2011-05-13T10:47:20-05:00 2010-06-30 UHY Advisors NY Inc 66 South Pearl Street Suite 400 Albany NY 12207 990 2009-07-01 141338371 THE COLLEGE OF SAINT ROSE COLL 5184542066 432 WESTERN AVENUE ALBANY NY 12203 MARCUS BUCKLEY 5184542066 2011-05-02 1 MARILYN A PENDERGAST 5184493166 2009 2016-02-24 21:20:13Z Dr R Mark Sullivan 432 WESTERN AVENUE ALBANY NY 12203 112633886 0 X www.strose.edu X 1920 NY TO PROVIDE HIGHER EDUCATIONAL OPPORTUNITIES. 36 36 2293 260 0 0 9226212 10961111 93663338 98312085 -148743 2795614 655912 565076 103396719 112633886 26925832 27842731 0 43321280 46656528 0 1475709 30344947 30887768 100592059 105387027 2804660 7246859 170018980 177026612 60699049 61452727 109319931 115573885 The College of Saint Rose community engages highly motivated undergraduate and graduate students in rigorous educational experiences. In the progressive tradition of the founding Sisters of St. Joseph of Carondelet, we welcome men and women from all religious and cultural backgrounds. In addition to developing their intellectual capacities, students have the opportunity to cultivate their creative and spiritual gifts in a diverse learning community that fosters integrity, interdependence, and mutual respect.The College delivers distinctive and comprehensive liberal arts and professional programs that inspire our graduates to be productive adults, critical thinkers, and motivated, caring citizens. Our engagement with the urban environment expands the setting for educational opportunities and encourages the Saint Rose community's energetic involvement and effective leadership in society. 0 0 92862417 86414112 THE COLLEGE PROVIDES POST-SECONDARY EDUCATION TO BOTH UNDERGRADUATE AND GRADUATE STUDENTS. 92862417 1 1 0 0 0 0 1 0 1 1 1 0 1 0 1 1 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 170 0 2293 1 0 0 0 0 0 1 1 0 0 0 36 36 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 1 1 1 0 X DEBRA POLLEY 5184542066 432 western ave albany NY 12203 SR MARY ANNE HEENAN CSJ 0.50 X 0 0 0 DR KATHLEEN SULLIVAN RICKER 0.50 X 0 0 0 MR ALBERT W BROOKS 0.50 X 0 0 0 MS JUDITH CALOGERO 0.50 X 0 0 0 MISS BARBARA A CARR 0.50 X 0 0 0 MRS RITA B CROTTY 0.50 X 0 0 0 MR JOHN DUNNE 0.50 X 0 0 0 SR KATHLEEN M EAGAN CSJ 0.50 X 0 0 0 MS JOANNE ESPOSITO 0.50 X 0 0 0 SR ELIZABETH GIARRUSSO CSJ 0.50 X 0 0 0 SR KATHERINE HANLEY CSJ 0.50 X 0 0 0 SR MARY ANN HAYES CSJ 0.50 X 0 0 0 GEORGE R HEARST III 0.50 X 0 0 0 DR ZELDA J HOLCOMB 0.50 X 0 0 0 SR JOAN LESCINSKI CSJ 0.50 X 0 0 0 DR MATTHEW H MATARASO 0.50 X 0 0 0 TONITA F MCKONE 0.50 X 0 0 0 MR DANIEL P NOLAN 0.50 X 0 0 0 MR KEVIN O'CONNOR 0.50 X 0 0 0 MS ELIZABETH SIMCOE 0.50 X 0 0 0 MR TODD SLINGERLAND 0.50 X 0 0 0 SR PATRICIA A ST JOHN CSJ 0.50 X 0 0 0 MR CHARLES TOUHEY 0.50 X 0 0 0 MS MARCIA J WHITE 0.50 X 0 0 0 MR HAROLD L WILLIAMS 0.50 X 0 0 0 SR DIANE ZIGO CSJ 0.50 X 0 0 0 MR MICHAEL S MILLER 0.50 X 0 0 0 SR ANNE BRYAN SMOLLIN CSJ 0.50 X 0 0 0 I NORMAN MASSRY 0.50 X 0 0 0 RICHARD J HUETHER 0.50 X 0 0 0 ROBERT H BARLOW 0.50 X 0 0 0 MARTIN J BARRINGTON 0.50 X 0 0 0 SR ANN CHRISTI BRINK CSJ 0.50 X 0 0 0 SR MARGARET M EDIC CSJ 0.50 X 0 0 0 DR LEE A MCELROY JR 0.50 X 0 0 0 JEFFREY B SCOTT 0.50 X 0 0 0 DR R MARK SULLIVAN 40.00 X 289396 0 35219 DR DAVID SZCZERBACKI 40.00 X 196628 0 30256 MARCUS BUCKLEY 40.00 X 174608 0 28815 MARGARET KIRWIN 40.00 X 129199 0 18124 MARY GRONDAHL 40.00 X 138656 0 29414 KARiN CARR 40.00 X 159549 0 25579 Dennis McDonald 40.00 X 109037 0 23328 Lorna Shaw 40.00 X 113652 0 20295 1310725 0 211030 14 0 1 0 CHA Tech Services Inc 26 Aviation Rd - PO Box 5307 albany NY 12205 Construction 5037065 MLB Construction Co One Stone Break Rd malta NY 12020 Construction 4827405 Aramark Corporation PO Box 