2011-07-15T13:00:41-05:00 2010-08-31 990 2009-09-01 135562308 NEW YORK UNIVERSITY NEWY 2129982955 726 BROADWAY - Ninth Floor NEW YORK NY 100039580 MARTIN DORPH 2129982955 2011-07-15 2009 2016-02-24 21:20:13Z MARTIN DORPH 726 BROADWAY- 9th Floor NEW YORK NY 100039580 6919482115 0 X WWW.NYU.EDU X 1831 NY NYU IS A PRIVATE UNIVERSITY WITH APPROXIMATELY 43,000 STUDENTS IN 18 SCHOOLS AND INSTITUTES. 56 51 24382 4600 6492517 1164047 569359363 649126262 2433931797 2522960807 -116924132 157477304 83951526 47377119 2970318554 3376941492 263790436 307579428 0 1772339560 1847757713 701858 29034413 1106354713 1071821195 3142484709 3227860194 -172166155 149081298 6452588785 7118856002 3213094534 3733504562 3239494251 3385351440 NYU IS A PRIVATE UNIVERSITY WITH APPROXIMATELY 43,000 STUDENTS IN 18 SCHOOLS AND INSTITUTES. NYU'S PRIMARY MISSIONS ARE EDUCATION, PATIENT CARE AND RESEARCH & SCHOLARSHIP. NYU IS RECOGNIZED BOTH NATIONALLY AND INTERNATIONALLY AS A LEADER IN SCHOLARSHIP AND IS A MEMBER OF THE DISTINGUISHED ASSOCIATION OF AMERICAN UNIVERSITIES. THE UNIVERSITY'S SCHOOLS AND INSTITUTES, EACH WITH ITS OWN TRADITIONS, PROGRAMS AND FACULTY, ARE IN ORDER OF FOUNDING DATE: COLLEGE OF ARTS AND SCIENCE, SCHOOL OF LAW, SCHOOL OF MEDICINE, COLLEGE OF DENTISTRY, GRADUATE SCHOOL OF ARTS AND SCIENCE, STEINHARDT SCHOOL OF CULTURE EDUCATION AND HUMAN DEVELOPMENT, LEONARD N. STERN SCHOOL OF BUSINESS, COURANT INSTITUTE OF MATHEMATICAL SCIENCES, SCHOOL OF CONTINUING AND PROFESSIONAL STUDIES, INSTITUTE OF FINE ARTS, (CONTINUED ON PAGE 60) 0 0 1589268156 307579428 1850928099 EDUCATION: FOUNDED IN 1831, NYU IS ONE OF THE LARGEST PRIVATE UNIVERSITIES IN THE U.S., WITH 18 SCHOOLS, AND INSTITUTES; AND APPROX 3,800 FULL-TIME FACULTY MEMBERS AND 43,000 matriculating STUDENTS. NYU ANNUALLY CONFERS OVER 13,000 UNDERGRADUATE, GRADUATE, AND PROFESSIONAL DEGREES; AND PROVIDES OVER $180 MILLION PER YEAR IN INSTITUTIONAL GRANT AID TO UNDGERGRADUATES. THE WORLD'S FIRST "GLOBAL NETWORK UNIVERSITY," NYU HAS AN UNPARALLELED INTERNATIONAL PRESENCE, WITH DEGREE-GRANTING LIBERAL ARTS PORTAL CAMPUSES (NYU NEW YORK; NYU ABU DHABI; AND THE RECENTLY ANNOUNCED NYU SHANGHAI); 12 ACADEMIC SITES ON FIVE CONTINENTS; SENDS MORE STUDENTS TO STUDY ABROAD THAN ANY OTHER U.S. COLLEGE OR UNIVERSITY; AND IS ONE OF THE LEADING U.S. UNIVERSITIES IN ATTRACTING INTERNATIONAL STUDENTS. 604948465 653869000 PATIENT CARE: NYU's Medical Academic Programs are a major element of the University's mission. The NYU School of Medicine was established in 1841; from its earliest years, it has been at the forefront of advancing the medical profession and medical research, including participating in the process that led to the establishment of New York City's Health Department, establishing the first outpatient clinic, establishing the first laboratory devoted to teaching and research in bacteriology and pathology, creating the first department of forensic medicine, and creating the first department of physical medicine and rehabilitation in the U.S., and establishing one of the first MD-PhD programs. Its faculty and graduates have included Nobel Laureates, the discoverer of the mosquito as the source of transmission of yellow fever, both creators of the polio vaccine, and the researchers who found the linkage between Kaposi's sarcoma and immune deficiency in a distinct population of gay men (a key step in identifying AIDS) among other leaders in medicine. Through affiliation agreements, the doctors and students at NYU School of Medicine play a crucial role in ensuring top quality care not only at the NYU Langone Medical Center, but also at the Manhattan VA Hospital and Bellevue Hospital (arguably the foremost public hospital in the U.S). The NYU College of Dentistry, which as the largest dental school in the United States and most comprehensive oral health center in the world, cares for some 50,000 poor and low income New Yorkers each year, and operates a mobile dental care program which travels to underserved areas of New York State. In addition, NYU offers masters degrees in public health, and provides undergraduate and graduate education for over 1,200 nursing students. 