2011-11-11T11:15:18-07:00 2011-06-30 KPMG LLP 717 N Harwood Street Suite 3100 Dallas TX 75201 990 2010-07-01 135613797 American Heart Association Inc AMER 2143736300 7272 Greenville Ave Dallas TX 75231 Sunder Joshi 2143736300 2011-11-11 1 Morgan Souza 2148402000 2011-11-11 2010 2016-02-24 21:20:13Z Nancy A Brown 7272 Greenville Avenue Dallas TX 75231 1012548158 0 X www.heart.org X 1924 NY Building healthier lives, free of cardiovascular diseases and stroke. 22 22 4487 22000000 204317 9254 527940836 510657964 22528845 24726814 33517190 55049089 16474735 66790439 600461606 657224306 108543957 128965968 0 0 239753017 233665077 5476048 5958500 81383891 226653330 229272597 580426352 597862142 20035254 59362164 945715377 1009841845 393552319 356853431 552163058 652988414 X Building healthier lives, free of cardiovascular diseases and stroke. 0 0 115610291 110886151 0 See Schedule O 266793730 13260651 4091327 See Schedule O 73686010 934217 88766032 See Schedule O 11770201 3884949 23777108 See Program Accomplishments disclosure in Schedule O, referencing Form 990, Part III, Line 4d 11770201 3884949 23777108 467860232 1 0 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 1 1 1 1 1 1 0 1 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 3142 3 1 4487 1 1 1 0 0 0 1 1 1 1 1 1 0 0 1 0 X 22 22 0 0 1 0 0 0 0 1 1 0 1 1 1 1 1 1 1 0 1 1 0 AK AL AR AZ CA CT FL GA HI IL IN KS KY LA MA MD ME MI MN MS NC NH NJ NM NY OH OK OR PA RI SC TN UT VA WA WI WV X X Sunder Joshi CAO CFO 2143736300 7272 Greenville Ave Dallas TX 75231 Debra W Lockwood CPA 7 X 0 0 0 William H Roach Jr Esq 5 X 0 0 0 Neil M Meltzer 4 X 0 0 0 Ralph L Sacco MD FAHA 8 X 0 0 0 Gordon Tomasellei MD FAHA 5 X 0 0 0 Clyde W Yancy MD FAHA 5 X 0 0 0 Ron W Haddock 6 X 0 0 0 Donna K Arnett PhD FAHA 3 X 0 0 0 Joyce Beatty MS 3 X 0 0 0 Kenneth D Bloch MD FAHA 3 X 0 0 0 Mary A Caldwell RN PhD FAHA 3 X 0 0 0 Mary Fastenau 1.5 X 0 0 0 Barry A Franklin PhD FAHA 3 X 0 0 0 Larry B Goldstein MD FAHA 3 X 0 0 0 Max Gomez PhD 3 X 0 0 0 Mariell Jessup MD FAHA 3 X 0 0 0 Pamela K Knous 3 X 0 0 0 Mark B McClellan MD PhD 3 X 0 0 0 Janet Murguia 3 X 0 0 0 James Postl 3 X 0 0 0 Bernard J Tyson 3 X 0 0 0 Henry J Wasiak MBA 3 X 0 0 0 Nancy A Brown 38 X 602529 0 93014 Sunder Joshi 38 X 348249 0 56125 David W Livingston 38 X 275978 0 44481 Gordon McCullough 38 X 398254 0 45995 Rose Marie Robertson 38 X 408512 0 56083 Meighan Vafa 38 X 340138 0 46322 Leslie Upton 38 X 273315 0 42545 Michael Weamer 38 X 451777 0 48986 John Brennan 38 X 582596 0 25796 Roman Bowser 38 X 375309 0 39069 Kevin Harker 38 X 327479 0 59378 David Markiewicz 38 X 381960 0 61498 Midge Epstein 38 X 307217 0 56618 Sandra Hijikata 38 X 286760 0 46411 John Meiners 38 X 359245 0 44027 Nicole Sapio 38 X 285340 0 40950 Jeremy Beauchamp 38 X 210038 0 38295 Matthew Bannister 38 X 263968 0 38963 Michael L Wilson 38 X 260334 0 38056 Kathleen Rogers 38 X 259264 0 49221 Mark Schoeberl 38 X 241428 0 42569 Joanne McLaughlin 38 X 236805 0 34381 Roberto Bolli 15 X 96200 0 0 Mark B Taubman MD FAHA 15 X 17930 0 0 7590625 0 1048783 247 1 1 0 Infocision Management Corp 325 Springside Dr Akron OH 44333 Telephone marketing 6366287 Edelman 21992 Network Place Chicago IL 60673 Public relations 2788938 Donna Levine Associates Inc 626 W Randolph St 603 Chicago IL 60661 Promotions consulting 2335682 SDL International American Inc 1100 South McCaslin Blvd Superior CO 80027 Int'l localization 2287268 Brigham and Womens Physicians Org P O Box 3684 Boston MA 02241 Editorial services 1857651 116 7613154 0 255498920 0 345510 247200380 67372859 510657964 Conferences & Seminars 900099 21411197 21411197 0 0 Membership Dues 900099 3282577 3282577 0 0 Fees & Grants 900099 33040 33040 0 0 0 0 0 0 24726814 16294194 0 0 16294194 0 0 0 0 18750654 0 0 18750654 1163129 0 125798 0 1037331 0 1037331 0 0 1037331 346518274 2282322 308722252 1323449 37796022 958873 38754895 0 0 38754895 13567357 255498920 30229835 -16662478 0 -16662478 188981 58185 130796 0 0 130796 73986535 14864333 59122202 59122202 0 0 Change in 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149547 1 94491 1 1627619 1 454116 1 237862 0 2880730 0 SchC_P2B_S00_L01 Schedule C, Part II-B, Line 1 In support of its mission to build healthier lives, free of cardiovascular diseases and stroke, the American Heart Association plans, coordinates and implements a public advocacy program. At the national level, this program includes maintaining and expanding contacts with Members of Congress. Similar relationships are built by the regional affiliates, advocating at the state and local levels. To guide its federal, state and local efforts, the Association implements a public policy agenda by maintaining active partnerships in health-related coalitions with other like-minded groups; robust policy research that is science and evidence-based, producing documents such as policy position statements, fact sheets, and published papers; media advocacy, including letters to the editor, op-ed pieces, advertorials and news conferences; monitoring and commenting on regulatory proposals; submitting testimony and statements for the record in response to proposed policy initiatives; maintaining an active volunteer grassroots network available to write, call and/or visit local, state and federal policymakers; and lobbying of local, state and federal legislative bodies. The American Heart Association is committed through its public policy work to proactively confront and address the health inequities and disparities that exist in our country. The Association encourages Congress and state legislatures to join the fight against cardiovascular disease, including stroke, the leading cause of death in the United States. The Association's strategic public policy priorities are in the following areas: Heart Disease and Stroke Research: A top priority of the Association is to ensure support for basic, clinical, translational, health services, outcomes, genomics, and comparative effectiveness research and the overall research environment as well as community health services, public health programs, policy evaluation and economics. The AHA advocates for significantly increasing funding for the National Institutes of Health and other state and federal government agencies to enhance heart and stroke research. Improving Cardiovascular Health (Prevention): The American Heart Association prioritizes public policies aimed at promoting and improving the health factors for all Americans. These policy priorities address obesity prevention, diagnosis, and treatment, increasing access to healthy and affordable foods, healthy diet and nutrition, increasing physical activity, addressing tobacco control and prevention, and air pollution. The AHA addresses these issues at the local, state, and federal level with legislation, regulation, and other policy change efforts. Support High Quality/High Value Heart and Stroke Care and Reduce Health Disparities: The AHA promotes public policies aimed at improving health care quality, reducing health disparities, and promoting high value, evidence-based cardiovascular care. To promote health care quality, the AHA addresses clinical guidelines and treatment protocols, development of disease registries, the role of quality in health care payment systems, drug formulary policy, delivery system reforms and continuum of care, improved care coordination, the role, development and implementation of electronic medical records and related health information technology, and promoting safe, evidence-based and high value treatments for cardiovascular disease. Ensure Appropriate and Timely Access to Heart Disease and Stroke Care: The AHA advances comprehensive coverage and timely access to appropriate care for heart disease, peripheral artery disease, and stroke with a focus on adequate and affordable coverage, appropriate systems of emergency care, telemedicine and surveillance. This includes promoting systems of care around stroke, ST Elevated Myocardial Infarction (STEMI), emergency care, Out of Hospital Cardiac Arrest, and Telehealth. Charitable organizations: The Association supports policies that preserve the viability of non-profit organizations by monitoring and as appropriate, including legislative and regulatory efforts that attempt to restrict or prohibit charitable giving and other non-profit efforts and activities. These include protecting non-profit sector interests, promoting tax policy conducive to charitable organizations, encouraging volunteerism, preserving public funding for voluntary health organizations, and safeguarding the ability of charitable organizations to engage in advocacy. 