIGN MEMBERS 16879 0 0 16879 1 engineers without borders 4665 Natuilus court suite 300 boulder CO 80301 841589324 501(c)(3) 300000 Operating support CONNECTICUT SOCIETY OF CIVIL ENGRS 1801 Alexander Bell Dr Reston VA 20191 061054843 501(c)(3) 7684 Chapter program support BOSTON SOCIETY OF CIVIL ENGINEERS 1801 Alexander Bell Dr Reston VA 20191 042103915 501(c)(3) 19250 Chapter program support ASCE ALABAMA SECTION 1801 Alexander Bell Dr Reston VA 20191 630718693 501(c)(3) 7448 Chapter program support ASCE ARIZONA SECTION 1801 Alexander Bell Dr Reston VA 20191 237383869 501(c)(3) 12805 Chapter program support ASCE CENTRAL PENNSYLVANIA SECTION 1801 Alexander Bell Dr Reston VA 20191 237377736 501(c)(3) 5137 Chapter program support ASCE COLORADO SECTION 1801 Alexander Bell Dr Reston VA 20191 846050130 501(c)(3) 17451 Chapter program support ASCE FLORIDA SECTION 1801 Alexander Bell Dr Reston VA 20191 237381284 501(c)(3) 38057 Chapter program support ASCE GEORGIA SECTION 1801 Alexander Bell Dr Reston VA 20191 581276572 501(c)(3) 12842 Chapter program support ASCE HAWAII SECTION 1801 Alexander Bell Dr Reston VA 20191 990170313 501(c)(3) 5199 Chapter program support ASCE ILLINOIS SECTION 1801 Alexander Bell Dr Reston VA 20191 366199065 501(c)(3) 15408 Chapter program support ASCE INDIANA SECTION 1801 Alexander Bell Dr Reston VA 20191 237381292 501(c)(3) 8279 Chapter program support ASCE KANSAS CITY SECTION 1801 Alexander Bell Dr Reston VA 20191 237381281 501(c)(3) 11559 Chapter program support ASCE KENTUCKY SECTION 1801 Alexander Bell Dr Reston VA 20191 237318940 501(c)(3) 4347 Chapter program support ASCE LOS ANGELES SECTION 1801 Alexander Bell Dr Reston VA 20191 952594246 501(c)(3) 42227 Chapter program support ASCE LOUISIANA SECTION 1801 Alexander Bell Dr Reston VA 20191 510237342 501(c)(3) 13533 Chapter program support ASCE MAINE SECTION 1801 Alexander Bell Dr Reston VA 20191 237320097 501(c)(3) 3731 Chapter program support ASCE MARYLAND SECTION 1801 Alexander Bell Dr Reston VA 20191 237381285 501(c)(3) 10137 Chapter program support ASCE METROPOLITAN SECTION 1801 Alexander Bell Dr Reston VA 20191 237381294 501(c)(3) 18924 Chapter program support ASCE MICHIGAN SECTION 1801 Alexander Bell Dr Reston VA 20191 237381289 501(c)(3) 12437 Chapter program support ASCE MINNESOTA SECTION 1801 Alexander Bell Dr Reston VA 20191 416025891 501(c)(3) 6718 Chapter program support ASCE MOHAWK-HUDSON SECTION 1801 Alexander Bell Dr Reston VA 20191 146019576 501(c)(3) 5096 Chapter program support ASCE NATIONAL CAPITAL SECTION 1801 Alexander Bell Dr Reston VA 20191 526049389 501(c)(3) 14895 Chapter program support ASCE NEVADA SECTION 1801 Alexander Bell Dr Reston VA 20191 237381277 501(c)(3) 6806 Chapter program support ASCE NEW JERSEY SECTION 1801 Alexander Bell Dr Reston VA 20191 510163404 501(c)(3) 20289 Chapter program support ASCE NORTH CAROLINA SECTION 1801 Alexander Bell Dr Reston VA 20191 237381227 501(c)(3) 13268 Chapter program support ASCE OREGON SECTION 1801 Alexander Bell Dr Reston VA 20191 237381237 501(c)(3) 11221 Chapter program support ASCE PHILADELPHIA SECTION 1801 Alexander Bell Dr Reston VA 20191 236297237 501(c)(3) 9767 Chapter program support ASCE PITTSBURGH SECTION 1801 Alexander Bell Dr Reston VA 20191 237381236 501(c)(3) 7021 Chapter program support ASCE SACRAMENTO SECTION 1801 Alexander Bell Dr Reston VA 20191 946097155 501(c)(3) 13422 Chapter program support ASCE SAN DIEGO SECTION 1801 Alexander Bell Dr Reston VA 20191 237381239 501(c)(3) 8936 Chapter program