2011-02-08T17:08:03-07:00 2010-06-30 990 2009-07-01 160743900 ALFRED UNIVERSITY ALFR 6078712966 One Saxon Drive Alfred NY 148021205 Giovina Lloyd 6078712966 2011-02-11 2009 2016-02-24 21:20:13Z Charles M Edmondson One Saxon Drive Alfred NY 14802 138956548 0 X www.alfred.edu X 1857 NY Alfred University's mission is to provide academically challenging programs in a caring environment. Its aim is to prepare well-educated, independent thinkers, ready for lives of continuous intellectual and personal growth. Alfred is a student-centered, comprehensive university offering a wide range of learning opportunities. It is at once small and complex, private and public, undergraduate and graduate, rural and globally connected. Alfred is committed to both teaching and research. It is devoted to the pursuit of technical expertise, artistic creativity, and humanistic learning. Alfred University is proud of its history of promoting equality and respecting diversity. Its intimate atmosphere fosters a strong sense of community among students, faculty, staff, and alumni. 39 39 2312 24 69321 -122199 26458772 29819544 60148316 61372940 -9446518 -271674 1582578 2219462 78743148 93140272 23905718 25978202 0 0 41798988 38915396 0 0 2284657 27155209 26873614 92859915 91767212 -14116767 1373060 213328873 223800675 57913370 56849020 155415503 166951655 Alfred University's mission is to provide academically challenging programs in a caring environment. Its aim is to prepare well-educated, independent thinkers, ready for lives of continuous intellectual and personal growth. Alfred is a student-centered, comprehensive university offering a wide range of learning opportunities. It is at once small and complex, private and public, undergraduate and graduate, rural and globally connected. Alfred is committed to both teaching and research. It is devoted to the pursuit of technical expertise, artistic creativity, and humanistic learning. Alfred University is proud of its history of promoting equality and respecting diversity. Its intimate atmosphere fosters a strong sense of community among students, faculty, staff, and alumni. 0 0 80402976 25978202 62871002 Higher Education: Alfred University contains the College of Liberal Arts and Science, School of Art and Design, School of Engineering, School Psychology and College of Business and offers both undergraduate and graduate degrees. Undergraduate as well as graduate research opportunities are also available. (2,103 Students) 0 0 0 80402976 1 1 0 1 0 0 0 0 1 1 1 0 1 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 317 0 1 2312 1 1 1 1 CJ EI NL 0 0 0 0 0 0 0 1 1 39 39 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X Tammara L Raub 6078712128 One Saxon Drive Alfred NY 148021205 Frederick A George 1.2 X 0 0 0 James M Jordan 1.2 X 0 0 0 Terry S Galanis 1.2 X 0 0 0 Robert K Meltzer 1.2 X 0 0 0 Dr Gene M Bernstein 1.2 X 0 0 0 Laurie A Cama 1.2 X 0 0 0 Robert R McComsey 1.2 X 0 0 0 David J Miller 1.2 X 0 0 0 Dr Albert E Paladino 1.2 X 0 0 0 Lance T Shaner 1.2 X 0 0 0 Robert K Welter Jr 1.2 X 0 0 0 Gregory R Connors 1.2 X 0 0 0 William Pullman 1.2 X 0 0 0 Charles P Joyce 1.2 X 0 0 0 Stephen K Heine 1.2 X 0 0 0 Michele R Cohen 1.2 X 0 0 0 Robert B Daggett 1.2 X 0 0 0 Frederick W Gibbs 1.2 X 0 0 0 Christine P Kulp 1.2 X 0 0 0 Jeffery S Maurer 1.2 X 0 0 0 Dr Marlin Miller Jr 1.2 X 0 0 0 Kathleen R Richardson 1.2 X 0 0 0 Robert L Stephens Jr 1.2 X 0 0 0 Douglas A Kass 1.2 X 0 0 0 John S Gilbertson 1.2 X 0 0 0 Terry A Michalske 1.2 X 0 0 0 Richard W Mott 1.2 X 0 0 0 Warren L Smith 1.2 X 0 0 0 Jay L Haberland 1.2 X 0 0 0 Thomas R Hinman 