2011-11-11T13:52:54-06:00 2011-06-30 DILLWOOD BURKEL & SULLY LLP 175 CONCOURSE BLVD SUITE A SANTA ROSA CA 95403 990 2010-07-01 941669646 UNITED WAY OF THE WINE COUNTRY UNIT 7075284485 PO BOX A SANTA ROSA CA 95402 MIKE KALLHOFF 7075284485 2011-11-10 1 PENNY MILLAR 7075778806 2010 2016-02-24 21:20:13Z MIKE KALLHOFF PO BOX A SANTA ROSA CA 95402 3124123 0 X WWW.UNITEDWAYWINECOUNTRY.ORG X 1967 CA UWWC IS COMMITTED TO CREATE LASTING CHANGES BY ADDRESSING THE UNDERLYING CAUSES OF PROBLEMS. 28 27 18 2600 2352 0 2721183 2760473 242468 230952 15495 9051 -81140 -68573 2898006 2931903 1675588 1245190 0 0 784214 844695 0 0 535597 562409 618193 3022211 2708078 -124205 223825 2742581 2814325 738507 586426 2004074 2227899 X THE MISSION OF THE UNITED WAY OF THE WINE COUNTRY IS TO IMPROVE LIVES BY MOBILIZING THE CARING POWER OF OUR COMMUNITY THROUGH LEADERSHIP, COMMUNITY ENGAGEMENT AND EFFECTIVE INVESTMENT. 0 1 308208 UNITED WAY'S FUNDING FOR LOCAL COMMUNITY SERVICE PROGRAMS DELIVERED THE FOLLOWING MEASURABLE RESULTS:1) 2-1-1 PROGRAM IN MENDOCINO AND SONOMA COUNTIES AND SWITCHBOARD IN HUMBOLDT COUNTY - CONNECTED OVER 17,600 CALLERS TO FOOD, HEALTH & HUMAN SERVICE RESOURCES FOR SHELTER, HEALTH CARE, EMPLOYMENT & MORE.2) NEIGHBORS IN HEALTH - IN COOPERATION WITH KAISER PERMANENTE, UNITED WAY PROVIDED A DAY OF FREE HEALTH CARE TO 350 UNINSURED CHILDREN.3) HEALTHY KIDS - SINCE 2008 MORE THAN 600 CHILDREN HAVE RECEIVED HEALTH INSURANCE THROUGH CONTRIBUTIONS FROM MAJOR DONORS AND PROCEEDS FROM THE ANNUAL GOLF TOURNAMENT.4) SCHOOLS OF HOPE - PROVIDED BACKGROUND CHECKS AND TRAINING FOR OVER 260 VOLUNTEER READING TUTORS & STIPENDS FOR PROGRAM COORDINATORS IN 7 SCHOOLS.5) EARN IT KEEP IT SAVE IT - IRS VITA GRANT FUNDS DISTRIBUTED TO NINE PARTNER AGENCIES TO PROVIDE TAINING, SITE COORDINATION AND OUTREACH FOR FREE INCOME TAX PREPARATION FOR LOW INCOME FAMILIES. 936982 UNITED WAY DELIVERED DESIGNATED DONATIONS TO 470 501(C)3 AGENCIES IN ACCORDANCE WITH THE WISHES OF OVER 3,000 DONORS. 644650 1) DAY OF CARING PROVIDED 9,800 VOLUNTEER HOURS OF COMMUNITY SERVICE, COMPLETING 130 PROJECTS BENEFITTING 50 SOCIAL SERVICE AGENCIES IN SONOMA, MENDOCINO, HUMBOLDT AND DEL NORTE COUNTIES.2) SCHOOLS OF HOPE - CONVENED COMMUNITY EDUCATORS TO DESIGN & IMPLEMENT A PROGRAM TO HELP CHILDREN BUILD CRITICAL READING SKILLS TO ENSURE READING PROFICIENCY BY THE END OF THIRD GRADE. PROVIDED TUTORING TO 177 CHILDREN IN SONOMA, HUMBOLDT & DEL NORTE COUNTIES IN THE PILOT YEAR.3) FAMILYWIZE - A FREE RESOURCE WITH AN AVERAGE 30% SAVINGS ON PRESCRIPTION DRUGS. SAVED MORE THAN $4.3 MILLION IN OUR FIVE-COUNTY REGION.4) EARN IT! KEEP IT! SAVE IT! - FORMED A COALITION OF 14 AGENCIES TO APPLY FOR AN IRS VITA GRANT. PROVIDED FREE TAX ASSISTANCE AT 15 SITES, ASSISTING OVER 1,300 INDIVIDUALS AND FAMILIES RECEIVE ALMOST $2 MILLION IN TAX REFUNDS. 