2011-11-15T10:16:42-06:00 2010-12-31 MARLENE S KAPLAN CPA PC 60 GUILD ST 1 NORWOOD MA 02062 990PF 2010-01-01 136225947 THE SMALLEY FOUNDATION C/O ELLIN SMALLEY SMAL 6175272269 PO BOX 1385 BROOKLINE MA 02446 ELLIN SMALLEY 6175272269 2011-11-12 MARLENE S KAPLAN 7812789552 2011-11-15 2010 2016-02-24 21:20:13Z X 1715912 X 10000 5980 596 5980 49377 49377 49377 36206 1149262 633 633 633 102196 50606 55990 36000 18000 18000 18000 9000 4500 4500 4500 13454 13454 475 475 2274 1138 1136 1136 61203 37567 23636 23636 100000 100000 161203 37567 23636 123636 -59007 13039 32354 20834 53560 53560 186901 95057 95057 2776 2663 2663 223826 210008 210008 1010437 1249370 1249370 251544 105254 105254 1696318 1715912 1715912 10000 10000 10000 10000 X 1686318 1705912 1686318 1705912 1696318 1715912 1686318 -59007 89755 1717066 11154 1705912 true 261 261 261 2605 2605 2344 2344 false false false false false false false true MA NY true false false false false true N/A ELLIN SMALLEY 6175272269 PO BOX 1385 BROOKLINE MA 02446 false false false false false false false false false false false false false false false false false ELLIN SMALLEY 60 LONGWOOD AVE BROOKLINE MA 02146 1.00 0 0 0 MARTIN SAIMAN 425 PARK AVE NEW YORK NY 10022 1.00 6000 0 0 ELISA D DOYLE 228 ARDMORE AVE HADDONFIELD NJ 08033 1.00 12000 0 0 JEROME HALSBAND 69 CLUB POINTE DR WHITE PLAINS NY 10605 1.00 6000 0 0 MARIE HOROWITTZ 87 HILLTOP DR MANHASSET NY 11030 1.00 6000 0 0 ARLENE HARRIS 425 PARK AVE NEW YORK NY 10022 1.00 6000 0 0 CONSTANTINE KREATSOULAS 611 FOXCROFT ROAD ELKINS PARK PA 19027 1.00 0 0 0 ELISA D DOYLE 228 ARDMORE AVENUE HADDONFIELD NJ 08033 1.00 0 0 0 NONE NONE SCHOLARSHIPS TO COLLEGES AND TO DESERVING MALE AND FEMALE PUBLIC HIGH SCHOOL STUDENTS 100000 N/A 2656862 213988 0 2870850 2870850 43063 2827787 141389 141389 261 261 141128 141128 141128 123636 123636 123636 141128 74313 66526 51801 98087 109311 400038 123636 123636 17492 17492 382546 0 56821 325725 66526 51801 98087 109311 X APPLICATIONS ARE COMPLETED AND RETURNED TO GUIDANCE COUNSELORS BROOKLINE MA 02446 APPLICATION FORMS AVAILABLE UPON REQUEST FROM GUIDANCE SERVICES AND BY OFFICE OF FINANCIAL AID IN SCHOOLS WHERE SCHOLARSHIPS HAVE BEEN ESTABLISHED. DATES OF APPLICATION HAVE DEADLINES SUPPLIED BY GUIDANCE SERVICES AND FINANCIAL AID OFFICERS. AWARDS ARE GRANTED ONLY TO STUDENTS ACCEPTED TO INSTITUTIONS WHERE SCHOLARSHIPS HAVE BEEN ESTABLISHED AND TO STUDENTS IN WORCESTER, MA AND YONKERS, NY PUBLIC HIGH SCHOOLS. GRANTS ARE PAID DIRECTLY TO SCHOOLS, NOT TO INDIVIDUALS. BOSTON UNIVERSITY KALTRA BOSTON UNIVERSITY BOSTON MA 02215 SCHOLARSHIP 5000 FORDHAM UNIVERSITY NATHAL FORDHAM UNIVERSITY BRONX NY 10458 SCHOLARSHIP 5000 MANHATTAN COLLEGE JINFANG MANHATTAN COLLEGE RIVERDALE NY 10471 SCHOLARSHIP 5000 SYRACUSE UNIV N TANGPIPIT