2011-05-11T14:48:32-05:00 2010-06-30 O'CONNOR DAVIES MUNNS & DOBBINS LLP 60 EAST 42ND STREET 36TH FL NEW YORK NY 101653698 990 2009-07-01 133297197 THE NEW SCHOOL NEWS 2122295600 66 WEST 12TH STREET NEW YORK NY 10011 FRANK BARLETTA 2122295600 2011-05-11 1 Garrett Higgins 2122862600 2009 2016-02-24 21:20:13Z Frank Barletta 66 WEST 12TH STREET NEW YORK NY 10011 677732196 0 X WWW.NEWSCHOOL.EDU X 1919 NY TO EDUCATE PEOPLE WHO WANT TO: PURSUE LEARNING IN A FREE AND CREATIVE ENVIRONMENT FOR THEIR SELF IMPROVEMENT; ADVANCE THEIR PROFESSIONS; AND, IMPROVE THE CITY AND WORLD IN WHICH THEY LIVE. 53 50 6484 265 128722 0 23550151 34944733 301249823 326649898 -12599885 1905156 1583741 2130376 313783830 365630163 61952923 72613383 0 171644276 182383006 0 5136250 94246203 98612287 327843402 353608676 -14059572 12021487 566777634 598813470 202722668 202985725 364054966 395827745 THE NEW SCHOOL UNIVERSITY'S MISSION IS TO EDUCATE WOMEN AND MEN, FROM ALL WALKS OF LIFE AND ALL PARTS OF THE GLOBE, WHO WANT TO PURSUE LEARNING IN A FREE AND CREATIVE ASSOCIATION UNCONSTRAINED BY CONVENTIONAL BOUNDARIES, FOR THEIR OWN SELF IMPROVEMENT, THE ADVANCEMENT OF THEIR PROFESSIONS, AND THE IMPROVEMENT OF THE CITY AND WORLD IN WHICH THEY LIVE. THE NEW SCHOOL IS A PROGRESSIVE UNIVERSITY IN THE HEART OF GREENWICH VILLAGE, NEW YORK CITY. THE UNIVERSITY PREPARES AND INSPIRES ITS 10,260 UNDERGRADUATE AND GRADUATE STUDENTS TO BRING POSITIVE CHANGE TO THE WORLD. [SEE CONTINUATION OF MISSION STATEMENT ON SCHEDULE O, SHEET 4] 0 0 112088244 299121921 ACADEMIC PROGRAM: THE UNIVERSITY ACADEMIC PROGRAM REPRESENTS ALL ACTIVITIES THAT ARE PART OF ITS INSTRUCTIONAL, RESEARCH AND PUBLIC SERVICE ACTIVITIES. THE UNIVERSITY PROVIDES BACCALAUREATE,MASTERS, AND DOCTORAL DEGREES. IN ACADEMIC YEAR 2009-10 IT ENROLLED 9,825 DEGREE STUDENTS AND 3,903 NON-CREDIT OR CONTINUING EDUCATION STUDENTS. THE UNIVERSITY RESEARCH AND PUBLIC SERVICE ACTIVITIES ENABLE FACULTY TO EXPLORE NEW AREAS OF EDUCATION,LEARNING AND KNOWLEDGE AND PROVIDES NON-INSTRUCTIONAL SERVICES TO INDIVIDUALS AND GROUPS EXTERNAL TO THE UNIVERSITY. 72613383 72613383 Scholarship and financial aid: The new school seeks to make its education as affordable as possible by offering financial support to students based on financial need, academic achievement, and other qualifications. Through scholarships and workstudy programs, which are funded by institutional funds and federal,state and private grants. In academic year 2009-10, 7,270 students received institutional scholarships and 9,651 students received at least one form of institutional or public scholarships, grants, loans, or work study awards. 70257270 EDUCATIONAL SUPPORT: THE UNIVERSITY EDUCATIONAL SUPPORT PROGRAM IS COMPOSED OF ACADEMIC SUPPORT AND STUDENT SERVICES. ACADEMIC SUPPORT PROVIDE SUPPORT SERVICES, SUCH AS LIBRARIES, ACADEMIC TECHNOLOGY, FACULTY AND CURRICULUM DEVELOPMENT, FOR ITS PRIMARY MISSIONS OF INSTRUCTION, RESEARCH AND PUBLIC SERVICE. STUDENT SERVICES PROVIDE VARIOUS SERVICES TO STUDENTS, WHICH CONTRIBUTE TO THE STUDENTS?EMOTIONAL AND PHYSICAL WELL-BEING AND TO THEIR INTELLECTUAL, CULTURAL, AND SOCIAL DEVELOPMENT OUTSIDE THE CONTEXT OF THE UNIVERSITY FORMAL INSTRUCTIONAL PROGRAMS. 25430797 27527977 AUXILIARY REVENUE FOR ROOM & BOARD AND HEALTH SERVICES. 25430797 27527977 280389694 1 1 0 1 0 0 1 0 1 1 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 1 1 1 0 0 0 1 1 0 0 1 11304 0 1 6484 1 1 1 1 GM 0 0 0 1 1 0 0 0 53 50 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X Frank Barletta 2122295600 66 W 12TH STREET New York NY 10011 Arnold H Aronson 1.00 X 0 0 0 Bernard L Schwartz 1.00 X 0 0 0 Eileen Naughton 1.00 X 0 0 0 Beth Rudin DeWoody 1.00 X 0 0 0 Bevis Longstreth 1.00 X 0 0 0 Cheryl Cohen Effron 1.00 X 0 0 0 David B Ford 1.00 X 0 0 0 Douglas D Durst 1.00 X 0 0 0 Elliot Stein 1.00 X 0 0 0 Eugene M Lang 1.00 X 0 0 0 Franci J Balssberg 1.00 X 0 0 0 George Haywood 1.00 X 0 0 0 George Walker 1.00 X 0 0 0 Henry H Arnhold 1.00 X 0 0 0 Jane D Hartley 1.00 X 0 0 0 John L Tishman 1.00 X 