2026-03-18T14:41:02-05:00 2025-06-30 331374517 PKF O'CONNOR DAVIES ADVISORY LLC 500 MAMARONECK AVENUE SUITE 301 HARRISON NY 105281633 990 2024-07-01 131632530 UNION SETTLEMENT ASSOCIATION INC UNIO 2128286000 237 EAST 104TH STREET NEW YORK NY 10029 DR DERRICK BOONE CHIEF EXECUTIVE OFFICER 2128286000 2026-03-18 1 1 EVA MRUK P00543254 9143818900 2026-03-11 2024 2025-03-06 01:10:19Z DR DERRICK BOONE 237 EAST 104TH STREET NEW YORK NY 10029 30460993 0 X WWW.UNIONSETTLEMENT.ORG X 1902 NY UNION SETTLEMENT CREATES OPPORTUNITY IN EAST HARLEM BY OFFERING COMPREHENSIVE PROGRAMS THAT HELP UNDERSERVED RESIDENTS IMPROVE THEIR SKILLS AND BUILD BETTER LIVES FOR THEMSELVES AND THEIR FAMILIES. 20 20 444 25 0 0 21418535 21118858 5052621 5533950 572648 385054 -224218 -47749 26819586 26990113 501835 504912 0 0 19449554 18608093 0 0 282640 9126070 9630176 29077459 28743181 -2257873 -1753068 28294486 25488594 16383009 14184108 11911477 11304486 X UNION SETTLEMENT ASSOCIATION CREATES OPPORTUNITY IN EAST HARLEM BY OFFERING COMPREHENSIVE PROGRAMS THAT HELP UNDERSERVED RESIDENTS IMPROVE THEIR SKILLS AND BUILD BETTER LIVES FOR THEMSELVES AND THEIR FAMILIES. 0 0 5521554 0 1899 EARLY CHILDHOOD EDUCATION & FAMILY SERVICE: PROVIDING HIGH QUALITY EARLY CARE AND EDUCATION SERVICES FOR HEAD START AND CHILD CARE ELIGIBLE FAMILIES AND CHILDREN. OPERATING FROM 6 SITES ACROSS EAST HARLEM, WE SERVE 2-, 3-, AND 4-YEAR OLDS IN CLASSROOM DESIGNED TO MEET THE SOCIAL-EMOTIONAL, COGNITIVE, PHYSICAL, AND LANGUAGE NEEDS OF THE CHILDREN TO SUPPORT SCHOOL READINESS. IN ADDITION, OUR FAMILY CHILD CARE NETWORKS SUPPORTS INDIVIDUAL FAMILY CHILD CARE PROVIDERS IN THE PROVISION OF HIGH-QUALITY SERVICES TO INFANTS, TODDLERS, AND PRESCHOOLERS FOLLOWING THE NYCDOE'S LET'S PLAY CURRICULUM. THE EARLY CHILDHOOD PROGRAM AND THE FAMILY CHILD CARE NETWORK SERVE OVER 500 CHILDREN YEARLY.FAMILY SERVICES: PROVIDING PROGRAMMING TO COMMUNITY RESIDENTS IN RESPONSE TO IDENTIFIED NEEDS BY COMMUNITY MEMBERS. COMMUNITY MEMBERS ARE FULLY INTEGRATED INTO THE DECISION-MAKING PROCESS FOR OUR TWO-FAMILY FOCUSED PROGRAMS: THE FAMILY ENRICHMENT CENTER AND THE COMMUNITY PARTNERSHIP. THESE TWO PROGRAMS PROVIDE VITAL SERVICES TO COMMUNITY RESIDENTS ACROSS EAST HARLEM IN COLLABORATION WITH OTHER COMMUNITY-BASED PARTNERS AND PROGRAM GOVERNING BOARDS THAT INCLUDE COMMUNITY-RESIDENTS AS PARTNERS IN DESIGNING AND OFFERING SERVICES. 4498171 10429 0 YOUTH SERVICES:OUR YOUTH SERVICES DEPARTMENT PROVIDES MORE THAN 3,000 CHILDREN, ADOLESCENTS AND YOUNG ADULTS WITH PROGRAMS THAT FOSTER CREATIVITY, CURIOSITY, RESILIENCE AND PROBLEM SOLVING; INSTILL HABITS OF PERSISTENCE AND PERSEVERANCE; AND ENHANCE SOCIAL AND EMOTIONAL SKILLS. SERVICES INCLUDE AFTERSCHOOL AND SUMMER PROGRAMS, COLLEGE PREPARATION, JOB READINESS, AND PROGRAMS FOR DISCONNECTED AND COURT-INVOLVED YOUTH. 