SYRACUSE UNIVERSITY SYRACUSE NY 13244 SCHOLARSHIP 5000 UMASS AMHERST JASON ASIRI UNIVERSITY OF MASSACHUSET AMHERST MA 01003 SCHOLARSHIP 5000 WORCESTER POLYTECH ANA DE WORCESTER POLYTECHNICAL I WORCESTER MA 01609 SCHOLARSHIP 5000 BOSTON UNIVERSITY LORNA K BOSTON UNIVERSITY BOSTON MA 02215 SCHOLARSHIP 5000 NORTHEASTER UNIV COLBY DA NORTHEASTERN UNIVERSITY BOSTON MA 02115 SCHOLARSHIP 5000 NORTHEASTERN UNIV HANNAH NORTHEASTERN UNIVERSITY BOSTON MA 02115 SCHOLARSHIP 5000 BOSTON UNIVERSITY JONATHO BOSTON UNIVERSITY BOSTON MA 02215 SCHOLARSHIP 5000 THE NEW SCHOOL WILLIAM AN THE NEW SCHOOL NEW YORK CITY NY 10011 SCHOLARSHIP 5000 MANHATTAN COLLEGE WALAA A MANHATTAN COLLEGE RIVERDALE NY 10471 SCHOLARSHIP 5000 UMASS AMHERST SHERA DEMCH UNIVERSITY OF MASSACHUSET AMHERST MA 01003 SCHOLARSHIP 5000 UNIV OF SCIENCES PAUL GE UNIVERSITY OF SCIENCES PHILADELPHIA PA 19104 SCHOLARSHIP 5000 PRINCETON UNIVERSITY M PRINCETON UNIVERSITY PRINCETON NJ 08544 SCHOLARSHIP 5000 SUNY STONY BROOK M HUSSE SUNY STONY BROOK STONY BROOK NY 11794 SCHOLARSHIP 5000 RIDER UNIVERSITY O MICHA RIDER UNIVERSITY LAWRENCEVILLE NJ 08648 SCHOLARSHIP 5000 EMMANUEL COLLEGE N TRUON EMMANUEL COLLEGE BOSTON MA 02115 SCHOLARSHIP 5000 WORCESTER POLYTECH J MON WORCESTER POLYTECHNICAL I WORCESTER MA 01609 SCHOLARSHIP 5000 WORCESTER POLYTECH J HOP WORCESTER POLYTECHNICAL I WORCESTER MA 01609 SCHOLARSHIP 5000 100000 14 5980 14 49377 633 36206 55357 36839 92196 false false false false false false false false false false X X 1 ELLIN SMALLEY 60 LONGWOOD AVENUE BROOKLINE MA 02146 10000 X AUDIT & TAX PREPARATION 9000 4500 4500 4500 ELLIN SMALLEY MARTIN SAIMAN ELISA D DOYLE JEROME HALSBAND MARIE HOROWITTZ ARLENE HARRIS CONSTANTINE KREATSOULAS ELISA D DOYLE COLUMBIA DIVIDEND INCOME FUND 3538.3 2008-07 PURCHASE 2010-03 43663 47037 -3374 COLUMBIA SELECT LARGE CAP GR 4200.93 2008-07 PURCHASE 2010-03 44782 36717 8065 COLUMBIA CONVERTABLE 753.281SHS 2008-07 PURCHASE 2010-03 10139 7668 2471 COLUMBIA SELECT SMALL CAP 2636.34SHS 2008-07 PURCHASE 2010-03 39281 43858 -4577 CMG ULTRA ST BOND 5446.62SHS 2009-11 PURCHASE 2010-02 49945 50000 -55 COLUMBIA ST INT FUND 10367.2SHS 2008-07 PURCHASE 2010-03 75473 73286 2187 ISHARE BARCLAYS TIPS BD FUND 165 SHS 2009-02 PURCHASE 2010-03 17137 16644 493 ISHARES IBOXX INV GR 420SHS 2009-02 PURCHASE 2010-03 44305 39636 4669 ISHARES IBOXX INV GR 55SHS 2009-02 PURCHASE 2010-03 5802 5157 645 COLUMBIA VALUE & RESTR 1649.03SHS 2008-07 PURCHASE 2010-03 73645 71854 1791 500SHS BANK NY MELLON 1994-12 PURCHASE 2010-03 15525 4091 11434 100 SHS BAXTER INT'L 2009-06 PURCHASE 2010-06 4100 5072 -972 150 SHS CVS 2008-12 PURCHASE 2010-01 4659 3953 706 150 SHS COLGATE PALMOLIVE 2009-12 PURCHASE 2010-03 12562 12782 -220 300 SHS COLGATE PALMOLIVE 2009-12 PURCHASE 2010-08 23440 25563 -2123 