39736847 1771259 7946271 0 596401 0 48857976 33011216 3052355 4039740 0 366464 0 39736847 44033948 532564 -7212938 0 4342358 0 33011216 0 0.796 0.204 0 0 0 11202826 11202826 0 85772324 39027030 46745294 0 4694263 2023880 2670383 0 88727954 74429851 14298103 0 0 0 0 74916606 Split-Interest Agreements 74347590 Beneficial Interest in Perpetual Trusts 128026310 202373900 0 Capital Lease Obligations 1787128 Post-Retirement Benefits 10568136 Charitable Gift Annuities 11726617 Rent Deferrals/Amortization 2451744 Supplemental Retirement Plan 2304380 Other Payables 98971 28936976 657224306 597862142 59362164 33558705 0 0 0 7904487 41463192 100825356 709260635 33558705 5537752 0 0 39096457 670164178 1922944 -14862816 -12939872 657224306 608435279 5537752 0 0 -7904487 -2366735 610802014 1922944 -14862816 -12939872 597862142 SchD_P05_S00_L04 Schedule D, Part V, Line 4 The intended use of endowment funds is to provide funding for research and other mission related programs. SchD_P10_S00_L02 Schedule D, Part X, Line 2 The Association is exempt from federal income taxes on related income under Section 501(a) of the Internal Revenue Code (IRC) of 1986, as amended, as an organization described in IRC Section 501(c)(3). Further, the Association has been classified as an organization that is not a private foundation under IRC Section 509(a) and, as such, contributions to the association qualify for deduction as charitable contributions. However, income generated from activities unrelated to the Association's exempt purpose is subject to tax under IRC Section 511. The Association did not have any material unrelated business income tax liability for the years ended June 30, 2011 and 2010. The Association believes that it has taken no significant uncertain tax positions. SchD_P11_S00_L08 Schedule D, Part XI, Line 8 FASB Statement 158 requires employers to fully recognize the overfunded or underfunded positions (the difference between the fair value of plan assets and the benefit obligation) of defined benefit pension, retiree healthcare and other postretirement plans in their balance sheets. The effect of this change on AHA is $7,904,487 for fiscal year ended June 30, 2011. SchD_P12_S00_L04b Schedule D, Part XII, Line 4b Cost of goods sold (14,864,333) , rental expenses (125,798), fundraising expenses 127,315. Net total ($14,862,816) is included in revenue on Form 990 but included in expenses on the financial statements. SchD_P13_S00_L02d Schedule D, Part XIII, Line 2d Effect of Adoption of FASB Statement No 158: FASB Statement 158 requires the association to fully recognize the overfunded or underfunded positions (the difference between the fair value of plan assets and the benefit obligation) of its postretirement benefit plan in the balance sheets. The effect of this change on AHA is $7,904,487 for fiscal year ended June 30, 2011. SchD_P13_S00_L04b Schedule D, Part XIII, Line 4b Refer to Schedule D, Part XII, Line 4b explanation. 1 Central America and the Caribbean 1 1 Program Services Sales of educational & training materials 134855 Europe (including Iceland and Greenland) 0 0 Grantmaking Science research prize and honorarium 1500 Europe (including Iceland and Greenland) 1 1 Program Services Sales of educational & training materials 615133 Middle East and North Africa 1 1 Program Services Sales of educational & training materials 308355 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Sales of educational & training materials 445977 South America 0 0 Program Services Sales of educational & training materials 960955 South Asia 0 0 Program Services Sales of educational & training materials 72159 Sub-Saharan Africa 0 0 Program Services Sales of educational & training materials 93619 East Asia and the Pacific 1 1 Program Services Sales of educational & training materials 689991 East Asia and the Pacific 0 0 Grantmaking Stroke research support 10000 East Asia and the Pacific 0 0 Grantmaking Lecture honorarium 2000 East Asia and the Pacific 0 0 Grantmaking Science research prize and honorarium 500 East Asia and the Pacific 0 0 Grantmaking Student scholarship 2000 Central America and the Caribbean Investments 40000 East Asia and the Pacific Investments 26986000 Europe (including Iceland and Greenland) Investments 74800000 Middle East and North Africa Investments 425000 North America (including Canada and Mexico, but not the United States) Investments 15291000 Russia and the newly independent States Investments 1349000 South America Investments 3247000 South Asia Investments 704000 Sub-Saharan Africa Investments 907000 4 4 127086044 East Asia and the Pacific Stroke research support 10000 Wire Transfer 0 1 0 Scientific lecture honorarium East Asia and the Pacific 1 2000 Wire Transfer 0 Science research prize and honorarium East Asia and the Pacific 1 500 Wire Transfer 0 Science research prize and honorarium Europe (including Iceland and Greenland) 1 1500 Wire Transfer 0 Student scholarship East Asia and the Pacific 1 2000 Wire Transfer 0 1 0 1 0 0 0 SchF_P01_S00_L02 Schedule F, Part I, Line 2 Procedure for Monitoring Use of Grant Funds: With respect to grants made by American Heart Association to foreign entities, the recipient of AHA funds must satisfy certain requirements outlined in the grant agreement. Upon satisfactory completion of the agreement and written acceptance of all services, AHA remits the remaining balance of the granted funds to the recipient organization. SchF_P01_S00_L03 Schedule F, Part I, Line 3 The association's investments in securities of foreign corporations are made through U.S. brokerage accounts. These investments are managed by independent investment managers as part of a diversified strategy for the association's investments. The investment managers are guided by the association's investment policy overseen by the Investment Committee of the Board of Directors. X X X X X X X 1 Infocision Management Corp 325 Springside Drive Akron OH 44333 Telemarketing Solicitations 0 11791957 5542086 6249871 Cone LLC 855 Boyston Street Boston MA 02116 Fundraising consultant 0 0 289098 -289098 Insurance Auto Auctions 13085 Hamilton Crossing Suite 500 Carmel IN 46032 Donated vehicle program 1 522225 127316 394909 12314182 5958500 6355682 AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV WY Dallas Heart Walk 3621223 3621223 0 0 61030 154969 53 8651 11392 San Francisco Heart Walk 3067872 3067872 0 0 45310 63385 15649 0 9634 3905 220267612 206700255 13567357 0 7517963 7802810 5971234 1167360 2103883 226956707 213389350 13567357 0 7624303 8021164 5986936 1176011 2124909 24933323 -11365966 0 0 0 0 0 0 0 0 0 0 0 0 188981 0 37969 0 20216 0 188981 0 37969 0 20216 58185 130796 AL AR AZ CO FL HI MO MS MT ND NE NY OR SD TN 0 Licensed where required. Some state do not require specific licensure or the activity is below the specified threshold. 0 0 0 0 1 Sunder Joshi CAO CFO 7272 Greenville Avenue Dallas TX 75231 0 See Schedule G Part IV 0 0 SchG_P03_S00_L16 Schedule G, Part III, Line 16 The association does not have an overall manager for gaming activities. Each gaming event is managed locally by the affiliate office staff responsible for events in that location. 1 Albany College of Pharmacy 106 New Scotland Avenue Albany NY 12208 141423161 501c3 282997 0 Research Albert Einstein College of Medicine Belfer Bldg Rm 1108 1300 Morris Park Avenue Bronx NY 10461 131624225 501c3 492489 0 Research Arizona State University Tempe PO Box 876011 Tempe AZ 852876011 860196696 501c3 363853 0 Research Baylor College of Medicine Houston One Baylor Plaza Houston TX 77030 741613878 501c3 964763 0 Research Beth Israel Deaconess Medical Ctr 330 Brookline Ave Boston MA 02215 042103881 501c3 457573 0 Research Blood Center of Wisconsin PO Box 78961 Milwaukee WI 53278 390807235 501c3 131392 0 Research Boston University Medical Campus 25 Buick Street Boston MA 02115 042103547 501c3 384068 0 Research Bowman Gray School of Medicine Winston Salem Medical Center Boulevard Winston Salem NC 27157 223849199 501c3 141499 0 Research Brandeis University Waltham 415 South Street MS 110 Waltham MA 02454 042103552 501c3 116690 0 Research Brigham & Women's Hospital PO Box 3887 Boston MA 02241 042312909 501c3 3172692 0 Research California Institute of Technology Pasadena 1200 E California Boulevard Mail Code 117-15 Pasadena CA 91125 951643307 501c3 147930 0 Research California State University Long Beach 6300 State University Drive Suite 332 Long Beach CA 908154670 956106694 501c3 5972 0 Research Cardiovascular Research Institute San Francisco 1855 Folsom Street MCB 425 Box 0897 San Francisco CA 941430897 946036493 501c3 128635 0 Research Carnegie-Mellon University Pittsburgh 5000 Forbes Avenue Pittsburgh PA 15213 250969449 501c3 80856 0 Research Case Western Reserve University 10900 Euclid Avenue Cleveland OH 441064979 341018992 501c3 817751 0 Research Cedars-Sinai Medical Center 6500 Wilshire Boulevard Suite 1150 Los Angeles CA 90048 951644600 501c3 143796 0 Research Children's Hospital Los Angeles 4650 Sunset Boulevard Los Angeles CA 