1889840 1 1 0 0 0 0 0 0 1 1 1 0 0 1 0 1 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 X 20 0 1 18 1 1 0 0 0 0 0 1 1 0 0 0 0 X 28 27 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 CA X X X UNITED WAY OF THE WINE COUNTRY 7075284485 418 B STREET SUITE 400 SANTA ROSA CA 95401 RYAN BEACH 1.00 X 0 0 0 ANDY BOTKA 1.00 X 0 0 0 CINDY BUTNER 1.00 X 0 0 0 TERRY BURNS 1.00 X 0 0 0 CARMEN CASTALDI 1.00 X 0 0 0 LISA CARRENO 1.00 X 0 0 0 ROBB DAER 1.00 X 0 0 0 STEVE FARMILOE 1.00 X 0 0 0 JUDY COFFEE 1.00 X 0 0 0 STEVE HERRINGTON 1.00 X X 0 0 0 ROBERT JUDD 1.00 X 0 0 0 TANYA KNAPP 1.00 X 0 0 0 BRENDAN KUNKLE 1.00 X 0 0 0 MIKE KALLHOFF 40.00 X 8038 0 0 MARTY LOMBARDI 1.00 X 0 0 0 JIM MCGILLIVARY 40.00 X X 50175 0 0 JOSH MOORE 1.00 X 0 0 0 GREG MORGAN 1.00 X 0 0 0 MIKE MUTCH 1.00 X 0 0 0 BILL NORDSKOG 1.00 X X 33332 0 0 ERNESTO OLIVARES 1.00 X 0 0 0 KIRK L PAPPAS MD 1.00 X 0 0 0 GABRIELLE PARKINSON 25.00 X 0 0 0 ROLLIN RICHMOND 1.00 X 0 0 0 RITA SCARDACI 1.00 X 0 0 0 DIANE TRAVERSI 1.00 X 0 0 0 FRED VAN MILLIGEN 1.00 X 0 0 0 JO WEBER 1.00 X 0 0 0 CARL WONG 1.00 X 0 0 0 VICTOR ASSAD 1.00 X 0 0 0 WALTER COLLINS 40.00 X X 122736 0 10794 214281 0 10794 1 0 0 0 0 55650 2704823 119561 2760473 EVENT SPONSORSHIPS 900099 168035 168035 DONOR DESIGNATION FEES 900099 57986 57986 ADMINISTRATIVE FEES 900099 4931 4931 230952 9051 9051 116495 55650 182220 -65725 -65725 4800 10000 -5200 -5200 UNREALIZED GAIN ON INV 900001 2352 2352 2352 2931903 230952 2352 -61874 1245190 1245190 156674 83365 27654 45655 572854 244262 104241 224351 115167 48511 20433 46223 98869 19791 50131 28947 72919 24181 18436 30302 7688 3924 1078 2686 97141 40890 16498 39753 23662 12117 3274 8271 6244 2865 898 2481 28548 11419 4853 12276 17697 7496 3068 7133 8112 3245 1379 3488 IN KIND 59160 39328 2950 16882 AWARDS & PROMOTIONS 50818 35218 3233 12367 TEMPORARY LABOR 46557 12422 3951 30184 STAFF & ORGANIZATIONAL 34588 15341 9939 9308 EVENTS 15750 11287 698 3765 50440 28988 9927 11525 2708078 1889840 282641 535597 354625 666092 359260 361053 1157452 1016546 206 106447 24102 34756 18947 150013 120964 39893 29049 682442 691036 7500 7500 2742581 2814325 200616 226254 537891 352172 0 8000 738507 586426 X 1727462 