2011-12-14T09:52:23-07:00 2011-04-30 990 2010-05-01 530196583 CATHOLIC UNIVERSITY OF AMERICA CATH 2023195606 Controller Office 620 Michigan Ave NE Washington DC 20064 Cathy Wood 2023195606 2011-12-14 2010 2016-02-24 21:20:13Z Cathy R Wood V P for Finance 260 Leahy Hall 620 Michigan Ave Washington DC 20064 362279230 0 X www.cua.edu X 1887 DC The Catholic University of America is an independent institution of higher education located in Washington DC, offering programs of study leading to bachelors', masters', doctorate and professional degrees in the liberal arts and sciences, religious studies and several professional areas including engineering, architecture, social service, nursing, music and law. The current enrollment of the university is approximately 6,967, of which 3,573 are undergraduate. 49 48 4734 1476 647022 -792322 16728711 16432581 240989774 258199407 -2469377 12558680 1229909 144638 256479017 287335306 51643768 59755849 0 0 121735944 127023240 45214 112994 4241372 80694415 82480559 254119341 269372642 2359676 17962664 498173900 534915044 157529001 153496590 340644899 381418454 The Catholic University of America is an independent institution of higher education located in Washington D.C., offering programs of study leading to bachelors', masters', doctorate and professional degrees in the liberal arts and sciences, religious studies and several professional areas including engineering, architecture, social service, nursing, music and law. The current enrollment of the university is approximately 6,967, of which 3,573 are undergraduate. The university also received sponsored research awards spanning all disciplines. 0 0 99902673 0 194595151 Instruction and Departmental Research: The Catholic University of America is an independent institution of higher education located in Washington, D.C., offering programs of study leading to bachelors', masters', and professional degrees in the liberal arts and sciences, religious studies and several professional areas including engineering, architecture, nursing, music and law. The current enrollment of the University is approximately 6,967 of which 3,573 are undergraduate and 3,394 are graduate students (Fall 2010). The University offers 66 Doctoral programs, 113 Masters programs, 73 Bachelors programs and 19 Joint Masters programs. The faculty consists of 385 full-time and 361 part-time members. Of the full-time faculty 98% hold Doctoral or Professional degrees. 59755849 59755849 0 Scholarship Programs: Financial aid to students includes scholarships, remitted tuition and stipends for both undergraduate and graduate study. 6,241 scholarships were awarded during Fiscal Year 2011. 90% of full-time undergraduate students receive some type of financial aid. 1,682 degrees were awarded for academic year 2010-2011. 31414373 0 35015574 Auxiliary Services: University dormitories consist of 18 residence halls which provide living quarters of 2,240 students. Occupancy rate as of Fall 2010 was 98.7%. The University also provides recreational facilities, dining services, parking, and other self-supporting faculty, staff and student services. 54493224 0 27393719 Other Program Services - Sponsored Research: The University received 236 sponsored research awards spanning all disciplines. Library Programs: There are 1.64 million volumes in the General Library System and in the Law Library. CUA Press publishes about 30-35 books each year in theology, philosophy, literature, history and political theory. Student Services Program: A number of offices exist to provide services to students, both for academic and personal needs. These offices include, among others, the Administration Office, Enrollment Services, Career Services, Student Activities, and Campus Ministry. International study is available in Africa, Asia, Australia and Europe. Campus Ministry provides many opportunities for community service in the Washington D.C. area and in other parts of the United States and abroad. 