900276062 951690977 501c3 82694 0 Research Children's Hospital Oakland Research Institute 5700 Martin Luther King Jr Way Room 2805 Cavigiolio Lab Oakland CA 94609 940382330 501c3 5972 0 Research Children's Hospital Boston PO Box 414413 Boston MA 022414413 042774441 501c3 714843 0 Research Children's Hospital Cincinnati 3333 Burnet Avenue Cincinnati OH 45229 310833936 501c3 510865 0 Research Children's Memorial Hospital 2300 Children s Plaza Box 205 Chicago IL 60614 362170833 501c3 47779 0 Research Clemson University PO Box 345307 Clemson SC 296345307 576000254 State of S. Carolina 42266 0 Research Cleveland Clinic PO Box 931531 Cleveland OH 441935012 340714585 501c3 1754950 0 Research Cleveland State University 2121 Euclid Avenue AC 255 Cleveland OH 44115 340966056 State of Ohio 42266 0 Research Colorado State University Fort Collins 2002 Campus Delivery Fort Collins CO 805232002 846000545 501c3 328519 0 Research Columbia University New York 722 West 168th Street New York NY 10032 135598093 501c3 648688 0 Research Cornell University New York City 575 Lexington Avenue 9th Floor New York NY 10022 131623978 501c3 181927 0 Research Dallas VA Research Corporation PO Box 516 Lancaster TX 75146 752329831 501c3 128635 0 Research Dartmouth College 11 Rope Ferry Road Hanover NH 037551404 020222111 501c3 40428 0 Research Duke University Durham 324 Blackwell Street Suite 1000 Durham NC 27701 560532129 501c3 861855 0 Research East Carolina University Greenville 2200 South Charles Boulevard Suite 2900 Grennville Centre Greenville NC 27858 566000403 501c3 367529 0 Research East Tennessee State University Johnson City PO Box 70732 Johnson City TN 37614 626021046 State of Tennessee 282997 0 Research Eastern Virginia Medical School Norfolk 721 Fairfax Avenue Rm 132 Attn Grants Accounting Norfolk VA 235071607 546055378 501c3 42266 0 Research Emory University School of Medicine 1599 Clifton Road Atlanta GA 30322 580566256 501c3 2305648 0 Research Emory University School of Nursing 1599 Clifton Road Atlanta GA 30322 580566256 501c3 58098 0 Research Florida Atlantic University 777 Glades Road Boca Raton FL 33431 650385507 State of Florida 151606 0 Research Florida State University 2000 Levy Avenue Building A Suite 351 Tallahassee FL 32311 593211153 501c3 40759 0 Research Geisinger Clinic 100 North Academy Avenue Danville PA 178222602 236291113 501c3 80856 0 Research George Washington University 44983 Knoll Square Bldg II 2nd Floor Ashburn VA 20147 530196584 501c3 325263 0 Research Georgetown University Washington DC 2121 Wisconsin Avenue NW 4th Floor Washington DC 20007 530196603 501c3 141499 0 Research Georgia Institute of Technology PO Box 100117 Atlanta GA 303847004 580603146 501c3 233123 0 Research Georgia State University PO Box 3999 Atlanta GA 303023999 581845423 501c3 20379 0 Research Gladstone Institute San Francisco 1650 Owens Street San Francisco CA 94158 237203666 501c3 282997 0 Research Harvard Medical School PO Box 415649 Boston MA 022415649 042103580 501c3 40428 0 Research Harvard School of Public Health PO Box 415649 Boston MA 02241 042103580 501c3 464924 0 Research Henry Ford Hospital and Health Network One Ford Place 5E Henry Ford Health System Detroit MI 48202 381357020 501c3 90482 0 Research Hospital for Special Surgery New York 535 East 70th Street New York NY 10021 131624135 501c3 282997 0 Research Indiana University Indianapolis PO Box 66057 Indianapolis IN 462666057 356001673 501c3 953520 0 Research Johns Hopkins University School of Medicine 733 North Broadway Baltimore MD 212052196 520595110 501c3 2972389 0 Research Kansas State University Manhattan Anderson Hall Room 2 Manhattan KS 665060108 480771751 501c3 179170 0 Research Kent State University Bursars Office Kent OH 44242 316402079 State of Ohio 42266 0 Research La Jolla Institute for Allergy and Immunology 9420 Athena Circle La Jolla CA 92037 330328688 501c3 537511 0 Research Lehigh University Bethelehem 526 Brodhead Avenue Bethlehem PA 18015 240795445 501c3 282997 0 Research Loma Linda University 24880 Prospect Avenue Loma Linda CA 92354 951816009 501c3 5972 0 Research Louisiana State University New Orleans 433 Bolivar Street New Orleans LA 70112 726087770 State of Louisiana 437598 0 Research Loyola University Chicago 820 North Michigan Avenue LT 1300 Chicago IL 60611 361408475 501c3 83403 0 Research Loyola University Medical Center 800 North Michigan Lewis Towers Chicago IL 60601 361408475 501c3 95557 0 Research Maine Medical Center 22 Bramhall Street Portland ME 04102 010238552 501c3 80856 0 Research Masonic Medical Research 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Institute PO Box 33375 Hartford CT 061503375 141340095 501c3 40428 0 Research Research Foundation of SUNY 402 Crofts Hall Buffalo NY 14260 141368361 501c3 40428 0 Research Rhode Island Hospital 593 Eddy Street Aldrich 318 Providence RI 02903 050258954 501c3 726788 0 Research Rice University PO Box 1892 MS-16 Houston TX 772511892 741109620 501c3 395093 0 Research Rush University Medical Center 1700 West Van Buren Rm 277 Chicago IL 60612 362174823 501c3 232462 0 Research Rutgers The State University of New Jersey New Brunswick 3 Rutgers Plaza New Brunswick NJ 08901 226001086 501c3 40428 0 Research Saint Lukes Hospital of Kansas City 3100 Broadway Penn Tower Suite 900 Kansas City MO 64111 440545297 501c3 131392 0 Research San Diego State University Research Foundation 5250 Campanile Drive San DIego CA 92115 956042721 501c3 148849 0 Research Sanford Burnham Institute for Medical Research 6400 Sanger Road Orlando FL 32827 510197108 501c3 1188717 0 Research Scripps Research Institute 10550 N Torrey Pines Road La Jolla CA 92037 330435954 501c3 329398 0 Research South Dakota State University Brookings SAD 133 Box 2201 Brookings SD 570071998 466000364 501c3 131290 0 Research Southern Illinois University Carbondale MC 6812 101Thalman Hall Carbondale IL 62901 376005961 501c3 282997 0 Research St Jude Children's Research Hospital Memphis 262 Danny Thomas Place Memphis TN 38105 620646012 501c3 45904 0 Research St Louis University 3700 West Pine Mall Fusz Memorial Hall 3rd Fl Suite 357 St Louis MO 63108 430654872 501c3 92275 0 Research Stanford University 355 Galvez Street Stanford CA 943056106 941156365 501c3 1735563 0 Research SUNY Upstate Medical University 35 State Street PO Box 9 Albany NY 12207 141368361 501c3 724943 0 Research SUNY Stony Brook W5510 Melville Library Stony Brook NY 117943362 804878247 501c3 181927 0 Research Temple University PO Box 824242 Philadelphia PA 191824242 231365971 501c3 656039 0 Research Texas A&M University Health Science Center 400 Harvey 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Dakota 330776 0 Research University of South Florida Tampa P O Box 864568 Orlando FL 32886 593102112 501c3 151606 0 Research University of Southern California 3500 S Figueroa Street 102 Los Angeles CA 900898001 951642394 501c3 476869 0 Research University of Tennessee Health Science Center Memphis 62 South Dunlap Street Suite 300 Memphis TN 38163 626001636 501c3 434603 0 Research University of Texas Health Science Center at San Antonio 7703 Floyd Curl Drive San Antonio TX 78229 741586031 State of Texas 678091 0 Research University of Texas Health Science Center Houston PO Box 203382 Houston TX 77216 741761309 State of Texas 999678 0 Research University of Texas San Antonio One UTSA Circle San Antonio TX 78249 741717115 State of Texas 45941 0 Research University of Texas Southwestern Medical Center at Dallas PO Box 841753 Dallas TX 752841753 756002868 State of Texas 1587724 0 Research University of Texas Arlington 219 W Main Arlington TX 76010 756000121 State of Texas 174576 0 Research 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Medical College of Cornell University 575 Lexington Avenue 9th Floor New York NY 10022 131623978 501c3 182586 0 Research West Virginia School Of Osteopathic Medicine 400 North Lee Street Lewisburg WV 24901 550561541 501c3 282997 0 Research West Virginia University Morgantown PO Box 6001 One Waterfront Place Morgantown WV 265066001 191510239 501c3 111177 0 Research William Beaumont Hospital Royal Oak 3811 West Thirteen Mile Road Suite 501 Royal Oak MI 48073 381459362 501c3 77936 0 Research Yale University PO Box 1873 New Haven CT 065081873 060646973 501c3 1051132 0 Research City of Coral Springs FL 9551 West Sample Road Coral Springs FL 33065 591114362 Cty of Coral Springs 9000 0 Purchase automated external difibrillators Stroke Survivors Empowering Each Other 1048 Foxworth Boulevard Lombard IL 60148 271925734 501c3 6831 0 Stroke survivor support programs Avera Flandreau Medical Center 214 North Prarie Street Flandreau SD 57028 460224743 501c3 13000 0 EKG monitors and data package services Aberdeen Advanced Care Ambulance 111 2nd Avenue Aberdeen SD 57401 466000010 City of Aberdeen 58659 0 EKG monitors and data package