198532 atlanta GA 30384 Maint/Food Service 3626134 Sano-Rubin Construction PO Box 9078 albany NY 12209 construction 1232513 Ikon Office Solution PO Box 827457 Philadelphia PA 82757 Management Fees 795775 19 5608530 5352581 10961111 TUITION AND FEES 611710 86414112 86414112 AUXILIARY SERVICES 900099 11897973 11897973 98312085 1385333 1385333 94106977 92696696 1410281 1410281 1410281 OTHER REVENUE 900099 565076 565076 565076 112633886 86414112 0 15258663 27627162 27627162 215569 215569 660632 660632 34403914 29693988 3841727 868199 2557458 2117747 380045 59666 6538500 5298315 1119792 120393 2496024 2131522 304632 59870 795775 795775 146933 146933 115200 115200 179791 179791 570829 484405 76263 10161 1476699 457329 983105 36265 2155638 1904319 212511 38808 1199547 1087025 101872 10650 691188 586542 92343 12303 161930 161930 1653930 1403525 220965 29440 5556614 4715342 742364 98908 697203 591814 93047 12342 AUXILIARY 5870237 5870237 EDUCATIONAL 5669477 5669477 Other Contractual Servi 1027922 515934 511988 Recruiting expenses 804447 804447 ADMINISTRATIVE AND GENE 783752 783752 1330656 891943 320009 118704 105387027 92862417 11048901 1475709 7082278 11257934 3294970 2728334 3579223 4345177 972808 979958 179003372 71215910 94950705 107787462 33734993 29554542 18429168 17871727 7974835 2501478 170018980 177026612 10263965 10934283 43022387 41470054 7412697 9048390 60699049 61452727 X 95171659 99600464 5584787 7068527 8563485 8904894 109319931 115573885 170018980 177026612 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 141982 X X 0 23144335 292767 2042632 -1284115 26763849 0.67000 0.33000 0 0 1974545 1974545 132240365 42595970 89644395 17729852 13936230 3793622 27058610 14683710 12374900 107787462 5803108 F GUARANTEED INVESTMENT CONTRACT 2778301 F CERTIFICATES OF DEPOSIT 9290318 F 17871727 DEFERRED STUDENT FEES 1283322 Interst Rate Swap Liability 7765068 9048390 112633886 105387027 7246859 -992905 -992905 6253954 90604684 677312 677312 89927372 22706514 22706514 112633886 82680513 0 82680513 22706514 22706514 105387027 Part III, Line 4: COLLECTIONS OF ART AND HISTORICAL MATERIALS ARE USED TO ENRICH THE LIBERAL ARTS EDUCATION PROVIDED BY THE COLLEGE. Part V, Line 4: Description of Intended Use of Endowment Funds: The primary uses of the endowment are scholarships and awards (based on the agreement with the donor), to fund necessary capital projects, and to address other needs of the college as approved by the Board of Trustees. Part X: Description of Uncertain Tax Positions Under FIN 48: THE COLLEGE IS GENERALLY EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. IT IS HOWEVER REQUIRED TO FILE AN INFORMATIONAL RETURN (FEDERAL FORM 990). THE COLLEGE BELIEVES THAT THERE ARE NO UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE FINANCIAL STATEMENTS. INFORMATION RETURNS FOR FISCAL YEAR 2007 AND LATER ARE SUBJECT TO EXAMINATION BY THE IRS. Part XI, Line 8 - Other Adjustments: INTEREST RATE SWAP FAIR VALUE ADJUSTMENT REALIZED GAIN ON INVESTMENTS Part XII, Line 4b - Other Adjustments: INSTITUTIONAL AID: 22706514. Part XIII, Line 4b - Other Adjustments: INSTITUTIONAL AID: 22706514. 1 1 1 Policy is published in student handbook and other college publications, as well as the college's website. 1 1 1 1 0 0 0 0 0 0 0 0 1 0 THE COLLEGE RECEIVES GRANTS FROM THE FEDERAL GOVERNMENT TO HELP ACHIEVE AND FURTHER ITS EDUCATIONAL MISSION. THE COLLEGE ALSO RECEIVES FEDERAL AND NEW YORK STATE FUNDS THROUGH ITS STUDENTS IN THE FORM OF FEDERAL AND STATE STUDENT FINANCIAL AID AND ASSISTANCE. 