54493224 0 27393719 245566119 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 1 1 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 X 8668 0 1 4734 1 1 0 1 IT 0 0 0 1 1 0 0 0 0 X 49 48 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X Cathy R Wood 2023195606 VP for Finance 260 Leahy Hall 620 Michigan Ave NE Washington DC 20064 Sister Margaret Mary Fitzpatrick SC 2 X 0 0 0 Cardinal Francis E George OMI 2 X 0 0 0 Archbishop Jose H Gomez 2 X 0 0 0 Archbishop Wilton D Gregory 2 X 0 0 0 Cardinal Roger Mahony 2 X 0 0 0 Archbishop John J Myers 2 X 0 0 0 Cardinal Sean P O'Malley OFM Cap 2 X 0 0 0 William G Parrett 2 X 0 0 0 Bishop Joseph A Pepe 2 X 0 0 0 Neil J Rauenhorst 2 X 0 0 0 Cardinal Justin F Rigali 2 X 0 0 0 Andrea Roane 2 X 0 0 0 Monsignor Walter R Rossi 2 X 0 0 0 Timothy C Scheve 2 X 0 0 0 Rodger D Shay 2 X 0 0 0 Victor P Smith Esq 2 X 0 0 0 Anthony R Tersigni 2 X 0 0 0 Archbishop Allen H Vigneron 2 X 0 0 0 Cardinal Donald W Wuerl 2 X 0 0 0 Bishop Michael F Burbidge 2 X 0 0 0 Edward W Gillespie 2 X 0 0 0 Bishop Paul S Loverde 2 X 0 0 0 Bishop Gregory J Mansour 2 X 0 0 0 Bishop Robert J McManus 2 X 0 0 0 Archbishop Edwin F O'Brien 2 X 0 0 0 Anne E O'Donnell M D 2 X 0 0 0 Archbishop Thomas G Wenski 2 X 0 0 0 Anthony A Williams Esq 2 X 0 0 0 Frank G Persico 40 X X 195395 0 21002 Lee Ann Joiner Brady 2 X 0 0 0 Joseph L Carlini 2 X 0 0 0 Archbishop Robert J Carlson 2 X 0 0 0 John H Garvey President 40 X X 265901 0 25527 Stephen J Kaneb 2 X 0 0 0 James Moye 2 X 0 0 0 Mark A Murray 2 X 0 0 0 Archbishop John C Nienstedt 2 X 0 0 0 Bishop Thomas J Olmsted 2 X 0 0 0 David M O'Connell 40 X X 242133 0 45877 Carl A Anderson 2 X 0 0 0 Richard D Banziger 2 X 0 0 0 Mark H Tuohey III Esq 2 X 0 0 0 Timothy R Busch Esq 2 X 0 0 0 Robert F Comstock Esq 2 X 0 0 0 Bishop Edward P Cullen 2 X 0 0 0 Leo A Daly III 2 X 0 0 0 Cardinal Daniel N DiNardo 2 X 0 0 0 Archbishop Timothy M Dolan 2 X 0 0 0 Bishop Thomas G Doran 2 X 0 0 0 Frederick R Favo 2 X 0 0 0 Archbishop Joseph E Kurtz 2 X 0 0 0 James F Brennan 40 X 265395 0 29333 Robert M Sullivan 40 X 172283 0 22506 Cathy R Wood 40 X 216945 0 22510 Susan D Pervi 40 X 175750 0 22208 W Michael Hendricks 40 X 165994 0 28348 Veryl V Miles 40 X 205225 0 32954 Ian L Pegg 40 X 345658 0 30649 Charles C Nguyen 40 X 211940 0 22853 George E Garvey 40 X 198117 0 21488 Rett R Ludwikowski 40 X 188781 0 27844 Ralph J Rohner 40 X 184368 0 27658 3033885 0 380757 127 0 1 0 PWC LLP PO Box 7247-8001 Philadelphia PA 191708001 Accounting Services 254365 Baker Tilly Virchow Krause LLP 8219 Leesburg Pike Suite 800 Vienna VA 22182 Internal Audit Services 221841 Truly Fine Painting & Decorating 7301 S Osborne Rd Upper Marlboro MD 20772 Painting Services 191825 Capital Construction Group LLC 3321 12th Street NE Washington DC 20017 Construction Services 171435 Wilson Elser Moskowiz Edelman & Dickert LLP 150 East 42nd St NY NY 100175639 Legal Services 109322 5 690 0 656055 0 0 15775836 1163721 16432581 Tuition and Fees 611600 194595151 194595151 0 0 Federal and Private Grants 541700 25399654 25399654 0 0 Housing 721310 18892389 18892389 0 0 Board 722210 13215481 13169962 45519 0 Bookstore 451211 2907705 2907705 0 0 3189027 2504729 684298 0 258199407 3806964 0 -92774 3899738 533 0 0 533 611152 0 0 611152 51405 0 0 0 51405 0 51405 0 9979 41426 83058386 312522 74332976 286749 8725410 25773 8751183 0 0 8751183 88034 656055 86510 1524 0 1524 913208 237689 675519 0 0 675519 NonAcademic Registration Fees 900099 72166 72166 0 0 Loss on Disposal of Equipment 900099 -2036216 -2036216 0 0 Gain Settlement CARO 900099 769088 769088 0 0 0 0 0 0 -1194962 287335306 256274628 647022 13981075 0 0 59755849 59755849 0 0 0 0 1905022 546969 1185770 172283 0 0 0 0 102534557 93617351 6605885 2311321 7284556 6459916 683161 141479 8762091 8228109 363768 170214 6537014 5820140 560863 156011 16465856 15257721 1208135 0 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208510672 1112863 59749107 60861970 269372642 SchD_P03_S00_L01 Schedule D, Part III, Line 1 The University has elected not to capitalize the cost or value of its collection of works of art, historical treasures, and similar assets. SchD_P03_S00_L04 Schedule D, Part III, Line 4 The University Archives manages a large museum collection, which contains a range of art, historical pieces and other such item. Certain pieces, along with relevant collections of field notes from the Archives, have been used by the Anthropology Department to supplement class