413156351 484342000 RESEARCH AND SCHOLARSHIP: NYU IS A MAJOR RESEARCH INSTITUTION, WITH SIGNIFICANT SUPPORT FROM NIH, NSF AND OTHER FUNDERS. The research and creative output of NYU's scholars have led to the receipt of Nobel Prizes, Abel Prizes, Pulitzer Prizes, Guggenheims, the National Medal of the Arts, the National Medal of Science, NSF Waterman Awards, Max Planck Awards, the Kavli Prize, Academy Awards, and Tony Awards, among many other honors for the University's faculty. NYU FACULTY findings are regularly published in top journals across a broad range of scholarly disciplines. NYU has leading programs in economics, mathematics (and particularly applied mathematics), neuroscience, genomics, soft condensed matter physics, sociology, and philosophy, among many other scholarly fields. 340500000 STUDENT SERVICES; STUDENT AID; LIBRARY; AND OPERATION AND MAINTENANCE OF PLANTS. 340500000 2947872972 1 1 0 1 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 1 0 0 1 1 1 1 0 0 0 1 1 1 0 1 7748 0 24382 1 1 1 1 AR BD VI CJ CH EZ FR GM GH EI IT MP SN SP UK IS AE CY PM 0 0 0 1 1 0 0 0 56 51 1 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AR AZ CO KY ME MD MA MI NH NY OH OK OR VA WA X KERRI TRICARICO 2129982913 726 BROADWAY 9TH FLOOR NEW YORK NY 100039345 Ronald D Abramson 2.00 X 0 0 0 PHYLLIS PUTTER BARASCH 2.00 X 0 0 0 MARIA BARTIROMO 2.00 X 0 0 0 MARC H BELL 2.00 X 0 0 0 WILLIAM R BERKLEY 2.00 X X 0 0 0 DANIEL J BRODSKY 2.00 X 0 0 0 Heather Cannady 2.00 X 0 0 0 ARTHUR L CARTER 2.00 X 0 0 0 EVAN R CHESLER 2.00 X 0 0 0 WILLIAM T COMFORT III 2.00 X 0 0 0 MICHAEL R CUNNINGHAM 2.00 X 0 0 0 FLORENCE A DAVIS 2.00 X 0 0 0 BARRY DILLER 2.00 X 0 0 0 GALE DRUKIER 2.00 X 0 0 0 JOEL S EHRENKRANZ 2.00 X 0 0 0 LAURENCE D FINK 2.00 X X 0 0 0 JAY M FURMAN 2.00 X 0 0 0 H DALE HEMMERDINGER 2.00 X 0 0 0 Jonathan L Herman 2.00 X 0 0 0 Charles J Hinkaty 2.00 X 0 0 0 MITCHELL JACOBSON 2.00 X 0 0 0 RICHARD D KATCHER 2.00 X 0 0 0 RICHARD JAY KOGAN 2.00 X 0 0 0 JERRY HLABOWITZ 2.00 X 0 0 0 KENNETH G LANGONE 2.00 X X 0 0 0 MARTIN LIPTON 20.00 X X 0 0 0 Jeffrey H Lynford 2.00 X 0 0 0 KELLY KENNEDY MACK 2.00 X 0 0 0 DONALD B MARRON 2.00 X 0 0 0 HOWARD MEYERS 2.00 X 0 0 0 CONSTANCE J MILSTEIN 2.00 X 0 0 0 KHALDOON KHALIFA AL MUBARAK 2.00 X 0 0 0 BROOK GARBER NEIDICH 2.00 X 0 0 0 DAVID C OXMAN 2.00 X 0 0 0 JOHN PAULSON 2.00 X 0 0 0 LESTER POLLACK 2.00 X 0 0 0 CATHERINE B REYNOLDS 2.00 X 0 0 0 COURTNEY SALE ROSS 2.00 X 0 0 0 WILLIAM C RUDIN 2.00 X 0 0 0 Suresh Sani 2.00 X 0 0 0 CONSTANCE SILVER 2.00 X 0 0 0 LISA SILVERSTEIN 2.00 X 0 0 0 JAY STEIN 2.00 X 0 0 0 JOSEPH S STEINBERG 2.00 X 0 0 0 JUDY STEINHARDT 2.00 X 0 0 0 MICHAEL H STEINHARDT 2.00 X 0 0 0 CHANDRIKA TANDON 2.00 X 0 0 0 DANIEL R TISCH 2.00 X 0 0 0 JOHN L VOGELSTEIN 2.00 X 0 0 0 CASEY WASSERMAN 2.00 X 0 0 0 ANTHONY WELTERS 2.00 X X 0 0 0 SHELBY WHITE 2.00 X 0 0 0 LEONARD A WILF 2.00 X 0 0 0 WILLIAM D ZABEL 2.00 X 0 0 0 CHARLES ZEGAR 2.00 X 0 0 0 JOHN E SEXTON 70.00 X X 1375472 0 138251 MICHAEL ALFANO 60.00 X 561212 0 34745 ROBERT BERNE 60.00 X 733204 0 35129 Bonnie Brier 60.00 X 152279 0 19057 Leona Chamberlin 60.00 X 155070 0 31222 MARTIN DORPH 60.00 X 475292 0 31074 DAVID W MCLAUGHLIN 60.00 X 561915 0 35130 JESS BENHABIB 60.00 X 321336 0 35124 ANDREW BROTMAN 40.00 X 598876 598876 26052 ROBERT GROSSMAN 40.00 X 963760 963760 532382 ALISON LEARY 60.00 X 315898 0 38590 ROSEMARIE LOFFREDO 60.00 X 346074 0 5639 TINA SUHR 60.00 X 507328 0 33505 JAMES GRIFO MD 40.00 X 1982492 0 36969 HAROLD KOPLEWICZ 40.00 X 941493 941493 35594 JOSEPH ZUCKERMAN MD 40.00 X 1586268 0 40225 GEORGE FIELDING MD 40.00 X 1481496 0 28609 AUBREY GALLOWAY MD 40.00 X 1469549 0 38144 LJAY OLIVA 0.00 X 389117 0 35058 John Brademas 0.00 X 372064 0 35040 Debra LaMorte 0.00 X 509382 0 30234 Linda Mills 0.00 X 473179 0 39939 16272756 2504129 1315712 1681 1 1 0 SKANSKA USA BUILDING 1633 LITTLETON ROAD PARSIPPANY NJ 07054 CONSTRUCTION 79938308 TURNER CONSTRUCTION CORPORATION 375 HUDSON STREET 6TH FLOOR NEW YORK NY 10014 construction 65427877 COLLINS BUILDING SERVICES INC 24-01 44TH ROAD 15TH FLOOR LONG ISLAND CITY NY 11101 CLEANING SERVICES 49415940 StRUCTURE TONE INC 770 BROADWAY-9TH FL NEW YORK NY 10003 construction 41434239 ARAMARK CORPORATION 11 WEST 42ND STREET 4TH FLOOR NEW YORK NY 10036 CATERING SERVICES 26260574 533 536428 7709680 376443213 264436941 2578705 649126262 TUITION & FEES 611600 1564627000 1564627000 PATIENT CARE 623990 653578037 653578037 HOUSING & DINING 721310 213227092 213227092 OTHER PROGRAM SERVICES 611600 91528678 91528678 2522960807 18996225 -741933 19738158 82727657 47764314 34963343 34963343 3922128 31041215 3595837140 3457356061 138481079 138481079 138481079 2605543 7709680 1639248 966295 966295 37461000 35781000 