3918071 494483 36800 SENIOR SERVICES:OUR FIVE OLDER ADULT CENTERS, MEALS ON WHEELS, AND NATURALLY OCCURRING RETIREMENT COMMUNITY (NORC) PROGRAMS PROVIDE NUTRITION, WELLNESS, EDUCATION, CASE ASSISTANCE, TRANSPORTATION AND OTHER SERVICES TO OVER 1,500 OLDER ADULTS EACH YEAR. 8828511 0 5495251 OTHER PROGRAMS INCLUDE: MENTAL HEALTH SERVICES: OUR LICENSED OUTPATIENT MENTAL HEALTH COUNSELING CLINIC PROVIDES CRITICAL STRENGTH-BASED AND TRAUMA-INFORMED MENTAL HEALTH SERVICES TO OVER 1,300 CHILDREN, ADOLESCENTS, ADULTS AND SENIORS EACH YEAR, HELPING THEM TO HEAL, DEVELOP RESILIENCY, AND LEAD FULFILLING AND PRODUCTIVE LIVES.ADULT EDUCATION:ENGLISH LANGUAGE, LITERACY, DIGITAL LITERACY, JOB TRAINING AND OTHER EDUCATIONAL CLASSES FOR OVER 400 ADULT STUDENTS EACH YEAR.ECONOMIC DEVELOPMENT:BUSINESS CLASSES, TECHNOLOGY EDUCATION, NEIGHBORHOOD IMPROVEMENTS, ACCESS TO CAPITAL AND TECHNICAL ASSISTANCE PROVIDED TO OVER 500 ENTREPRENEURS AND SMALL BUSINESSES THROUGHOUT EAST HARLEM.TOTAL FOR OTHER PROGRAMS: 8828511 0 5495251 22766307 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 124 0 444 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 20 20 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY X X X DR DERRICK BOONE 2128286000 237 EAST 104TH STREET NEW YORK NY 10029 DAWN M ZAPPETTI CHAIR 4.00 X X 0 0 0 COURTNEY DANKWORTH CO-VICE CHAIR 2.00 X X 0 0 0 JAGDEEP DAYAL CO-VICE CHAIR 2.00 X X 0 0 0 WILLIAM ARNOLD TREASURER 2.00 X X 0 0 0 ROBIN SPARKMAN SECRETARY 2.00 X X 0 0 0 ED ADLER DIRECTOR 1.00 X 0 0 0 JO-ANN BARRETT DIRECTOR 1.00 X 0 0 0 ELIEZER BERRIOS DIRECTOR 1.00 X 0 0 0 DAVID CASTELBLANCO DIRECTOR 1.00 X 0 0 0 SUSAN CHAPMAN DIRECTOR 1.00 X 0 0 0 HENRY COLEN DIRECTOR 1.00 X 0 0 0 JOE CRUZ DIRECTOR 1.00 X 0 0 0 EDWARD FITZPATRICK III DIRECTOR 1.00 X 0 0 0 KATE HAMILL DIRECTOR 1.00 X 0 0 0 SALIQ KHAN DIRECTOR 1.00 X 0 0 0 KEVIN LIBBY DIRECTOR 1.00 X 0 0 0 WILFREDO LOPEZ DIRECTOR 1.00 X 0 0 0 LATEEFAH ODEDINA DIRECTOR 1.00 X 0 0 0 DREW WARSHAW DIRECTOR 1.00 X 0 0 0 ARIANA YOUNAI DIRECTOR 1.00 X 0 0 0 DERRICK BOONE CHIEF EXECUTIVE OFFICER 40.00 X 180962 0 1216 DARLENE WILLIAMS CHIEF EXECUTIVE OFFICER (THRU DEC 2024) 40.00 X 275000 0 1216 ALTHERIA JACKSON CHIEF OPERATING OFFICER 40.00 X 171459 0 30371 AFFREAKA AUSTIN CHIEF PROGRAM OFFICER, FAMILIES/YOUTH 40.00 X 137844 0 2342 GABRIELLE SHAPIRO PSYCHIATRIST 40.00 X 208815 0 14226 ROD AMAZAN NURSE PRACTITIONER 40.00 X 190766 0 13352 ONEIDA PEREZ CHIEF PEOPLE OFFICER 40.00 X 171658 0 16781 SEAN WYNTER EXECUTIVE DIRECTOR, YOUTH DEV & OP 40.00 X 150898 0 1101 1487402 0 80605 18 0 1 0 BTQ FINANCIAL 115 BROADWAY 19TH FLOOR NEW YORK NY 10006 FINANCIAL MANAGEMENT SERVICES 973473 EDISON BALLROOM LLC 240 WEST 47TH STREET NEW YORK NY 10036 EVENT SERVICES 287265 PROGRESS TECHNOLOGY SOLUTIONS INC 99 WALL STREET 2988 NEW YORK NY 10005 IT SERVICES 194788 PKF O'CONNOR DAVIES LLP 245 PARK AVENUE NEW YORK NY 10167 AUDIT SERVICES 161550 EPSTEIN BECKER & GREEN PC 875 3RD AVENUE NEW YORK NY 10022 LEGAL SERVICES 105138 5 86605 19949250 