discussions. Our fine art pieces consist of paintings, antique furniture, Asian arts, and sculptures. Students from the Media Studies Department and the School of Library and Information Sciences routinely view our fine art collection to gain first hand experience of how fine art is preserved, managed, and used. In addition to being given regular tours and presentations on our museum collections, students encounter pieces from the collection on a daily basis because the best items are hung in classrooms, offices, and in prominent hallways and meeting spaces around campus. In addition to books and manuscripts, the Oliveira Lima Library has extensive holdings of art works of significant value for study of Brazilian, Portuguese, Spanish and Latin American history, art history and culture from the 16th to the 20th century. The Library's art has been loaned for exhibition in the U.S., Portugal and Brazil and are in frequent demand for re-production in scholarly publications. In conjunction with the external exhibitions and loans in which the library participates, significant preservation treatment of the loaned object are frequently obtained as a condition of the loan at the borrowers' expense. SchD_P05_S00_L04 Schedule D, Part V, Line 4 The university's endowment funds are used to fund scholarships, faculty positions, library support and other expenses that are in accordance with the donor's requests and the university's mission as a comprehensive Catholic and American institution of higher learning. SchD_P10_S00_L02 Schedule D, Part X, Line 2 In consideration of accounting standards related to income taxes, the University concluded there were no open positions that result in material unrecognized tax benefits or which may have any effect on its ta-exempt status as of April 30, 2011. SchD_P12_S00_L02d Schedule D, Part XII, Line 2d Grants and other assistance to Individuals $59,755,849 - Form 990 Part IX Line 2. Other Investment Related Expenses -$6,742 - Form 990 Part IX Line 24f. SchD_P12_S00_L04b Schedule D, Part XII, Line 4b Cardinals' Dinner $73,984 and Golf Tournament Expenses $12,526 - Form 990 Part VIII Line 8b. CUA Press Cost of Goods Sold $237,689 - Form 990 Part VIII Line 10b SchD_P13_S00_L02d Schedule D, Part XIII, Line 2d Cardinals' Dinner $73,984 and Golf Tournament Expenses $12,525 - Form 990 Part VIII Line 8b. CUA Press Cost of Goods Sold $237,689 - Form 990 Part VIII Line 10b SchD_P13_S00_L04b Schedule D, Part XIII, Line 4b Grants and other assistance to Individuals $59,755,849 - Form 990 Part IX Line 2. Other Investment Related Expenses -$6,742 - Form 990 Part IX Line 24f. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SchE_P01_S00_L03 Schedule E, Part I, Line 3 The University includes its racially nondiscriminatory policy in the Admissions View-book, application, in the packet of information received after admission and in the Financial Aid Guide. SchE_P01_S00_L06 Schedule E, Part I, Line 6 The University receives federal financial aid for students through its participation in the following programs: Federal Work Study, Pell Grants, Academic Competitiveness Grants, National Science and Math Access to Retain Talent (SMART), Perkins Loan Program, Federal Family Education Loans (FFELP) and Federal Supplemental Education Opportunity Grants (SEOG). Europe (including Iceland and Greenland) 1 20 Program Services Study Abroad Education 2512140 Europe (including Iceland and Greenland) 0 0 Fundraising 1125 Europe (including Iceland and Greenland) 0 0 Program Services Athletic Tournament 2760 Europe (including Iceland and Greenland) 0 0 Speaking at Seminars or Conferences 9660 Central America and the Caribbean 0 0 Program Services Student Mission trip 59511 Central America and the Caribbean 0 0 Program Services Study Abroad Education 4472 Middle East and North Africa 0 1 Program Services Study Abroad Education 45387 East Asia and the Pacific 0 0 Program Services Stuy Abroad Education 87722 1 21 2722777 0 0 0 0 0 0 X X X X X X X 1 Sharon Henry and Company 42889 Kirkland Street Ashburn VA 20147 Cardinals Dinner 0 722055 44579 677476 722055 44579 677476 DC FL MD Cardinal's Dinner 722055 656055 66000 0 0 0 0 0 73984 Golf Tournament 22034 0 22034 0 0 0 0 