1.2 X 0 0 0 Dr Joel P Moskowitz 1.2 X 0 0 0 Robert H Perlman 1.2 X 0 0 0 Victoria A Meyer 1.2 X 0 0 0 John A Edmond 1.2 X 0 0 0 Valerie E Koch 1.2 X 0 0 0 Susan M Rogers 1.2 X 0 0 0 Elizabeth Judson 1.2 X 0 0 0 F Peter Cuneo 1.2 X X 0 0 0 Leslie J Gelber 1.2 X X 0 0 0 Laura J Crain 35 X 79044 0 39398 Giovina M Lloyd 35 X 174000 0 43048 Charles M Edmondson 35 X 342230 0 365344 William M Hall 35 X 176583 0 48267 Wendy C Beckmeyer 35 X 157354 0 32190 Stan Colla 35 X 195553 0 44312 Dr William C LaCourse 35 X 166284 0 37335 Joseph S Lewis III 35 X 174765 0 53079 Dr Scott Misture 35 X 167151 0 42270 Mary McGee 35 X 150000 0 35210 Suzanne C Buckley 0 X 164847 0 155814 1947811 0 896267 15 1 1 0 AVI Foodsystems Inc 2590 Elm Road NE Warren OH 44483 Residential Dining Services 3250418 Kallmann McKinnell & Wood Architects Inc 939 Boylston St Boston MA 02115 Architectural 302691 LeChase Construction Services LLC 300 Trolley Blvd Rochester NY 14606 General Contractor 7980979 Beck Studios Inc 1001 Tech Drive Milford OH 451509952 General Contractor 809350 Whitney East Inc 1504 Scottsville Road Rochester NY 14623 General Contractor 716321 8 0 0 0 0 24617692 5201852 479008 29819544 Tuition and fees 611310 45936119 45936119 0 0 Auxiliary service to students 611710 15055624 14887096 168528 0 Educational activities 611310 381197 381197 0 0 0 0 0 0 61372940 1011018 0 0 1011018 1099 0 0 1099 0 0 0 0 0 0 0 0 0 0 0 0 0 0 44532485 0 45816276 0 -1283791 0 -1283791 0 -99207 -1184584 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Research indirect cost recovery 561000 552872 0 0 552872 Athletics and equestrian 711210 248721 248721 0 0 Student loan interest and fees 611310 157495 157495 0 0 1260374 1260374 0 0 2219462 93140272 62871002 69321 380405 0 0 25978202 25978202 0 0 0 0 1446570 0 1446570 0 0 0 0 0 27430930 23163969 3165073 1101888 2058079 1737939 237468 82672 6046261 5105748 697638 242875 1933556 1632786 223100 77670 0 0 0 0 10229 0 10229 0 154768 4800 149968 0 145051 0 145051 0 0 0 307344 0 307344 0 4521883 4235878 286005 0 83095 79829 924 2342 3415643 2978472 178961 258210 960407 0 960407 0 0 0 0 0 3548267 3182924 363971 1372 2557711 2130528 250632 176551 0 0 0 0 0 0 0 0 1105118 1053281 39124 12713 0 0 0 0 5925971 5648010 209792 68169 0 0 0 0 Awards and honorariums 120532 106608 10854 3070 Repairs and maintenance 867759 813287 25095 29377 Small equipment 538219 490712 45733 1774 Indirect costs 476206 476206 0 0 Payments in lieu of taxes 135723 131647 4076 0 1999688 1452150 321564 225974 91767212 80402976 9079579 2284657 5132174 4874558 0 0 10627503 3361920 127421 241313 0 0 0 0 13931564 13304515 180958 205644 1240191 1201848 213153915 98978643 100812947 114175272 81276115 86435605 0 0 213328873 223800675 6795331 7139270 0 0 1662728 1776084 14220000 13145000 0 0 0 0 7010720 6365309 3122749 2648755 25101842 25774602 57913370 56849020 X 81181354 100115264 20258084 11550654 53976065 55285737 155415503 166951655 213328873 223800675 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 145051 145051 0 SchC_P2B_S00_L01 Schedule C, Part II-B, Line 1 Alfred University contracts a lobbying firm to lobby Congress on behalf of our research programs in School Psychology, Education, Sociology, Environmental Science and Engineering. Alfred University also contracts a lobbying firm to lobby the New York State legislature, executive and various NYS agencies to facilitate the goals of Alfred University. These goals include economic development, funding for Alfred University and general legislative issues that effect higher education. 