1680000 389034 1290966 OTHER AUX. ENTERPRISES 713940 33486000 2923288 30562712 Internal Income 900099 17886481 17886481 Other Non Operating 900099 -41605000 -41605000 9767481 3376941492 2522960807 6492517 198361906 806428 806428 263143768 263143768 43629232 43629232 15472630 15472630 6330361 6330361 1468838082 1340309004 112617770 15911308 98008323 88999226 7844209 1164888 170451923 154217486 14135303 2099134 88656394 80578579 7033343 1044472 8937170 8937170 697246 697246 456500 456500 701858 701858 2768775 2768775 103312506 86099777 16419200 793529 3962062 3744148 10322 207592 160172540 145701878 12996813 1473849 19611185 2181749 17393241 36195 517191 517191 93473561 91422276 2047123 4162 58928117 55139928 3493827 294362 6564617 3879173 159209 2526235 88967354 81323354 7644000 192436280 167751280 24685000 11964132 6854132 5110000 SOM Expenses 69483000 68224000 1259000 Service Contracts 64677282 63969282 708000 Utilities 52388841 50804841 1584000 Allocations 33058905 25562323 7496582 Rental of Equipment 29101247 25583247 3518000 70342684 65536763 2029092 2776829 3227860194 2947872972 250952809 29034413 693429242 683912712 99836399 213623462 390782444 355255639 100452059 157306594 812332 1177175 2593605 5727685 98742401 98027088 9999000 11176000 43831674 77378786 4677387868 1718888919 2557494640 2958498949 2383625078 2501816878 70989911 54955034 6452588785 7118856002 340028534 424356346 636909000 578364661 1423949000 1871206000 211962000 128992000 600246000 730585555 3213094534 3733504562 X 1714147094 1823584800 370974580 354412918 1154372577 1207353722 3239494251 3385351440 6452588785 7118856002 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 1 1 1215 1 250 1 1250 1 12513 1 670916 1 26235 0 712379 0 X 1 0.29 1 1 1 0 0.00 0 1 X X X X 0 2134635606 160162000 172386687 14219178 81135377 3040411 2368789327 2394484490 102440000 -258404408 21727000 78727904 3429572 2134635606 0.43000 0.57000 0.00000 0 0 129506428 129506428 3752049034 1280886787 2471162247 493271406 438002132 55269274 302561000 302561000 2958498949 ABSOLUTE RETURN 744382202 F COLLATERAL FOR SECURITIES LOANED 3899091 F EQUITY SECURITIES 1006565393 F FIXED INCOME SECURITIES 254473215 F OTHER LONG - TERM INVESTMENTS 153853857 F OTHER SHORT - TERM INVESTMENTS 85423840 F PRIVATE EQUITY 253219280 F 2501816878 ACCRUED BENEFIT OBLIGATION 97663854 ACCRUED POSTRETIREMENT OBLIGATION 334301807 ASSET RETIREMENT OBLIGATION 108659477 FEDERAL GRANTS REFUNDABLE 65766219 SECURITY LOAN AGREEMENTS PAYABLE 3721234 Taxable bonds 120472964 730585555 Part III, Line 1a: "The University does not assign values to collection items. Collection items are generally held for educational purposes and are not disposed of for financial gain or otherwise encumbered in any manner". Part III, Line 4: Collections at the University Include works of art, literary works, historical treasures, and artifacts that are maintained in the University's galleries, Libraries, and buildings. These collections are protected and preserved for public exhibition, education, research, and the furtherance of public service and, therefore, are not recognized as assets on the Consolidated Balance Sheet. Costs associated with acquisition and maintenance of these collections are recorded as expenses in the period in which they are incurred. Part V, Line 4: Description of Intended Use of Endowment Funds: NYU's endowment consists of individual funds established for a variety of purposes such as: program support, faculty and staff salaries, scholarships and fellowships, library books, research, buildings and equipment, and student loans. 1 1 1 ALL ADVERTISEMENTS AND MARKETING MATERIALS, INCLUDING ADVERTISEMENTS IN NEWSPAPERS, CONTAIN THE NYU NONDISCRIMINATORY POLICY STATEMENT. ADDITIONALLY, THE UNIVERSITY'S WEB-SITE (www.nyu.edu) PROMINENTLY FEATURES INSTITUTIONAL POLICIES ON NONDISCRIMINATION AND EQUAL OPPORTUNITY. 1 1 1 1 0 0 0 0 0 0 0 0 1 0 THE UNIVERSITY RECEIVES FINANCIAL ASSISTANCE FROM VARIOUS FEDERAL, STATE & LOCAL AGENCIES. 