support ASCE SAN FRANCISCO SECTION 1801 Alexander Bell Dr Reston VA 20191 941402573 501(c)(3) 28394 Chapter program support ASCE SEATTLE SECTION 1801 Alexander Bell Dr Reston VA 20191 916037367 501(c)(3) 11846 Chapter program support ASCE SOUTH CAROLINA SECTION 1801 Alexander Bell Dr Reston VA 20191 570642957 501(c)(3) 9284 Chapter program support ASCE ST LOUIS SECTION 1801 Alexander Bell Dr Reston VA 20191 510163408 501(c)(3) 7278 Chapter program support ASCE TENNESSEE SECTION 1801 Alexander Bell Dr Reston VA 20191 626041767 501(c)(3) 13391 Chapter program support ASCE TEXAS SECTION 1801 Alexander Bell Dr Reston VA 20191 741073735 501(c)(3) 50500 Chapter program support ASCE UTAH SECTION 1801 Alexander Bell Dr Reston VA 20191 237381232 501(c)(3) 6354 Chapter program support ASCE VIRGINIA SECTION 1801 Alexander Bell Dr Reston VA 20191 237066812 501(c)(3) 14853 Chapter program support ASCE WISCONSIN SECTION 1801 Alexander Bell Dr Reston VA 20191 237381234 501(c)(3) 9783 Chapter program support 40 0 SCHOLARSHIPS 20 55000 RECOGNITION AWARDS 232 195298 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: Procedures for monitoring of grant funds: Engineers Without Borders -- We contribute to this organization to support their charitable work. We have a close relationship with them and have a volunteer committee and company executive who monitor their budget and activities. ASCE Sections -- We provide our Sections (chapters) with funding to support their operations. We have a geographic services division that works with the Sections and monitors their activities. The Sections report to National on a regular basis and follow a written policy manual. X 1 1 X X X X 0 1 0 0 0 1 0 1 0 Patrick J Natale PE 315863 0 60620 0 5605 0 21864 0 22659 0 426611 0 0 0 Larry Roth 205987 0 0 0 3032 0 12246 0 18694 0 239959 0 0 0 Peter Shavalay 168873 0 2000 0 2940 0 8630 0 28416 0 210859 0 0 0 Thomas Smith 190805 0 2000 0 662 0 11555 0 24946 0 229968 0 0 0 Charles Dinges 177571 0 2734 0 919 0 10860 0 15739 0 207823 0 0 0 Joseph DeFiglia 168514 0 11054 0 2496 0 10152 0 16529 0 208745 0 0 0 john durrant 149419 0 0 0 1407 0 8544 0 25243 0 184613 0 0 0 thomas lenox 164548 0 0 0 2568 0 9518 0 2577 0 179211 0 0 0 stefan jaeger 143051 0 2000 0 1315 0 6914 0 1721 0 155001 0 0 0 wendy cowan 143109 0 0 0 461 0 8578 0 17881 0 170029 0 0 0 brian pallasch 138530 0 0 0 300 0 8379 0 24639 0 171848 0 0 0 bruce gossett 146708 0 0 0 2423 0 10031 0 17380 0 176542 0 0 0 Part I, Line 1a ASCE's Executive Director, President, President-Elect, and Past President are reimbursed for spousal travel expenses. The amounts are reported to the individuals as compensation on Form W-2 or 1099, as appropriate. Part I, Line 4a Patrick Natale - $6,360 Section 457(f) plan contribution. Part I, Line 6 ASCE EMPLOYEES MAY RECEIVE BONUSES IF THE ORGANIZATION HAS NET INCOME IN ANY GIVEN YEAR. BONUSES ARE DISCRETIONARY AND ARE NOT IN ANY WAY BASED ON A PERCENTAGE OF EARNINGS. Part I, Line 7 Each year, ASCE's Executive Director is entitled to receive a bonus of 0 to 15 percent of his Base Salary based on (i) whether he has met written performance objectives mutually agreed upon at the beginning of the calendar year, and (ii) other factors as deemed appropriate by ASCE's Executive Committee. AMERICAN SOCIETY OF CIVIL ENGINEERS FOUNDATION INC COMMON EMPLOYEES AND BOARD MEMBERS PLEASE SEE SCHEDULE R FOR REPORTABLE TRANSACTIONS BETWEEN THE SOCIETY AND THE FOUNDATION. 