2011-11-15T13:33:32-06:00 2010-12-31 BONADIO & CO LLP 6 WEMBLEY COURT ALBANY NY 12205 990 2010-01-01 141392181 NYSARC INC ALBANY COUNTY CHAPTER NYSA 5184590750 334 KRUMKILL ROAD SLINGERLANDS NY 12159 STEVE KLEIN 5184590750 2011-11-11 1 HEATHER J LEGGIERO 5184644080 2011-11-11 2010 2016-03-07 17:11:31Z STEVE KLEIN 334 KRUMKILL ROAD SLINGERLANDS NY 12159 26551059 0 X WWW.NEWVISIONSOFALBANY.ORG X 1951 NY TO IMPROVE QUALITY OF LIFE IN EVERY MANNER POSSIBLE FOR PERSONS WITH INTELLECTUAL AND OTHER DEVELOPMENTAL DISABILITIES. 11 11 993 7 0 0 73509 20014 24896377 26489045 19079 42000 -5905 0 24983060 26551059 0 0 0 0 18735271 19680675 0 0 0 6340325 6613558 25075596 26294233 -92536 256826 14204947 16588311 6082142 7843927 8122805 8744384 X SEE SCHEDULE O FOR CONTINUATIONTO SERVE, ADVOCATE AND OFFER OPPORTUNITIES TO PERSONS WITH DIFFERING ABILITIES, INCLUDING THEIR FAMILES. WE ARE DEDICATED TO THE PROVISIONS OF SERVICES AND SUPPORT THAT ENABLES INDIVIDUALS TO REALIZE THEIR FULLEST POTENTIAL. TO THIS END, WE STRIVE TO PROMOTE THE PRINCIPLES OF RESPONSILE CHOICE, PERSONAL SATISFACTION, INCLUSION AND MEANINGFUL INDIVIDUALIZED OPPORTUNITIES THROUGH CONSUMER EMPOWERMENT. 0 0 6465694 6354893 DAY TRAINING PROGRAM:NEW VISIONS DAY TRAINING PROGRAM PROVIDES INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES OPPORTUNITIES FOR DEVELOPING VOCATIONAL AND SOCIAL SKILLS TRAINING. IN ORDER TO ENABLE INDIVIDUALS TO REALIZE THEIR FULLEST POTENTIAL, REAL AND SIMULATED TASKS AND PROJECTS ARE OFFERED WITH THE GOAL TO PREPARE PEOPLE FOR EMPLOYMENT IN THE GREATER COMMUNITY. INDIVIDUALIZED AND GROUP SKILL-BUILDING FOCUSING ON PERSONAL STRENGTHS FOR INCLUSION IN THE GREATER COMMUNITY WORKFORCE. OPPORTUNITIES FOR PLACEMENT IN COMMUNITY EMPLOYMENT OFFER OPTIMUM SUPPORT FOR INDIVIDUALS SEEKING TO OBTAIN AND MAINTAIN EMPLOYMENT. 11313680 12079781 RESIDENTIAL SERVICES:NEW VISIONS RESIDENTIAL SERVICES PROVIDE INDIVIDUALS WITH DEVELOPMENTAL DISABLITIES AN INTEGRATED HOME ENVIRONMENT IN THE GREATER COMMUNITY WITH A FOCUS ON THE DEVELOPMENT OF BOTH INDEPENDENT AND DAILY LIVING SKILLS. IN ORDER TO ENABLE INDIVIDUALS TO REACH THEIR FULLEST POTENTIAL, A COMPREHENSIVE ARRAY OF SERVICES AND OPPORTUNITIES ARE OFFERED WHICH MAXIMIZE GROWTH, PERSONAL SATISFACTION, INDEPENDENCE AND COMMUNITY INVOLVMENT BASED ON INDIVIDUAL STRENGTHS, ASSETS AND ABILITIES. 4718379 5420266 DAY HABILITATION PROGRAM:NEW VISIONS DAY HABILITATION PROGRAM PROVIDES INTEGRATED SERVICES AND OPPORTUNITIES FOR INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES IN ORDER TO MAXIMIZE EACH PERSON'S CAPACITY FOR GROWTH, PERSONAL SATISFACTION, INDEPENDENCE AND INVOLVEMENT IN THE GREATER COMMUNITY. INDIVIDUALLY-TAILORED PROGRAMS WHICH REFLECT EACH PERSON'S PREFERENCES, INTERESTS AND IDENTIFIED NEEDS ARE CREATED IN ORDER TO ENABLE INDIVIDUALS TO REALIZE THEIR FULLEST POTENTIAL. 