400 SHS INTEL 2008-12 PURCHASE 2010-07 8403 7315 1088 150 SHS IBM 2009-01 PURCHASE 2010-08 19795 18963 832 300 SHS NESTLES 2009-12 PURCHASE 2010-03 15069 14669 400 200 SHS NESTLES 2009-12 PURCHASE 2010-06 9536 9779 -243 400 SHS NESTLES 2009-12 PURCHASE 2010-08 19994 19559 435 300 SHS ST JUDE 2009-07 PURCHASE 2010-09 11177 11745 -568 150 SHS ISHARES NASDAQ BIOTECH 2009-10 PURCHASE 2010-10 13320 12178 1142 500 SHS ISHARES BARCLAYS 1-3CD 2009-12 PURCHASE 2010-08 52255 52279 -24 10000 COMERICA BANK 2010-07 PURCHASE 2010-10 11204 10687 517 10000 IDAHO POWER CO 2009-04 PURCHASE 2010-06 10344 10572 -228 10000 DUQUESNE LIGHT CO 2009-03 PURCHASE 2010-02 10794 10740 54 10000 UNITED HEALTH CARE 2009-07 PURCHASE 2010-01 10619 10286 333 6 SHS I SHARES RUSSELL MIDCAP VALUE 2008-01 PURCHASE 2010-04 261 157 104 6 SHS I SHARES RUSSELL MIDCAP GROWTH 2008-01 PURCHASE 2010-04 258 274 -16 WASH SALE LOSS DISALLOWED 2008-01 PURCHASE 2010-04 16 16 29 SHS VANGUARD EMERGING MARKETS VIP 2008-01 PURCHASE 2010-04 1254 1144 110 580 SHS VANGUARD EMERGING MARKETS V 2008-01 PURCHASE 2010-12 27598 22881 4717 595 SHS VANGUARD EMERGING MARKETS VI 2010-04 PURCHASE 2010-12 28815 24674 4141 449.64 SHS AMERICAN CENTURY EQUITY 2008-01 PURCHASE 2010-04 3125 3354 -229 WASH SALE LOSS DISALLOWED 2008-01 PURCHASE 2010-04 229 229 8714 SHS AMERICAN CENTURY EQUITY 2010-04 PURCHASE 2010-12 55255 58429 -3174 9063 SHS AMERICAN CENTURY EQUITY 2008-01 PURCHASE 2010-12 70614 73865 -3251 107 SHS AMERICAN GROWTH FUND OF AMER 2008-01 PURCHASE 2010-04 3125 3164 -39 WASH SLAE DISALLOWED 2008-01 PURCHASE 2010-04 39 39 2219 SHS AMERICAN GR FUND OF AMERICA 2010-04 PURCHASE 2010-12 69987 68169 1818 2468 SHS AMERICAN GR FUND OF AMERICA 2008-01 PURCHASE 2010-12 69679 68069 1610 29 SHS DODGE & COX INT'L STOCK 2008-01 PURCHASE 2010-04 1000 1105 -105 WASH SALE DISALLOWED 2008-01 PURCHASE 2010-04 105 105 588 SHS DODGE & COX INT'L STOCK FUND 2010-04 PURCHASE 2010-12 15099 14901 198 536 SHS DODGE & COX INT'L STOCK FUND 2008-01 PURCHASE 2010-12 24900 24689 211 67 SHS FIDELITY ADVISOR NEW INSIGHT 2008-01 PURCHASE 2010-04 1250 997 253 18 SHS HARBOR INT'L 2008-01 PURCHASE 2010-04 1000 782 218 345 SHS HARBOR INT'L 2008-01 PURCHASE 2010-06 12352 10520 1832 336 SHS HARBOR INT'L 2010-04 PURCHASE 2010-06 21383 19350 2033 79 SHS JP MORGAN HIGHBDG STAT MKT 2008-01 PURCHASE 2010-04 1250 1282 -32 WASH SALE DISALLOWED 2008-01 PURCHASE 2010-04 32 32 1410 SHS JP MORGAN HIGHB DG 2008-01 PURCHASE 2010-12 21872 23317 -1445 1519 SHS JP MORGAN HIGHBD 2010-04 PURCHASE 2010-12 22619 24175 -1556 11 SHS KEELEY SMALL CAP VALUE 2008-01 PURCHASE 2010-04 250 190 60 238 SHS KEELEY SMALL CAP VALUE 2008-01 PURCHASE 2010-11 4693 3498 1195 216 SHS KEELEY SMALL CAP VALUE 2010-04 PURCHASE 2010-11 5660 4574 1086 19 SHS ROYCE VALUE PLUS 2008-01 