2011-12-20T12:17:59-06:00 2011-06-30 MEYERS BROTHERS KALICKA PC 330 WHITNEY AVE SUITE 800 HOLYOKE MA 01040 990 2010-07-01 042152680 UNITED WAY OF PIONEER VALLEY INC UNIT 4137374130 184 MILL STREET SPRINGFIELD MA 01108 BRIAN SMITH 4137372691 2011-11-28 1 RUDY M D'AGOSTINO 4135368510 2011-11-21 2010 2016-02-24 21:20:13Z BRIAN SMITH 184 MILL STREET SPRINGFIELD MA 01108 5503011 0 X WWW.UWPV.ORG X 1950 MA RAISE RESOURCES, DISTRIBUTE FUNDS, AND PROVIDE SERVICES AIMED TO IMPROVE COMMUNITY CONDITIONS. 28 28 28 1988 0 0 4395798 4273914 363224 618925 156578 123785 117645 99980 5033245 5116604 2076917 2297444 0 0 1238951 1362512 0 0 538009 909930 813372 4225798 4473328 807447 643276 7112595 8854926 351387 986562 6761208 7868364 THE UNITED WAY OF PIONEER VALLEY MOBILIZES PEOPLE AND RESOURCES TO STRENGTHEN OUR COMMUNITIES. 0 0 2803402 1900322 276965 FUNDS DISBURSED TO 501(C)(3) ORGANIZATIONS FOR COMMUNITY SERVICES AND INITIATIVES. ESTIMATED NUMBER OF PEOPLE SERVED IN THE COMMUNITY IS 175,000. 189594 0 156955 THE HUMAN SERVICE FORUM IS AN ASSOCIATION OF PRIVATE NON- PROFIT AGENCIES, PUBLIC AGENCIES AND INDIVIDUALS PROVIDING HUMAN SERVICES IN THE AREA. 147046 0 185005 THE WESTERN MASSACHUSETTS NETWORK TO END HOMELESSNESS IS A COLLABORATION THAT INCLUDES DOZENS OF SERVICE PROVIDERS, MUNICIPALITIES AND STATE AGENCIES IN THE FOUR COUNTIES OF WESTERN MASSACHUSETTS - HAMPDEN, HAMPSHIRE, FRANKLIN AND BERKSHIRE COUNTIES. THE NETWORK SEEKS TO MAXIMIZE COLLABORATION, RESOURCES AND BEST PRACTICES IN SERVING THE NEEDS OF PEOPLE WHO ARE HOMELESS. 3140042 1 1 0 0 0 0 0 0 1 1 1 1 0 1 1 1 1 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 20 0 1 28 1 0 0 0 0 0 0 0 0 0 0 X 28 28 1 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 MA X RAYMOND BERRY 4136930231 184 MILL STREET SPRINGFIELD MA 011081023 JEFFREY FIALKY 2.00 X 0 0 0 MICHAEL KATZ 2.00 X X 0 0 0 BRIAN SMITH 2.00 X X 0 0 0 MANUEL ANDRADE 2.00 X 0 0 0 MAURA GEARY 2.00 X 0 0 0 DEBORAH BUCKLEY 2.00 X 0 0 0 DR CALVIN J MCFADDEN SR 2.00 X 0 0 0 ROBERT CASALE 2.00 X 0 0 0 KATHRYN DUBE 2.00 X X 0 0 0 LOUIS ABBATE 2.00 X 0 0 0 HELEN CAULTON-HARRIS 2.00 X 0 0 0 KEVIN MAYNARD 2.00 X X 0 0 0 THOMAS CREED 2.00 X 0 0 0 ALPHONSE MORASSI JR 2.00 X 0 0 0 JAY PRIMACK 2.00 X 0 0 0 JEAN JACKSON 2.00 X 0 0 0 RUSSELL DENVER 2.00 X X 0 0 0 SCOTT SADOWSKY 2.00 X 0 0 0 DR WILLIAM MESSNER 2.00 X X 0 0 0 MYRA SMITH 2.00 X 0 0 0 KIMBERLYNN CARTELLI-LIQUORI 2.00 X 0 0 0 ARLENE PUTNAM 2.00 X 0 0 0 JOAN KAGAN 2.00 X 0 0 0 MATTHEW HAAS 2.00 X 0 0 0 JAMES W