1 1 CENTRAL AMERICA 0 0 EDUCATION INSTRUCTION 224567 East Asia and the Pacific 3 38 EDUCATION INSTRUCTION 10635274 Europe 8 88 EDUCATION INSTRUCTION 32734975 Middle East and North Africa 1 4 EDUCATION INSTRUCTION 665723 South America 1 7 EDUCATION INSTRUCTION 1744576 Sub-Saharan Africa 1 8 EDUCATION INSTRUCTION 1261723 14 145 47266838 X SCHOLARSHIPS, FELLOWSHIPS, GRANTS Central America 18 403584 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS East Asia 490 13809065 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS Europe 488 13217819 CREDIT TO BURSAR ACCOUNTS Scholarships, fellowships, grants MIDDLE EAST & NORTH AFRICA 124 3275188 CREDIT TO BURSAR ACCOUNTS Scholarships, fellowships, grants NORTH AMERICA 190 4113657 CREDIT TO BURSAR ACCOUNTS Scholarships, fellowships, grants RUSSIA-NEWLY INDEPENDENT 31 599580 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS SOUTH AMERICA 146 3691675 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS. GRANTS SOUTH ASIA 131 3303554 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS SUB-SAHARAN AFRICA 47 1225110 CREDIT TO BURSAR ACCOUNTS Procedure for Monitoring Grants Outside the U.S.: Schedule F, Part I, Line 2: Grants and Other Assistance awarded to individuals outside the United States represent Student financial aid. STUDENTS RECEIVING FINANCIAL AID ARE DETERMINED TO BE WORTHY BY THE UNIVERSITY'S ASSESSMENT ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. The Office of Financial Aid and the Finance Office for each College Continuously monitor student eligibility for these awards. X X X X X X X 1 RUFFALOCODY PHONATHON 0 1718134 701858 1016276 1718134 701858 1016276 AL AK AZ AR CA CO CT DC FL GA HI IL KS KY LA ME MD MA MN MO MI MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI Faces Gala 4080508 3952708 127800 163041 Violet Ball Gala 2010 2040254 1937129 103125 174618 29 4194461 1819843 2374618 1301589 10315223 7709680 2605543 1639248 1639248 966295 1 united way of New York City 2 Park Avenue New york NY 10016 132617681 501(C)(3) 47013 SUPPORT NATIONAL CENTER ON PHILANTHROPY AND THE LAW 110 WEST 3RD STREET - DAGOSTINO HALL New york NY 10012 133954405 501(C)(3) 270000 Support CITY PARKS FOUNDATION 830 FIFTH AVENUE NEW YORK NY 10065 133561657 501(C)(3) 5000 SUPPORT CARING COMMUNITY INC 20 WASHINGTON SQUARE NORTH NEW YORK NY 10011 132980755 501(C)(3) 11000 SUPPORT AND COMMUNITY GALA ESOPUS FOUNDATION 64 WEST THIRD STREET SUITE 210 NEW YORK NY 10012 753115715 501(C)(3) 5000 SUPPORT NY LEAGUE OF CONSERVATION VOTERS 30 BROAD STREET 30TH FLOOR NEW YORK NY 10004 133727122 501(C)(3) 7500 SPRING GALA UNION SQUARE PARTNERSHIP 4 IRVING PLACE NO 1148S NEW YORK NY 10003 133004730 501(C)(3) 10500 SUMMER IN THE SQUARE/HARVEST IN THE SQUARE UNIVERSITY SETTLEMENT OF NEW YORK INC 184 ELDRIDGE STREET New york NY 10002 135562374 501(C)(3) 22500 IFS CONFERENCE FY 2010 AND FY 2011/SUPPORT FOURTH ARTS BLOCK 61 EAST 4TH STREET New york NY 10003 043767933 501(C)(3) 6000 SUPPORT GINA GIBNEY DANCE INC 890 BROADWAY STUDIO 5-2 New york NY 10003 133623815 501(C)(3) 5000 SUPPORT GREENWICH VILLAGE YOUTH COUNCIL 111 EAST 14TH STREET 364 New york NY 10003 133301412 501(C)(3) 5000 SUPPORT NATIONAL DANCE INSTITUTE 594 BROADWAY SUITE 805 New york NY 10012 132890779 501(C)(3) 5000 SUPPORT OPEN HOUSE NEW YORK 115 WEST 27TH STREET FLOOR 9 New york NY 10001 020540261 501(C)(3) 5000 SUPPORT 13 0 STUDENT FINANCIAL AID 26080 263143768 0 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: Grants and Other Assistance awarded to individuals in the United States represent Student financial aid. STUDENTS RECEIVING FINANCIAL AID ARE DETERMINED TO BE WORTHY BY THE UNIVERSITY'S ASSESSMENT ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. The Office of Financial Aid and the Finance Office for each College Continuously monitor student eligibility for these awards. X X X X 1 1 X X X X X 1 1 0 1 1 0 0 1 0 JOHN E SEXTON 1242460 0 0 0 133012 0 70000 0 68251 0 1513723 0 0 0 MICHAEL ALFANO 561212 0 0 0 0 0 24500 0 10245 0 595957 0 0 0 ROBERT BERNE 733204 0 0 0 0 0 24500 0 10629 0 768333 0 0 0 Bonnie Brier 152279 0 0 0 0 0 15498 0 3559 0 171336 0 0 0 Leona Chamberlin 155070 0 0 0 0 0 16068 0 15154 0 186292 0 0 0 MARTIN DORPH 452943 0 0 0 22349 0 24500 0 6574 0 506366 0 0 0 DAVID W MCLAUGHLIN 561915 0 0 0 0 0 24500 0 10630 0 597045 0 0 0 JESS BENHABIB 321336 0 0 0 0 0 24500 0 10624 0 356460 0 0 0 ANDREW BROTMAN 401371 401371 195000 195000 2505 2505 12250 12250 776 776 611902 611902 0 0 ROBERT GROSSMAN 916764 916764 44703 44703 2293 2293 260542 260542 5649 5649 1229951 1229951 0 0 ALISON LEARY 315898 0 0 0 0 0 24500 0 14090 0 354488 0 0 0 ROSEMARIE LOFFREDO 346074 0 0 0 0 0 0 0 5639 0 351713 0 0 0 TINA SUHR 327303 0 180000 0 25 0 24500 0 9005 0 540833 0 0 0 JAMES GRIFO MD 212962 0 1769530 0 0 0 22000 0 14969 0 2019461 0 0 0 HAROLD KOPLEWICZ 326493 326493 0 0 615000 615000 12250 