1083003 1806 21118858 PROGRAM SERVICE FEES 624110 4047189 4047189 COMMUNITY GROUP SERVICES 624110 1486761 1486761 5533950 349016 349016 3825 0 3825 3825 3825 3410230 3374192 36038 36038 36038 20200 86605 96688 -76488 -76488 REFUNDS & CREDITS 900099 18844 18844 OTHER REVENUE 900099 6070 6070 24914 26990113 5533950 0 337305 X 504912 504912 575898 214692 361206 14520560 12923802 1404262 192496 681244 614919 57077 9248 1373743 1268914 85727 19102 1456648 1314832 122042 19774 917520 917520 47243 17019 30032 192 200418 72200 127402 816 3603006 2611693 960891 30422 84333 70904 13429 693154 354868 328657 9629 18262 10558 7704 823057 550136 272206 715 168465 142603 25616 246 480499 106965 373534 FOOD 907644 898814 8830 PROGRAM SUPPLIES 666938 661291 5647 BAD DEBT EXPENSE 580013 120255 459758 REPAIRS AND MAINTENANCE 262923 193290 69633 176701 113640 63061 28743181 22766307 5694234 282640 2382631 944073 1217566 1551867 6959694 9710545 1691566 885314 320293 131402 80757 80757 0 0 12046076 9961088 3676660 2304305 28294486 25488594 3266329 3440876 5057047 6355328 8059633 4387904 16383009 14184108 X 8438695 7330650 3472782 3973836 11911477 11304486 28294486 25488594 X -1753068 679302 466775 X X 0 1 X 1 1 1 X 32082926 22742863 23174557 21405985 21118858 120525189 6185833 6370578 6565163 6774528 7013768 32909870 38268759 29113441 29739720 28180513 28132626 153435059 153435059 82516 288245 329088 574315 352841 1627005 44570 46022 47225 46553 24914 209284 155271348 27665037 0.98820 0.98930 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER REVENUE - 2020 AMOUNT: $ 44,570. 2021 AMOUNT: $ 27,174. 2022 AMOUNT: $ 43,142. 2023 AMOUNT: $ 17,194. 2024 AMOUNT: $ 6,070. REFUNDS/CREDITS - 2021 AMOUNT: $ 18,848. 2022 AMOUNT: $ 4,083. 2023 AMOUNT: $ 29,359. 2024 AMOUNT: $ 18,844. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 6081930 3000 1015909 7100839 5030238 30300 1181392 160000 6081930 4004054 149173 1033470 156459 5030238 4858173 240096 -946126 148089 4004054 3438870 760704 658599 4858173 0.52480 0.34240 0.13280 0 0 80757 80757 0 0 SECURITY DEPOSITS 57867 RIGHT-OF-USE ASSETS, OPERATING LEASES 2246438 2304305 ACCRUED PENSION LIABILITY 2071685 LEASE LIABILITIES 2316219 4387904 X 35198366 679302 7062176 466775 8208253 26990113 0 26990113 35805357 7062176 7062176 28743181 0 28743181 PART V, LINE 4: UNION SETTLEMENT'S ENDOWMENT CONSISTS OF GIFTS FROM VARIOUS DONORS. INCOME FROM THE ENDOWMENT IS USED TO SUPPORT THE ORGANIZATION'S PROGRAMS. PART X, LINE 2: UNION SETTLEMENT RECOGNIZES THE EFFECT OF TAX POSITIONS ONLY WHEN THEY ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT UNION SETTLEMENT HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. UNION SETTLEMENT BELIEVES IT IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO JUNE 30, 2022. PART XI, LINE 2D - OTHER ADJUSTMENTS: PENSION LIABILITY ADJUSTMENT 466,775. GALA 106805 86605 20200 50985 27607 18096 106805 86605 20200 