0 0 0 Jonathan Newcomb 1.00 X 0 0 0 Joshua Sapan 1.00 X 0 0 0 Julien J Studley 1.00 X 0 0 0 Kent A Dlark 1.00 X 0 0 0 Lauren MTyler 1.00 X 0 0 0 Leo Hindery Jr 1.00 X 0 0 0 Lilian Shiao-Yen Wu 1.00 X 0 0 0 Linad E Rappaport 1.00 X 0 0 0 Malcolm B Smith 1.00 X 0 0 0 Marylin L Prince 1.00 X 0 0 0 Michael E Gellert 1.00 X 0 0 0 Michael J Johnston 1.00 X 0 0 0 Mrs James C Slaughter 1.00 X 0 0 0 Nancy Garvey 1.00 X 0 0 0 Nancy Walker 1.00 X 0 0 0 Nancy Lublin 1.00 X 0 0 0 Paul A Gould 1.00 X 0 0 0 Philip Scaturro 1.00 X 0 0 0 Richard L Kauffman 1.00 X 0 0 0 Richard Reiss 1.00 X 0 0 0 Robert Millard 1.00 X 0 0 0 Robert E Denham 1.00 X 0 0 0 Robert R Hoerle 1.00 X 0 0 0 Robert H Mundheim 1.00 X 0 0 0 Sally Susman 1.00 X 0 0 0 Sheila C Johnson 1.00 X 0 0 0 Steven H Bloom 1.00 X 0 0 0 Susan L Foote 1.00 X 0 0 0 Susan M Lyne 1.00 X 0 0 0 Susan U Halpern 1.00 X 0 0 0 Walter A Eberstadt 1.00 X 0 0 0 William D Zabel 1.00 X 0 0 0 William E Havemeyer 1.00 X 0 0 0 William H Hayden 1.00 X 0 0 0 William J Snipes 1.00 X 0 0 0 Randall S Yanker 1.00 X 0 0 0 Bob Kerrey 40.00 X X 687812 0 631725 James Murtha 40.00 X 501770 0 179479 Tim Marshall 40.00 X 427435 0 44520 Frank Barletta 40.00 X 300495 0 35579 Carol Cantrell 40.00 X 266445 0 49650 Shelley Reed 40.00 X 287232 0 51788 Mary Sanger 40.00 X 246197 0 38884 Craig Becker -vp TREAS 40.00 X 134929 0 19074 Lia Gartner 40.00 X 282490 0 41532 Robert Gay 40.00 X 274470 0 47918 Ben Lee 40.00 X 569900 0 62132 Nancy Donner 40.00 X 261150 0 46321 Roy Moskowitz 40.00 X 276408 0 47125 Doris Suarez 40.00 X 269612 0 41495 Kristin Sorenson 40.00 X 239331 0 40594 Joseph Westphal 40.00 X 360419 0 48563 Linda Reimer 40.00 X 263802 0 47511 Linda Dunne 40.00 X 267462 0 44344 Neil Gordon 40.00 X 247976 0 30400 Joel Lester 40.00 X 242883 0 46675 Robert Lupone 40.00 X 218309 0 37890 Michael Schober 40.00 X 242900 0 30935 Lisa Servon 40.00 X 268968 0 30069 Joel Towers 40.00 X 227061 0 40481 Jonathan Veitch 40.00 X 154849 0 26342 Simom Collins 40.00 X 223597 0 14885 Paul Goldberger 40.00 X 210668 0 44186 Ann Stoler 40.00 X 267945 0 44164 Richard Bernstein 40.00 X 206730 0 41789 William Bevington 40.00 X 188532 0 35284 Nancy Stier 40.00 X 216685 0 28260 Greggory Spence - CURRENT professor 40.00 X 132228 0 21261 8966690 0 1990855 152 1 1 0 TNS Developer LLC One Bryant Park New York NY 10036 Architectural Service 3649197 Skidmore Owings & Merrill LLP 14 Wall Street New York NY 10005 Architectural Service 3003914 Janice B Rimler-Castellano 685 Selfridge St New York NY 11375 Consultant 392497 Ohlhausen Dubois Architects 14 East 4th St New York NY 10014 Architectural Service 361616 New York Metropolitan Reference & Resear 57 East 11th Street new york NY 10003 Database Subscription 338676 24 1663352 6764 7476906 25797711 1151960 34944733 Tuition & fees 900099 298781965 298781965 AUXILIARY ENTERPRISE 900099 27527977 27527977 eDUCATION DEPT SVCS 900099 339956 339956 326649898 1882292 128722 1753570 1175202 1175202 1175202 1175202 311657000 311634136 22864 22864 22864 141410 1663352 467897 -326487 -326487 Indirect Cost Recovery 900099 811217 811217 Miscellaneous Revenue 900099 444864 444864 COMMISSIONS 900099 25580 25580 1281661 365630163 326649898 128722 3906810 72613383 72613383 7123790 1640733 5203131 279926 398434 153489 244945 132147714 111361868 17764455 3021391 11560226 9363783 1965238 231205 21211405 12398720 8136144 676541 9941437 8052564 1690044 198829 1110716 27687 1083029 190500 190500 820643 820643 411579 411579 5519873 3247450 2263029 9394 3228499 148878 3074949 4672 9347551 4770472 4425213 151866 2644158 1391429 1239116 13613 32666193 27709042 4957151 3415447 2998514 335657 81276 394139 349746 29643 14750 7144948 5631072 1488005 25871 778565 778565 12520929 9612361 2870143 38425 1629180 55870 1573310 Bad Debt Expense 6514396 800 6513596 Library 2749650 2713966 35684 Food Services 2498809 2211702 198735 88372 Printing & Publications 1898853 1039437 616770 242646 Indirect Cost 812416 812416 2315243 1305747 952023 57473 353608676 280389694 68082732 