2011-11-07T10:10:10-06:00 2010-06-30 BLACKMAN KALLICK LLP 10 S RIVERSIDE PLAZA 9TH FLOOR CHICAGO IL 60606 990 2009-07-01 362518901 THE THRESHOLDS THET 7735725200 4101 NORTH RAVENSWOOD CHICAGO IL 60613 GAVIN FARRY 7735725200 2011-10-04 1 KIMBERLY HAUMANN 3122071040 2011-09-29 2009 2016-02-24 21:20:13Z X GAVIN FARRY 4101 NORTH RAVENSWOOD CHICAGO IL 60613 51981384 0 X WWW.THRESHOLDS.ORG X 1963 IL THRESHOLDS ASSISTS AND INSPIRES PEOPLE WITH SEVERE MENTAL ILLNESSES TO RECLAIM THEIR LIVES BY PROVIDING THE SUPPORT, SKILLS, AND THE RESPECTFUL ENCOURAGEMENT THAT THEY NEED TO ACHIEVE HOPEFUL AND SUCCESSFUL FUTURES. WE STRIVE TO BE THE PROVIDER OF CHOICE, EMPLOYER OF CHOICE, AND A WORLD LEADER IN THE DEVELOPMENT AND EVALUATION OF REHABILITATION AND RECOVERY SERVICES. 39 39 1164 7 0 0 44613233 42412121 5119560 6394592 192827 440746 511967 588916 50437587 49836375 0 0 35187075 33949650 0 582055 15062089 14388927 50249164 48338577 188423 1497798 36134405 39732948 13176065 14364023 22958340 25368925 THRESHOLDS ASSISTS AND INSPIRES PEOPLE WITH SEVERE MENTAL ILLNESSES TO RECLAIM THEIR LIVES BY PROVIDING THE SUPPORT, SKILLS, AND THE RESPECTFUL ENCOURAGEMENT THAT THEY NEED TO ACHIEVE HOPEFUL AND SUCCESSFUL FUTURES. WE STRIVE TO BE THE PROVIDER OF CHOICE, EMPLOYER OF CHOICE, AND A WORLD LEADER IN THE DEVELOPMENT AND EVALUATION OF REHABILITATION AND RECOVERY SERVICES. 0 0 16955009 PREVENTION OF REHOSPITALIZATIONTO PROVIDE COMPREHENSIVE MENTAL HEALTH ASSISTANCE TO INDIVIDUALS FACING THE CHALLENGE OF RECOVERY FROM MENTAL ILLNESS. THRESHOLDS PROVIDES SERVICES TO APPROXIMATELY 6200 CLIENTS. 15230527 2867963 INDEPENDENT LIVINGTO PROVIDE A FULL RANGE OF HOUSING OPPORTUNITIES FOR INDIVIDUALS FACING THE CHALLENGE OF RECOVERY FROM MENTAL ILLNESS. THRESHOLDS PROVIDES HOUSING TO APPROXIMATELY 750 INDIVIDUALS. 9549895 VOCATIONAL AND SOCIAL REHABILITATIONSTO PROVIDE VOCATIONAL TRAINING AND/OR WORK OPPORTUNITIES TO INDIVIDUALS FACING THE CHALLENGE OF RECOVERY FROM MENTAL ILLNESS. THRESHOLDS PROVIDES VOCATIONAL SERVICE TO APPROXIMATELY 465 INDIVIDUALS. 41735431 1 1 0 1 0 0 0 1 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 116 0 1 1164 1 0 0 0 0 0 1 1 0 39 39 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 IL X GAVIN FARRY CFO 7735725360 4101 N RAVENSWOOD CHICAGO IL 60613 RYAN D CAHILL 1.00 X X 0 0 0 MICHAEL SZKATULSKI 1.00 X X 0 0 0 JEFFREY M JOSEPHS 1.00 X X 0 0 0 RAND E ARONS 1.00 X X 0 0 0 WILLIAM J FAIRBANKS 1.00 X X 0 0 0 CARL J ALAIMO 1.00 X 0 0 0 MARGOT ANDERSEN 1.00 X 0 0 0 ANDY ANDERSON JR 1.00 X 0 0 0 JANA C BARBE 1.00 X 0 0 0 RAYMOND BARBOSA 1.00 X 0 0 0 SAMUEL E BOTTUM 1.00 X 0 0 0 ROGER O BROWN 1.00 X 0 0 0 PAMELA BUFFETT 1.00 X 0 0 0 LINDA DENSON 1.00 X 0 0 0 HAROLD E D'ORAZIO 1.00 X 0 0 0 JOEL C FALK 1.00 X 0 0 0 JUDY FRIEDMAN 1.00 X 0 0 0 M FRED FRIEDMAN 1.00 X 0 0 0 DEAN H GOOSSEN 1.00 X 0 0 0 RONALD B GRAIS 1.00 X 0 0 0 MRS MAX A HEART 1.00 X 0 0 0 GREGORY HEDGES 1.00 X 0 0 0 MARY JO HERSETH 1.00 X 0 0 0 MRS MELVILLE HILL JR 1.00 X 0 0 0 VICKI HORWICH 1.00 