services Spearfish Emergency Ambulance 716 East Colorado Boulevard Spearfish SD 57783 460337939 501c3 60010 0 EKG monitors and data package services Avera Dells Area Health Center 909 North Iowa Avenue Dell Rapids SD 57022 460224743 501c3 13000 0 EKG software program licenses Perkins County Ambulance Services P O Box 3 Lemmon SD 57638 460340197 501c3 23140 0 EKG monitors and data package services Christensen Ambulance Inc P O Box 598 Webster SD 57274 460348316 50390 0 EKG monitors and data package services Marion Community Ambulance Ser P O Box 536 Marion SD 57043 237312450 25905 0 EKG monitors and data package services Lennox Area Ambulance P O Box 228 Lennox SD 57039 466000261 City of Lennox 26322 0 EKG monitors and data package services Spink County Ambulance Service 111 West 10th Avenue Redfield SD 57469 466000400 City of Redfield 25774 0 EKG monitors and data package services Corsica Ambulance P O Box 95 Corsica SD 57328 460442945 Douglas County 26029 0 EKG monitors and data package services DeSmet Emergency Rescue Unit P O Box 32 DeSmet SD 57231 460308971 47753 0 EKG monitors and data package services Tripp County Ambulance Service 142 East 4th Street Winner SD 57580 466000554 Tripp County 52102 0 EKG monitors and data package services Avera Heart Hospital 4500 W 69th Street Sioux Falls SD 57108 562143221 85300 0 EKG monitors and data package services Rapid City Regional Hospital 353 Farimont Boulevard Rapid City SD 57701 460319070 501c3 83500 0 EKG monitors and data package services Dell Rapids Community Ambulance Service 909 North Iowa Avenue Dell Rapids SD 57022 460326229 501c4 50860 0 EKG monitors and data package services Bennett County Ambulance Service P O Box 70 Martin SD 57551 432040599 501c3 19394 0 EKG monitors and data package services Jefferson Ambulance Service P O Box 335 Jefferson SD 57038 460418446 City of Jefferson 22536 0 EKG monitors and data package services South Shore Ambulance Service P O Box 561 South Shore SD 57263 466000467 City of South Shore 26029 0 EKG monitors and data package services Eureka Ambulance Service P O Box 673 Eureka SD 57437 460342738 37484 0 EKG monitors and data package services Crow Creek Ambulance Service P O Box 409 Fort Thompson SD 57339 460235609 Crow Creek Sioux 23102 0 EKG monitors and data package services St Michael s Hospital 410 West 16th Avenue Tyndall SD 57066 460225414 501c3 13000 0 Software to receive lead ECGs Sanford Medical Center 1305 West 18th Street Sioux Falls SD 57117 460227855 501c3 85300 0 EKG monitors and data package services Faith Ambulance Service P O Box 368 Faith SD 57626 466000151 City of Faith 23139 0 EKG monitors and data package services GrantRoberts Ambulance Service P O Box 623 Milbank SD 57252 911840757 81669 0 EKG monitors and data package services Prairie Lakes Healthcare System 401 9th Avenue NW Watertown SD 57201 460391067 501c3 85300 0 EKG monitors and data package services MedStar Paramedic Ambulance Inc P O Box 512 Brandon SD 57005 460461500 39134 0 EKG monitors and data package services Douglas County Ambulance 708 8th Street Armour SD 57313 466000033 Douglas County 26029 0 EKG monitors and data package services Tyndall Ambulance Service P O Box 29 Tyndall SD 57066 466000490 City of Tyndall 26029 0 EKG monitors and data package services Avera St Lukes Aberdeen 305 South State Street Sioux Falls SD 57401 460224598 501c3 85300 0 EKG monitors and data package services Alcester Emergency Medical Service P O Box 911 Alcester SD 57001 205779185 City of Alcester 23620 0 EKG monitors and data package services Phillip Ambulance Service P O Box 395 Phillip SD 57567 460446551 501c3 38474 0 EKG monitors and data package services Hurley Ambulance Service P O Box 421 Hurley SD 57036 460353708 City of Hurley 25589 0 EKG monitors and data package services Lake Preston Ambulance Service 111 3rd Street NE Lake Preston SD 57249 466000255 City of Lake Preston 26652 0 EKG monitors and data package services Jerauld County Ambulance Service 604 1st St NE Wessington Spring SD 57382 466000540 Jerauld County 25720 0 EKG monitors and data package services Gregory Ambulance Association P O Box 411 Gregory SD 57533 466000175 City of Gregory 22626 0 EKG monitors and data package services Rural Meade Ambulance 17506 SD Hwy 34 Enning SD 57533 460442850 Meade County 22530 0 EKG monitors and data package services Burke Amblance Service P O Box 61 Burke SD 57523 271595556 City of Burke 25511 0 EKG monitors and data package services Brookings Ambulance Service 300 22nd Avenue Brookings SD 57523 466000069 City of Brookings 59816 0 EKG monitors and data package services Moody County Ambulance Service 108 E Pipestone Avenue Suite B Flandreau SD 57028 466000158 Moody County 50689 0 EKG monitors and data package services Wall Volunteer Ambulance P O Box 336 Wall SD 57790 460276000 City of Wall 38474 0 EKG monitors and data package services Yankton County EMS P O Box 1060 Yankton SD 57078 466000569 Yankton County 32411 0 EKG monitors and data package services Freeman Ambulance Service P O Box 178 Freeman SD 57029 466000164 City of Freeman 29442 0 EKG monitors and data package services Butte County Ambulance Service 520 Faulk Street Belle Fourche SD 57717 460338140 Butte County 50436 0 EKG monitors and data package services White Ambulance Service P O Box 93 White SD 57276 810634607 City of White 24309 0 EKG monitors and data package services Jones County Ambulance Service P O Box 305 Murdo SD 57559 363334529 501c3 23139 0 EKG monitors and data package services Edgemont Ambulance Service P O Box 725 Edgemont SD 57735 273842489 23102 0 EKG monitors and data package services Miner County Ambulance Service P O Box 395 Howard SD 57349 466000207 Miner County 22534 0 EKG monitors and data package services Custer Regional Hospital 1039 Montgomery Street Custer SD 57730 460360899 501c3 13000 0 EKG software program licenses Sturgis Regional Hospital 949 Harmon Street Sturgis SD 57785 460360899 501c3 13000 0 EKG software program licenses Spearfish Regional Hospital 1440 North Main Street Spearfish SD 57783 460360899 501c3 13000 0 EKG software program licenses Hans P Peterson Memorial Hospital 503 West Pine Street Phillip SD 57567 460361016 501c3 13000 0 EKG software program licenses Clark County Ambulance Service 100 South Cloud Street Clark SD 57225 466000099 Clark County 23287 0 EKG monitors and data package services Ipswich Ambulance Service P O Box 586 Ipswich SD 57451 466000232 City of Ipswich 23287 0 EKG monitors and data package services Hill City Ambulance Service P O Box 671 Hill City SD 57745 460444769 501c3 42733 0 EKG monitors and data package services Madison Medical Services 917 North Washington Avenue Madison SD 57042 460228038 501c3 63689 0 EKG monitors and data package services Deuel County Ambulance Inc P O Box 453 Clear Lake SD 57042 460418357 25487 0 EKG monitors and data package services Conde Ambulance Service P O Box 122 Conde SD 57434 460453491 501c3 25589 0 EKG monitors and data package services Bowdle Ambulance Service P O Box 556 Bowdle SD 57428 460369929 City of Bowdle 25526 0 EKG monitors and data package services Lead-Deadwood Regional Hospital Ambulance 61 Charles Street Deadwood SD 57732 460360899 501c3 63874 0 EKG monitors and data package services Lower Brule Ambulance Service 187 Oyate Circle Lower Brul SD 57548 460222351 Lower Brule Sioux 25487 0 EKG monitors and data package services Wessington Ambulance 20426 375th Avenue Wessington SD 57381 466000538 23287 0 EKG monitors and data package services Sturgis Fire Emergency Services 1901 Ball Park Road Sturgis SD 57785 466000476 City of Sturgis 54784 0 EKG monitors and data package services Keystone Ambulance Service P O Box 175 Keystone SD 57761 460425425 Pennington County 50874 0 EKG monitors and data package services Kadoka Ambulance Service P O Box 116 Kadoka SD 57543 460403059 23287 0 EKG monitors and data package services Castlewood Ambulance District P O Box 278 Castlewood SD 57223 460448001 22393 0 EKG monitors and data package services American Medical Response P O Box 26 Pierre SD 57501 752474011 32300 0 EKG monitors and data package services Oelrichs Ambulance Service P O Box 93 Oelrichs SD 57763 460353248 23287 0 EKG monitors and data package services Lyman County Ambulance District P O Box 267 Presho SD 57566 611535422 Lyman County 23102 0 EKG monitors and data package services Midland Area Emergency Medical Service P O Box 25 Midland SD 57552 460439870 501c3 23139 0 EKG monitors and data package services Hecla Community Ambulance Service P O Box 188 Hecla SD 57446 466000185 City of Hecla 23102 0 EKG monitors and data package services Huron Ambulance Service Inc P O Box 632 Huron SD 57350 460308000 501c3 46204 0 EKG monitors and data package services Kimball Volunteer Ambulance District P O Box 302 Kimball SD 57355 460453262 23102 0 EKG monitors and