5136250 1762355 1143375 921076 1344611 41446622 42079448 8746423 9943037 338820 5261793 4946374 9993026 10551541 336253082 99979951 219599141 236273131 198349345 202840024 72684636 82716759 7674397 6975170 566777634 598813470 36011825 39886584 10729506 11270470 152129339 147976672 3851998 3851999 202722668 202985725 X 209806190 228796970 81872191 95354167 72376585 71676608 364054966 395827745 566777634 598813470 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 820643 820643 0 Part II-B, Line 1i: Explanation of Other Lobbying Activities: THE EXPENSES WERE INCURRED FOR THE PURPOSE OF GOVERNMENT RELATIONS ACTIVITIES WITH THE CITY OF NEW YORK, STATE OF NEW YORK, AND FEDERAL GOVERNMENT; LOBBYING ACTIVITIES IN SUPPORT OF HIGHER EDUCATION ISSUES AND LEGISLATION; AND TO ASSIST IN PROCURING APPROPRIATIONS AND GRANTS. X 0 179373610 1144433 18229335 3788026 6790805 188168547 219174978 3760680 -32565876 3842743 7153429 179373610 0.47000 0.53000 0 0 47175902 47175902 186601610 71802953 114798657 50483942 11029747 39454195 3657716 3657716 0 48333912 13489535 34844377 236273131 Investments-HEDGE FUNDS 70394409 F investments-PRIVATE EQUITY 11222350 F INVESTMENTS-REAL ESTATE 1100000 F 82716759 Federal student loan advances perkins 3851999 3851999 365630163 353608676 12021487 18301152 1624750 -174610 19751292 31772779 313230890 18301151 2031250 490245 20822646 292408244 411579 72810340 73221919 365630163 281458111 406500 467897 874397 280583714 411579 72613383 73024962 353608676 Part III, Line 1a: The university's art collection consists of works of art, including prints, paintings, photographs, and sculptures that are held for the purposes of public exhibition, education, and research. Each of the items is cataloged, preserved, and cared for, and activities verifying their existence and assessing their condition are performed by the university's curators under the supervision of the Trustee Art Committee. The art collection, which was acquired through purchases and contributions since the university's inception, is not recognized as an asset in the balance sheet. Purchases of collection items are recorded as expenses and contributed collection items are not reported as contributions. Proceeds from sales are reflected as increases in unrestricted net assets. Part III, Line 4: THE MISSION OF THE NEW SCHOOL ART COLLECTION, IN RECOGNITION OF ITS HISTORIC COMMITMENT TO ART AS A VEHICLE FOR SOCIOPOLITICAL CHANGE, IS TO ADVANCE THE IMPORTANCE OF ART AS AN AGENT FOR PERSONAL AND COLLECTIVE TRANSFORMATION. AS A CURRICULAR RESOURCE FOR ALL AREAS OF STUDY, THE ROLE OF THE COLLECTION IS TO CONSERVE, INTERPRET, AND PRESENT WORKS OF ART TO THE STUDENTS, FACULTY, AND GREATER COMMUNITY. NEW ACQUISITIONS SUPPORT THE VISION OF THE UNIVERSITY AS AN ENVIRONMENT FOR INNOVATIVE THINKING AND ARTISTIC EXPERIMENTATION. HISTORY OF THE COLLECTION: THE UNIVERSITY'S LEGACY OF SUPPORTING THE FREEDOM OF ARTISTIC EXPRESSION BEGAN IN 1931 WITH THE COMMISSIONING OF TWO HISTORICALLY SIGNIFICANT MURAL CYCLES: JOSE CLEMENTE OROZCO'S A CALL FOR REVOLUTION AND UNIVERSAL BROTHERHOOD AND THOMAS HART BENTON'S EPIC AMERICA TODAY. OVER THE YEARS, THE UNIVERSITY HAS HOSTED A ROSTER OF ACCOMPLISHED ARTISTS, WRITERS, DANCERS, DESIGNERS, HISTORIANS, SOCIAL SCIENTISTS, AND PHILOSOPHERS, CREATING A FLOURISHING LABORATORY FOR EXPERIMENTATION AND INNOVATION. AS AN INSTITUTION THAT EMBRACED SUCH DIVERSE FIGURES AS POET ROBERT FROST, ANTHROPOLOGIST MARGARET MEADE, ART HISTORIAN MEYER SCHAPIRO, AND COMPOSER/CONCEPTUAL ARTIST JOHN CAGE, THE NEW SCHOOL HAS ALWAYS STOOD AT THE FOREFRONT OF SELF-DISCOVERY AND VISIONARY SOCIAL, INTELLECTUAL, AND AESTHETIC EXPERIMENTATION. THE NEW SCHOOL ART COLLECTION WAS ESTABLISHED IN 1960 WITH A GRANT FROM THE ALBERT A. LIST FOUNDATION. ALBERT LIST AND HIS WIFE VERA, A LIFE TRUSTEE, WERE DEDICATED PATRONS OF THE ARTS AND OF THE NEW SCHOOL. IN ADDITION TO THEIR GENEROUS DONATION OF ART, THE LISTS ENDOWED THE UNIVERSITY WITH A COMMITMENT TO ART, BOTH AS A MEANS OF INTELLECTUAL AND AESTHETIC