X 0 0 0 RICHARD J LOEWENTHAL JR 1.00 X 0 0 0 ROXANE MARTINO 1.00 X 0 0 0 MRS HENRY MAUTNER 1.00 X 0 0 0 KEITH E MCCLINTOCK 1.00 X 0 0 0 JOSEPH MOOS 1.00 X 0 0 0 ANNE MARIE MORLEY 1.00 X 0 0 0 LT JEFF MURPHY 1.00 X 0 0 0 STEPHEN PERLIN 1.00 X 0 0 0 TAMMY CUTLER RANDA 1.00 X 0 0 0 CHRISTINE M RHODE 1.00 X 0 0 0 JEFFREY A REIMER 1.00 X 0 0 0 LINDA G SAHAGIAN 1.00 X 0 0 0 CHRIS SEGAL 1.00 X 0 0 0 MRS LOUIS BEHR 1.00 X 0 0 0 THEODORE BOSLER 1.00 X 0 0 0 WILLIAM CRANE 1.00 X 0 0 0 E ALLAN EPSTEIN 1.00 X 0 0 0 HOWARD GALPER 1.00 X 0 0 0 JAMES W MABIE 1.00 X 0 0 0 MARTIN N SANDLER 1.00 X 0 0 0 ANTHONY ZIPPLE 40.00 X 256655 0 22698 FREDERICK HAUSMANN 40.00 X 118470 0 5934 GAVIN FARRY 40.00 X 0 0 0 JAY D FORMAN 40.00 X 124831 0 8987 DEBRA L PAVICK 40.00 X 118834 0 3218 RHONDA RHODES 40.00 X 108070 0 15586 STEVEN WEINSTEIN 40.00 X 166650 0 23299 JOHN WALKER 40.00 X 90472 0 8032 SANDRA WILKNISS 40.00 X 106209 0 2826 NOEL JACKSON 0.00 X 17721 0 0 999719 0 82548 8 0 1 0 D&V MAINTENANCE 2425 W 14TH ST UNIT B CHICAGO IL 60668 MAINTENANCE CONTRACTOR 185758 MARK AMDUR 53 W JACKSON ST SUITE 1503 CHICAGO IL 60604 PSYCHIATRIC SERVICES FOR MEMBERS 182029 COMMUNITY COUNSELING SERVICES PO BOX 27462 NEW YORK NY 10087 PSYCHIATRIC SERVICES FOR MEMBERS 140000 BLACKMAN KALLICK LLP 10 S RIVERSIDE PLAZA SUITE 900 CHICAGO IL 60606 ACCOUNTING SERVICES 137380 JAGANNATH DEVULAPALLY MD 1700 W VAN BUREN ST 5TH FLOOR CHICAGO IL 60612 PSYCHIATRIC SERVICES FOR MEMBERS 122993 8 53127 39936551 2422443 110957 42412121 RESIDENTIAL FEES 531390 2867963 2867963 SERVICE FEE INCOME 531390 1503919 1503919 SOCIAL ENTERPRISE 531190 1462324 1462324 CONTRACTUAL AGREEMENTS 531190 458535 458535 NON MEMBER RENT 531390 98851 98851 3000 3000 6394592 149014 149014 177575 177575 177575 177575 1526127 703775 1746398 191772 -220271 512003 291732 291732 535126 53127 206839 328287 328287 MISCELLANEOUS INCOME 900099 83054 83054 83054 49836375 6477646 0 946608 403757 403757 26867547 24354698 2148304 364545 145003 145003 4214424 3741986 416465 55973 2318919 2070916 217005 30998 10723 1853 4870 4000 123562 62 123500 48000 48000 1104169 821969 279355 2845 1974757 1589317 332096 53344 749481 507949 222633 18899 3640740 3366468 268847 5425 743461 688526 50405 4530 144170 95332 38935 9903 331019 79004 252015 1543732 723818 819914 84570 32444 52126 MEMBER SERVICES 2775091 2773901 1190 PROGRAM ACTIVITIES 502089 496737 2905 2447 FIDUCARY EXPENSES 155341 155341 BAD DEBT EXPENSE 137426 103335 20033 14058 DUES AND SUBSCRIPTIONS 57211 21895 33107 2209 263385 61880 188626 12879 48338577 41735431 6021091 582055 5110611 9747639 2666160 2510250 586939 198651 597198 628106 30064473 16109202 15141718 13955271 6465028 7301702 2997043 1826384 2569708 3564945 36134405 39732948 2676458 3108720 595702 1408039 7198011 6598011 1086946 1045490 1115647 1048171 503301 1155592 13176065 14364023 X 20723499 22994088 1373297 1513293 861544 861544 22958340 25368925 36134405 39732948 X 0 1 1 X 1 1 X 42401100 43990590 45846820 44613233 42412121 219263864 