2112830 266612 105069 10000 10000 2004074 2227899 2742581 2814325 223825 0 X 0 1 1 X 0 X 3603820 4058692 3211139 2721183 2757300 16352134 3603820 4058692 3211139 2721183 2757300 16352134 2736839 13615295 62197 66150 36961 15495 9051 189854 16541988 970118 0.82310 0.80840 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 11398 2352 13750 9200 2198 11398 12567 -3367 9200 1.00000 0 0 33419 18728 14691 116594 102236 14358 29049 SHORT-TERM INVESTMENTS 677286 C LONG-TERM INVESTMENTS 13750 C 691036 DEFERRED REVENUE 8000 8000 2931903 2708078 223825 0 223825 2182341 187420 187420 1994921 936982 936982 2931903 1958516 187420 187420 1771096 936982 936982 2708078 LINE 4B - DONOR DESIGNATIONS ARE FUNDS RECEIVED BY THE ORGANIZATION ON BEHALF OF OTHER NOT-FOR-PROFIT ORGANIZATIONS WHICH ARE SUBSEQUENTLY PAID OUT TO THE OTHER NOT-FOR-PROFIT ORGANIZATIONS. SINCE THE DESIGNATED FUNDS ARE RECEIVED BY AND PAID OUT BY THIS ORGANIZATION, THE REVENUE AND EXPENSE ARE INCLUDED IN GROSS REVENUE AND GROSS EXPENSES IN THE TAX RETURN. HOWEVER, SINCE THESE FUNDS ARE NOT FOR THIS ORGANIZATION, THEY ARE NOT INCLUDED IN UNRESTRICTED REVENUES ON THE AUDITED FINANCIAL STATEMENTS. THE AMOUNT OF DONOR DESIGNATED FUNDS IS SHOWN AS A REDUCTION IN CAMPAIGN PLEDGES IN THE FINANCIAL STATEMENTS. LINE 2D - FOR TAX PURPOSES, FUNDRAISING AND GAMING ACTIVITIES ARE REFLECTED AT NET OF DIRECT EXPENSES RELATED TO THOSE ACTIVITIES. FOR FINANCIAL STATEMENT PURPOSES, THE FUNDRAISING AND GAMING GROSS RECEIPTS ARE REFLECTED IN TOTAL REVENUE AND THE DIRECT EXPENSES RELATED TO THESE ACTIVITIES ARE REFLECTED IN TOTAL EXPENSES. GOLF TOURNAMENT 172145 55650 116495 56436 33108 92676 172145 55650 116495 56436 33108 92676 182220 -65725 4800 10000 0 4800 10000 10000 -5200 CA 1 0 0 0 1.00000 KATHLEEN D'ASARO 418 B STREET SUITE 400 SANTA ROSA CA 95409 0 1 4320 1 CALIFORNIA HISPANIC CHAMBER OF COMMERCE 680169009 501(C)6 7000 DESIGNATIONS COMMUNITY HEALTH CHARITIES 941732873 501(C)3 29200 DESIGNATIONS CATHOLIC CHARITIES 530196620 501(C)3 11400 DESIGNATIONS CROSS & CROWN LUTHERAN CHURCH 941682208 501(C)3 7800 DESIGNATIONS COMMITTEE ON THE SHELTERLESS 680176855 501(C)3 11500 DESIGNATIONS EARTH SHARE OF CALIFORNIA 942840364 501(C)3 21100 DESIGNATIONS COUNCIL ON AGING 946138714 501(C)3 17300 DESIGNATIONS KID STREET LEARNING CENTER 680306527 501(C)3 7100 DESIGNATIONS GREATER CHICAGO FOOD DEPOSITORY 362971864 501(C)3 7000 DESIGNATIONS REDWOOD COMMUNITY HEALTH COALITION 943220029 501(C)3 36100 PROCEEDS FROM GOLF TOURNAMENT - HEALTHY