1252294 1140446 TRANSPORTATION:THE NEW VISIONS TRANSPORTATION DEPARTMENT PROVIDES DAILY, SPECIALIZED SERVICES TO APPROXIMATELY 300 INDIVIDUALS WHO PARTICIPATE IN OUR DAY AND RESIDENTIAL PROGRAMS. TRANSPORTATION SERVICES INCLUDE TRIPS TO AND FROM OUR PROGRAMS AS WELL AS TO AND FROM RECREATIONAL, RESPITE AND MEDICAL SERVICES AND COMMUNITY OUTINGS. 628859 1493659 OTHER:OTHER SERVICES INCLUDE MEDICAID SERVICE COORDINATION AND FAMILY SUPPORT SERVICES. THE MEDICAID SERVICE COORDINATOR HELPS INDIVIDUALS AND THEIR FAMILIES TO DEVELOP, IMPLEMENT AND MAINTAIN THE PERSON'S LIFE PLAN, TO ADVOCATE FOR HIM OR HER IN ALL AREAS OF LIFE, ESPECIALLY IN THE TWO MAIN AREAS OF PROTECTING AND UPHOLDING PERSONAL RIGHTS AND ENSURING THAT THE LIVING ENVIRONMENT IS SAFE. OUR FAMILY SUPPORT PROGRAM PROVIDES FAMILIES WITH SUPPORT SERVICES AND RELIEF NEEDED SO THAT THEY CAN REMAIN AND INTERACT AS A FAMILY AS LONG AS THEY DESIRE. RESPITE SERVICES CAN TAKE THE FORM OF INDIVIDUAL OR SMALL GROUP SITUATIONS. 1881153 2634105 24378906 1 0 0 0 0 0 0 0 0 1 0 1 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 1 X 33 0 1 993 1 0 0 0 0 0 0 0 0 X 11 11 0 0 0 0 1 1 0 1 1 0 0 1 1 1 0 1 0 1 0 0 NY X BARBARA GANEY 5184590750 334 KRUMKILL ROAD SLINGERLANDS NY 12159 JEFFERY PLATT 1.00 X X 0 0 0 MILTON M KAPLAN 1.00 X X 0 0 0 MARGARET D DEZEE 1.00 X 0 0 0 OLGA WINSOR 1.00 X 0 0 0 JENNEAN TARANTO-WATSON 1.00 X 0 0 0 TIMOTHY G MURPHY 1.00 X 0 0 0 NICHOLAS G LANZA 1.00 X X 0 0 0 LEE LINDSTROM 1.00 X 0 0 0 GARY M NICKLAUS 1.00 X 0 0 0 SEVERIN C CARLSON 1.00 X X 0 0 0 CAROL PADULA 1.00 X 0 0 0 ANDREW F MCKENZIE 50.00 X 124627 0 3888 DEBORAH M KISKIS 50.00 X 93541 0 7649 SUSAN E HOGAN 50.00 X 102799 0 7939 BARBARA GANEY 50.00 X 91151 0 7575 412118 0 27051 2 0 0 0 MVP HEALTH CARE INC 625 STATE STREET SCHENECTADY NY 12301 HEALTH INSURANCE 1577827 MONAHAN AND LOUGHLIN 4 LOCUST STREET HUDSON FALLS NY 12839 ROOF PROJECT 930848 SYSCO FROZEN FOOD 1 LIEBICH LANE HALFMOON NY 12065 FOOD AND CLEANING SUPPLIES 482197 NATIONAL GRID 300 ERIE BLVD WEST SYRACUSE NY 13252 UTILITIES 321773 PHILADELPHIA INSURANCE 632 PLANK ROAD CLIFTON PARK NY 12065 PROPERTY & LIABILITY INSURANCE 239707 17 1820 15194 3000 20014 MEDICAID 623990 18496718 18496718 CONTRACT SERVICE 623990 4148072 4148072 PARTICIPANT FUNDS 623990 1621754 1621754 OMRDD 623990 1099836 1099836 OTHER 623990 737375 737375 385290 385290 26489045 42000 42000 26551059 26489045 0 42000 15670647 14645903 1024744 4010028 3801952 208076 24085 24085 31150 31150 1314526 1078793 235733 44336 19316 25020 255501 157472 98029 890610 868077 22533 316781 310879 5902 159744 140230 19514 713828 622144 91684 287666 249887 37779 CONTRACT RAW MATERIAL 957163 957163 FOOD 556059 556059 MAINTENANCE & REPAIRS 340760 324304 16456 GENERAL PROGRAM EXPENSE 332009 319614 12395 PARTICIPANT WAGES & FRI 212340 212340 177000 114773 62227 26294233 24378906 1915327 0 1345132 2564411 3243076 3551929 68150 45197 447124 262239 16328364 10463084 5178008 5865280 2542179 2800737 880421 1012463 500857 486055 14204947 16588311 2459733 3365726 71863 56366 2164719 3506030 649550 736277 