42401100 43990590 45846820 44613233 42412121 219263864 219263864 371556 351853 650188 286662 149014 1809273 128026 355106 934873 83054 1501059 222574196 24473480 0.98510 0.98490 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 48250 48250 0 Part II-B, Line 1i: Explanation of Other Lobbying Activities: CONSULTANT IS PAID TO MONITOR TRENDS/EVENTS IN STATE GOVERNMENT. Consultant provides advocacy to state government on behalf of the Organization as circumstances warrant. 0 1 6589775 5000 801814 22874 7373715 8496231 96668 -1950346 52778 6589775 0.78000 0.10000 0.12000 0 0 941890 941890 22804335 11041613 11762722 612370 511992 100378 5705878 4555597 1150281 13955271 DUE FROM AFFILIATES 2304871 OTHER ASSETS 159290 ESCROW DEPOSITS 1100784 3564945 OTHER LIABILITIES 803182 INTEREST RATE SWAP PAYABLE 352410 1155592 49836375 48338577 1497798 912787 912787 2410585 50749162 912786 912786 49836376 0 49836376 48338577 0 48338577 0 48338577 Part IV, Line 2b: CUSTODIAL FUND Social Security payments and insurance benefits received on behalf of members are deposited in custodial accounts maintained at various program sites. The funds are deposited in several non-interest bearing bank accounts. The funds are owed to the members and are available for their benefit and are payable to them on demand when the individuals are able to manage their own affairs. Part V, Line 4: Description of Intended Use of Endowment Funds: THRESHOLDS' ENDOWMENT CONSISTS OF THREE INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES. THESE PURPOSES INCLUDE THE PARTIAL FUNDING OF HEALTH CARE CLINICS WITH THE UNIVERSITY OF ILLINOIS, PROVIDING SCHOLARSHIPS FOR THOSE RECOVERING FROM SEVERE MENTAL ILLNESS, DONATIONS TO BUILD OUT THE THRESHOLDS RESEARCH INSTITUTE, DONATIONS FOR SEVERAL RESEARCH PROGRAMS, DONATIONS TO HIRE A SUPPORTIVE HOUSING SPECIALIST, AND DONATIONS WHICH SUPPORT THE AGENCY'S JUSTICE PROGRAMS. Part X: Description of Uncertain Tax Positions Under FIN 48: Taxes: The Thresholds and Affiliated Organizations are exempt from income taxes under Section 501(c)(3) of the Internal Revenue Code and applicable state law. The Agency's adoption of the Income Tax Topic regarding uncertain tax positions of GAAPUSA on July 1, 2009 had no effect on its financial position as management believes the Agency has no material unrecognized income tax benefits. The Agency would account for any potential interest or penalties related to possible future liabilities for unrecognized income tax benefits as interest /other expense. The Agency is no longer subject to examination by tax authorities for federal, state or local income taxes for periods before 2007. Prior to adoption of the Income Tax Topic, the Agency accounted for tax positions under a contingent loss model, requiring recognition of a tax liability when it was both (1) probable that it had been incurred as of year-end and (2) the amount could be reasonably estimated. GOLF & TENNIS 376005 53127 322878 92450 28526 YOUNG AT HEART 212248 212248 