12250 5547 5547 959290 959290 0 0 JOSEPH ZUCKERMAN MD 463962 0 1122306 0 0 0 24500 0 15725 0 1626493 0 0 0 GEORGE FIELDING MD 218496 0 1263000 0 0 0 22000 0 6609 0 1510105 0 0 0 AUBREY GALLOWAY MD 218741 0 1250808 0 0 0 22419 0 15725 0 1507693 0 0 0 Debra LaMorte 509382 0 0 0 0 0 24500 0 5734 0 539616 0 0 0 Linda Mills 473179 0 0 0 0 0 24500 0 15439 0 513118 0 0 0 Part I, Line 1a ONE OFFICER RECEIVED TUITION FOR HIS DAUGHTER'S COLLEGE; AND RECEIVED REIMBURSEMENT FOR ACCOUNTING, FINANCIAL PLANNING AND LEGAL EXPENSES. ONE OFFICER AND ONE KEY EMPLOYEE TRAVELED FIRST CLASS. ONE OFFICER AND ONE KEY EMPLOYEE RECEIVED A TAX GROSS-UP PAYMENT. ONE OFFICER AND TWO FORMER OFFICERS RECEIVED UNIVERSITY HOUSING WITHOUT CHARGE. THE INCOME WAS IMPUTED. ONE KEY EMPLOYEE HAS A CAR AND DRIVER AT HIS DISPOSAL. HE PAYS TAXES ON THE IMPUTED VALUE OF THE PERSONAL USE OF THE VEHICLE AND DRIVER. Part I, Lines 4a-b: HAROLD KOPLEWICZ- VICE DEAN FOR EXTERNAL AFFAIRS/PROFESSOR RECEIVED A SEVERANCE PAYMENT OF $1,230,000 DURING THE TAX YEAR. Line 4B: ROBERT GROSSMAN, MD - DEAN OF NYU SCHOOL OF MEDICINE- DR. GROSSMAN PARTICIPATES IN A SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN, WHICH IS INTENDED TO PROVIDE HIM WITH A SERIES OF LUMP SUM PAYMENTS THAT, WHEN COMBINED WITH HIS PRIMARY SOCIAL SECURITY BENEFIT AND THE UNIVERSITY'S CONTRIBUTIONS TO HIS 403(B) ACCOUNT, REPRESENT AN AMOUNT EQUAL TO THE VALUE OF A LIFETIME PENSION CALCULATED AS 3% OF HIS FINAL AVERAGE BASE SALARY MULTIPLIED BY HIS YEARS OF SERVICE. Part I, Line 5 ONE HIGHEST COMPENSATED EMPLOYEE RECEIVED COMPENSATION OVER A BASE SALARY BASED ON THE SURPLUS OF REVENUES AFTER EXPENSES FOR THE IVF FACULTY PRACTICE GROUP. Part I, Line 7 TWO HIGHEST COMPENSATED EMPLOYEES RECEIVED compensation over a base salary based on the surplus of collections for professional services after the deduction of expenses and institutional "taxes." TWO KEY EMPLOYEES RECEIVED compensation over base salary includING the bonus determined by the organization's Compensation Committee, determined as reasonable. Dormitory Authority of the State of New York 146000293 64983UHY9 2003-06-04 138674148 See Schedule O 0 0 Dormitory Authority of the State of New York 146000293 64983TF24 2004-09-09 154646150 See Schedule O 0 0 Dormitory Authority of the State of New York 146000293 649903QP9 2007-07-12 129995163 See Schedule O 0 0 Dormitory Authority of the State of New York 146000293 649903U66 2008-07-18 616076776 See Schedule O 0 0 Dormitory Authority of the State of New York 146000293 649905VF0 2009-12-10 419957678 See Schedule O 0 0 140044217 108115123 371001 29250917 2007 1 0 1 1 173210326 2692027 155744844 2010 0 0 1 1 138148701 12231178 2014189 109257622 0 0 0 1 618722218 98525000 3946388 484039612 2009 1 0 1 1 420173623 183051215 2514554 231256017 0 0 0 1 0 0 0 1 0 0.00010 0.00000 0.00010 1 0 1 1 1 0 0.00460 0.00570 0.01030 1 0 0 0 0 0 0.00000 0.00000 0.00000 1 0 1 0 0 0 0.02070 0.00230 0.02300 1 0 1 1 1 0 0.00580 0.00030 0.00610 1 0 0 0 0 1 0 0 1 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 1 Dormitory Authority of the State of New York 146000293 649905WC6 2009-12-10 65343341 See Schedule O 0 0 65344477 6582 401474 64400000 2009 0 0 1 1 0 1 0 1 0 0.00000 0.00000 0.00000 1 0 0 0 0 0 1 JOHN E SEXTON X 600000 545175 0 1 1 MARTIN DORPH X 200000 132000 0 1 1 Richard revesz X 5525671 5127685 0 1 1 ANDREW BROTMAN X 100000 100000 0 1 1 Jess Benhabib X 400000 400000 0 1 1 Carol A Mandel X 100000 100000 0 1 1 Mary M Brabeck X 500000 500000 0 1 1 6904860 Michael Cunningham Trustee 1059594 Printing 0 MARTIN SILVER sPOUSE TRUSTEE C. SILVER 353546 Consulting 0 William Rudin Trustee 1523451 Lease Space 0 Laurence D Fink Trustee 351571 Inv. Mgt. 0 X 13 437763 See Schedule O X 480095 SEE SCHEDULE O X 1 See Schedule O X 2 408000 See Schedule O X 5 81002 See Schedule O X 5 41035 See Schedule O X 5 955299 See Schedule O X TICKETS 15 175510 See Schedule O 12 0 1 0 Form 990, Part VI, Section A, line 2 1) Michael Steinhardt (trustee) and Judy Steinhardt (trustee) had a family relationship during the year ended August 31, 2010. 2) H. Dale Hemmerdinger (trustee) and Suresh Sani (trustee) had a business relationship during the year ended August 31, 2010. 3) Jay Furman (trustee) and John Sexton (trustee) had a business relationship during the year ended August 31, 2010. Form 990, Part VI, Section B, line 11 The following steps were taken to review this IRS Form 990: 1. The Form 990 was reviewed and approved by the University Controller. 