data package services Highmore Fire Department Ambulance P O Box 340 Highmore SD 57346 020672951 501c3 23102 0 EKG monitors and data package services Hand County Ambulance Service 318 West 5th Street Miller SD 57362 460356287 501c3 25487 0 EKG monitors and data package services Estelline Ambulance Service P O Box 278 Estelline SD 57234 466000147 City of Estelline 24139 0 EKG monitors and data package services Standing Rock Ambulance McLaughlin P O Box D-22 Fort Yates ND 58538 450220519 Standing Rock Sioux 49568 0 EKG monitors and data package services Onida Fire Department P O Box 28 Onida SD 57554 342004835 23139 0 EKG monitors and data package services McCook County EMS Box 309 Salem SD 57058 460393805 24672 0 EKG monitors and data package services Missouri Valley Ambulance Service P O Box 354 Chamberlain SD 57325 911768293 501c3 50738 0 EKG monitors and data package services Custer Ambulance Service P O Box 847 Custer SD 57730 460348594 501c3 47374 0 EKG monitors and data package services Watertown Fire Dept Ambulance Service 129 1st Avenue NW Watertown SD 57201 466000515 City of Watertown 52627 0 EKG monitors and data package services Timber Lake Ambulance Service P O Box 192 Timber Lake SD 57656 460350472 Dewey County 19640 0 EKG monitors and data package services Carthage Ambulance Service P O Box 84 Carthage SD 57323 460412693 City of Carthage 25239 0 EKG monitors and data package services Gettysburg Ambulance Service 109 East Commercial Avenue Gettysburg SD 57442 466000172 City of Gettysburg 23139 0 EKG monitors and data package services Campbell County Ambulance Service P O Box 37 Mound City SD 57646 466000328 Campbell County 21639 0 EKG monitors and data package services Lake Norden Ambulance District P O Box 71 Lake Norden SD 57248 460404889 24025 0 EKG monitors and data package services Bison Ambulance P O Box 158 Bison SD 57620 460433241 Perkins County 23102 0 EKG monitors and data package services Hot Springs Volunteer Ambulance Service P O Box 927 Hot Springs SD 57747 460417845 501c3 43949 0 EKG monitors and data package services Hoven Ambulance Service P O Box 162 Hoven SD 57450 466003552 City of Hoven 22990 0 EKG monitors and data package services Mobridge Regional Hospital and Ambulance P O Box 580 Mobridge SD 57601 460255944 501c3 52457 0 EKG monitors and data package services Northeast Ambulance Service P O Box 1 Rosholt SD 57260 460361769 City of Rosholt 23139 0 EKG monitors and data package services Selby Volunteer Ambulance Service P O Box 192 Selby SD 57472 460413472 501c3 21525 0 EKG monitors and data package services Mitchell Regional Ambulance Service 201 West 1st Avenue Mitchell SD 57301 466000305 City of Mitchell 36913 0 EKG monitors and data package services McIntosh Volunteer Fire Ambulance P O Box 174 McIntosh SD 57641 010753802 501c3 23139 0 EKG monitors and data package services Harding County Ambulance Service P O Box 114 Buffalo SD 57720 466000074 Harding County 45126 0 EKG monitors and data package services Lifesaving Foundation 211 No Broadway Suite 3600 St Louis MO 63102 200512259 501c3 50000 0 EKG monitors and data package services Sylvia's Scholarship Fund 310 East 49th Street Suite 5E New York NY 10017 311793365 501c3 7500 0 Student scholarships Overcoming Obstacles 125 Maiden Lane 5th Floor New York NY 10038 954367454 501c3 20000 0 Community Impact Grants Good Sports 1515 Hancock Street Suite 301 Quincy MA 02169 753138664 501c3 14400 0 Community Impact Grants Boys and Girls Club of Metrowest 168 Pleasant Street Marlborough MA 01752 042387225 501c3 9000 0 Community Impact Grants Weill Medical College of Cornell University 1300 York Avenue New York NY 10065 131623978 501c3 15481 0 Community Impact Grants Beth Israel Medical Center Unknown Address New York NY 10065 135564934 501c3 23400 0 Community Impact Grants Children's Aid Society 105 E 22nd Street New York NY 10010 135562191 501c3 25000 0 Community Impact Grants Highbridge Community Life Center 979 Ogden Avenue Bronx NY 10452 133015539 501c3 25000 0 Community Impact Grants YMCA of Greater New York 5 W 63rd Street New York NY 10023 131624228 501c3 25000 0 Community Impact Grants Sociedad Latina 1530 Tremont Street Roxbury MA 02120 042678255 501c3 13500 0 Community Impact Grants City of Somerville 93 Highland Avenue Somerville MA 02143 046011414 501c3 9000 0 Community Impact Grants The Family Van 1542 Tremont Street Boston MA 02120 042103580 501c3 20000 0 Community Impact Grants Healthworks Foundation 450 Washington Street Dorchester MA 02124 043431534 501c3 14400 0 Community Impact Grants Playworks 31 Germania Street Jamaica Plain MA 02130 943251867 501c3 17100 0 Community Impact Grants Haley House 23 Dartmouth Street Boston MA 02116 042437845 501c3 6750 0 Community Impact Grants YWCA of Greater Lawrence 38 Lawrence Street Lawrence MA 01840 042130847 501c3 6750 0 Community Impact Grants Greater Boston Vineyard 15 Notre Dame Avenue Cambridge MA 02140 043296440 501c3 6300 0 Community Impact Grants Waltham Partnership for Youth Unknown Address Cambridge MA 02140 043399437 501c3 7088 0 Community Impact Grants Belmont County Fire and Squad Officers Association 69604 Sunset Heights Bridgeport OH 43912 341416410 300829 0 Defibrillators and Monitors St Rose Dominican Health Foundation 102 E Lake Mead Parkway Henderson NV 89015 880349432 501c3 30000 0 Post-Stroke Outcome Study Case Western Reserve University 10900 Euclid Avenue Cleveland OH 44106 341018992 501c3 61408 0 Heart Failure Protocols and Educational Content Study Alliance for a Healthier Generation 1200 NW Naito Parkway Portland OR 97209 272028308 501c3 13003819 0 Prevention of Childhood Obesity Tobacco-Free Kids Action Fund 1400 I Street NW Suite 1200 Washington DC 20005 521974904 501c3 250000 0 Tobacco prevention cessation University of Washington 1107 NE 45th Street Suite 505 Seattle WA 98105 916001537 501c3 500000 0 Resuscitation Outcomes Consortium Coordinating Center 302 23 Lecture honoraria 17 20600 0 Travel stipends to scientific conferences 168 94959 0 Investigator and science research prizes 149 128950 0 Student scholarships 23 74800 0 SchI_P01_S00_L01 Schedule I, Part I, Line 1 Institutional Eligibility for Awards and Location of Work for Applicants/Awardees: Association research awards must be limited to non-profit institutions. Such institutions include: medical, osteopathic and dental schools, veterinary schools, schools of public health, pharmacy schools, nursing schools, universities and colleges, public and voluntary hospitals and other non-profit institutions that can demonstrate the ability to conduct the proposed research. Applications will not be accepted for work with funding to be administered through any federal institution or work to be performed by a federal employee with the exception of the Veterans Administration employees. Individual Eligibility for Awards: The principal investigator must hold a doctoral or appropriate advanced degree at the time the award is activated for fellowships and, for grants, at the time of application. Exceptions must be documented in writing by the research committee of reference and approved by the AHA Research Committee. The basic requirements of eligibility for all American Heart Association research programs, National Center or Affiliate are given below. Predoctoral fellowships: Post baccalaureate, predoctoral students seeking a Ph.D., M.D., D.O., or equivalent degree who seek research training and experience under the supervision of a sponsor/mentor prior to embarking on a postgraduate research career. This award is not intended for individuals who have already attained a doctoral degree, unless the individual is pursuing a second doctoral degree (example: M.D. who is seeking a Ph.D.). Postdoctoral fellowships: Individuals who have obtained a Ph.D., M.D., D.O. or equivalent degree by the time of award activation and who seek additional research training under the supervision of a sponsor/preceptor/mentor prior to embarking on a career of independent research. This award is not intended for individuals of faculty rank. Exception: MD's or MD/PhD's with clinical responsibilities who need instructor or similar title to see patients, but who devote at least 80% full-time to research training. Clinical Research Program: Health care professionals with a Masters, M.D., D.O. or Ph.D. degree. Individuals are not eligible to be the principal investigator if they currently hold or have held, certain NIH awards (such as RO1, R21, PO1); certain AHA awards ( BGIA, SDG, EIA, GIA); or an award equivalent to the above (an independent investigator award). Interdisciplinary research teams are eligible. All principal investigators must also identify a mentor with an earned doctorate and a track record of high quality clinical investigation. Beginning Grant-in-Aid: Faculty/staff members initiating independent