0 Form 990, Part VI, Section A, line 1 ASCE's executive committee is composed of ASCE's President (committee chair), president-elect, past president, and the four regional directors serving in the final year of their term. The executive committee monitors ASCE's day-to-day operations, overseeing details of financial management, coordinating/implementing the actions of the Board, and communicating results/progress to the Board and to the Society membership. Form 990, Part VI, Section A, line 6 ASCE recognizes the following membership grades: Associate Member, Member, Fellow, Distinguished Member, President-Emeritus, Student Member, and Affiliate Member. The voting membership grades are: Associate Member, Member, Fellow, Distinguished Member, and President-Emeritus. The non-voting membership grades are: Student Member and Affiliate member. Voting members have the right to elect members of the governing board and to approve certain significant decisions of the governing board (i.e., any proposed amendments to the ASCE constitution). In accordance with ASCE's status as a 501(c)(3) organization, no member is entitled to a share of ASCE's profits or excess dues, or to any share of ASCE's net assets upon the organization's dissolution. Form 990, Part VI, Section A, line 7a ASCE's voting membership grades are: Associate Member, Member, Fellow, Distinguished Member, and President-Emeritus. Voting members have the right to elect the elected members of the governing board as follows: A. All voting members have the rights to elect the Society's President-Elect (who serves one year as President-Elect, then one year as President, and finally one year as Past-President) and the two At-Large Directors. B. Voting members that belong to at least one Society Institute (technical region) have the right to elect the two Technical Region Directors. C. Voting members in their respective geographic regions have the right to elect the Geographic Region Director of that region. Form 990, Part VI, Section A, line 7b ASCE's voting membership grades are: Associate Member, Member, Fellow, Distinguished Member, and President-Emeritus. Any amendment to the ASCE constitution proposed by the governing board (or by member petition) must be approved by a two-thirds vote of the voting membership in a Society-wide election. Form 990, Part VI, Section B, line 11 ASCE provides its Form 990 to ASCE Board members via access to an online file server, and allows Board members to review and provide comments. Form 990, Part VI, Section B, line 12c ASCE provides a conflict of interest disclosure form on an annual basis to officers, directors, and incoming Region and Institute Governors, and hosts orientation sessions for incoming directors and technical and regional leadership that include a review of ASCE's conflict of interest policy, disclosure requirements and guidelines with case examples. Officers, directors and key employees sign a conflict of interest disclosure form annually. ASCE's conflict of interest policy is incorporated in the ASCE bylaws, which are distributed annually in its official register and are posted on the ASCE website as well as on the employees' internal wiki. ASCE's Code of Ethics also regulates treatment of conflicts of interest, and the code is also posted online and included in the official register. ASCE enforces its Code of Ethics through a Committee on Professional Conduct pursuant to procedures outlined in ASCE's Rules of Policy and Procedure. ASCE's general counsel oversees the referenced conflict of interest education and compliance process