915805 6082142 7843927 X 7242384 8688962 853421 28422 27000 27000 8122805 8744384 14204947 16588311 X 256826 364753 X X 0 1 1 X 0 X 3645 34221 1980 73509 20014 133369 22876143 23238886 24389662 24887009 26489045 121880745 22879788 23273107 24391642 24960518 26509059 122014114 0 0 0 122014114 70075 223777 36587 29878 50881 411198 70075 223777 36587 29878 50881 411198 94 -21235 -4426 -5905 -16506 -47978 22949957 23475649 24423803 24984491 26543434 122377334 0.99700 0.00340 X 361000 361000 10986390 6492890 4493500 441324 298919 142405 2862137 2331694 530443 1677513 1339581 337932 5865280 INTEREST IN NET ASSETS OF FOUNDATION 1012463 F 1012463 DUE TO RELATED PARTIES 56218 DUE TO FUNDING SOURCES 647591 PARTICIPANT FUNDS 211996 915805 26551059 26294233 256826 232711 132042 364753 621579 26915812 232711 132042 364753 26551059 0 26551059 26294233 0 26294233 0 26294233 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: FOR TAX-EXEMPT ENTITIES, THEIR TAX-EXEMPT STATUS ITSELF IS DEEMED TO BE AN UNCERTAINTY, SINCE EVENTS COULD POTENTIALLY OCCUR TO JEOPARDIZE THEIR TAX-EXEMPT STATUS. AS OF DECEMBER 31, 2010 AND 2009, THE ORGANIZATION DOES NOT HAVE A LIABILITY FOR UNRECOGNIZED TAX BENEFITS. THE ORGANIZATION FILES EXEMPT ORGANIZATION RETURNS IN THE U.S. FEDERAL JURISDICTION AND NEW YORK STATE. THE ORGANIZATION IS NO LONGER SUBJECT TO U.S. FEDERAL AND STATE INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2007. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN NET ASSETS OF FOUNDATION 132,042. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN NET ASSETS OF FOUNDATION 132,042. JEFF PLATT PRESIDENT AND BOARD MEMBER 196911 MR. PLATT'S SON IS THE PRIMARY ATTORNEY FOR ENGINEERING FIRM THAT WAS USED FOR ROOF CONSTRUCTION AND ORIGINAL BUILDIND DESIGN AT KRUMKILL RD. SITE. HE DISCLOSED THIS RELATIONSHIP TO THE BOARD AND ABSTAINED FROM THE VOTE. 0 ROBERT HENNES FOUNDATION BOARD MEMBER 1299872 MR. HENNES IS THE MANAGING DIRECTOR OF HUGH JOHNSON ADVISORS (HJA). THE ORGANIZATION HAS AN INVESTMENT ACCOUNT WITH HJA. HE ABSTAINED FROM THE VOTE. 0 DAVID KRUPSKI FOUNDATION BOARD MEMBER 2057116 MR. KRUPSKI IS THE REGIONAL COMMERCIAL BANKING MNAGER OF NBT BANK. THE ORGANIZATION HAS ACCOUNTS WITH NBT. MR. KRUPSKI ABSTAINS FROM VOTES REGARDING NBT BUSINESS. 0 DAVID KRUPSKI FOUNDATION BOARD MEMBER 1136775 MR. KRUPSKI IS THE REGIONAL COMMERCIAL BANKING MNAGER OF NBT BANK. THE ORGANIZATION HOLDS A CONSTRUCTION LOAN WITH NBT BANK. MR. KRUPSKI ABSTAINS FROM VOTES REGARDING NBT BUSINESS. 0 EXPLANATION FOR NOT FILING FORM 990-T FORM 990, PART V, LINE 3B FORM 990-T WAS NOT REQUIRED TO BE FILED. FORM 990, PART VI THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS MEETS AND REVIEWS THE COMPENSATION OF THE EXECUTIVE DIRECTOR ANNUALLY. THE BOARD USES COMPARABLE DATA TO EVALUATE THE EXECUTIVE DIRECTOR'S ANNUAL COMPENSATION FORM 990, PART VI, SECTION A, LINE 6 NYSARC, INC. IS A UNITARY CORPORATION CONSISTING OF ITS 55 CHAPTERS. NYSARC, INC., ALBANY