73725 12138 588253 53127 535126 166175 40664 206839 328287 X X 0 0 0 0 0 0 0 0 0 ANTHONY ZIPPLE 256655 0 0 0 0 0 6216 0 16482 0 279353 0 0 0 STEVEN WEINSTEIN 166650 0 0 0 0 0 4613 0 18686 0 189949 0 0 0 ILLINOIS FINANCE AUTHORITY DEMAND REVENUE BONDS SERIES 2005 2005-11-01 8000000 FINANCE AQUISITION, CONSTRUCTION, RESTORATION OF VARIOUS PROPERTIES 0 0 0 0 1 1 0 0 0 0 0 1 0 1 0 0 0 0 X 3153 retail value X 4150 retail value X 11 46804 FAIR MARKET VALUE X BIKES & HELMETS 2 56850 RETAIL VALUE 0 0 0 Form 990, Part VI, Section B, line 11 THE BOARD RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATION'S FORM 990. MANAGEMENT REVIEWS THE COMPLETED FORM 990 AND PROVIDES A FULL COPY TO ALL MEMBERS OF THE FINANCE COMMITTEE. THE FINANCE COMMITTEE REVIEWS THE COPY AND MEETS WITH THE INDEPENDENT CPA FIRM. AFTER FORM 990 IS ACCEPTED BY THE FINANCE COMMITTEE A COPY IS PROVIDED TO ALL VOTING MEMBERS OF THE GOVERNING BODY PRIOR TO FILING. THE GOVERNING BODY IS PROVIDED A REASONABLE AMOUNT OF TIME TO REVIEW THE RETURN AND ASK ANY QUESTIONS DIRECTLY TO ORGANIZATION MANAGEMENT OR THE CONTACT AT THE INDEPENDENT CPA FIRM PRIOR TO FILING. Form 990, Part VI, Section B, line 12c OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES ARE ANNUALLY REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT AS A PRECURSOR TO THEIR SERVICE TO THE ORGANIZATION. POTENTIAL CONFLICTS ARE LOGGED WITH AND MONITORED BY THE SECRETARY OF THE BOARD. Form 990, Part VI, Section B, line 15a THE CEO HAS AN EMPLOYMENT CONTRACT THAT IS EVALUATED ANNUALLY BY THE BOARD'S EXECUTIVE COMMITTEE. IF ANY CHANGES ARE MADE TO CURRENT COMPENSATION PARAMATERS, THE EXECUTIVE COMMITTEE WOULD REVIEW AND APPROVE THE CHANGES AND WOULD THEN BRING THEM TO THE FULL BOARD FOR A VOTE. Form 990, Part VI, Section C, line 19 GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE THROUGH APPLICABLE GOVERNMENTAL AGENCIES; THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON WRITTEN REQUEST TO THE ORGANIZATION. THI-5 INC 4101 N RAVENSWOOD AVENUE CHICAGO IL 60613 363783908 PROVIDES HOUSING FOR MENTALLY AND EMOTIONALLY HANDICAPPED INDIVIDUALS IL 501(C)(3) 509(A)(3) THI-6 INC 4101 N RAVENSWOOD AVENUE CHICAGO IL 60613 363783907 PROVIDES HOUSING FOR MENTALLY AND EMOTIONALLY HANDICAPPED INDIVIDUALS IL 501(C)(3) 509(A)(3) THI-7 INC 4101 N RAVENSWOOD AVENUE CHICAGO IL 60613 363783909 PROVIDES HOUSING FOR MENTALLY AND EMOTIONALLY HANDICAPPED INDIVIDUALS IL 501(C)(3) 509(A)(3) THI-8 INC 4101 N RAVENSWOOD AVENUE CHICAGO IL 60613 363783910 PROVIDES HOUSING FOR MENTALLY AND EMOTIONALLY HANDICAPPED INDIVIDUALS IL 501(C)(3) 509(A)(3) THI-9 INC 4101 N RAVENSWOOD AVENUE CHICAGO IL 60613 363967813 PROVIDES HOUSING FOR MENTALLY AND EMOTIONALLY HANDICAPPED INDIVIDUALS IL 501(C)(3) 509(A)(3) THI-10 INC 4101 N RAVENSWOOD AVENUE CHICAGO IL 60613 363967815 PROVIDES HOUSING FOR MENTALLY AND EMOTIONALLY HANDICAPPED INDIVIDUALS IL 501(C)(3) 509(A)(3) THI-11 INC 4101 N RAVENSWOOD AVENUE CHICAGO IL 60613 363967819 PROVIDES HOUSING FOR MENTALLY