research careers. At application, applicants must hold an M.D., Ph.D., D.O. or equivalent doctoral degree and must meet institutional requirements for grant submission. At activation, applicants must hold a faculty/staff rank up to and including Assistant Professor (or equivalent). Scientist Development Grant: Individuals initiating independent research careers. At application, applicants must hold an M.D., Ph.D., D.O. or equivalent doctoral degree and must meet institutional requirements for grant submission. At activation, applicant must hold a faculty/staff position. Applicant's faculty rank shall be up to and including Assistant Professor (or equivalent) at application. Applications may be submitted in the final year of a postdoctoral research fellowship or in the initial years of the independent research career. At time of award activation, no more than four years will have elapsed since applicant's first full-time faculty/staff appointment at the level of assistant professor or its equivalent. A pivotal requirement is the demonstration that the award will promote independent status for the applicant. Applicant shall have received no prior national-level grant as of time of Scientist Development Grant activation. Established Investigator Award: At time of application, faculty/staff members at the mid-level stages of their independent research careers. At application, applicants must hold an M.D., Ph.D., D.O. or equivalent doctoral degree and must meet institutional requirements for grant submission. At the time of award activation, the investigator must be at least four (4) years but no more than nine (9) years (i.e., eight years and 12 months) since the first faculty/staff appointment at the level of assistant professor or equivalent (including, but not limited to, research assistant professor, research scientist, staff scientist, etc.) Instructor positions (or equivalent positions) do not count toward the four or nine years of eligibility. Applicants must have current national-level funding as principal investigator on an R01 grant or its equivalent (e.g. VA Merit Award, NSF Grant, or PI on Program Project Grant from NIH). NIH "K" series awards are not considered equivalent to an R01. Grant-in-Aid: Faculty/staff members conducting independent research at time of application. At application, principal investigator must hold an M.D., Ph.D., D.O. or equivalent doctoral degree and must meet institutional requirements for grant submission. Special Awards/Pilot Programs: Eligibility is determined by an Affiliate or the National Center based upon special local or national circumstances. The funding component must request and receive approval from the AHA Research Committee to develop and implement a pilot research program for a limited period of time. In addition to these awards, the association continues to award grants for its Affiliate Summer Undergraduate Research Fellowship, National Fellow to Faculty Transition Award, and National Innovative Research Grant programs. Awards are made to principal investigators and trainees who are: (a) United States citizens or (b) foreign nationals holding permanent residence or certain other visa statuses or (c) foreign nationals who have applied for permanent residency (Form I-485 on file with U.S. Citizenship and Immigration Services) and who have received authorization to legally remain in the U.S. (having filed an Application for Employment Form I-765). Awardee must meet American Heart Association citizenship criteria throughout the duration of the award. The National Center and each Affiliate Research Committee have the authority to add more restrictive eligibility criteria to a research award program. For example, a limitation may be placed on annual funding dollars from other sources. SchI_P01_S00_L02 Schedule I, Part I, Line 2 Grant Monitoring Procedures: Research grants are awarded by the American Heart Association annually and paid to the grantee's institution quarterly over the multi-year life of the award. Grantees are required to submit reports of scientific progress annually. These reports are reviewed by volunteer committees comprised primarily of active and experienced researchers. An annual financial report is required prior to issuing each subsequent year's payments. Financial reports are required to be filed within 120 days of the end of each grant year and are reviewed by AHA. X 1 1 X X X X X 1 1 0 1 0 0 0 0 0 Nancy A Brown 564956 0 23000 0 14573 0 79835 0 13179 0 695543 0 0 0 Sunder Joshi 330306 0 15000 0 2943 0 46480 0 9654 0 404383 0 0 0 David W Livingston 266898 0 7500 0 1580 0 37311 0 7170 0 320459 0 0 0 Gordon McCullough 377446 0 0 0 20808 0 34300 0 11695 0 444249 0 0 0 Rose Marie Robertson 397024 0 10000 0 1488 0 47550 0 8533 0 464595 0 0 0 Meighan Vafa 323611 0 10000 0 6526 0 45572 0 750 0 386459 0 0 0 Leslie Upton 263243 0 6500 0 3572 0 37267 0 5278 0 315860 0 0 0 Michael Weamer 423870 0 0 0 27907 0 34256 0 14730 0 500763 0 0 0 John Brennan 161636 0 0 0 420960 0 18833 0 6963 0 608392 0 0 0 Roman Bowser 355606 0 0 0 19703 0 33792 0 5277 0 414378 0 0 0 Kevin Harker 320884 0 0 0 6594 0 46080 0 13298 0 386856 0 0 0 David Markiewicz 334028 0 18038 0 29895 0 46768 0 14730 0 443459 0 0 0 Midge Epstein 298877 0 3120 0 5220 0 42857 0 13761 0 363835 0 0 0 Sandra Hijikata 283631 0 0 0 3129 0 41134 0 5277 0 333171 0 0 0 John Meiners 298809 0 32156 0 28280 0 34382 0 9645 0 403272 0 0 0 Nicole Sapio 224214 0 8299 0 52827 0 31020 0 9930 0 326290 0 0 0 Jeremy Beauchamp 198154 0 10596 0 1288 0 24393 0 13903 0 248334 0 0 0 Matthew Bannister 220906 0 5800 0 37261 0 24233 0 14730 0 302930 0 0 0 Michael L Wilson 251054 0 6500 0 2779 0 24410 0 13646 0 298389 0 0 0 Kathleen Rogers 251243 0 6500 0 1521 0 35575 0 13646 0 308485 0 0 0 Mark Schoeberl 228649 0 10000 0 2780 0 27839 0 14730 0 283998 0 0 0 Joanne McLaughlin 234645 0 0 0 2160 0 32778 0 1604 0 271187 0 0 0 Roberto Bolli 96200 0 0 0 0 0 0 0 0 0 96200 0 0 0 Mark B Taubman MD FAHA 17930 0 0 0 0 0 0 0 0 0 17930 0 0 0 SchJ_P01_S00_L01a Schedule J, Part I, Line 1a Health Club Dues: To encourage good health practices, American Heart Association (AHA) makes available a membership to a local fitness center to senior management. Of the officers and key employees listed, the following participate in the program - Nancy Brown, Sunder Joshi, Leslie Upton, Meighan Vafa, Roman Bowser, Robyn Landry, Matthew Bannister, and Mark Schoeberl. The benefits are treated as taxable income. SchJ_P01_S00_L04 Schedule J, Part I, Line 4 John Brennan retired as EVP of the Greater Southeast Affiliate in 2010. As a result, Mr. Brennan received a $351,875 payment for his service to the organization having met certain conditions per agreement. Nonqualified Retirement Plan: AHA provides a 457f Retirement Restoration Plan to certain members of senior management. While AHA employees are generally eligible to participate in the qualified retirement plan and the 403b plan, contributions by AHA to the qualified retirement plan and the 403b plan are capped pursuant to IRS regulations. Under the Retirement Restoration Plan, AHA is allowed to make contributions based on the amount a participant would have been allowed to make if the retirement contributions by AHA were not capped. The Retirement Restoration Plan seeks to make whole, upon a specified vesting date, those participants whose compensation is such that the allowable qualified retirement contribution is capped during their service to AHA. Once a participant is vested, the restoration plan balance (that accumulated over many years and includes gains/losses from the market) is paid out to the participant in a lump sum. After the participant has passed his or her vesting date, any contribution that would have been made to the restoration plan is paid to the employee at the end of the year in a lump sum. The payment is considered earned income with applicable taxes withheld. If the employee leaves AHA prior to reaching his or her vesting date, the account balance is forfeited. During the calendar year, some eligible participants in AHA's Retirement Restoration Plan reached their vesting date or had previously reached their vesting date and received lump sum payments from the Plan. Previously vested, Gordon McCullough received $19,320. Michael Weamer received $25,514, Roman Bowser received $15,932 and Michael Wilson received $1,291. SchJ_P01_S00_L05 Schedule J, Part I, Line 5 The senior management of AHA participates in an Incentive Plan designed to establish a consistent reward plan for the unified organization and to create a sense of shared responsibility in AHA's success and to focus priorities. The Incentive Plan is designed as part of the total cash compensation provided to the senior executives. The total cash compensation has been determined as reasonable by the