EXPERIMENTATION AS WELL AS AN AGENT IN ADDRESSING THE SALIENT SOCIAL AND POLITICAL ISSUES OF OUR TIME. THE COLLECTION, NOW GROWN TO APPROXIMATELY 1,800 POSTWAR AND CONTEMPORARY WORKS OF ART, INCLUDES EXAMPLES IN ALMOST ALL MEDIA BY SOME OF THE MOST INNOVATIVE AND CREATIVE ARTISTS OF OUR TIME. INSTALLED THROUGHOUT THE UNIVERSITY CAMPUS AND TRANSFORMING THE PUBLIC SPACES INTO LIVELY FORUMS FOR EXAMINING CONTEMPORARY ART, THE COLLECTION OFFERS STUDENTS AND FACULTY A RARE OPPORTUNITY TO ENGAGE WITH ART ON A DAILY BASIS, MAKING IT A DISTINCTIVE COMPONENT OF THEIR EDUCATIONAL EXPERIENCE. THE COLLECTION HAS CONTINUED ITS TRADITION OF INCORPORATING SITE-SPECIFIC WORKS INTO ITS PUBLIC SPACES. WORKS BY ARTISTS SUCH AS SOL LEWITT, DAVE MULLER, MARTIN PURYEAR, BRIAN TOLLE, AND KARA WALKER HAVE BEEN ADDED IN RECENT YEARS. Part X: Description of Uncertain Tax Positions Under FIN 48: THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAX PURSUANT TO SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. ACCORDINGLY, NO PROVISION FOR FEDERAL INCOME TAX HAS BEEN RECORDED IN THE ACCOMPANYING FINANCIAL STATEMENT. THE UNIVERSITY IS ALSO EXEMPT FROM NEW YORK INCOME TAXES UNDER THE RELATED STATE PROVISION. MANAGEMENT BELIEVES THAT THE UNIVERSITY WILL CONTINUE TO BE EXEMPT FROM TAXES AND THAT THE UNIVERSITY HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS. DONATIONS TO THE UNIVERSITY QUALIFY FOR DEDUCTION AS CHARITABLE CONTRIBUTIONS. Part XI, Line 8 - Other Adjustments: change in value of Split Interest - $22,348 Post retirement Benefits adjustment - <$196,957> rounding adjustment - <$1> Part XII, Line 2d - Other Adjustments: change in value of Split Interest - $22,348 SPECIAL EVENT EXPENSES REPORTED ON FORM 990, PART VIII, LINE 8B - $467,897 Part XII, Line 4b - Other Adjustments: Scholarship Expenses netted against revenue - $72,613,383 post retirement benefits adjustment - <$196,957> Part XIII, Line 2d - Other Adjustments: SPECIAL EVENT EXPENSES REPORTED ON FORM 990, PART VIII, LINE 8B - $467,897 Part XIII, Line 4b - Other Adjustments: Scholarship Expenses netted against revenue - $72,613,383 1 1 1 A GENERAL STATEMENT OF NON-DISCRIMINATION IS INCLUDED IN ALL ADVERTISEMENT AND OTHER PRINTED MEDIA RELATING TO THE RECRUITMENT OF STUDENTS AND EMPLOYEES. 1 1 1 1 0 0 0 0 0 0 0 0 1 0 EXPLANATION OF AID OR ASSISTANCE FROM GOVERNMENTAL AGENCY: THE UNIVERSITY RECEIVES VARIOUS FORMS OF FINANCIAL AID FROM THE GOVERNMENT SUPPORT FINANCIAL ASSISTANCE PROVIDED TO THE STUDENTS. THE TYPES OF GOVERNMENT ASSISTANCE THE UNIVERSITY RECEIVES INCLUDE THE FOLLOWING: (1) FEDERAL PELL GRANT (2)FEDERAL SUPPLEMENTAL OPPORTUNITY GRANT (SEOG) (3)FEDERAL ACADEMIC COMPETITIVENESS GRANT (ACG) (4) FEDERAL PERKINS LOAN (5) FEDERAL FAMILY EDUCATION LOAN PROGRAM (FFELP) (INCLUDING STAFFORD AND PLUS LOANS) (6) NEW YORK STATE TUITION ASSISTANCE PROGRAM (TAP) NEW YORK STATE AID FOR PART-TIME STUDY (APTS) (7) NEW YORK STATE HIGHER EDUCATION OPPORTUNITY PROGRAM (HEOP) (8) NEW YORK STATE BUNDY AID APPROPRIATION.THE UNIVERSITY RECEIVES GOVERNMENT FUNDING TO SUPPORT ITS ORGANIZED RESEARCH PROGRAMS. THESE GOVERNMENTAL GRANTS HELP TO FURTHER THE UNIVERSITY'S MISSION BY SUPPORTING ORGANIZED RESEARCH EFFORTS IN THE AREAS OF EDUCATION, TRAINING, AND PUBLIC SERVICES. 1 Parson's fashion show 968935 879925 89010 135260 194908 LaGuardia dinner 746255 693855 52400 117014 11059 3 89572 89572 9656 1804762 1663352 141410 117014 144916 205967 467897 -326487 1 0 0 The New School Institutional Scholarship Program 7270 63528711 Federal Student Aid Grants 1679 7174740 New York State Student Aid Grants 702 1909932 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: GRANTMAKER'S DESCRIPTION OF HOW GRANTS ARE USED: STUDENTS RECEIVING FINANCIAL AID ARE DETERMINED TO BE WORTHY BY THE UNIVERSITY'S ASSESSMENT ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. THE OFFICE OF FINANCIAL AID AND THE FINANCE OFFICE FOR EACH COLLEGE CONTINUOUSLY MONITOR STUDENT ELIGIBILITY FOR THESE AWARDS. PART IV - ADDITIONAL SUPPLEMENTAL INFORMATION: THE