2. The Form 990 was then reviewed and approved by the University's Chief Financial Officer and General Counsel. 3. The Form 990 was then presented to the University's Audit Committee for review. 4. The Form 990 was distributed to the full Board of Trustees for review. 5. The Compensation Committee of Board of Trustees reviewed the compensation sections of the form 990. 6. Following the review period, the Form 990 was electronically filed with the IRS. Form 990, Part VI, Section B, line 12c The Office of General Counsel annually sends out Conflict of Interest Questionnaires to Officers, Trustees and Key Employees, reviews completed questionnaires and consults with those completing forms as appropriate. In addition, questions arise periodically throughout the year and are handled by the office of general counsel as appropriate. Form 990, Part VI, Section B, line 15 The proposed Compensation of Officers, Trustees, Key Employees, Disqualified persons and Certain Others (Except the President) is reviewed annually by an outside consulting firm and that firm's analysis is presented to the compensation committee of the board for its review and approval. When it is proposed to change the compensation of the president, the Board chairman engages a compensation consultant to prepare a custom survey for consideration by the compensation committee of the board, which then sets his compensation. Form 990, Part VI, Section C, line 19 The Governing documents, Conflict of Interest policy and Financial Statements are available on NYU's website (www.nyu.edu). Form 990, PART XI, LINE 2C, The Audit Committee of the NYU Board of Trustees has responsibility for oversight of NYU's financial Statement audit and selection of its independent auditor. There has been no change in process since last year. Schedule K Supplental Information Part II - "Proceeds", Line 5 Additional Information: Bond Number 1 (Cusip# 64983UHY9): Cost of Issuance of $201,001 plus Credit Enhancement of $170,000 = 371,001 of Total Issuance Costs from Proceeds Bond Number 2 (Cusip # 64983TF24): Cost of Issuance of $1,087,861 plus Credit Enhancement of $1,604,166 = $2,692,027 of Total Issuance Costs from Proceeds Bond Number 3 (Cusip # 649903QP9): Cost of Issuance OF $1,043,964 plus Credit Enhancement of $970,225 = $2,014,189 of Total Issuance Costs from Proceeds Bond Number 4 (Cusip # 649903U66): Cost of Issuance of $3,946,388 plus Credit Enhancement of $0 = $3,946,388 of Total Issuance Costs from Proceeds Bond Number 5 (Cusip # 649905VF0): Cost of Issuance of $2,514,554 plus Credit Enhancement of $0= $2,514,554 of Total Issuance Costs from Proceeds Bond Number 6 (Cusip # 649905WC6): Cost of Issuance of $401,474 plus Credit Enhancement of $0= $401,474 of Total Issuance Costs from Proceeds Part IV - "Arbitrage", Line 2 Additional Information: Bond Number 4 (Cusip # 649903U66): The Series 2004 Bonds issued in variable rate form were repaid with funds drawn under a line of credit in 2008 and the line of credit was then refinanced by our 2008 Series Bonds. The Series 2004 Bonds issued in fixed rate form were not refinanced and are currently outstanding. Part I - "Bond Issues", (f) Description of Purpose: Bond Number 1 (Cusip# 64983UHY9): To: (i) pay the costs of the 2003 Project, consisting of the financing or reimbursement of the costs of construction, capital improvements and equipment relating to projects at various campus locations of the University, (ii) current refund Dormitory Authority of the State of New York, New York University Insured Revenue Bonds, Series 1993A and Series 1993B issued on 12/02/1993 and (iii) pay certain Costs of Issuance of the Series 2003 Bonds. Bond Number 2 (Cusip # 64983TF24): To: (i) pay the costs of the 2004 Project, consisting of the financing or reimbursement of the costs of acquisition, construction, capital improvements and equipment relating to projects at various campus locations of the University, (ii) pay capitalized interest and broker-dealer fees on the Series 2004 Bonds and (iii) pay the Costs of Issuance of the Series 2004 Bonds. Bond Number 3 (Cusip # 649903QP9): To: (i) pay the costs of the 2007A Project, consisting of the financing or reimbursement of the costs of acquisition, construction, capital improvements and equipment relating to projects at various campus locations of the University, (ii) pay capitalized