AND EMOTIONALLY HANDICAPPED INDIVIDUALS IL 501(C)(3) 509(A)(3) THI-12 INC 4101 N RAVENSWOOD AVENUE CHICAGO IL 60613 364168062 PROVIDES HOUSING FOR MENTALLY AND EMOTIONALLY HANDICAPPED INDIVIDUALS IL 501(C)(3) 509(A)(3) THI-13 INC 4101 N RAVENSWOOD AVENUE CHICAGO IL 60613 364168063 PROVIDES HOUSING FOR MENTALLY AND EMOTIONALLY HANDICAPPED INDIVIDUALS IL 501(C)(3) 509(A)(3) THI-14 INC 4101 N RAVENSWOOD AVENUE CHICAGO IL 60613 364168066 PROVIDES HOUSING FOR MENTALLY AND EMOTIONALLY HANDICAPPED INDIVIDUALS IL 501(C)(3) 509(A)(3) THRESHOLDS HOUSING INC 4101 N RAVENSWOOD AVENUE CHICAGO IL 60613 363071248 PROVIDES HOUSING FOR MENTALLY AND EMOTIONALLY HANDICAPPED INDIVIDUALS IL 501(C)(3) 509(A)(3) TRANSITIONAL HOUSING INC 4101 N RAVENSWOOD AVENUE CHICAGO IL 60613 363191926 PROVIDES HOUSING FOR MENTALLY AND EMOTIONALLY HANDICAPPED INDIVIDUALS IL 501(C)(3) 509(A)(3) HOUSING ASSOCIATES INC 4101 N RAVENSWOOD AVENUE CHICAGO IL 60613 363252608 PROVIDES HOUSING FOR MENTALLY AND EMOTIONALLY HANDICAPPED INDIVIDUALS IL 501(C)(3) 509(A)(3) THI-4 INC 4101 N RAVENSWOOD AVENUE CHICAGO IL 60613 363783906 PROVIDES HOUSING FOR MENTALLY AND EMOTIONALLY HANDICAPPED INDIVIDUALS IL 501(C)(3) 509(A)(3) MENARD LIMITED PARTNERSHIP 4101 N RAVENSWOOD CHICAGO IL 60613 363942457 PROVIDES HOUSING FOR MENTALLY AND EMOTIONALLY HANDICAPPED INDIVIDUALS IL RELATED -668 2445406 0 1 ROWAN TREES LIMITED PARTNERSHIP 4101 N RAVENSWOOD CHICAGO IL 60613 364107843 PROVIDES HOUSING FOR MENTALLY AND EMOTIONALLY HANDICAPPED INDIVIDUALS IL RELATED -1267 2458233 0 1 WAYNE STREET APARTMENTS LIMITED PARTNERSHIP 4101 N RAVENSWOOD CHICAGO IL 60613 364146707 PROVIDES HOUSING FOR MENTALLY AND EMOTIONALLY HANDICAPPED INDIVIDUALS IL RELATED -17 3092227 0 1 MENARD APARTMENT CORP 4101 N RAVENSWOOD CHICAGO IL 60613 363942447 MANAGEMENT OF PARTNERSHIP IL THE THRESHOLDS C 1.00000 ROWAN TREES APARTMENT INC 4101 N RAVENSWOOD CHICAGO IL 60613 364096242 MANAGEMENT OF PARTNERSHIP IL THE THRESHOLDS C 1.00000 WAYNE STREET APARTMENT INC 4101 N RAVENSWOOD CHICAGO IL 60613 364147098 MANAGEMENT OF PARTNERSHIP IL THE THRESHOLDS C 1.00000 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 THRESHOLDS HOUSING INC P 36000 THRESHOLDS HOUSING INC O 52843 TRANSITIONAL HOUSING INC P 93000 TRANSITIONAL HOUSING INC O 78092 HOUSING ASSOCIATES INC P 71000 HOUSING ASSOCIATES INC O 60477 THI-4 INC P 47910 THI-4 INC O 50598 THI-5 INC P 64918 THI-5 INC O 64688 THI-6 INC P 66347 THI-6 INC O 47043 THI-7 INC P 53425 THI-7 INC O 36605 THI-8 INC P 82094 THI-8 INC O 69482 THI-9 INC P 65000 THI-9 INC O 47579 THI-10 INC P 51000 THI-10 INC O 52406 THI-11 INC P 48044 THI-11 INC O 52481 THI-12 INC P 38000 THI-12 INC O 47447 THI-13 INC P 65658 THI-13 INC O 63678 THI-14 INC P 53168 THI-14 INC O 65279 MENARD LIMITED PARTNERSHIP P 127050 MENARD LIMITED PARTNERSHIP O 205497 ROWAN TREES LIMITED PARTNERSHIP P 91451 ROWAN TREES LIMITED PARTNERSHIP O 217322 WAYNE STREET APARTMENTS LIMITED PARTNERSHIP P 69840 WAYNE STREET APARTMENTS LIMITED PARTNERSHIP O 269494