PRIMARY ROLE OF STUDENT FINANCIAL SERVICES IS TO ASSIST IN IDENTIFYING SOURCES OF FINANCIAL ASSISTANCE AND PROVIDING SERVICES THAT ENABLE ADMITTED AND CONTINUING STUDENTS TO ENROLL AND MANAGE THEIR EDUCATIONAL EXPENSES. STUDENT FINANCIAL SERVICES ALSO PLAYS AN IMPORTANT ROLE IN REGULATORY COMPLIANCE. STUDENT FINANCIAL SERVICES ENSURE EQUITY BY APPLYING ALL NEED ANALYSIS FORMULAS CONSISTENTLY ACROSS THE INSTITUTION'S POPULATION OF STUDENT FINANCIAL AID APPLICANTS AND PROVIDE SERVICES THAT DO NOT DISCRIMINATE ON THE BASIS OF RACE, GENDER ETHNICITY, SEXUAL ORIENTATION, RELIGION, DISABILITY, AGE, OR ECONOMIC STATUS. INSTITUTIONAL, FEDERAL, STATE AND PRIVATE AID PROGRAMS INCLUDE THE FOLLOWING: THE NEW SCHOOL INSTITUTIONAL SCHOLARSHIP PROGRAM FEDERAL PELL GRANT,FEDERAL SUPPLEMENTAL OPPORTUNITY GRANT(SEOG), FEDERAL ACADEMIC COMPETITIVENESS GRANT (ACG), FEDERAL PERKINS LOAN, FEDERAL FAMILY EDUCATION LOAN PROGRAM (FFELP) (INCLUDING STAFFORD AND PLUS LOANS), NEW YORK STATE TUITION ASSISTANCE PROGRAM (TAP), NEW YORK STATE AID FOR PART-TIME STUDY (APTS), NEW YORK STATE HIGHER EDUCATION OPPORTUNITY PROGRAM (HEOP), EXTERNAL SCHOLARSHIP AND LOAN PROGRAM. X X X 1 1 X X X X X X 1 1 0 0 0 0 0 0 0 Bob Kerrey 626164 0 0 0 61648 0 165004 0 466721 0 1319537 0 0 0 James Murtha 480932 0 0 0 20838 0 47658 0 131821 0 681249 0 0 0 Tim Marshall 375127 0 0 0 52308 0 37885 0 6635 0 471955 0 0 0 Frank Barletta 300495 0 0 0 0 0 31848 0 3731 0 336074 0 0 0 Carol Cantrell 266445 0 0 0 0 0 29726 0 19924 0 316095 0 0 0 Shelley Reed 287232 0 0 0 0 0 32984 0 18804 0 339020 0 0 0 Mary Sanger 221966 0 0 0 24231 0 22906 0 15978 0 285081 0 0 0 Craig Becker -vp & TREAS 134929 0 0 0 0 0 10154 0 8920 0 154003 0 0 0 Lia Gartner 250140 0 0 0 32350 0 25188 0 16344 0 324022 0 0 0 Robert Gay 273721 0 0 0 749 0 28080 0 19838 0 322388 0 0 0 Ben Lee 466646 0 0 0 103254 0 45788 0 16344 0 632032 0 0 0 Nancy Donner 261150 0 0 0 0 0 27225 0 19096 0 307471 0 0 0 Roy Moskowitz 256408 0 0 0 20000 0 26981 0 20144 0 323533 0 0 0 Doris Suarez 267102 0 0 0 2510 0 29588 0 11907 0 311107 0 0 0 Kristin Sorenson 223770 0 0 0 15561 0 26746 0 13848 0 279925 0 0 0 Joseph Westphal 275010 0 0 0 85409 0 34115 0 14448 0 408982 0 0 0 Linda Reimer 263802 0 0 0 0 0 29217 0 18294 0 311313 0 0 0 Linda Dunne 267462 0 0 0 0 0 27170 0 17174 0 311806 0 0 0 Neil Gordon 232976 0 0 0 15000 0 23366 0 7034 0 278376 0 0 0 Joel Lester 242883 0 0 0 0 0 25331 0 21344 0 289558 0 0 0 Robert Lupone 213309 0 0 0 5000 0 21546 0 16344 0 256199 0 0 0 Michael Schober 242900 0 0 0 0 0 24300 0 6635 0 273835 0 0 0 Lisa Servon 255668 0 0 0 13300 0 25069 0 5000 0 299037 0 0 0 Joel Towers 227061 0 0 0 0 0 23191 0 17290 0 267542 0 0 0 Jonathan Veitch 140849 0 0 0 14000 0 14398 0 11944 0 181191 0 0 0 Simom Collins 223597 0 0 0 0 0 14885 0 0 0 238482 0 0 0 Paul Goldberger 210668 0 0 0 0 0 21942 0 22244 0 254854 0 0 0 Ann Stoler 205637 0 0 0 62308 0 21420 0 22744 0 312109 0 0 0 Richard Bernstein 206730 0 0 0 0 0 21275 0 20514 0 248519 0 0 0 William Bevington 188532 0 0 0 0 0 19160 0 16124 0 223816 0 0 0 Nancy Stier 216685 0 0 0 0 0 21808 0 6452 0 244945 0 0 0 Greggory Spence - CURRENT professor 132228 0 0 0 0 0 13306 0 7955 0 153489 0 0 0 Part I, Line 1a HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE & PERSONAL SERVICES EXPLANATION: CAMPUS HOUSING WAS PROVIDED TO J. ROBERT KERREY AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE SCHOOL. MR. KERREY'S COMPENSATION INCLUDES $464,400 FOR HOUSING AND PERSONAL SERVICES (SUCH AS UTILITIES AND PROPERTY UPKEEP). THIS AMOUNT IS INCLUDED IN SCHEDULE J-1 PART I COLUMN D. PART I, LINE 1A: HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE & PERSONAL SERVICES EXPLANATION: CAMPUS HOUSING WAS PROVIDED TO JAMES MURTHA AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE SCHOOL. MR. MURTHA'S COMPENSATION INCLUDES $111,997 FOR HOUSING AND PERSONAL SERVICES (SUCH AS UTILITIES AND PROPERTY UPKEEP). THIS AMOUNT IS INCLUDED IN SCHEDULE J-1 PART I COLUMN D. FIRST CLASS TRAVEL IS ALLOWED FOR THE PRESIDENT AND OTHERS