Compensation Committee and outside independent compensation consultants. The Incentive Plan focuses on four broad criteria, which have qualitative and quantitative aspects - mission or strategic plan goals, affiliate-specific revenue goals, association-wide revenue goals, and talent management goals. Awards opportunities under the Incentive Plan range from 0% to 30% of base salary. SchJ_P02_S00_L00 Schedule J, Part II General Disclosures regarding compensation: The compensation reported for Mark Taubman and Roberto Bolli represents honoraria fees for services as editor of AHA scientific journals for calendar year 2010. In addition, other reportable compensation for David Markewicz, John Meiners, Matthew Bannister, and Nicole Sapio includes relocation payments totaling $130,423. X 977 360944 Fair market value X 7798 Fair market value X 720 522225 Fair market value X 213 2834642 Fair market value X 1 1006470 Fair market value X 1133 391361 Fair market value X Personal property 6546 1475796 Fair market value X Recreation/Travel 5553 3851405 Fair market value X Ad Council advert 1 50244972 Fair market value X Miscellaneous 9065 6677246 Fair market value 1 0 1 1 SchM_P01_S00_L32b Schedule M, Part I, Line 32b The Association receives the proceeds from the sale of donated vehicles that are received and processed by Insurance Auto Auction. F990_P03_S00_L00 Form 990, Part III 2010-11 marked the first full fiscal year of progress towards the American Heart Association's 2020 Health Impact Goal: To improve the cardiovascular health of all Americans by 20 percent while reducing deaths from cardiovascular diseases and stroke by 20 percent. We've established baseline numbers for measuring progress and are already seeing progress - stroke will soon fall to the No. 4 cause of death in America - the first such decline in 50 years. The American Heart Association's programs fall into four categories: Research Support, Public Education, Professional Education and Community Programs. F990_P03_S00_L04a Form 990, Part III, Line 4a Research Support: The American Heart Association funds research at the national and affiliate (regional) levels. Since becoming a voluntary health organization in 1948, we have spent more than $3.4 billion on projects that explore the prevention, detection and treatment of heart disease and stroke. Grants support projects, fellowships and investigatorships for research training or career development for a specific period. During the past year, the association funded 949 new awards, totaling about $110,886,151. F990_P03_S00_L04b Form 990, Part III, Line 4b Public Education: Informing all Americans about ways to reduce their risk of heart disease and stroke is one of the most important objectives of the American Heart Association. In 2010-11, the association's Public Education efforts provided millions of people important information about cardiovascular health. Programs like Go Red For Women and Power To End Stroke help us reach specific audiences with important health messages. Other initiatives are helping encourage more physical activity. Go Red For Women encouraged women to "Make it their Mission" to fight heart disease, with 1.8 million engaged supporters. A new class of "Go Red Women" was selected from a national casting call, and the third NBC television special reached more than 100 local markets. Go Red Por Tu Corazón, Go Red's sister campaign for Hispanic women, has grown tremendously, with support from Univision.com and the Latin Academy of Recording Arts & Sciences. Power To End Stroke continues to raise awareness among African-Americans. In October 2010, the Most Powerful Voices competition grew to a 13-city gospel tour. The competition also encouraged people to register for Power To End Stroke and to learn about stroke warning signs. It culminated with the 5th Annual Power Awards at the Apollo Theater. Power To End Stroke is still growing, with 665,000 registered and more than 28,000 Power Ambassadors. To promote physical activity, the American Heart Association joined Nintendo to host a summit examining how active-play video games can motivate healthy changes. We've also identified more than 5,000 walking paths nationwide and introduced a free smartphone Walking Paths app to help people find places to walk. Diversity: Reaching and serving diverse audiences is a priority for the American Heart Association. In July, the association hosted the Health Equity Action Summit to collaborate with key thought leaders in support of our strategic plan. Our approach is based on three pillars: increasing cultural competence, implementing targeted minority initiatives and eliminating health disparities. We were also invited to participate in the World Health Organization's First Global Ministerial Conference in Moscow, which gave us the opportunity to help shape the global response to non-communicable diseases. Consumer Publications: In 2010-11, the American Heart Association and Random House released two new editions of our popular cookbooks: "The New American Heart Association Cookbook" and "Quick & Easy Meals." Customer Service: The association strives to anticipate, understand, meet and exceed our customers' needs and expectations. In 2010-11, the multi-channel national service center served more than 732,000 customers. Customer care specialists answered 271,092 toll-free telephone calls, made 40,837 outbound "thank-you" calls, and helped 56,238 customers use the CPR locator. We also handled 155,788 data entry, business reply cards, e-mails, letters, product fulfillment and cards for consumer health initiatives. The association's consumer website, heart.org, received more than 43 million unique visitors throughout the year, generating more than 57 million page views. Communications: The American Heart Association worked with national and local news media outlets to present the latest news on cardiovascular disease and stroke to the public. In 2010-11, media reports from the American Heart Association generated more than 35 billion media impressions. This includes media coverage for cause initiatives, scientific journal articles, scientific meetings, health communications, stroke, health disparities and cultural health and media advocacy. Health Education Initiatives: Heart360 is helping people stay in tune with their hearts by connecting more healthcare providers and patients. The online portal is being used in the AHA hypertension initiative in association with Duke University to improve blood pressure control in a community setting. My Life Check continues to close the gap between heart-health perception and the reality. More than 165,000 people have taken the health assessment, and almost 560,000 have visited the site. To help the association accomplish its 2020 goal, the AHA adopted a Vision for Volunteerism to help engage new volunteers, empower local boards and encourage further volunteer and staff partnerships. In addition, the association launched My Heart.My Life, an initiative designed to change the way Americans think about food and physical activity. It will include community teaching kitchens, worksite cooking demonstrations, playgrounds and school teaching gardens. F990_P03_S00_L04c Form 990, Part III, Line 4c Professional Education: Research is most useful when its results are made available to scientists and healthcare professionals. To make this happen, the American Heart Association provided continuing education to nearly 677,000 healthcare professionals in 2010-11, an increase of nearly 278,000 registrants from last year. Another important way that the American Heart Association educates healthcare professionals is through conferences. Overall attendance at all of our professional meetings grew 4 percent. Scientific Sessions, the world's largest gathering of scientists, healthcare providers and others concerned about cardiovascular disease, was held in November 2010 and saw attendance gains of 9 percent. The International Stroke Conference, held in February 2011, had a record-breaking 4,200 attendees. Scientific Journals: The American Heart Association reports the latest in cardiovascular research through its 11 scientific and medical journals, which have approximately 135,000 subscribers. Emergency Cardiovascular Care: For more than 40 years, the American Heart Association has pioneered the development of CPR training and published science-based resuscitation guidelines. In October 2010, ECC published its updated guidelines, which recommended that chest compressions be the first step of CPR. This change was named as a "Top 5 Medical Breakthrough" by Time Magazine. Quality Improvement: The cornerstone of the association's quality improvement efforts is Get With The Guidelines®, which helps hospitals consistently care for cardiac and stroke patients following