PURCHASE 2010-04 248 219 29 445 SHS JP MORGAN BOND FUND 2008-01 PURCHASE 2010-04 5000 4893 107 706 SHS JP MORGAN BOND FUND 2008-01 PURCHASE 2010-06 8569 8276 293 92 SHS JP MORGAN HIGH YIELD BOND 2008-01 PURCHASE 2010-04 750 638 112 13 SHS JP MORGAN HIGH YIELD BOND 2008-01 PURCHASE 2010-06 96 87 9 519 SHS PIMCO TOTAL RETURN 2008-01 PURCHASE 2010-04 5750 5506 244 734 SHS PIMCO TOTAL RETURN 2008-01 PURCHASE 2010-06 8161 7787 374 DUQUESNE LIGHT CO 10273 10273 PUBLIC SERVICE CO COLOO 11142 11142 UNITED HEALTH CARE GR JP MORGAN CORE BOND JP MORGAN HIGH YIELD PIMCO TOTAL RTEURN BRASCAN CORP 7.125% MAT 6/15/12 21328 21328 HEALTH CARE PPTY 21099 21099 BB&T CORP 20806 20806 MERRILL LYNCH DD 5/6/06 20606 20606 IDAHO POWER 300 ABBOTT LABS 14373 14373 500 CVS CAREMARK 700 INTEL 450 IBM 66042 66042 700 MICROSOFT 13955 13955 400 NESTLE 23528 23528 500 VECTREN 12690 12690 500 MELLON BANK 1000 EXXON MOBIL CORP 14624 14624 700 SOUTHERN CO 15292 15292 400 CHEVRON TEXACO 13687 13687 300 CATERPILLAR INC 28098 28098 ISH MSCI EMERGING MKT INDEX 14293 14293 OCCIDENTAL PETROLEUM CORP 24525 24525 ISHARES NASDAQ BIOTEC UTS SPDR TR SER1 25150 25150 ISHARES BARCLAYS 1-3 YR 52140 52140 BAXTER INT'L COLGATE PALMOLIVE 24111 24111 EXPEDITORS INTL OF WASH 21840 21840 JP MORGAN CHASE 16968 16968 ST JUDE MEDICAL WAL-MART 10786 10786 75 COVIDEN 3424 3424 ISHARES RUSSELL MIDCAP VALUE 10577 10577 ISHARES TRUSSELL MIDCAP GR 22191 22191 VANGUARD EMERGING MKT AM GROWTH FUND OF AMERICA DODGE & COX INT'L STOCK 15489 15489 FIDELITY ADVISOR NEW INSIGHTS 53597 53597 HARBOR INTL INST JP MORGAN HIGHBDG STAT MK KEELEY SMALL CAP ROYCE VALUE PLUS 21502 21502 AMERICAN CENTURY EQUITY INCOME COLUMBIA DIVIDEND INCOME COLUMBIA SELECT LARGE CAP COLUMBIA VALUE & RESTRUCT COLUMBIA SELECT SMALL CAP COLUMBIA CONVERTIBLE SECURITIES 300 ANALOG DEVICES 11301 11301 200 ADP 9256 9256 500 BANK OF AMERICA 6670 6670 25 ROYAL DUTCH SHELL 16668 16668 COLUMBIA ACORN 13830 13830 FAIRHOLME FDS INC 86539 86539 GOLDMAN SACHS SMALL CAP VALUE 10999 10999 JP MORGAN LARGE CAP 76020 76020 JP MORGAN HIGH YIELD 30351 30351 MORGAN STANLEY FOCUS GROWTH 74717 74717 OPPENHEIMER DEVELOPING MKT 58114 58114 PIMCO TOTAL RETURN 217533 217533 ROYCE MICRO CAP 10361 10361 SUNAMERICA FOCUSED DIVIDEND 81269 81269 TWEEDY BROWNE GLOBAL 13373 13373 WASATCH FDS INTL 13487 13487 23303 23303 186705 186705 DIFFERENCE IN GAIN ON SALE OF INVESTMENTS AT COST 1 & INVESTMENTS ON FINANCIAL STATEMENT RECORDED AT -1 MARKET VALUE 11154 EXPENSES FILING FEES 400 200 200 200 OFFICE, TRAVEL, ADVERTISING 621 311 310 310 ANNUAL MEETING EXPENSE 1253 627 626 626 OTHER INVESTMENT INCOME 633 633 633 UNREALIZED GAIN ON SECURITIES 89755 INVESTMENT MANAGEMENT 13454 13454 ELLIN SMALLEY PO BOX 1385 BROOKLINE MA 02446 FOREIGN TAX 362 362 EXCISE TAX 113 113