AUTHORIZED BY THE PRESIDENT. Part I, Line 4a NANCY STIER, FORMER VP OF BUDGET WHO TERMINATED ON MARCH 17, 2010, RECEIVED SEVERANCE PAY THROUGH SALARY CONTIUATION FOR A PERIOD OF 12 MONTHS IN 2009. PART I, LINE 4B: CONTRIBUTIONS TO THE SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN HAVE BEEN PROVIDED TO THE FOLLOWING: J. ROBERT KERREY- $140,504 JAMES MURTHA - $23,158 BENJAMIN LEE - $21,288 JOSEPH WESTPHAL - $9,615 Dormitory Authority of the State of New York 146000293 64983QFY0 2005-06-16 22710746 Refunds series 1994a Dated: 09/13/1994 0 0 Dormitory Authority of the state of New York 146000293 64983Q6U8 2006-11-21 72763601 Acquisition of 300 West 20th Street 0 0 22710746 448619 22710746 2005 1 1 1 1 72763601 772865 72763601 2009 0 0 1 1 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 DURST CORPORATION TNS DEVELOPER L ENTITY OWNED BY DOUGLAS D. DURST, A TRUSTEE OF THE UNIVERSITY 3649147 BUILDING REPRESENTATION/DEVELOPER 0 TISHMAN CONSTRUCTION - JOHN L TISH ENTITY OWNED BY FAMILY MEMBER OF JOHN TISHMAN, A TRUSTEE OF THE UNIVERSITY 490043 CONSTRUCTION MANAGEMENT(JOHN TISHMAN IS A FORMER OWNER AND OFFICER OF TISHMAN CONSTRUCTION AND HIS SON DAN, IS THE CURRENT OWNER AND SENIOR OFFICIAL) 0 X 1 0 X 19 1151960 Fair Market Value 0 1 1 Third Party Use: Part I, Line 32b: HIRE AND USE OF THIRD PARTIES: JP MORGAN CHASE IS THE CUSTODIAN OF ALL STOCK CONTRIBUTIONS. THEY ALSO FACILITATE THE DISPOSITIONS OF SUCH INVESTMENTS. Non Reporting of Revenue: Part I, Line 33: REVENUE NOT REPORTED IN PART I, COLUMN C: THE UNIVERSITY ELECTED, AS PERMITTED UNDER SFAS 116, NOT TO REPORT IN ITS REVENUE STATEMENT AND BALANCE SHEET WORKS OF ART/ HISTORICAL TREASURES. PLEASE SEE SCHEDULE D, PART III, LINE 1A AND PART XIV, SUPPLEMENTAL INFORMATION. Form 990, Part VI, Section B, line 11 FORM 990 REVIEW PROCESS: THE AUDIT AND RISK COMMITTEE HAS BEEN DELEGATED RESPONSIBILITY FOR REVIEWING THE ANNUAL 990 FORM. FOLLOWING THE AUDIT AND RISK COMMITTEE REVIEW OF THE FORM, IT IS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES PRIOR TO ITS SUBMISSION. Form 990, Part VI, Section B, line 12c CONFLICT OF INTEREST PROCESS: MEMBERS OF THE UNIVERSITY'S BOARD OF TRUSTEES AND SENIOR MANAGEMENT MAY, FROM TIME TO TIME, BE ASSOCIATED, EITHER DIRECTLY OR INDIRECTLY, WITH COMPANIES DOING BUSINESS WITH THE UNIVERSITY. THE UNIVERSITY'S CONFLICT OF INTEREST POLICY REQUIRES, AMONG OTHER THINGS, THAT NO MEMBER OF THE BOARD OF TRUSTEES OR ITS COMMITTEES CAN PARTICIPATE IN ANY DECISIONS IN WHICH HE OR SHE (OR AN IMMEDIATE FAMILY MEMBER) HAS A MATERIAL FINANCIAL INTEREST. FOR MEMBERS OF THE BOARD OF TRUSTEES AND SENIOR MANAGEMENT,THE UNIVERSITY REQUIRES AN ANNUAL DISCLOSURE OF SIGNIFICANT FINANCIAL INTEREST IN, OR EMPLOYMENT OR CONSULTING RELATIONSHIPS WITH, ENTITIES DOING BUSINESS WITH THE UNIVERSITY. WHEN SUCH RELATIONSHIPS EXIST, MEASURES ARE TAKEN TO ADDRESS THE ACTUAL OR PERCEIVED CONFLICT TO PROTECT THE BEST INTEREST OF THE UNIVERSITY AND ENSURE COMPLIANCE WITH RELEVANT CONFLICT OF INTEREST LAWS. Form 990, Part VI, Section B, line 15 COMPENSATION REVIEW AND APPROVAL PROCESS FOR CEO, EXEC. DIR., OR TOP MANAGEMENT OFFICIALS: COMPENSATION REVIEW PROCESS: A COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES, CONSISTING OF THE OFFICERS OF THE BOARD, REVIEWS THE COMPENSATION OF THE PRESIDENT, PROVOST, EXECUTIVE VICE PRESIDENT, OTHER SENIOR MANAGEMENT AND KEY EMPLOYEES. THE COMPENSATION COMMITTEE REVIEWS COMPENSATION FOR ALL EMPLOYEES EARNING $100,000 OR GREATER ON AN ANNUAL BASIS. A MEMORANDUM FROM THE PRESIDENT OUTLINING HIS RECOMMENDATIONS FOR MERIT, RETENTION OR PROMOTION INCREASES IS PROVIDED TO THE COMMITTEE WITH COMPARABILITY STATISTICS AS APPROPRIATE. THE COMPENSATION COMMITTEE APPROVES OR ADJUSTS THE PRESIDENT'S RECOMMENDATIONS. IN EXECUTIVE SESSION, THE COMPENSATION COMMITTEE DETERMINES THE PRESIDENTS SALARY USING AVAILABLE MARKET INFORMATION. DURING THE YEAR, THE COMMITTEE IS ADVISED AND APPROVES HIRING ARRANGEMENTS ASSOCIATED WITH RECRUITING INDIVIDUALS EARNING OVER $100,000; THE