74771194 1356510 9342158 2157267 3517490 0 79795105 109089629 1162928 -29523953 2262598 3694812 0 74771194 0.15 0.85 0 0 0 1122832 0 1122832 164702516 0 59569970 105132546 0 0 0 0 44469267 0 39408673 5060594 2859300 0 0 2859300 114175272 Asset retirement obligation 1610340 Postretirement benefit obligation 19753952 Annuiites payable 1426803 U.S. government refundable grants 2983507 25774602 93140272 91767212 1373060 10163092 0 0 0 0 10163092 11536152 77325162 10163092 0 0 0 10163092 67162070 0 25978202 25978202 93140272 65789010 0 0 0 0 0 65789010 0 25978202 25978202 91767212 SchD_P05_S00_L04 Schedule D, Part V, Line 4 Distributions from the University's endowment fund are used for: scholarships for students; faculty salaries, benefits and professional development expenses; and other direct program support as required by donor imposed restrictions. SchD_P10_S00_L00 Schedule D, Part X The University had no liability for uncertain tax positions under FIN 48 and as a result was not required to include a footnote disclosure in its financial statements. SchD_P12_S00_L04b Schedule D, Part XII, Line 4b Grants and scholarships are reported as a reduction of revenue in the financial statements. SchD_P13_S00_L04b Schedule D, Part XIII, Line 4b Grants and scholarships are reported as a reduction in revenue in the financial statements. 1 1 1 Alfred University draws a substantial percentage of its students nationwide, as well as from a large geographic section of the United States and follows a non-discriminatory policy as to students. Alfred University's promotional activities and recruitment efforts in each area are designed to inform students of all racial segments, in the general communities within the area, of the availability of the school. 1 1 1 1 0 0 0 0 0 0 0 0 1 0 Alfred University receives funding from a variety of sources. Some of these sources are governmental agencies providing funding for research projects, student financial aid or general operations. In addition, the New York State College of Ceramics at Alfred University is funded in part by the State of New York and is included in the Alfred University financial statements and reporting. 1 Central America and the Caribbean 0 0 Program Services conference attendance 1683 East Asia and the Pacific 0 0 Fundraising Meetings with donors 2288 East Asia and the Pacific 0 0 Program Services Program development, conference attendance, study abroad, student recruiting 64489 East Asia and the Pacific 0 0 Speaking at Seminars or Conferences Conference presentations 2595 Europe (including Iceland and Greenland) 0 0 Fundraising Meetings with donors 3430 Europe (including Iceland and Greenland) 0 0 Program Services Study abroad, conference attendance, program development 38245 Europe (including Iceland and Greenland) 0 0 Speaking at Seminars or Conferences Conference presentations 9509 Middle East and North Africa 0 0 Program Services Research 4533 North America (including Canada and Mexico, but not the United States) 0 0 Program Services conference attendance, student recruiting, program development, study abroad 9668 North America (including Canada and Mexico, but not the United States) 0 0 Speaking at Seminars or Conferences conference presentations 9021 Russia and the newly independent States 0 0 Program Services Research 4162 South America 0 0 Program Services Conference attendance 7045 South America 0 0 Speaking at Seminars or Conferences Conference presentations 2989 Sub-Saharan Africa 0 0 Program Services Faculty development 4973 0 0 164630 1 Scholarships 1919 25978202 0 SchI_P01_S00_L02 Schedule I, Part I, Line 2 Students receiving scholarships