2011-11-11T06:56:27-06:00 2010-12-31 BALL BAKER LEAKE LLC 122 E 42 STREET 810 NEW YORK NY 10168 990PF 2010-01-01 133588071 HAU'OLI MAU LOA FOUNDATION HAUO 8085454212 701 BISHOP STREET HONOLULU HI 968134814 JANIS REISCHMANN 8085454212 2011-11-10 1 JANICE PAGE CPA 2126611630 2010 2016-02-24 21:20:13Z X 136036648 X X 3606 3606 2702848 2702848 61339 61339 4481 4550849 5541249 4550849 2636685 2712040 9955327 10030682 493843 148153 345690 282891 0 295107 79715 0 79715 27476 15350 19344 130279 0 175487 3161 0 3161 394589 0 34021 116757 0 191348 51480 132899 49619 0 50053 1013601 856135 258949 2783279 1071118 1394426 4285170 3895170 7068449 1071118 5289596 2886878 8959564 2074590 1831783 1831783 3025150 2010356 2010356 47846 37798 47846 47846 112375 121800 112375 112375 350000 0 0 350000 350000 27354 25471 25471 63689 0 0 38943 0 0 215206 95563 95563 116062209 125093213 125093213 6681512 224677 5678986 6456835 6456835 73406 13206 13206 127419131 136036648 136036648 336510 140692 490000 1230000 143532 207947 970042 1578639 X 120745190 128958524 5703899 5499485 126449089 134458009 127419131 136036648 126449089 2886878 5122923 134458890 881 134458009 ASSET DISPOSITION SCHEDULE P 952885 953567 -682 -682 STRATEGIC GLOBAL BALANCED INSTITUTIONAL TRUST I P 1791744 1791744 1791744 STRATEGIC GLOBAL BALANCED INSTITUTIONAL TRUST I P 1273223 1273223 1273223 STRATEGIC GLOBAL BALANCED INSTITUTIONAL TRUST I P 26079 -26079 -26079 STRATEGIC GLOBAL BALANCED INSTITUTIONAL TRUST I P 1293525 1293525 1293525 STRATEGIC PRIVATE EQUITY FUND III P 38569 38569 38569 STRATEGIC PRIVATE EQUITY FUND III P 21284 21284 21284 STRATEGIC PRIVATE EQUITY FUND II P 20340 20340 20340 STRATEGIC PRIVATE EQUITY FUND II P 149679 149679 149679 STRATEGIC PRIVATE EQUITY FUND II P 10754 -10754 -10754 4550849 0 3005045 110189465 0.027272 2958973 102755169 0.028796 884846 26749154 0.033079 532473 4640693 0.114740 428266 4665318 0.091798 0.295685 0.059137 119080697 7042075 89596 7131671 5289596 179191 0 179191 0 179191 177040 120000 297040 X 117849 117849 0 0 0 0 0 0 0 0 1 0 0 1 1 DE 1 0 0 0 0 1 WWW.HAUOLIMAULOA.ORG THE ORGANIZATION 8085454212 701 BISHOP STREET HONOLULU HI 968134814 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 HANS BERTRAM-NOTHNAGEL C/O DEBEVOISE PLIMPTON LLP 919 THIRD AVENUE NEW YORK NY 10022 16.50 140000 0 0 WAYNE M PITLUCK 701 BISHOP STREET HONOLULU HI 96813 16.50 146597 0 0 LIORA BRENER C/O DEBEVOISE PLIMPTON LLP 919 THIRD AVENUE NEW YORK NY 10022 0.20 0 0 0 JANIS A REISCHMANN 701 BISHOP STREET HONOLULU HI 96813 40.00 207246 18665 0 BRANT H CHILLINGWORTH 701 BISHOP STREET HONOLULU HI 96813 40.00 87169 7859 0 ANELA