COMMITTEE ALSO APPROVE PROMOTIONS OF HIGHLY COMPENSATED INDIVIDUALS EARNING OVER $100,000. PERIODICALLY, A COMPENSATION CONSULTANT REVIEWS THE TOTAL COMPENSATION FOR TOP EXECUTIVES INCLUDING; THE PRESIDENT, PROVOST, EXECUTIVE VICE PRESIDENT AND ALL VICE PRESIDENTS AND DEANS AND DIRECTORS. A REVIEW OF THE HIGHEST PAID PROFESSORS IS INCLUDED IN THIS ANALYSIS. PERIODICALLY, THE UNIVERSITY'S EXECUTIVE COMPENSATION PROCESS IS REVIEWED BY THE AUDIT AND RISK COMMITTEE OF THE BOARD OF TRUSTEES. LINE 15B: COMPENSATION REVIEW PROCESS OFFICERS AND KEY EMPLOYEES: AS NOTED ABOVE, THE COMPENSATION COMMITTEE REVIEWS COMPENSATION FOR ALL EMPLOYEES EARNING $100,000 OR GREATER ON AN ANNUAL BASIS. A MEMORANDUM FROM THE PRESIDENT OUTLINING HIS RECOMMENDATIONS FOR MERIT, RETENTION OR PROMOTION INCREASES IS PROVIDED TO THE COMMITTEE WITH COMPARABILITY STATISTICS AS APPROPRIATE. Form 990, Part VI, Section C, line 19 OTHER ORGANIZATION DOCUMENTS PUBLICLY AVAILABLE: PUBLIC INSPECTION THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. ALSO, THE FEDERAL FORM 990, WHICH INCLUDES FINANCIAL AND OTHER DISCLOSURES, IS AVAILABLE ON GUIDESTAR. Form 990, Part XI, line 2c: oversight of audit and selection of an independent accountant: The University has a committee that assumes responsibility for oversight of the audit of its financial statements and selection of an independent accountant. This process did not change from the prior year. FORM 990, PART III, LINE 1: organization mission (continued): IN ADDITION TO ITS 70 GRADUATE AND UNDERGRADUATE DEGREE-GRANTING PROGRAMS, THE UNIVERSITY OFFERS CERTIFICATE PROGRAMS AND MORE THAN 1,000 CONTINUING EDUCATION COURSES TO 13,000 ADULT LEARNERS EVERY YEAR. THE NEW SCHOOL (THE UNIVERSITY) WAS FOUNDED IN 1919 BY A GROUP OF SCHOLARS, JOURNALISTS, AND CIVIC LEADERS WHO IMAGINED AN EDUCATIONAL VENUE WHERE THEY COULD FREELY DISCUSS THEIR IDEAS, AND WHERE DIALOGUE COULD TAKE PLACE BETWEEN INTELLECTUALS AND THE PUBLIC. ORIGINALLY DEVOTED TO EXPLORING THE PRESSING SOCIAL, POLITICAL, AND ECONOMIC PROBLEMS OF THE DAY, THE NEW SCHOOL HAS SINCE EXPANDED ITS FOCUS TO EMBRACE THE ARTS AND CULTURE. TODAY THE UNIVERSITY OFFERS BACHELORS AND MASTERS PROGRAMS IN THE VISUAL AND PERFORMING ARTS IN ADDITION TO BACHELORS, MASTERS, DOCTORATE AND CERTIFICATE PROGRAMS IN THE LIBERAL ARTS, SOCIAL SCIENCES, AND MANAGEMENT AND URBAN POLICY. THE NEW SCHOOL IS AN INDEPENDENT, NONPROFIT, COEDUCATIONAL INSTITUTION OF HIGHER EDUCATION COMPRISING EIGHT SCHOOLS. EACH SCHOOL HAS ITS OWN HISTORY AND PROGRAM OFFERINGS. THE EIGHT SCHOOLS ARE: THE NEW SCHOOL FOR GENERAL STUDIES; THE NEW SCHOOL FOR SOCIAL RESEARCH; MILANO THE NEW SCHOOL FOR MANAGEMENT AND URBAN POLICY; PARSONS THE NEW SCHOOL FOR DESIGN; EUGENE LANG COLLEGE THE NEW SCHOOL FOR LIBERAL ARTS; MANNES COLLEGE THE NEW SCHOOL FOR MUSIC; THE NEW SCHOOL FOR DRAMA; AND THE NEW SCHOOL FOR JAZZ AND CONTEMPORARY MUSIC. THE MAIN CAMPUS IS LOCATED IN GREENWICH VILLAGE IN THE CITY OF NEW YORK, ALONG WITH OTHER LOCATIONS IN MANHATTAN. THE UNIVERSITY IS ACCREDITED BY THE MIDDLE STATES ASSOCIATION OF COLLEGES AND SCHOOLS. THE UNIVERSITY DERIVES ITS REVENUES PRINCIPALLY FROM STUDENT TUITION AND FEES, GOVERNMENT APPROPRIATIONS, GRANTS AND CONTRACTS, GIFTS, AND INVESTMENT EARNINGS. ADDITIONAL SUPPORT IS GENERATED THROUGH AUXILIARY ACTIVITIES CARRIED OUT BY THE UNIVERSITY, SUCH AS DINING SERVICES, STUDENT HEALTH SERVICES, AND RESIDENCE FACILITIES. THE UNIVERSITY SPENDS THESE RESOURCES TO MEET ITS INSTRUCTIONAL AND EDUCATIONAL MISSION. FORM 990, SCHEDULE I, PART III: SUPPLEMENTAL INFORMATION THE NEW SCHOOL OFFICE OF STUDENT FINANCIAL SERVICES IS COMPRISED OF THE OFFICE OF FINANCIAL AID AND THE OFFICE OF STUDENT ACCOUNTS. THE PRIMARY ROLE OF STUDENT FINANCIAL SERVICES IS TO ASSIST IN IDENTIFYING SOURCES OF FINANCIAL ASSISTANCE AND PROVIDING SERVICES THAT ENABLE ADMITTED AND CONTINUING STUDENTS TO ENROLL AND MANAGE THEIR EDUCATIONAL EXPENSES. STUDENT FINANCIAL SERVICES ALSO PLAYS AN IMPORTANT ROLE IN THE AREAS OF REGULATORY COMPLIANCE, FISCAL SOUNDNESS, AND