CHAPTER IS ONE DIVISION OF THE CORPORATION. THE CORPORATION AND CHAPTER'S GOVERNING BODY IS THE BOARD OF GOVERNORS REPRESENTING THE INDIVIDUAL MEMBERSHIP IN EACH CHAPTER'S JURISDICTION. EACH CHAPTER HAS FROM 1 TO 6 GOVERNORS BASED ON MEMBERSHIP. THE CORPORATION THROUGH ARTICLE VI SECTION 3 OF ITS BYLAWS DELEGATES DAY-TO-DAY OPERATING AUTHORITY TO THE CHAPTER'S BOARD OF DIRECTORS. THE EXECUTIVE COMMITTEE OF THE BOARD OF GOVERNORS (SEE PART VI, LINE 7A BELOW) COMPRISES THE CORPORATION'S ELECTED OFFICERS AND EXCERCISES ALL POWERS OF THE BOARD OF GOVERNORS BETWEEN PLENARY MEETINGS OF THE GOVERNORS. FORM 990, PART VI, SECTION A, LINE 7A THE DELEGATE ASSEMBLY, WHICH REPRESENTS NYSARC'S 70,000 MEMBERS, ELECTS THE CORPORATION PRESIDENT, SECRETARY, TREASURER AND ASSISTANT TREASURER TO 1-YEAR TERMS. DELEGATES ELECT REGIONAL VICE PRESIDENTS TO 1-YEAR TERMS FROM THEIR RESPECTIVE REGIONS. THE BOARD OF GOVERNORS ELECTS ONE VICE PRESIDENT SENIOR VICE PRESIDENT. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS INITIALLY REVIEWED IN DETAIL BY THE FINANCE COMMITTEE. AFTER INTIAL REVIEW, FULL COPIES ARE PROVIDED TO EACH BOARD MEMBER FOR THEIR REVIEW. ONCE THE FORM 990 HAS BEEN REVIEWED BY THE FINANCE COMMITTEE AND THE BOARD OF DIRECTORS, THE FORM 990 IS APPROVED AND SUBMITTED TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12 EACH YEAR THE BOARD MUST SUBMIT A STATEMENT AS TO ANY CONFLICTS THAT MIGHT EXIST WITH THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 15A THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS MEETS AND REVIEWS THE COMPENSATION OF THE EXECUTIVE DIRECTOR ANNUALLY. THE BOARD USES COMPARABLE DATA TO EVALUATE THE EXECUTIVE DIRECTOR'S ANNUAL COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 232,711. CHANGE IN NET ASSETS OF FOUNDATION 132,042. TOTAL TO FORM 990, PART XI, LINE 5: 364,753. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED. ALBANY ARC FOUNDATION 334 KRUMKILL ROAD SLINGERLANDS NY 12159 141767007 SOLICIT DONATION FOR BENEFIT OF INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES NY 501(C)(3) LINE 11A, I N/A 0 COMMUNITY ALTERNATIVES INC 334 KRUMKILL ROAD SLINGERLANDS NY 12159 222372993 REAL ESTATE HOLDING COMPANY TO BENEFIT NYSARC, INC. ALBANY COUNTY CHAPTER NY 501(C)(3) LINE 11B, II N/A 0 COMMUNITY ALTERNATIVES #2 INC 334 KRUMKILL ROAD SLINGERLANDS NY 12159 141633192 REAL ESTATE HOLDING COMPANY TO BENEFIT NYSARC, INC. ALBANY COUNTY CHAPTER NY 501(C)(3) LINE 11B, II N/A 0 ALBANY COMMUNITY ALTERNATIVES #3 334 KRUMKILL ROAD SLINGERLANDS NY 12159 222880949 REAL ESTATE HOLDING COMPANY TO BENEFIT NYSARC, INC. ALBANY COUNTY CHAPTER NY 501(C)(3) LINE 9 N/A 0 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 ALBANY ARC FOUNDATION INC C 21388 FMV COMMUNITY ALTERNATIVES INC D 111116 COMMUNITY ALTERNATIVES #2 INC D 12466 COMMUNITY ALTERNATIVES #2 INC J 68664 ALBANY COMMUNITY ALTERNATIVES #3 D 21044 ALBANY COMMUNITY ALTERNATIVES #3 J 29631 COMMUNITY ALTERNATIVES INC J 62604