0 12526 0 744089 656055 88034 0 0 0 0 0 86510 86510 1524 1 Archdiocesan Scholarships 4 185188 0 Basselin Scholarship Fund 9 302220 0 Catholic School Scholarship 23 84598 0 Catholic University Scholarships 5447 55377917 0 Centennial Scholarship 4 50370 0 Knights of Columbus Graduate Scholarship 5 136950 0 Magi Endowment 8 70259 0 McShain Scholarship for Seminarians 36 195250 0 Sheehy Scholarship 51 203682 0 Student Aid: Endowed Funds 278 1681278 0 Student Aid: Private Sources 376 1468137 0 SchI_P01_S00_L02 Schedule I, Part I, Line 2 All scholarships are offered based on manual and or electronic verification of eligibility criteria. If the system disbursement of the scholarships to the student's account occurs only after global and itemtype specific disbursement eligibility rules are met. Upon disbursement, payment allocation rules in the system allocate the scholarships to appropriate predefined charges. After disbursement audits are done at various time intervals to determine continued eligibility. X X X X X 1 1 X X X 1 0 0 0 0 0 0 0 0 David M O'Connell 222133 0 20000 0 0 0 0 0 45877 0 288010 0 0 0 John H Garvey President 198169 0 50000 0 17732 0 0 0 25527 0 291428 0 0 0 James F Brennan 265395 0 0 0 0 0 0 0 29333 0 294728 0 0 0 Cathy R Wood 216945 0 0 0 0 0 0 0 22510 0 239455 0 0 0 Frank G Persico 190458 0 3454 0 1483 0 0 0 21002 0 216397 0 0 0 Susan D Pervi 175750 0 0 0 0 0 0 0 22208 0 197958 0 0 0 Robert M Sullivan 170886 0 0 0 1397 0 0 0 22506 0 194789 0 0 0 W Michael Hendricks 164408 0 0 0 1586 0 0 0 28348 0 194342 0 0 0 Veryl V Miles 205225 0 0 0 0 0 0 0 32954 0 238179 0 0 0 Ian L Pegg 345658 0 0 0 0 0 0 0 30649 0 376307 0 0 0 Charles C Nguyen 211940 0 0 0 0 0 0 0 22853 0 234793 0 0 0 George E Garvey 198117 0 0 0 0 0 0 0 21488 0 219605 0 0 0 Rett R Ludwikowski 188781 0 0 0 0 0 0 0 27844 0 216625 0 0 0 Ralph J Rohner 184368 0 0 0 0 0 0 0 27658 0 212026 0 0 0 SchJ_P01_S00_L01a Schedule J, Part I, Line 1a Travel at one class above coach class is occasionally used, primarily for international travel, and the class is usually business class. Reimbursement of companion travel is rare and requires Vice President or President approval. The reimbursement is taxable to the employee unless the employee can demonstrate the companion provided a significant and non-clerical/non-incidental role. Only two reimbursed companion trips occurred in the year reported and both were included in the employee's taxable compensation. Tax indemnification or gross-up payments are only made for occasional bonus payments and require the approval of the President. These payments are made in accordance with general university compensation policies. We do not provide a housing allowance but do provide a house for the President, and the annual value of the residence portion of the house is disclosed in his compensation and benefits. Membership in any social clubs requires approval by the President and are rare. The University pays dues for presidential membership in a local university club for networking purposes. SchJ_P01_S00_L04 Schedule J, Part I, Line 4 Robert M. Sullivan - $89,688.00 Series District of Columbia 2007 Revenue Bonds 536001131 254839R70 2007-06-30 76317091 Partial refunding of Series 1999 Bonds; Construct new residence 0 0 0 Series of District of Columbia 2010 Revenue Bonds 536001131 25483VAT1 2010-08-12 39061164 Partial refunding of Series 1999 Bond; Refinancing of 2004 Taxable Revenue Bonds 0 0 0 0 0 76317091 0 0 40208083 1821523 0 0 34344641 0 1622317 2009 0 1 0 1 0 0 39061164 0 0 0 805222 0 0 0 38255942 0 2010 0 1 1 1 0 0 0 0 1 0.019 0.019 1 0 0 0 0 1 0.0085 0.0085 1 0 0 0 1 J P Morgan 5.05 1 0 0 0 0 0 0 0 0 X 19 1155244 FMV X 1 4000 Appraisal X 30 562 Cost X Music Instruments 2 2750 Appraisal X Classroom Furniture 1 1034 Cost X Audio Equipment 1 131 Cost 1 0 1 0 F990_P05_S00_L03b Form 990, Part V, Line 3b Catholic University will file Form 990T within the approved extended deadline of February 15, 2012. F990_P06_S0B_L11a Form 990, Part VI, Section B, Line 11a The Form 990 was sent to the full Board of Trustees prior to filing with an opportunity to ask management questions regarding the form. Donor names were removed from Schedule B due to an anonymity agreement