evidence-based guidelines and recommendations. At the end of FY 2010-11, more than 1,929 hospitals were implementing the program. We introduced The Guideline Advantage (formerly Get With The Guidelines-Outpatient) along with the American Cancer Society and American Diabetes Association to improve quality care in the outpatient setting. We also launched Get With The Guidelines-Resuscitation to improve patient outcomes following in-hospital cardiac arrest. About 400 hospitals and about 570 community-based STEMI systems are now registered with Mission: Lifeline, representing coverage of more than 58 percent of the U.S. population. F990_P03_S00_L04d Form 990, Part III, Line 4d Community Services: The American Heart Association provides community services at the local, state and national levels, most significantly through public advocacy. Public Advocacy: In 2010-11, the American Heart Association has made prevention the cornerstone of our public policy agenda. We successfully advocated for passage of the historic Child Nutrition Act, a law that increases funding to improve nutrition standards for government-supported school meal programs and establishes strong nutrition standards. You're the Cure advocates sent nearly 25,000 messages to Congress to support standards proposed by the U.S. Department of Agriculture to require more fruits, vegetables and whole grains in school meals and limit sodium, fats and calories. And more than 330 advocates helped further our efforts to advance prevention policies at You're the Cure on the Hill, our federal Lobby Day event. In State Advocacy, the association successfully coordinated stroke systems of care, and Arkansas, New Jersey and Rhode Island, and created stroke registries using Get With The Guidelines-Stroke. In addition, Illinois, Kentucky, Rhode Island and Washington passed laws establishing primary stroke center certification programs. Maryland established a STEMI hospital certification program consistent with our Mission: Lifeline criteria, and created a statewide STEMI registry. F990_P06_S0A_L04 Form 990, Part VI, Section A, Line 4 In December 2010, the Board approved an amendment to the Certificate of Incorporation to specify further methods by which the AHA can meet its stated purpose, which is the study of and acquisition, dissemination and application of knowledge of heart disease and stroke. Specifically, the Articles have been revised to include (1) education and training of medical professionals and the general public; (2) delivery of services to educate, rehabilitate, and promote the quality of life of patients; (3) the evaluation of dispensary and institutional care facilities based on published science-based criteria; and (4) the use of any available technology, including the internet and emerging technology that is useful to accomplish our purpose. In addition, the Commercial Endorsements section of the Articles was revised to reflect that the Board may permit AHA approval or endorsement of CVD/stroke accreditation programs for hospitals aimed at improving the quality of healthcare. Finally, the Use of AHA Names and Servicemarks section was revised to allow the use of AHA or ASA names, accreditation marks and accreditation statements in materials of hospitals which meet AHA/ASA CVD/stroke accreditation standards for hospitals and are approved by AHA. F990_P06_S0B_L11a Form 990, Part VI, Section B, Line 11a Form 990 Review Process: In early November, management distributed a draft of the Form 990 to the Audit Committee appointed by the American Heart Association's Board of Directors. The Audit Committee members reviewed the draft. Management updated the draft based on feedback from the Audit Committee members. Prior to finalization of the return, a final draft of Form 990 was provided to all members of the Board of Directors. The form distributed to the Board of Directors reflects the return ultimately filed with the Internal Revenue Service. F990_P06_S0B_L12c Form 990, Part VI, Section B, Line 12c Conflict of Interest Policy Monitoring: The American Heart Association (AHA) has established a Conflict of Interest policy which has been reviewed and approved by the Board of Directors. The policy is binding on all volunteers, staff and components of AHA. A Conflict of Interest questionnaire, which includes the Conflict of Interest Policy, and Standards and Ethics Policy, is required to be completed by all AHA Board of Directors members; committee, subcommittee, task force, writing group members and designated staff; AHA spokespersons upon their appointment; and to Officers and journal editors prior to their election or appointment. After the initial completion of the Conflict of Interest Disclosure Questionnaire, volunteers and designated staff are requested to update it whenever material changes occur in their AHA role, employment or other relationship identified as relevant on the Disclosure Questionnaire. AHA has identified the following areas in its policy to be potential conflicts of interest: direct or indirect interest in, or relationship with, any individual or organization that proposes to enter into any transaction with AHA; the sale, purchase, lease or rental of any property or other asset; employment, or rendition of services, personal or otherwise; the award of any grant, contract, or subcontract; or the investment or deposit of any funds of AHA. F990_P06_S0B_L14 Form 990, Part VI, Section B, Line 14 Document Retention and Destruction Policy: The Association has a written records retention and destruction policy. The policy has been in effect for many years, but as of June 30, 2011, had not been officially adopted by the governing board. A consent item requesting approval of the retention policy will be submitted to the Board of Directors in February, 2012. F990_P06_S0B_L15 Form 990, Part VI, Section B, Line 15 Compensation Review: AHA's Board of Directors appoints a Compensation Committee to provide recommendations regarding compensation related matters within the organization. The Compensation Committee is responsible for reviewing and providing recommendations for the Chief Executive Officer's (CEO) compensation to the Officers of the Board of Directors. The Officers of the Board of Directors review and make final recommendations on the Chief Executive Officer's compensation to the Board of Directors for final approval. The Compensation Committee is comprised of members who are considered independent of management pursuant to AHA's Conflict of Interest Policy. The Compensation Committee engages an outside independent consultant to provide external benchmarking with respect to compensation levels and provision of benefits. The Compensation Committee's outside independent consultant provides information with respect to the appropriateness of the CEO's compensation as compared to the external benchmarking as well as the methodology in developing current compensation. Several surveys were utilized in developing the comparison including surveys from various compensation consulting firms. Additionally, the outside independent consultant provided a reasonableness opinion in order to insure that AHA complies with the Intermediate Sanction & Rebuttable Presumption policy. For purposes of the 2010-11 fiscal year, the compensation review of the CEO by the Compensation Committee was last completed in October 2010. Key factors that are considered by the Compensation Committee with respect to compensation are as follows: compensation philosophy, experience and qualifications of the candidate, market competitiveness, and compensation requirements and history of the candidate. Components of compensation that are routinely reviewed by the Compensation Committee include base salary, short-term incentive opportunity, retirement, benefits and perquisites. F990_P06_S0C_L19 Form 990, Part VI, Section C, Line 19 Availability of Documents to the Public: The American Heart Association (AHA) makes available the three most recent years of audited financial statements, three most recent years of the Form 990 and the Conflict of Interest policy on AHA's internet website, www. heart.org. The AHA does not make its governing documents available to the general public. F990_P09_S00_L06 Form 990, Part IX, Line 6 Compensation to disqualified persons represents honoraria fees paid to former board members Mark Taubman and Roberto Bolli for services as editor of AHA scientific journals. Editors are approved upon review by the Scientific Publishing Committee and the Conflict of Interest Review Committee, and an actively serving board member cannot serve as an editor or associate editor. F990_P11_S00_L05 Form 990, Part XI, Line 5 Other Changes in Net Assets include net unrealized gains in investments of $33,558,705 and Postretirement Adjustment (FAS 158) of $7,904,487.