STATISTICAL REPORTING. WE ARE COMMITTED TO MAKING ALL REASONABLE EFFORTS TO REMOVE FINANCIAL BARRIERS FOR THOSE WHO WISH TO PURSUE POSTSECONDARY LEARNING AND WE MAKE ALL REASONABLE EFFORTS TO ASSIST STUDENTS WITH FINANCIAL NEED. WE ENSURE EQUITY BY APPLYING ALL NEED ANALYSIS FORMULAS CONSISTENTLY ACROSS THE INSTITUTION'S FULL POPULATION OF STUDENT FINANCIAL AID APPLICANTS AND WE PROVIDE SERVICES THAT DO NOT DISCRIMINATE ON THE BASIS OF RACE, GENDER, ETHNICITY, SEXUAL ORIENTATION, RELIGION, DISABILITY, AGE, OR ECONOMIC STATUS. THE UNIVERSITY RECEIVES VARIOUS FORMS OF FINANCIAL AID FROM THE GOVERNMENT SUPPORT FINANCIAL ASSISTANCE PROVIDED TO THE STUDENTS. THE TYPES OF GOVERNMENT ASSISTANCE THE UNIVERSITY RECEIVES INCLUDE THE FOLLOWING:FEDERAL PELL GRANT FEDERAL SUPPLEMENTAL OPPORTUNITY GRANT (SEOG) FEDERAL ACADEMIC COMPETITIVENESS GRANT (ACG) FEDERAL PERKINS LOAN FEDERAL FAMILY EDUCATION LOAN PROGRAM (FFELP) (INCLUDING STAFFORD AND PLUS LOANS) NEW YORK STATE TUITION ASSISTANCE PROGRAM (TAP) NEW YORK STATE AID FOR PART-TIME STUDY (APTS) NEW YORK STATE HIGHER EDUCATION OPPORTUNITY PROGRAM (HEOP) NEW YORK STATE BUNDY AID APPROPRIATION THE UNIVERSITY RECEIVES GOVERNMENT FUNDING TO SUPPORT ITS ORGANIZED RESEARCH PROGRAMS. THESE GOVERNMENTAL GRANTS HELP TO FURTHER THE UNIVERSITY'S MISSION BY SUPPORTING ORGANIZED RESEARCH EFFORTS IN THE AREAS OF EDUCATION, TRAINING, AND PUBLIC SERVICES. THE PUBLIC AGENCIES THAT SUPPORT THE UNIVERSITY'S RESEARCH ACTIVITIES ARE: NATIONAL SCIENCE FOUNDATION DEPARTMENT OF HEALTH AND HUMAN SERVICES UNITED STATES DEPARTMENT OF ENERGY UNITED STATES DEPARTMENT OF EDUCATION UNITED STATES DEPARTMENT OF DEFENSE THE NATIONAL ENDOWMENT FOR THE ARTS FORM 990, PART VII AND SCHEDULE J, PART II - COMPENSATION EXPLANATION: MARY SANGER - START DATE AS DEPUTY PROVOST WAS APRIL, 2009 CRAIG BECKER - NEWLY HIRED JUNE, 2009 GREGGORY SPENCE - FORMER VP & GENERAL COUNSEL, CURRENT PROFESSOR Schedule K Supplental Information Additional information on Bond issue 06/16/05: Dated: 09/13/19994; 1995A Dated: 06/30/1995; Series 1997 Dated: 04/29/1997 Additional information on bond issue 11/21/2006: Purchase of Development rights for 65 Fifth Avenue, and renovation of 72and 79 5th Avenue and Parson's Complex. FORM 990, SCHEDULE L, PART IV: RELATED PARTY TRANSACTIONS MEMBERS OF THE UNIVERSITY'S BOARD OF TRUSTEES AND SENIOR MANAGEMENT MAY, FROM TIME TO TIME, BE ASSOCIATED, EITHER DIRECTLY OR INDIRECTLY, WITH COMPANIES DOING BUSINESS WITH THE UNIVERSITY. THE UNIVERSITY'S CONFLICT OF INTEREST POLICY REQUIRES, AMONG OTHER THINGS, THAT NO MEMBER OF THE BOARD OF TRUSTEES OR ITS COMMITTEES CAN PARTICIPATE IN ANY DECISION IN WHICH HE OR SHE (OR AN IMMEDIATE FAMILY MEMBER) HAS A MATERIAL FINANCIAL INTEREST. FOR MEMBERS OF THE BOARD OF TRUSTEES AND SENIOR MANAGEMENT, THE UNIVERSITY REQUIRES AN ANNUAL DISCLOSURE OF SIGNIFICANT FINANCIAL INTERESTS IN, OR EMPLOYMENT OR CONSULTING RELATIONSHIPS WITH, ENTITIES DOING BUSINESS WITH THE UNIVERSITY. WHEN SUCH RELATIONSHIPS EXIST, MEASURES ARE TAKEN TO ADDRESS THE ACTUAL OR PERCEIVED CONFLICT TO PROTECT THE BEST INTERESTS OF THE UNIVERSITY AND ENSURE COMPLIANCE WITH RELEVANT CONFLICT OF INTEREST LAWS. DURING FISCAL 2010, THE BOARD OF TRUSTEES APPROVED THE ENGAGEMENT OF TWO SERVICE FIRMS, ASSOCIATED WITH TRUSTEES, IN CONNECTION WITH THE UNIVERSITY CENTER CONSTRUCTION PROJECT. CONSISTENT WITH THE POLICY DISCUSSED ABOVE, THE DECISION TO ENGAGE EACH OF THE FIRMS WAS BASED ON A REVIEW AND DISCUSSION WITHOUT PARTICIPATION OF THE INTERESTED TRUSTEES, WITH THE ASSISTANCE OF REAL ESTATE CONSULTANTS AND OUTSIDE COUNSEL, AND A DETERMINATION THAT SUCH ENGAGEMENT WAS IN THE BEST INTEREST OF AND PROVIDED SUBSTANTIAL BENEFIT TO THE UNIVERSITY. TOTAL FEES PAID TO THE TWO FIRMS IN FISCAL 2010 APPROXIMATED $4.1 MILLION. Freunde Und Forderer Von the New School c/o HH LLP 1 Potsdamer Platz 1 Berlin Germany GM FACILITATE CONTRIBUTIONS GM Foreign Foreign N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Freunde Und Forderer Von the New School C 6764