A SHIMIZU 701 BISHOP STREET HONOLULU HI 96813 40.00 77700 6998 0 DEBRA J SIEGEL 701 BISHOP STREET HONOLULU HI 96813 40.00 73055 7346 0 0 BALL BAKER LEAKE LLP 122 EAST 42 STREET STE 810 NEW YORK NY 10168 AUDITOR AND TAX PREPARATION 99868 0 NONE 0 NONE 0 0 116376306 4517803 0 120894109 0 0 120894109 1813412 119080697 5954035 5954035 179191 179191 5774844 0 5774844 0 5774844 5289596 0 5289596 0 5289596 5774844 1480758 0 0 5289596 1480758 0 0 3808838 0 0 0 0 0 0 0 0 1966006 0 0 0 X FRIENDS OF THE FUTURE 64-1032 MAMALAHOA HIGHWAY KAMUELA HI 96743 N/A NON-PROFIT HOPE FOR KIDS: TO EXPAND AND ENHANCE THE NA KAHUMOKU ECO-LEADERSHIP. 50000 AHA PUNANA LEO 96 PUUHONU PLACE HILO HI 96720 N/A NON-PROFIT HOPE FOR KIDS: TO DEVELOP/IMPLEMENT AGE APPROPRIATE MALA CURRICULUM. 200000 ALOHA HARVEST INC 3599 WAIALAE AVENUE SUITE 23 HONOLULU HI 96816 N/A NON-PROFIT FIRST GENERATION: OPERATING SUPPORT 300000 DOCTORS WITHOUT BORDERS 333 7TH AVENUE 2ND FL NEW YORK NY 10001 N/A NON-PROFIT HUMANITARIAN RELIEF: EMERGENCY RELIEF FUND 275170 FAMILY SUPPORT SERVICES OF WEST HAWAII 75-127 LUNAPULE RD STE11 KAILUAKONA HI 96740 N/A NON-PROFIT TO EXPAND AND ENHANCE THE NA KAHUMOKU ECO-LEADERSHIP 50000 HAWAII NATURE CENTER INC 2131 MAKIKI HEIGHTS DRIVE HONOLULU HI 96822 N/A NON-PROFIT ENABLE LOW-INCOME ELEMENTARY STUDENTS TO PARTICIPATE 200000 HO'ALA SCHOOL 1067 CALIFORNIA AVE A WAHIAWA HI 96786 N/A NON-PROFIT FIRST GENERATION TUITION ASSISTANCE. 60000 HOA'AINA O MAKAHA 84-766 LAHAINA ST WAIANAE HI 96792 N/A NON-PROFIT HOPE FOR KIDS: FOR PROGRAM AND CAPITAL ENHANCEMENTS 130000 KA'ALA FARM INC PO BOX 630 WAIANAE HI 96792 N/A NON-PROFIT HOPE FOR KIDS: TO EXPAND AND ENHANCE WORK WITH THE NATURAL RESOURCES ACADEMY 100000 KAUAI FOOD BANK 3285 WAAPA ROAD LIHUE HI 96766 N/A NON-PROFIT SAFETY NET: OPERATING SUPORRT 25000 STORYBOOK THEATRE OF HAWAII 3814 HANNAPEPE ROAD PO BOX 820 HANAPEPE HI 96716 N/A NON-PROFIT FIRST GENERATION: OPERATING SUPPORT 30000 KHM INTERNATIONAL PO BOX 482188 KAUNAKAKAI HI 96748 N/A NON-PROFIT HOPE FOR KIDS: TO HELP THE ORGANIZATION BUILD CAPACITY. 85000 KOKUA KALIHI VALLEY 2239 N SCHOOL ST HONOLULU HI 96819 N/A NON-PROFIT HOPE FOR KIDS: PROGRAM AND CAPITAL ENHANCEMENTS TO HO'OULU 'AINA 150000 MA KA HANA KA IKE BUILDING PROGRAM PO BOX 968 HANA HI 96713 N/A NON-PROFIT HOPE FOR KIDS: FOR PROGRAM ENHANCEMENTS. 170000 MAUI FOOD BANK 760 KOLU STREET WAILUKU HI 96793 N/A NON-PROFIT SAFETY NET: OPERATING SUPPORT 50000 ROMAN CATHOLIC CHURCH STATE OF HAWAII 140 B HOLOMUA ST HILO HI 96820 N/A NON-PROFIT SAFETY NET: GENERAL OPERATING SUPPORT FOR THE OFFICE OF SOCIAL MINISTRIES. 