interest on the Series 2007A Bonds, and (iii) pay the Costs of Issuance of the Series 2007A Bonds. Bond Number 4 (Cusip # 649903U66): To: (i) pay the costs of the 2008 Project, consisting of the financing or reimbursement of the costs of acquisition, construction, capital improvements and equipment relating to projects at various campus locations of the University (ii) repay a line of credit used to current refund the Dormitory Authority of the State of New York, New York University Insured Revenue Bonds, Series 2004B1 and Series 2004B2 issued on 9/9/2004 (iii) pay capitalized interest on the Series 2008 Bonds and (iv) pay the Costs of Issuance of the Series 2008 Bonds. Bond Number 5 (Cusip # 649905VF0): To (i) pay the costs of the 2009 Project, consisting of the financing, refinancing or reimbursement of the costs of construction, acquisition, capital improvements and equipment relating to projects at various campus locations of the University and (ii) pay the Costs of Issuance of the Series 2009A Bonds Bond Number 6 (Cusip # 649905WC6): To (i) repay a line of credit used to repay taxable indebtedness incurred in connection with a facility for the School of Medicine, and (ii) pay the Cost of Issuance of the 2009B Bonds FORM 990, PART III, LINE 1, DESCRIPTION OF ORGANIZATION MISSION: Form 990 Part III, Line 1 - (Continued from page 55) ROBERT F.WAGNER GRADUATE SCHOOL OF PUBLIC SERVICE, POST-GRADUATE MEDICAL SCHOOL, SILVER SCHOOL OF SOCIAL WORK, TISCH SCHOOL OF THE ARTS, GALLATIN SCHOOL OF INDIVIDUALIZED STUDY, COLLEGE OF NURSING, AND THE INSTITUTE FOR THE STUDY OF THE ANCIENT WORLD.IN ADDITION, NYU OPERATES A DEGREE-GRANTING RESEARCH UNIVERSITY WITH A HIGHLY SELECTIVE UNDERGRADUATE LIBERAL ARTS AND SCIENCES COLLEGE IN ABU DHABI - NYU ABU DHABI - AS PART OF ITS GLOBAL NETWORK OF ACADEMIC PROGRAM SITES AND RESEARCH PROGRAMS IN OTHER PARTS OF THE UNITED STATES AND ABROAD, AND HAS ANNOUNCED THE CREATION OF A NEW DEGREE-GRANTING RESEARCH UNIVERSITY IN CHINA AS PART OF THE NETWORK - NYU SHANGHAI. Schedule M-Part I Column (D) Method of Determining Revenues The Valuation recorded in the university's fundraising system is usually based up on the professional appraisal submitted with the gift. In the event there is no appraisal and valuation cannot be determined, a nominal value of $1 is recorded. INSTITUTE OF FINE ARTS FOUNDATION 1 EAST 78TH STREET NEW YORK NY 10021 237184242 Support NYU's INSTITUTE OF FINE ARTS NY 501 (C) (3) Line 11a, I NEW YORK UNIVERSITY INSTITUTE OF JUDICIAL ADMININC 161 AVENUE OF THE AMERICAS - 504 NEW YORK NY 10016 135613508 SUPPORT of NYU School of Law's INSTITUTE OF JUDICIAL ADMIN. NY 501 (C) (3) Line 11a, I NEW YORK UNIVERSITY NATIONAL CENTER ON PHILANTHROPY AND THE LAW 110 WEST 3RD STREET - DAGOSTINO HAL NEW YORK NY 10012 133954405 Study, Research, Education on Philanthropy & the Law NY 501 (C) (3) Line 11a, I NEW YORK UNIVERSITY NEW YORK UNIVERSITY MEDICAL CENTER FOUNDATION 550 FIRST AVENUE NEW YORK NY 10012 237268635 SUPPORT of NYU's school of Medicine and NYU Hospitals Center NY 501 (C) (3) Line 11a, I NEW YORK UNIVERSITY NEW YORK UNIVERSITY REAL ESTATE CORPORATION 70 WASHINGTON SQUARE SOUTH NEW YORK NY 10013 134141728 Owns real Property NY 501 (C) (25) Line 11a, I NEW YORK UNIVERSITY NEW YORK UNIVERSITY SCHOOL OF BUSINESS FOUNDATION C/O KAUFMAN MGMT CENTER-44 WEST 4TH NEW YORK NY 10022 134168015 SUPPORT NYU's L.N. Stern School of Business NY 501 (C) (3) Line 7 NEW YORK UNIVERSITY NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION 161 AVENUE OF THE AMERICAS - 504 NEW YORK NY 10016 136161036 SUPPORT NYU's School of Law NY 501 (C) (3) Line 9 NEW YORK UNIVERSITY NYU IMAGING INC 545 FIRST AVENUE NEW YORK NY 10016 134000622 performs medical activities NY 501 (C) (3) Line 11a, I NEW YORK UNIVERSITY NYU SCHOOL OF LAW RETENTION ASSISTANCE CORP 161 AVENUE OF THE AMERICAS - 504 NEW YORK NY 10016 134047911 SUPPORT NYU'S SChool of Law NY 501 (C) (3) Line 11a, I NYU's School of Law Foundation NYU SCHOOL OF LAW HOUSING ASSISTANCE CORP 161 AVENUE OF THE AMERICAS - 504 NEW YORK NY 10016 134043221 SUPPORT NYU'S School of Law NY 501 (C) (3) Line 11a, I NYU's School of Law Foundation NYU SCHOOL OF LAW RECRUITMENT ASSISTANCE CORPORATION 161 AVENUE OF THE AMERICAS - 504 NEW YORK NY 10016 134043182 SUPPORT NYU'S School of Law NY 501 (C) (3) Line 11a, I NYU's School of Law Foundation HAROLD ACTON TRUST PRYOR CASHMAN LLP- 7 TIMES SQUARE NEW YORK NY 100366569 