1 0 EUROPE 0 0 STUDY ABROAD PROGRAMS EDUCATIONAL 308704 south america 0 0 study abroad programs EDUCATIONAL 39868 CENTRAL AMERICA 0 0 STUDY ABROAD PROGRAMS EDUCATIONAL 11162 east asia and pacific 0 0 study abroad programs EDUCATIONAL 20067 NORTH AMERICA 0 0 STUDY ABROAD PROGRAMS EDUCATIONAL 5901 0 0 385702 X South America STUDY ABORAD PROGRAM FOR STUDENTS 11943 Wire EUROPE Study abroad program for students. 10404 Wire EUROPE Study abroad program for students. 77854 Wire EUROPE Study Abroad Program for Students. 78815 WIRE EUROPE STUDY ABROAD PROGRAM FOR STUDENTS. 29478 WIRE EUROPE STUDY ABROAD PROGRAM FOR STUDENTS. 7075 WIRE Study abroad program for students EUROPE 26 308704 APPLIED TO STUDENT'S ACCOUNT Study abroad program for students SOUTH AMERICA 3 39868 APPLIED TO STUDENT'S ACCOUNT Study abroad program for students Central America 1 11162 APPLIED TO STUDENT'S ACCOUNT Study abroad program for students East Asia and Pacific 2 20067 APPLIED TO STUDENT'S ACCOUNT study abroad program for students north america 1 5901 APPLIED TO STUDENT'S ACCOUNT 1 SCHOLARSHIPS 2989 27627162 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: Scholarships are awarded based on need and monitored annually based on students' academic profiles and guidelines as provided to students. X 0 0 X X 0 0 0 0 0 0 0 0 0 DR R MARK SULLIVAN 289396 0 0 0 0 0 22050 0 13169 0 324615 0 0 0 DR DAVID SZCZERBACKI 196628 0 0 0 0 0 17520 0 12736 0 226884 0 0 0 MARCUS BUCKLEY 174608 0 0 0 0 0 15646 0 13169 0 203423 0 0 0 MARY GRONDAHL 138656 0 0 0 0 0 12413 0 17001 0 168070 0 0 0 KARiN CARR 159549 0 0 0 0 0 15646 0 9933 0 185128 0 0 0 Part I, Line 1a THE OFFICIAL RESIDENCE OF THE PRESIDENT IS OWNED AND MAINTAINED BY THE COLLEGE AND IS SITUATED IN CLOSE PROXIMITY TO THE COLLEGE'S URBAN CAMPUS. THE PRESIDENT RESIDES IN HIS OFFICIAL RESIDENCE AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE COLLEGE AND CERTAIN FUNDRAISING AND OTHER COLLEGE FUNCTIONS ARE HOSTED BY THE PRESIDENT IN HIS OFFICIAL RESIDENCE UNDER STIPULATION IN HIS EMPLOYMENT CONTRACT. City of Albany Industrial Development Agency 146002058 012440LU5 2007-06-28 34000000 To finance various capital projects at the College 0 0 City of Albany Industrial Development Agency 146002058 012440LV3 2007-06-28 6600000 To finance various capital projects at the College 0 0 34000000 2311192 15816416 1829916 16068895 2010 1 0 1 1 6600000 467110 6536649 372951 2007 1 0 1 1 0 0 0 0 0 0.00000 0.00000 0.00000 0 0 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 1 Bank of America 30.000000000000 0 0 0 0 1 1 bank of America 20.000000000000 0 0 0 X 11 113486 X Various in-kind gifts for fund raising auctions 86 50031 COST 0 0 0 Form 990, Part VI, Section B, line 11 THE FORM 990 IS MADE AVAILABLE FOR THE REVIEW OF THE GOVERNING BODY BEFORE FILING AND THEIR OBSERVATIONS ARE INCORPORATED AS APPROPRIATE IN THE PRESENTATION OF THE INFORMATION. Form 990, Part VI, Section B, line 12c ANNUAL CERTIFICATION OF COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY IS REQUIRED OF ALL MEMBERS OF THE GOVERNING BODY AND OFFICERS IN FEBRUARY EACH YEAR, AND OF NEWLY-APPOINTED INDIVIDUALS AT THE TIME OF APPOINTMENT. APPLICABLE CONFLICTS OF INTEREST ARE REPORTED TO THE AUDIT COMMITTEE AND INDIVIDUALS SUBJECT RECUSE THEMSELVES FROM THE DELIBERATIVE AND DECISION-MAKING PROCESSES WITH RESPECT TO MATTERS WHERE CONFLICT MAY EXIST. Form 990, Part VI, Section B, line 15 PERFORMANCE AND COMPARABILITY DATA IS REVIEWED BY INDEPENDENT MEMBERS OF THE EXECUTIVE COMMITTEE, WHOSE DELIBERATIONS ARE CONTEMPORANEOUSLY DOCUMENTED. Form 990, Part VI, Section C, line 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 2C: PROCEDURES RELATED TO THE AUDIT COMMITTEE'S OVERSIGHT OF THE ANNUAL AUDIT OF THE COLLEGE'S FINANCIAL STATEMENTS AND THE APPOINTMENT OF THE INDEPENDENT ACCOUNTANT HAVE NOT CHANGED FROM PRIOR YEAR.