50985 27607 18096 96688 -76488 1 FOOD ASSISTANCE 3933 494483 COST FOOD ITEMS SCHOLARSHIPS/STUDENT AID 6 10429 PART I, LINE 2: ASSISTANCE TO INDIVIDUALS: HOUSING AND BASIC NECESSITIES ASSISTANCE WAS OFFERED TO INDIVIDUALS BY PAYING EXPENSES DIRECTLY. INDIVIDUAL ASSISTANCE AMOUNTS WERE DETERMINED BY THE SENIOR PROGRAM DIRECTOR. SCHOLARSHIPS/STUDENT AID: COLLEGE SCHOLARSHIPS FUNDS WERE AWARDED TO STUDENTS AS APPROVED BY THE CEO. SCHOLARSHIP RECIPIENTS WERE SELECTED BASED ON THEIR ACADEMIC PERFORMANCE THROUGHOUT THE YEAR, BASED ON THE ASSESSMENTS OF THE UNION SETTLEMENT COLLEGE READINESS PROGRAM STAFF. X X X 0 0 0 0 0 0 0 0 0 DARLENE WILLIAMS CHIEF EXECUTIVE OFFICER (THRU DEC 2024) 275000 0 0 0 0 0 0 0 1216 0 276216 0 0 0 GABRIELLE SHAPIRO PSYCHIATRIST 208815 0 0 0 0 0 0 0 14226 0 223041 0 0 0 ROD AMAZAN NURSE PRACTITIONER 190766 0 0 0 0 0 0 0 13352 0 204118 0 0 0 ALTHERIA JACKSON CHIEF OPERATING OFFICER 171459 0 0 0 0 0 0 0 30371 0 201830 0 0 0 ONEIDA PEREZ CHIEF PEOPLE OFFICER 171658 0 0 0 0 0 0 0 16781 0 188439 0 0 0 DERRICK BOONE CHIEF EXECUTIVE OFFICER 180962 0 0 0 0 0 0 0 1216 0 182178 0 0 0 SEAN WYNTER EXECUTIVE DIRECTOR, YOUTH DEV & OP 150898 0 0 0 0 0 0 0 1101 0 151999 0 0 0 FORM 990, PART VI, SECTION A, LINE 3 THE ORGANIZATION ENGAGED BTQ FINANCIAL FOR FINANCIAL MANAGEMENT SERVICES. NO EMPLOYEES OF THE ORGANIZATION ARE COMPENSATED BY BTQ FINANCIAL. THE ORGANIZATION INCURRED $917,520 OF EXPENSES FOR THESE SERVICES IN FISCAL YEAR 2025. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN OUTSIDE ACCOUNTING FIRM ELECTRONICALLY AND IS REVIEWED BY THE ORGANIZATION'S CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, AND OTHER MEMBERS OF THE EXECUTIVE TEAM. IT IS DISTRIBUTED TO ALL MEMBERS OF THE BOARD OF DIRECTORS FOR THEIR REVIEW AND APPROVAL PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A CONFLICT OF INTEREST POLICY APPLICABLE TO DIRECTORS, OFFICERS, AND KEY PERSONS. COVERED PERSONS HAVE A DUTY TO DISCLOSE TO UNION SETTLEMENT'S COMPLIANCE OFFICER THE EXISTENCE OF ANY POSSIBLE CONFLICT OF INTEREST. THE COMPLIANCE OFFICER IS RESPONSIBLE FOR REPORTING POSSIBLE CONFLICTS OF INTEREST TO THE BOARD. DETERMINATIONS REGARDING CONFLICT MATTERS ARE TO BE MADE BY THE BOARD OF DIRECTORS BY A MAJORITY VOTE OF THE DIRECTORS PRESENT AT THE TIME OF THE VOTE, IF A QUORUM IS PRESENT AT THAT TIME. NO RELATED PARTY OR OTHER COVERED PERSON MAY PARTICIPATE IN DELIBERATIONS OR VOTING RELATING TO A MATTER WITH RESPECT TO WHICH THEY MAY BE CONFLICTED. HOWEVER, SUCH PERSON MAY PRESENT INFORMATION CONCERNING THE TRANSACTION AT A MEETING OF THE BOARD OF DIRECTORS PRIOR TO THE COMMENCEMENT OF DELIBERATIONS OR VOTING RELATING TO SUCH TRANSACTION. IN NO EVENT MAY A COVERED PERSON OR A RELATED PARTY INFLUENCE IMPROPERLY THE DELIBERATION OR VOTING ON THE MATTER GIVING RISE TO A CONFLICT OR POSSIBLE CONFLICT. DELIBERATIONS AND DECISIONS REGARDING CONFLICTS OF INTEREST ARE DOCUMENTED IN