with a donor. The Audit Committee reviewed the details of the Form 990 with management in a committee meeting and reported to the Board of Trustees their review and approval of the form's submission prior to filing. F990_P06_S0B_L12c Form 990, Part VI, Section B, Line 12c The University's Secretary of the Board of Trustees reviews the conflict of interest statements submitted by the Trustees to determine whether any material financial interests have been disclosed. Any such interests are investigated by the Audit Committee and then by the full Board of Trustees, if the Audit Committee believes there is a conflict of interest. If the full Board of Trustees determines the financial interest is a conflict of interest and a University transaction or agreement arises involving that financial interest, the Board may permit the interested Trustee to make a presentation regarding the matter, but the interested Trustee shall be required to leave the meeting prior to the discussion of, and the vote on the proposed transaction or arrangement. Faculty and staff forms are reviewed by the Provost and Vice President of Finance, respectively. They ensure that all forms have been submitted. They review any noted conflicts and discuss them with the individual, as needed, and determine proper disposition. Any potential issues and the disposition of the issue are reviewed by the Vice President of Finance (or the President, for potential conflicts involving a Vice President). F990_P06_S0B_L15 Form 990, Part VI, Section B, Line 15 The President's compensation is approved by the Executive Committee of the Board of Trustees, based upon data from comparable institutions. Other officer and key employee compensation is approved by the President based upon performance evaluations and market data. These processes and decisions are contemporaneously documented. F990_P06_S0C_L19 Form 990, Part VI, Section C, Line 19 The University's governing documents, conflict of interest policy and consolidated audited financial statements are posted on the University's website. F990_P11_S00_L05 Form 990, Part XI, Line 5 The net assets changed by $22,810,891 in unrealized gain. The Catholic University of America Foundation Cardinal Station 620 Michigan Ave Washington DC 20064 521284733 Support CUA's programs of study (mission) DC 501 (c) (3) Type I N/A 0 Albert E Farone & Angela T Farone Foundation Cardinal Station 620 Michigan Ave Washington DC 20064 160911612 To support scholarships for CUA students. NY 501 (c) (3) Type I N/A 0 The Washington Research Library Consortium 901 Commerce Drive Upper Marlboro MD 20774 521559828 Library Services DC 501 (c) (3) Type I N/A 0 Trust #1 N/A New York NY 10001 526036955 Charitable Remainder Trust NY N/A T 665501 5765198 0.33 Trust #2 N/A Washington DC 20001 256728054 Charitable Remainder Trust DC N/A T 17141 218343 1 Trust #3 N/A Baltimore MD 21201 526073332 Charitable Remainder Trust MD N/A T 155298 1565555 0.07 Trust #4 N/A Dayton OH 45402 316236156 Charitable Remainder Trust OH N/A T 19674 357684 0.1 Trust #5 N/A Dayton OH 45402 316169026 Charitable Remainder Trust OH N/A T 3089 76322 0.1 Trust #6 N/A Greenville SC 29601 576102081 Charitable Remainder Trust SC N/A T 15647 179505 1 Trust #7 N/A Bethesda MD 20810 521465308 Charitable Remainder Trust MD The Catholic University of America T 1756 64441 1 Trust #8 N/A Bethesda MD 20810 521525513 Charitable Remainder Trust MD The Catholic University of America T 3464 215475 1 Trust #9 N/A Washington DC 20001 912052559 Charitable Remainder Trust DC The Catholic University of America T 1710 79736 1 Trust #10 N/A Washington DC 20001 057128512 Charitable Remainder Trust DC The Catholic University of America T 42041 236260 1 Trust #11 N/A Washington DC 20001 426654646 Charitable Remainder Trust DC The Catholic University of America T 8381 375662 1 0 0 1 0 0 0 0 0 0 0 1 0 1 1 0 1 0 0 Albert E Farone & Angela T Farone Foundation c 452775 Scholarships awarded to CUA students. The Catholic University of America Foundation n 38127 Payroll expenses. The Washington Research Library Consortium l 644572 Actual Payments. The Catholic University of America received an extension from IRS until December 15, 2011 to file the return.