and fellowships are judged worthy by the institution's assessment on the basis of academic achievement, financial need and other similar standards. X X X X X 1 1 X X X X X X 1 0 0 0 0 0 0 0 0 Charles M Edmondson 306770 0 0 0 35460 0 314492 0 50852 0 707574 0 0 0 William M Hall 158410 0 18173 0 0 0 24312 0 23956 0 224851 0 0 0 Giovina M Lloyd 174000 0 0 0 0 0 25200 0 17848 0 217048 0 0 0 Wendy C Beckmeyer 157354 0 0 0 0 0 8205 0 23984 0 189543 0 0 0 Stan Colla 195553 0 0 0 0 0 15300 0 29012 0 239865 0 0 0 Dr Scott Misture 135532 0 0 0 31619 0 11694 0 30576 0 209421 0 0 0 Joseph S Lewis III 162273 0 0 0 12492 0 27367 0 25713 0 227845 0 0 0 Dr William C LaCourse 143383 0 0 0 22901 0 3462 0 33873 0 203619 0 0 0 Mary McGee 150000 0 0 0 0 0 12947 0 22263 0 185210 0 0 0 Suzanne C Buckley 137611 0 0 0 27237 0 140600 0 15213 0 320661 0 0 0 SchJ_P01_S00_L01a Schedule J, Part I, Line 1a The University requires the President to live in on-campus housing and provides a custodian to clean the facility. As part of the President's compensation package a personal allowance and gross up were approved by the board. The University maintains a country club membership in the President's name for entertainment of donors. SchJ_P01_S00_L04 Schedule J, Part I, Line 4 Suzanne Buckley, Former Provost received severance wages and benefits totaling $264,451. X 26 479008 Market Value X Horses for equestrian program 6 0 appraisal 5 0 1 0 F990_P06_S0B_L11 Form 990, Part VI, Section B, Line 11 Form 990 is prepared by the Controller and submitted for review to the University auditors, President, Vice President for Business and Finance and the Vice Chairman of the Audit Committee of the Board of Trustees, who has been delegated this responsibility by the Board of Trustees. The University also makes the draft form available to all board members for their review and comment. F990_P06_S0B_L12c Form 990, Part VI, Section B, Line 12c Conflict of interest forms are distributed annually by the President's Office to all members of the Board of Trustees. The completed forms are returned to the Corporate Secretary who is present at all board meetings and ensures that any members who have a stated conflict of interest, abstain from any voting associated with that conflict. Key employees are required to submit conflict of interest questionnaires annually to their supervisors who ensure that any perceived conflicts are mitigated. F990_P06_S0B_L15 Form 990, Part VI, Section B, Line 15 The Human Resources Committee of the Board of Trustees sets the salary for the President. They utilize many sources of comparative data including the use of consultants, surveys, and form 990 filings from comparative universities to determine the appropriate compensation. F990_P06_S0C_L19 Form 990, Part VI, Section C, Line 19 The University complies with all laws and regulations and provides photocopies of required documents upon request. Alfred University Housing Corporation One Saxon Drive Alfred NY 14802 166052251 Auxiliary of reporting organization NY 501(c)(2) Alfred University Saxon Inn Inc One Saxon Drive Alfred NY 14802 160960711 Auxiliary of reporting organization NY 501(c)(7) Alfred University Alfred University Research Fdn Inc One Saxon Drive Alfred NY 14802 161063285 Research administration NY 501(c)(3) 2 Alfred University Foster Lake Inc One Saxon Drive Alfred NY 14802 161000109 Lake access to students NY Alfred University C 8568 108845 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 Saxon Inn Inc o 9309 Foster Lake Inc p 599 Foster Lake Inc q 20000 Alfred University Housing Corporation p 5060