KIDS PROGRAM LAKE FAMILY RESOURCE CENTER 680353914 501(C)3 6500 VITA GRANT NORTH COAST OPPORTUNITIES 941671958 501(C)3 6500 VITA GRANT REDWOOD EMPIRE FOOD BANK 680121855 501(C)3 59300 DESIGNATIONS LOCAL INDEPENDENT CHARITIES 943042430 501(C)3 26700 DESIGNATIONS PROJECT BREAD THE WALK FOR HUNGER 042931195 501(C)3 7000 DESIGNATIONS SALVATION ARMY SAN RAFAEL 941156347 501(C)3 16800 DESIGNATIONS SECOND HARVEST FOOD BANK OF MID TENNESSEE 621049447 501(C)3 7000 DESIGNATIONS REGIONAL PARKS 680421813 501(C)3 35800 DESIGNATIONS SONOMA MOUNTAIN BUSINESS CLUSTER 205033629 501(C)3 8400 DESIGNATIONS ST MARY'S FOOD BANK ALLIANCE 237353532 501(C)3 7000 DESIGNATIONS BEN TERRY YOUTH FOUNDATION 911818084 501(C)3 5000 DESIGNATIONSDESIGNATIONS FOOD LIFELINE 911090450 501(C)3 7100 DESIGNATIONS ST VINCENT DE PAUL CHURCH 941156762 501(C)3 10000 DESIGNATIONS SUTTER VNA & HOSPICE 942607708 501(C)3 7100 DESIGNATIONS THE VOLUNTEER CENTER OF SONOMA COUNTY 941751375 501(C)3 216300 DESIGNATIONS, 2-1-1 PROGRAM AND SCHOOLS OF HOPE VOLUNTEERS PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: UNITED WAY OF THE WINE COUNTRY GRANT MAKING CRITERIA: UNITED WAY OF THE WINE COUNTRY (UWWC) IS COMMITTED TO PROVIDING THE NECESSARY RESOURCES FOR, AND WORKING IN PARTNERSHIP WITH, OUR APPLICANTS AND VOLUNTEERS TO ENSURE THAT PROGRAM-FUNDING DECISIONS ARE FAIR AND SOUND AND THAT WE TRULY SERVE THE NEEDS OF OUR COMMUNITY. WITHIN FUNDING GUIDELINES, WE ACCEPT PROPOSALS THAT CREDIBLY ADDRESS THE GOAL OF OUR FOUR FOCUSED FUNDING AREAS AND SERVE THE COMMUNITIES OF SONOMA, MENDOCINO AND LAKE COUNTIES. A LIST OF AWARDED AGENCIES CAN BE FOUND ON OUR WEBSITE EACH YEAR, FOLLOWING ANNOUNCEMENT, AND BOTH ELECTRONIC AND PAPER FILES ARE KEPT DOCUMENTING TRANSACTIONS WITH EACH AGENCY. CLEAR GUIDELINES AND AN APPLICATION TEMPLATE ARE PROVIDED FOR THE AGENCIES, AS DIRECTION OF OUR FUNDING CRITERIA AND TOOLS TO PROPERLY COMPLETE THE APPLICATION. ADDITIONALLY, WE PROVIDE APPLICANT TRAINING SESSIONS AND ONE-ON-ONE COACHING TO AGENCIES THAT HAVE QUESTIONS ON HOW TO COMPLETE THE FUNDING APPLICATION. EACH PROPOSAL IS REVIEWED BY A TEAM OF VOLUNTEERS WHO EVALUATE THE RELATIVE NEED FOR THE PROGRAM PROPOSED BASED UPON THE FOLLOWING CRITERIA: 1) DOES THE PROPOSAL STATE THE SCOPE OF THE PROBLEM THAT THE PROGRAM PROPOSES TO ADDRESS IN NUMBERS AND INTENSITY? 2) DOES THE PROPOSAL ADDRESS THE IDENTIFIED CHALLENGE, THROUGH USE OF DEMONSTRATED SUCCESS, BEST PRACTICES OR EVIDENCE BASED RESEARCH OR FACT-BASED EXPERIENCE? 