90000 SAVE THE CHILDREN 54 WILTON ROAD WESTPORT CT 06880 N/A NON-PROFIT HUMANITARIAN RELIEF: HAITI, PAKISTAN, HAKIMA HEALTH INSTITUTE 425000 THE KOHALA CENTER INC PO BOX 437462 KAMUELA HI 96743 N/A NON-PROFIT HOPE FOR KIDS: TO EXPAND AND ENHANCE THE SCHOOL GARDEN NETWORK 125000 WAIPA FOUNDATION PO BOX 1189 HANALEI HI 96714 N/A NON-PROFIT HOPE FOR KIDS: EXPANSION OF THE YOUTH OUTREACH AND LITERACY PROGRAMS. 100000 GLOBAL GREENGRANTS FUND 2840 WILDERNESS PLACE BOULDER CO 80301 N/A NON-PROFIT ENVIRONMENTAL: FOR SMALL GRANTS IN THE GLOBAL SOUTH. 50000 HALE KIPA INC 615 PIIKOI STREET HONOLULU HI 96814 N/A NON-PROFIT FIRST GENERATION: FOR ORGANIZATIONAL DEVELOPMENT AND CASH FLOW (RETURNABLE) 775000 KA HALE A KE OLA HOMELESS RESOURCE CENTER 670 WAIALE ROAD WAILUKU HI 96793 N/A NON-PROFIT SAFETY NET: OPERATING SUPPORT. 45000 STATE OF HAWAII DOE 1390 MILLER STREET HONOLULU HI 96813 N/A NON-PROFIT FIRST GENERATION: FOR THE RESOURE TEACHER AT KOKE'E DISCOVERY CENTER. 110000 UNIVERSITY OF HAWAII FOUNDATION 2444 DOLE STREET HONOLULU HI 96828 N/A NON-PROFIT ENVIRONMENT: FOR LYON ARBORETUM MICRO TISSUE PROPOGATION LABORATORY, 300000 3895170 ALOHA HARVEST INC 3599 WAIALAE AVENUE SUITE 23 HONOLULU HI 96816 N/A NON-PROFIT FIRST GENERATION: OPERATIONAL SUPPORT - 10TH ANNIVERSARY RECOGNITION 400000 DOCTORS WITHOUT BORDERS 333 7TH AVENUE 2ND FL NEW YORK NY 10001 N/A NON-PROFIT HUMANITARIAN RELIEF: EMERGENCY RELIEF FUND 100000 SAVE THE CHILDREN 54 WILTON ROAD WESTPORT CT 06880 NON-PROFIT HUMANITARIAN RELIEF: ALLIANCE COOPERATION IN EMERGENCIES AND YEAR 3 SUPPORT 400000 UNIVERSITY OF HAWAII FOUNDATION 2444 DOLE STREET HONOLULU HI 96828 N/A NON-PROFIT ENVIRONMENT: FOR LYON ARBORETUM MICROPROPOGATION TISSUE LABORATORY, 300000 STORYBOOK THEATRE OF HAWAII 3814 HANNAPEPE ROAD PO BOX 820 HANAPEPE HI 96716 N/A NON-PROFIT FIRST GENERATION: OPERATING SUPPORT 30000 1230000 14 3606 14 2702848 16 4481 14 2712040 18 4550849 UBIT LOSS FR LTD PARTNERSHIPS 525990 -75355 -75355 9973824 0 9898469 11 THE FOUNDATION GENERATED UNRELATED BUSINESS TAXABLE LOSS (UBIT) FROM 11 INVESTMENTS IN PARTNERSHIPS 0 0 0 0 0 0 0 0 0 0 BALL BAKER LEAKE LLP 99868 0 146036 AKAMINE OYADOMARI & KOSAKI CPAS INC 30411 0 29451 EQUIPMENT 2008-12-15 8945 2319 SL 5.000000000000 1789 0 FURNITURE & FIXTURE-TRNA 2008-05-31 146481 33133 SL 7.000000000000 20926 0 FURNITURE & FIXTURE 2008-11-21 1274 204 SL 7.000000000000 182 0 LAND-TRNA 2008-05-31 3539916 L 0 0 BUILDING-TRNA 2008-05-31 1770084 71862 SL 39.000000000000 45387 0 EQUIPMENT 2009-09-02 3011 402 SL 5.000000000000 602 0 LEASEHOLD IMPROVEMENTS 1093444 SL 39.000000000000 36107 0 FURNITURE & FIXTURE 2010-06-15 93377 SL 7.000000000000 8226 0 