TROMPKE 2.00 X 0 0 0 ALAN INGRAM 2.00 X 0 0 0 MICHAEL WEEKES 2.00 X 0 0 0 GEORGE L EVANS 2.00 X 0 0 0 JEFFERY SULLIVAN 2.00 X X 0 0 0 EMURRIEL HOLLOWAY 2.00 X 0 0 0 OSCAR E RAMOS 2.00 X 0 0 0 JOAN KAGAN 2.00 X 0 0 0 MELINDA M PHELPS 2.00 X 0 0 0 DORA ROBINSON 40.00 X 124615 0 9888 RONALD COPES 40.00 X 73436 0 5704 RAYMOND BERRY 40.00 X 69709 0 5175 267760 0 20767 1 0 0 0 0 150000 4123914 7841 4273914 ADMINISTRATIVE FEES 900099 276965 276965 WESTERN MA NETWORK TO 900099 185005 185005 HUMAN SERVICE FORUM 900099 156955 156955 618925 68996 68996 374908 320119 54789 54789 54789 166268 66288 99980 99980 5116604 618925 0 223765 2297444 2297444 341125 108175 232950 790317 260743 227563 302011 55533 18252 16140 21141 56675 19032 19085 18558 118862 38876 46509 33477 1690 1690 34200 34200 11702 11702 42018 15390 21778 4850 118727 52895 40310 25522 58622 23163 16888 18571 31356 9861 8632 12863 30659 21256 2338 7065 167630 109055 44072 14503 53288 38613 7027 7648 38010 13347 8980 15683 17547 4479 5690 7378 MEMBERSHIP FEES & DUES 124344 90102 16396 17846 EQUIPMENT REPAIR & MAIN 57472 15788 19424 22260 MISCELLANEOUS 26107 3571 13903 8633 4473328 3140042 795277 538009 52580 52580 2331235 3198627 986524 1159202 259500 388247 23510 43691 712612 410357 303889 302255 1491410 1908513 576615 536611 1087332 1265200 7112595 8854926 92563 143715 75000 185098 65330 45788 99228 582370 19266 29591 351387 986562 X 4043994 4871690 1553857 1653103 1163357 1343571 6761208 7868364 7112595 8854926 X 643276 463880 X 0 1 1 X 0 X 5049373 4813806 4416168 4395798 4273914 22949059 5049373 4813806 4416168 4395798 4273914 22949059 3912438 19036621 121754 145449 109211 75213 68996 520623 150491 117645 99980 368116 23837798 2331555 0.79860 0.84450 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 3198893 999 567858 11544 3756206 2888194 65284 284387 26641 12331 3198893 3488330 12026 -603928 8234 2888194 0.62000 0.02000 0.36000 1 0 7740 7740 427144 274193 152951 272973 136164 136809 4755 4755 302255 TIME DEPOSITS 455562 F INVESTMENTS HELD AT COMMUNITY FOUNDATION 81049 F 536611 INTEREST AND DIVIDENDS RECEIVABLE 4328 BENEFICIAL INTEREST IN PERPETUAL TRUSTS 1260872 1265200 ACCRUED VACATION 28086 ACCRUED PAYROLL 1475 ACCRUED OTHER 30 29591 5116604 4473328 643276 283666 180214 463880 1107156 5679613 283666 32841 246502 563009 5116604 0 5116604 4572457 32841 66288 99129 4473328 0 4473328 PART IV, LINE 2B: THE UNITED WAY RECEIVES FUNDS THAT ARE SPECIFICALLY DESIGNATED BY DONORS TO GO TO OTHER ORGANIZATIONS. THESE FUNDS, LESS AN ADMINISTRATIVE FEE, ARE NOT RECORDED AS REVENUE BY THE UNITED WAY BUT RATHER AS A LIABILITY. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: FOOTNOTE REGARDING UNCERTAIN TAX POSITIONS PER THE FINANCIAL STATEMENTS READS AS FOLLOWS: PROFESSIONAL ACCOUNTING STANDARDS PROVIDE DETAILED GUIDANCE FOR THE FINANCIAL STATEMENT RECOGNITION, MEASUREMENT AND DISCLOSURE OF UNCERTAIN TAX POSITIONS RECOGNIZED IN AN ENTERPRISE'S FINANCIAL STATEMENTS, IN ACCORDANCE WITH PROFESSIONAL STANDARDS RELATED TO THE ACCOUNTING FOR INCOME TAXES. THEY REQUIRE AN ENTITY TO RECOGNIZE THE FINANCIAL STATEMENT IMPACT OF A TAX POSITION WHEN IT IS MORE LIKELY THAN NOT THAT THE POSITION WILL BE SUSTAINED UPON EXAMINATION. A TAX POSITION IS DEEMED TO INCLUDE SUCH THINGS AS THE UNITED WAY'S TAX EXEMPT STATUS. MANAGEMENT HAS EVALUATED SIGNIFICANT TAX POSITIONS AGAINST THE CRITERIA ESTABLISHED BY PROFESSIONAL STANDARDS AND BELIEVES THERE ARE NO SUCH TAX POSITIONS REQUIRING ACCOUNTING RECOGNITION. THE UNITED WAY'S TAX RETURNS ARE SUBJECT TO EXAMINATION BY TAXING AUTHORITIES FOR ALL YEARS ENDING ON OR AFTER JUNE 30, 2008. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 180,214. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES NET AGAINST INCOME 66,288. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 180,214. PART XIII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES NET AGAINST INCOME 66,288. GOLF TOURNAMENT 166268 166268 30000 36288 166268 166268 30000 36288 66288 99980 1 DUNBAR COMMUNITY CENTER 33 OAK ST SPRINGFIELD MA 01109 042313311 501(C)3 78528 COMMUNITY SERVICE YMCA OF GREATER SPRINGFIELD 275 CHESTNUT ST SPRINGFIELD MA 01104 041859893 501(C)3 62399 COMMUNITY SERVICE SPRINGFIELD DAY NURSERY 947 MAIN STREET SPRINGFIELD MA 01103 042103855 501(C)3 66669 COMMUNITY SERVICE MARTIN LUTHER KING JR COMM CENTER PO BOX 91026 SPRINGFIELD MA 01139 042647035 501(C)3 32563 COMMUNITY SERVICE BOYS & GIRLS CLUB OF GREATER HOLYOKE PO BOX 6256 SPRINGFIELD MA 01041 042103792 501(C)3 52101 COMMUNITY SERVICE SPFLD BOY CLUB & CAREW HILL GIRLS CLUB 481 CAREW STREET SPRINGFIELD MA 01104 041858620 501(C)3 76766 COMMUNITY SERVICE SPRINGFIELD GIRLS CLUB FAMILY CENTER 100 ACORN ST SPRINGFIELD MA 01109 042105940 501(C)3 41035 COMMUNITY SERVICE SOUTH END COMMUNITY CENTER 29 HOWARD ST SPRINGFIELD MA 01105 042103854 501(C)3 32589 COMMUNITY SERVICE GIRLS INC OF HOLYOKE PO BOX 6812 HOLYOKE MA 01041 042748244 501(C)3 22866 COMMUNITY SERVICE GREATER HOLYOKE YMCA 171 PINE ST HOLYOKE MA 01040 042192693 