THE BOARD MINUTES. EACH DIRECTOR, OFFICER AND KEY PERSON MUST, PRIOR TO THE TIME SUCH PERSON ASSUMES SUCH POSITION, BE PROVIDED WITH A COPY OF THE CONFLICT OF INTEREST POLICY AND COMPLETE, SIGN AND SUBMIT A WRITTEN CONFLICT OF INTEREST DISCLOSURE FORM TO THE SECRETARY OF UNION SETTLEMENT. AT LEAST ANNUALLY THEREAFTER, EACH DIRECTOR, OFFICER AND KEY PERSON MUST SUBMIT A SIGNED STATEMENT DISCLOSING ANY POSSIBLE CONFLICTS OF INTEREST AND CONFIRMING THAT SUCH PERSON HAS AGREED TO COMPLY WITH THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15A THE CHIEF EXECUTIVE OFFICER'S GOALS ARE ESTABLISHED ANNUALLY AND REVIEWED WITH THE BOARD CHAIR THROUGHOUT THE YEAR. AT THE CONCLUSION OF THE PERFORMANCE YEAR, THE CEO CONDUCTS A SELF-EVALUATION, AS WELL AS A 360-SURVEY WITH STAFF, ALL OF WHICH IS REVIEWED BY THE BOARD CHAIR. THE COMPENSATION FOR THE ORGANIZATION'S CHIEF EXECUTIVE OFFICER IS APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS FOLLOWING A REVIEW OF THE EVALUATION; IN ADDITION, RESULTS OF THE SALARY SURVEY CONDUCTED BY UNITED NEIGHBORHOOD HOUSES ("UNH"), AS WELL AS OTHER RELEVANT MARKET SALARY INFORMATION IS TAKEN INTO ACCOUNT. THE APPROVAL IS DISCUSSED DURING EXECUTIVE SESSION AND THEREFORE IS NOT DOCUMENTED IN THE MINUTES OF THE MEETING OF THE EXECUTIVE COMMITTEE. THE PROCESS WAS LAST CONDUCTED IN 2025. FORM 990, PART VI, SECTION C, LINE 19 THE FORM 990 IS AVAILABLE ON THE ORGANIZATIONS' WEBSITE AND IS ALSO POSTED ON GUIDESTAR.ORG AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION, THE ORGANIZATION MAKES ITS FORM 990, GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G HOME PROVIDER PAYMENTS: PROGRAM SERVICE EXPENSES 1,508,567. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,508,567. FINANCIAL MANAGEMENT SERVICES: PROGRAM SERVICE EXPENSES 1,063,368. MANAGEMENT AND GENERAL EXPENSES 845,940. FUNDRAISING EXPENSES 12,012. TOTAL EXPENSES 1,921,320. PAYROLL FEES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 112,929. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 112,929. SECURITY SERVICES: PROGRAM SERVICE EXPENSES 8,572. MANAGEMENT AND GENERAL EXPENSES 2,022. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 10,594. CONTRACT SERVICES: PROGRAM SERVICE EXPENSES 31,186. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 18,410. TOTAL EXPENSES 49,596. FORM 990, PART XI, LINE 9: PENSION LIABILITY ADJUSTMENT 466,775. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT IS RESPONSIBLE FOR THE OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND THE SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. UNION SETTLEMENT HOME CARE INC 237 EAST 104TH STREET NEW YORK NY 10029 133018240 INACTIVE NY UNION SETTLEMENT ASSOCIATION INC C 1.00000 1 UNION SETTLEMENT HOME CARE SERVICES INC 237 EAST 104TH STREET NEW YORK NY 10029 202033817 INACTIVE NY UNION SETTLEMENT ASSOCIATION INC C 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0