3) DOES THE ORGANIZATION HAVE THE CAPACITY AND CAPABILITY TO DELIVER THE PROGRAM INCLUDING QUALIFICATIONS OF KEY STAFF, BOARD, FINANCIAL STRENGTH AND RECENT PERFORMANCE ON IMPACT PROMISES? 4) DOES THE PROPOSAL CONVEY THE EFFECT OR BENEFIT THAT THE PROGRAM WILL DELIVER IN TERMS OF OUTPUTS, SUBJECTIVE OUTCOMES, OBJECTIVE OUTCOMES, RESULTS, POTENTIAL CORRELATIONS AND RETURN RATIONS PER DOLLAR OF PROPOSED FUNDING OR TOTAL PROGRAM FUNDING? THE PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS ARE AS FOLLOWS: 1. THE FUNDED AGENCY MUST SUBMIT A SIX-MONTH AND 12-MONTH STATUS REPORT DEMONSTRATING PROGRESS IN ACHIEVING PROGRAM OUTPUTS, OUTCOMES AND RESULTS AS OUTLINED IN THE GRANT APPLICATION THEORY OF CHANGE MATRIX. 2. AT LEAST ONE SITE VISIT IS MADE EACH YEAR BY A TEAM OF UWWC STAFF AND VOLUNTEERS TO REVIEW PERFORMANCE. 3. UWWC COMPARES REPORTED ACTUAL PROGRAM PERFORMANCE WITH PROJECTED OUTPUTS AND OUTCOMES, ACCUMULATES MULTI-AGENCY KEY (AND NON-KEY) METRICS AND PROGRAM RESULTS FOR CORRELATION, AND PROVIDES STATISTICAL ANALYSIS TO CORRELATE CUMULATIVE KEY-METRIC OUTCOMES AND CUMULATIVE RESULTS WITH THIRD-PARTY COMMUNITY-LEVEL STATISTICS. X IN-KIND GIFTS 239 119561 FAIR MARKET VALUE 0 0 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF ITEMS RECEIVED. CHANGES IN PROGRAM SERVICES FORM 990, PART III, LINE 3 UNITED WAY HAS CHANGED THE FUNDING CYCLE TO COMMENCE IN JANUARY TO ALIGN WITH THE FUNDRAISING CAMPAIGN YEAR AND SUSPENDED THE APPROVAL AND PAYMENT OF CONDITIONAL PROMISES TO GIVE FROM JULY 1, 2010 THROUGH JUNE 30, 2011. EXPLANATION FOR NOT FILING FORM 990-T FORM 990, PART V, LINE 3B THE UNRELATED BUSINESS GROSS INCOME IS UNREALIZED GAINS ON INVESTMENTS AND NOT THE RESULT OF A SEPARATE TRADE OR BUSINESS. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF FORM 990 IS PROVIDED TO THE AUDIT COMMITTEE FOR REVIEW BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION RELIES ON SELF-DISCLOSURE. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANZIATION USES A COMPENSATION SURVEY OR STUDY AND A COMPARISON OF OTHER NON-PROFIT ORGANIZATIONS FOR DETERMINING THE COMPENSATION OF THE ORGANIZATIONS CEO, TOP MANAGEMENT AND KEY EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC UPON REQUEST. THE ORGANIZATION PROVIDES THE TAX RETURN AND FINANCIAL STATEMENTS ON THE WEBSITE. UNITED WAY OF SILICON VALLEY 1400 PARKMOORE AVE SAN JOSE CA 951263429 941450153 ADMINISTRATIVE SUPPORT CA 501(C)3 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 UNITED WAY OF SILICON VALLEY L 59123 INVOICED AMOUNT