501(C)3 30264 COMMUNITY SERVICE GIRL SCOUTS OF CENTRAL & WESTERN MASS 81 GOLD STAR BOULEVARD WORCESTER MA 01606 042103856 501(C)3 20240 COMMUNITY SERVICE BHN LIBERTY STREET CLINIC 417 LIBERTY STREET SPRINGFIELD MA 01104 042103756 501(C)3 79792 COMMUNITY SERVICE FRIENDS OF THE HOMELESS 769 WORTHINGTON ST SPRINGFIELD MA 01105 222786732 501(C)3 18644 COMMUNITY SERVICE THE HAROLD GRINSPOON CHARITABLE FOUNDATION 380 UNION STREET WEST SPRINGFIELD MA 01089 222738277 501(C)3 8000 COMMUNITY SERVICE SPFLD VIETNAMESE-AMERICAN CIVIC ASSOC 433 BELMONT AVE SPRINGFIELD MA 01108 043239763 501(C)3 20360 COMMUNITY SERVICE URBAN LEAGUE OF SPRINGFIELD 765 STATE ST SPRINGFIELD MA 01109 042133248 501(C)3 23495 COMMUNITY SERVICE AMERICAN RED CROSSPIONEER VALLEY CHAPTER 506 COTTAGE STREET SPRINGFIELD MA 01104 530196605 501(C)3 188152 COMMUNITY SERVICE AMERICAN RED CROSSWESTFIELD CHAPTER 48 BROAD STREET WESTFIELD MA 01085 530196605 501(C)3 17139 COMMUNITY SERVICE HOMEWORK HOUSE OF HOLYOKE 54 NORTH SUMMER STREET HOLYOKE MA 01040 522666698 501(C)3 5000 COMMUNITY SERVICE BIG BROTHERSBIG SISTERS OF HAMPDEN COUNTY 101 STATE STREET SUITE 601 SPRINGFIELD MA 01103 042800998 501(C)3 48206 COMMUNITY SERVICE BOYS & GIRLS CLUB OF GREATER WESTFIELD 28 W SILVER STREET P O BOX 128 WESTFIELD MA 01086 042464259 501(C)3 45311 COMMUNITY SERVICE CHICOPEE VISITING NURSE ASSOCIATION 2024 WESTOVER ROAD CHICOPEE MA 01022 042103986 501(C)3 10027 COMMUNITY SERVICE CENTER FOR HUMAN DEVELOPMENT 332 BIRNIE AVENUE SPRINGFIELD MA 01107 042503926 501(C)3 64500 COMMUNITY SERVICE RENNIE CENTER FOR EDUCATION RESEARCH & POLICY 131 MOUNT AUBURN STREET CAMBRIDGE MA 02138 510548106 501(C)3 10000 COMMUNITY SERVICE WESTERN MASSACHUSETTS COUNCILBOY SCOUTS OF AMERICA 249 EXCHANGE STREET CHICOPEE MA 01013 042104279 501(C)3 13016 COMMUNITY SERVICE PARTNERS FOR A HEALTHIER COMMUNITY P O BOX 4895 SPRINGFIELD MA 01101 043442182 501(C)3 25000 COMMUNITY SERVICE REGIONAL EMPLOYMENT BOARD OF HAMPDEN COUNTY INC 1441 MAIN STREET SPRINGFIELD MA 01103 222489896 501(C)3 220729 COMMUNITY SERVICE HOLYOKE DAY NURSERY 159 CHESTNUT STREET HOLYOKE MA 01040 042104313 501(C)3 15043 COMMUNITY SERVICE HOLYOKE VISITING NURSES ASSOCIATION INC 113 HAMPDEN STREET HOLYOKE MA 01040 042104310 501(C)3 22970 COMMUNITY SERVICE JEWISH COMMUNITY CENTER OF SPRINGFIELD 1160 DICKINSON STREET SPRINGFIELD MA 01108 042103802 501(C)3 44276 COMMUNITY SERVICE JEWISH FAMILY SERVICE OF WESTERN MASSACHUSETTS 15 LENOX STREET SPRINGFIELD MA 01108 042104352 501(C)3 83951 COMMUNITY