137050560 SUPPORT OF NYU'S CAMPUS IN FLORENCE, ITLAY NY 501 (C) (3) Line 11a, I NEW YORK UNIVERSITY WASHINGTON SQUARE LEGAL SERVICES INC 161 AVENUE OF THE AMERICAS - 504 NEW YORK NY 10016 237392120 CERTAIN PUBLIC INTEREST ACTIVITIES OF NYU'S SCHOOL OF LAW NY 501 (C) (3) Line 11a, I NEW YORK UNIVERSITY NEW YORK UNIVERSITY IN ABU DHABI CORPORATION 70 WASHINGTON SQUARE SOUTH nEW YORK ABU DHABI AE 10013 262652713 SUPPORT NYU COLLEGE IN ABU DHABI NY 501 (C) (3) Line 11a, I NEW YORK UNIVERSITY COURANT INSTITUTE FOUNDATION 70 WASHINGTON SQUARE SOUTH nEW YORK NY 10013 237277792 SUPPORT NYU'S COURANT INSTITUTE NY 501 (C) (3) Line 11a, I NEW YORK UNIVERSITY Hortense Acton Trust 70 WASHINGTON SQUARE SOUTH nEW YORK NY 10013 367110976 SUPPORT NYU'S CAMPUS IN FLORENCE, ITLAY NY 501 (C) (3) Line 11a, I NEW YORK UNIVERSITY J&M Vilcek Foundation 70 WASHINGTON SQUARE SOUTH nEW YORK NY 10013 202618139 SUPPORT NYU'S SCHOOL OF MEDICINE NY 501 (C) (3) Line 11a, I NEW YORK UNIVERSITY NYU HOSPITALS CENTER 70 WASHINGTON SQUARE SOUTH nEW YORK NY 10013 133971298 OPERATES NYU'S HOSPITALS NY 501 (C) (3) Line 3 NEW YORK UNIVERSITY POLYTECHNIC INSTITUTE OF New York University 70 WASHINGTON SQUARE SOUTH nEW YORK NY 10013 111630820 ENGINEERING COLLEGE NY 501 (C) (3) Line 2 NEW YORK UNIVERSITY 34TH sTREET cANCER cENTER iNC 70 WASHINGTON SQUARE SOUTH nEW YORK NY 10013 300262470 CANCER CARE NY 501 (C) (3) Line 11a, I NYU HOSPITALS CENTER JURODIN FUND PO BOX 6089 NEWARK DE 197146089 136169166 SILVER FUNDS DE 501 (C) (3) PRIVATE FOUNDATION NEW YORK UNIVERSITY NEW YORK UNIVERSITY VEBA TRUST 70 WASHINGTON SQUARE SOUTH NEW YORK NY 10013 016274657 POSTRETIREMENT HEALTH CARE BENEFITS NY 501 (C) (9) NEW YORK UNIVERSITY CCC 550 INSURANCE SCC 550 First Avenue New York BB 10016 EXCESS PROF. LIAB. INSURANCE BB NYU HOSPITALS CENTER C 72184000 283510000 1.00000 iNTERNATIONAL ART FUND C/O NYU 726 Broadway New York PM 10003 HOLDS STOCK IN LA PIETRA CORP PM NEW YORK UNIVERSITY C 384 1459472 1.00000 LA PIETRA CORPORATION Via Bolognese 120 Firenze IT 50139 HOLDS PROPERTY COMPRISING NYU'S FLORENCE CAMPUS IT iNTERNATIONAL aRT FUND C 1750281 23318800 1.00000 NEW YORK UNIVERSITY IN FRANCE 56 rue de passy Paris FR 75016 SUPPORTS NYU'S PROGRAM IN FRANCE FR NEW YORK UNIVERSITY C 4474138 1609072 1.00000 NIU DA EDUCATIONAL INFORMATION CONSULTING (SHANGHAI) CO LTD 3663 ZHONGSHAN RD N SHANGHAI CH 200062 SUPPORTS NYU'S PROGRAM IN CHINA CH NEW YORK UNIVERSITY C 807231 472370 1.00000 NYU COLUMBUS MEDICAL PC 9785 Queens BLVD Rego Park NY 11374 113396770 PROGRAMS IN CLINICAL MEDICAL RESEARCH NY NEW YORK UNIVERSITY C 4846405 1.00000 NYU IN LONDON 6 Bedford Square LONDON UK WC1B3RA SUPPORT NYU'S PROGRAM IN LONDON UK NEW YORK UNIVERSITY C 7250442 1067155 1.00000 NYU IN TEL-AVIV LTD Bnei-Dan St Tel Aviv IS 0774502650 SUPPORT NYU'S PROGRAM IN TEL-AVIV IS NEW YORK UNIVERSITY C 872619 326666 1.00000 NYU TISCH INSTITUTE (LONDON) LIMITED Senate House South Block Rm 26 Malet Street LONDON UK WC1E7HU SUPPORTS NYU'S TSOA'S PROGRAM IN LONDON UK NEW YORK UNIVERSITY C 144974 43980 1.00000 NYU TISCH SCHOOL OF ARTS ASIA LTD 3 Kay Siang Road SN 248923 SUPPORTS NYU'S TSOA'S PROGRAM IN SINGAPORE SN NEW YORK UNIVERSITY C 6607398 9961165 1.00000 1 1 1 1 0 0 0 0 1 1 1 1 1 1 1 1 1 1 NEW YORK UNIVERSITY MEDICAL CENTER FOUNDATION C 623806 INSTITUTE OF FINE ARTS FOUNDATION C 1143148 NEW YORK UNIVERSITY SCHOOL OF BUSINESS FOUNDATION R 5853052 SIR HAROLD ACTON CHARITABLE TRUST C 1032875 NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION Q 10495782 NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION C 1306894 National Center on Philanthropy and the Law Inc B 270000 National Center on Philanthropy and the Law Inc A 63000 NYU HOSPITALS CENTER O 166555813 NYU HOSPITALS CENTER P 81222199 POLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITY D 1514163 POLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITY O 663980 POLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITY P 1288206 NYU REAL ESTATE CORPORATION Q 121704 lA PIETRA CORPORATION D 2465049 LA PIETRA CORPORATION J 1234059 lA PIETRA CORPORATION L 694944 lA PIETRA CORPORATION M 317500 NYU IN LONDON Q 4841394 NYU DA EDUCATION INFORMATION CONSULTING (SHANGHAI) Q 1907502 NYU IN TEL AVIV LTD Q 637901 NYU IN FRANCE Q 5808589 CCC550 INSURANCE SCC L 17196908 NEW YORK UNIVERSITY VEBA TRUST Q 18000000 New YORK UNIVERSITY in Abu Dhabi Corporation O 4473195 Washington Square Legal Services R 193254