EQUIPMENT 2010-06-15 24980 SL 5.000000000000 3538 0 PAGE 3, PART IV, CAPITAL INVESTMENT INCOME:NEGATIVE GROSS PROCEEDS PRESENTED ON THE CAPITAL GAINS SCHEDULE REPRESENT A RECONCILIATION OFREPORTED GAINS TO DIRECT PROCEEDS RECEIVED FROM SALES. THE NEGATIVE FIGURE IS REQUIRED TO RECONCILE TO FLOW THROUGH CAPITAL RESULTS FROM THE UNDERLYING PARTNERSHIPS. FIRST HAWAIIAN BANK #1118700 82069 82069 NORTHERN TRUST #HAU01 13494 13494 FIRST HAWAIIAN BANK #1118700 0 0 0 0 0 0 STRATEGIC PRIVATE EQUITY FD II, LLC AT COST 4999977 4999977 GLOBAL BALANCED INST TRUST I AT COST 117195057 117195057 STRATEGIC PRIVATE EQUITY FD III, LP AT COST 2898179 2898179 EQUIPMENT 8945 4108 4837 0 FURNITURE & FIXTURE-TRNA 146481 54059 92422 0 FURNITURE & FIXTURE 1274 386 888 0 LAND-TRNA 3539916 0 3539916 0 BUILDING-TRNA 1770084 117249 1652835 0 EQUIPMENT 3011 1004 2007 0 LEASEHOLD IMPROVEMENTS 1093444 36107 1057337 0 FURNITURE & FIXTURE 93377 8226 85151 0 EQUIPMENT 24980 3538 21442 0 DEBEVOISE & PLIMPTON LLP 15094 5000 10195 PITLUCK KIDO & AIPA LLLP 10194 0 7343 CADES SCHUTTE LLP 319 0 0 PHILLIPS NIZER LLP 1806 0 1806 DIAMOND MCCARTHY LLP 63 10350 0 SECURITY DEPOSIT 13206 13206 13206 LEASEHOLD IMPROVEMENT ALLOWANCE RECEIVABLE 60200 0 0 NON-DEDUCTIBLE EXPENSES 881 PROGRAM EXPENSES 85475 0 85747 DELAWARE FRANCHISE TAX 338 338 0 INVESTMENT MGMT FEES 500917 598999 0 OFFICE SUPPLIES 7656 0 7934 PROPERTY EXPENSE 57710 0 62502 UTILITIES 10917 0 7581 REPAIRS AND MAINTENANCE 7873 0 9740 MEALS AND ENTERTAINMENT 384 0 384 ADMINISTRATIVE EXPENSES 71864 0 70674 CONSULTING EXPENSE 13259 0 13259 STRATEGIC PRIVATE EQUITY FUND II LLC 123969 123969 0 STRATEGIC PRIVATE EQUITY FUND III LP 127574 127451 0 POSTAGE AND DELIVERY 1128 0 1128 STRATEGIC PRIVATE EQUITY FUND II LLC-NON DEDUCTIBLE EXPENSES -159 0 0 STRATEGIC PRIVATE EQUITY FUND III LP-NON-DEDUCTIBLE EXP -123 0 0 STRATEGIC GLOBAL BALANCED INSITUTIONAL TRUST I (GBIT)-NON-DEDUCTIBLE EXPENSE -559 0 0 UTILITIES 5378 5378 0 STRATEGIC PRIVATE EQUITY FUND III LP 58007 58007 58007 STRATEGIC GLOBAL BALANCED INSTITUTIONAL TRUST I 1432 1432 1432 STRATEGIC GLOBAL BALANCED INSTITUTIONAL TRUST I 2638778 2638778 2638778 STRATEGIC PRIVATE EQUITY FUND III LP 2448 2448 2448 STRATEGIC PRIVATE EQUITY FUND II LP 11375 11375 11375 UBIT LOSS FR LTD PARTNERSHIPS -75355 -75355 UNREALIZED GAIN 5122264 VALUE INCREASE IN BENEFICIAL INTEREST IN TRUST 659 PENSION PLAN PAYABLE 3393 3553 DEFERRED RENT BENEFITS 77137 25220 EXCISE TAX PAYABLE 63002 2174 DEFERRED EXCISE TAX PAYABLE 0 177000 COMPENSATION CONSULTANTS (PAYROLL) 2854 0 2854 SOON DESIGN INC 307 0 307 FEDERAL EXCISE TAX 360568 0 0 PAYROLL TAXES 34021 0 34021