SERVICE LUDLOW BOYS & GIRLS CLUB 91 CLAUDIAS WAY LUDLOW MA 01056 042089767 501(C)3 23236 COMMUNITY SERVICE MAB-COMMUNITY SERVICES 267 HIGH STREET HOLYOKE MA 01040 042109859 501(C)3 30000 COMMUNITY SERVICE SPRINGFIELD PARTNERS FOR COMMUNITY ACTION 393 MAIN STREET GREENFIELD MA 01301 042384972 501(C)3 5000 COMMUNITY SERVICE THE MIDAS COLLABORATIVE 20 LINDEN STREET ALLSTON MA 02134 830485169 501(C)3 10000 COMMUNITY SERVICE NORTH END COMMUNITY CENTER 471 PLAINFIELD STREET SPRINGFIELD MA 01107 237371934 501(C)3 19938 COMMUNITY SERVICE PUERTO RICAN CULTURAL CENTER 38 SCHOOL STREET SPRINGFIELD MA 01105 042678310 501(C)3 12000 COMMUNITY SERVICE RIVER VALLEY COUNSELING CENTER 319 BEECH STREET HOLYOKE MA 01040 042174657 501(C)3 15000 COMMUNITY SERVICE SALVATION ARMY - HOLYOKE 271 APPLETON ST HOLYOKE MA 01041 135562351 501(C)3 35633 COMMUNITY SERVICE SALVATION ARMY - SPRINGFIELD AREA SERVICES 170 PEARL STREET SPRINGFIELD MA 01101 135562351 501(C)3 79651 COMMUNITY SERVICE THE CARE CENTER 247 CABOT STREET HOLYOKE MA 01040 042962882 501(C)3 18554 COMMUNITY SERVICE WEST SPRINGFIELD BOYS & GIRLS CLUB 615 MAIN STREET WEST SPRINGFIELD MA 01089 042105827 501(C)3 13200 COMMUNITY SERVICE WOMANSHELTERCOMPANERAS P O BOX 1099 HOLYOKE MA 01041 042716766 501(C)3 29539 COMMUNITY SERVICE YMCA OF GREATER WESTFIELD 67 COURT STREET WESTFIELD MA 01085 042126585 501(C)3 39047 COMMUNITY SERVICE YWCA OF WESTERN MASSACHUSETTS 1 CLOUGH STREET SPRINGFIELD MA 01118 042103858 501(C)3 111931 COMMUNITY SERVICE AGAWAM COUNSELING CENTER PO BOX 2738 SPRINGFIELD MA 01101 042103756 501(C)3 20087 COMMUNITY SERVICE EL INSTITUTO DE LA FAMILIA 2383 MAIN STREET SPRINGFIELD MA 01107 237371934 501(C)3 10500 COMMUNITY SERVICE MSPCC 235 CHESTNUT ST SPRINGFIELD MA 01103 042103596 501(C)3 8000 COMMUNITY SERVICE THE ASSOCIATION FOR COMMUNITY LIVING 1 CARANDO DRIVE SPRINGFIELD MA 01104 042210685 501(C)3 5000 COMMUNITY SERVICE PIONEER VALLEY AMERICAN RED CROSS 506 COTTAGE STREE SPRINGFIELD MA 01104 530196605 501(C)3 25000 COMMUNITY SERVICE BERKSHIRE HOUSING DEVELOPMENT CORPORATION ONE FENN ST 3RD FLOOR PITTSFIELD MA 01201 042483322 11462 COMMUNITY SERVICE COMMUNITY ACTION OF THE FRANKLINHAMPSHIRE & NORTH QUABBIN 393 MAIN STREET GREENFIELD MA 01301 042384972 501(C)(3) 20688 COMMUNITY SERVICE NEW ENGLAND FARM WORKERS' COUNCIL 1628 MAIN STREET 2 SPRINGFIELD MA 01103 060872959 501(C)(3) 81325 COMMUNITY SERVICE CENTER FOR ASSESSMENT AND POLICY DEVELOPMENT 1622 RIVERSIDE DR TRENTON NJ 08618 232525512 501(C)(3) 10000 COMMUNITY