and is present at all meetings of the ASCE Board of Direction and the ASCE staff's senior leadership team. Form 990, Part VI, Section B, line 15a A. Executive Director: An annual performance review of the Executive Director is performed by a review panel comprised of ASCE's three presidential officers. The Executive Director prepares a written report detailing his achievement of goals and objectives established by the ASCE Executive Committee for the year. The review panel reviews this report in conjunction with financial data for the organization, comparability data prepared by an outside consultant, and ASCE's written executive compensation review guidelines. The review panel prepares a written report and recommendations as to salary increases and/or bonuses, which is presented to the ASCE Executive Committee for approval. The review is subsequently reported as an information item to the ASCE Board. Documentation of the review and decision is retained by the Human Resources Department. B. Key employees: The Executive Director or other immediate supervisor establishes the salaries for key employees using information and recommendations derived from written evaluations performed by management staff, with review of third-party comparability data and upon consultation with the Director of Human Resources. The evaluations are approved by the immediate and second level supervisor and by the Human Resources Department. The Executive Director also periodically reviews salary information for key employees with ASCE's presidential officers. Documentation of the written evaluation is retained by the Human Resources Department. Form 990, Part VI, Section C, line 18 ASCE's Form 990 and 990-T are made available upon request. ASCE filed its Form 1023 prior to July 15, 1987, and did not have a copy of its Form 1023 on that date. Form 990, Part VI, Section C, line 19 ASCE's governing documents (constitution, bylaws, and rules of policy and procedure) are made publicly available on the ASCE website and are distributed to staff and active volunteer leadership in a hard copy Official Register. ASCE's conflict of interest policy is incorporated in the Society's bylaws, which are made publicly available on the ASCE website. ASCE's annual financial reports are also made publicly available on the ASCE website. FORM 990, PART XI, LINE 2C THE AUDIT OVERSIGHT PROCESS HAS REMAINED UNCHANGED FROM THE PRIOR YEAR. THE AMERICAN SOCIETY OF CIVIL ENGINEERS AND ITS FOUNDATION ARE TWO SECTION 501(C)(3) ORGANIZATIONS THAT SHARE SOME EMPLOYEES AND BOARD MEMBERS. PLEASE SEE SCHEDULES L AND R FOR ADDITIONAL INFORMATION REGARDING BUSINESS TRANSACTIONS BETWEEN THE TWO ENTITIES. AMERICAN SOCIETY OF CIVIL ENGINEERS FOUNDATION 1801 ALEXANDER BELL DRIVE RESTON VA 20191 521891243 SUPPORT THE EDUCATIONAL AND SCIENTIFIC PURPOSES OF ASCE DC 501(C)(3) 509(a)(3) BUILDING SECURITY COUNCIL 1801 ALEXANDER BELL DRIVE RESTON VA 20191 134315970 TERRORISM BUILDING SECURITY VA 501(C)(6) CIVIL ENGINEERING CERTIFICATION 1801 ALEXANDER BELL DRIVE RESTON VA 20191 651244695 CIVIL ENGINEERING CERTIFICATION VA 501(C)(6) CIVIL ENGINEERING FORUM FOR INNOVATION 1801 ALEXANDER BELL DRIVE RESTON VA 20191 133495580 PROMOTING ENGINEERING INNOVATION NY 501(C)(3) 509(a)(2) 1 0 1 1 0 0 0 0 0 1 0 0 0 1 0 1 0 0 CIVIL ENGINEERING FORUM FOR INNOVATION A 57967 asce fOUNDATION C 821546 CIVIL ENGINEERING CERTIFICATION D 165158 ASCE FOUNDATION J 2105535 ASce fOUNDATION N 370875 Asce fOUNDATION P 21000 CIVIL ENGINEERING CERTIFICATION N 88051