SERVICE SPRINGFIELD PUBLIC SCHOOLS 1550 MAIN STREET SPRINGFIELD MA 01103 046001415 PUBLIC SCHOOL 103000 COMMUNITY SERVICE 54 1 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: A COMMITTEE IS FORMED THAT REVIEWS ALL GRANT APPLICATIONS FOR AGENCY ALLOCATIONS. GRANTS ARE ONLY MADE TO PUBLIC CHARITIES THAT HAVE BEEN APPROVED BY THE IRS AS 501(C)(3) ORGANIZATIONS AND/OR PUBLIC SCHOOLS OR STATE COLLEGES. IN ADDITION, THE GRANTEE ORGANIZATION MUST PROVIDE AUDITED FINANCIAL STATEMENTS TO THE UNITED WAY. ANY ORGANIZATION THAT RECEIVES GRANT FUNDS OR ASSISTANCE FROM THE UNITED WAY MUST SIGN A MEMORANDUM OF UNDERSTANDING AND PROVIDE THE UNITED WAY WITH A COPY OF THE BOARD OF DIRECTORS' MINUTES APPROVING THE CONDITIONS OF THE MOU. 1 X X 0 0 0 0 0 0 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 THERE WAS A BUSINESS RELATIONSHIP BETWEEN TWO BOARD MEMBERS. FORM 990, PART VI, SECTION A, LINE 4 THE ORGANIZATION'S BY-LAWS WERE AMENDED ON MAY 18, 2011. THE WORDING OF THE MISSION STATEMENT IN THE PRIOR BY-LAWS READ AS FOLLOWS: "THE UNITED WAY OF PIONEER VALLEY IS A COMMUNITY BUILDING ORGANIZATION THAT EXISTS TO HELP DONORS ACHIEVE CHARITABLE GOALS AND TO FUND LOCAL HUMAN SERVICE AND COMMUNITY NEEDS". THE MISSION STATEMENT IN THE 2011 AMENDED BY-LAWS IS AS FOLLOWS: "THE UNITED WAY OF PIONEER VALLEY MOBILIZES PEOPLE AND RESOURCES TO STRENGTHEN OUR COMMUNITIES." THIS IS NOT A CHANGE IN THE ORGANIZATION'S OVERALL MISSION BUT RATHER, A MORE STREAMLINED SIMPLIFICATION OF ITS PURPOSE. FORM 990, PART VI, SECTION B, LINE 11 THE AUDIT OR FINANCE COMMITTEE WILL REVIEW AND APPROVE THE 990 FOR FILING WHILE A COPY OF THE 990 WILL BE PROVIDED TO ALL BOARD MEMBERS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL DIRECTORS AND OFFICERS ARE REQUIRED TO DISCLOSE ANNUALLY AND UPON ELECTION ALL CONFLICTS. ANY OFFICER WITH A POTENTIAL CONFLICT OF INTEREST MUST DISCLOSE THE MATERIAL FACTS TO THE EXECUTIVE DIRECTOR OR THE CHAIR OF EXECUTIVE COMMITTEE AND RECUSE HIMSELF/HERSELF FROM THE BOARD MEETING WHILE THE TRANSACTION IS BEING DISCUSSED AND VOTED UPON. FORM 990, PART VI, SECTION B, LINE 15A UNITED WAY OF AMERICA GUIDELINES/COMPARABILITY DATA ARE USED BY THE FINANCE COMMITTEE FOR THE DETERMINATION OF FAIR COMPENSATION FOR THE CEO FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION'S 990 AND 1023 ARE ALSO AVAILABLE UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 283,666. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 180,214. TOTAL TO FORM 990, PART XI, LINE 5: 463,880.