2011-09-15T08:25:30-05:00 2010-12-31 JPMS COX PLLC 11300 CANTRELL ROAD SUITE 301 LITTLE ROCK AR 72212 990 2010-01-01 710603560 WINROCK INTERNATIONAL INSTITUTE FOR AGRICULTURAL DEVELOPMENT WINR 5012803000 2101 RIVERFRONT DRIVE LITTLE ROCK AR 72202 MIKE MYERS 5012803030 2011-08-25 1 MARY ELLEN VANGILDER 5012275800 2010 2016-02-24 21:20:13Z MIKE MYERS 2101 RIVERFRONT DRIVE LITTLE ROCK AR 72202 100825168 0 X WWW.WINROCK.ORG X 1984 AR WINROCK IS A NONPROFIT ORGANIZATION THAT WORKS WITH PEOPLE AROUND THE WORLD TO INCREASE ECONOMIC OPPORTUNITY, SUSTAIN NATURAL RESOURCES AND PROTECT THE ENVIRONMENT. THIS IS DONE BY LINKING LOCAL INDIVIDUALS AND COMMUNITIES WITH NEW IDEAS AND TECHNOLOGY, AND IN DOING SO, WINROCK IS INCREASING LONG-TERM PRODUCTIVITY, EQUITY AND RESPONSIBLE RESOURCE MANAGEMENT THAT BENEFITS THE POOR AND DISADVANTAGED OF THE WORLD. AREAS OF FOCUS INCLUDE: AGRICULTURAL AND RURAL DEVELOPMENT; EDUCATION AND EMPOWERMENT; NATURAL RESOURCE MANAGEMENT; ENTERPRISE DEVELOPMENT; DEMOCRACY AND GOVERNANCE; CONFLICT MITIGATION; CAPACITY BUILDING; AND CLEAN ENERGY. 13 11 220 82 0 -1691 66316291 80621487 0 0 915696 12937468 9069 0 67241056 93558955 0 17531 0 0 27150300 33054020 0 0 0 45948455 51591440 73098755 84662991 -5857699 8895964 71731400 74142514 15930522 18260153 55800878 55882361 X WINROCK INTERNATIONAL IS A NONPROFIT ORGANIZATION THAT WORKS WITH PEOPLE IN THE UNITED STATES AND AROUND THE WORLD TO EMPOWER THE DISADVANTAGED, INCREASE ECONOMIC OPPORTUNITY, AND SUSTAIN NATURAL RESOURCES.WINROCK MATCHES INNOVATIVE APPROACHES IN AGRICULTURE, NATURAL RESOURCES MANAGEMENT, CLEAN ENERGY, AND LEADERSHIP DEVELOPMENT WITH THE UNIQUE NEEDS OF ITS PARTNERS. BY LINKING LOCAL INDIVIDUALS AND COMMUNITIES WITH NEW IDEAS AND TECHNOLOGY, WINROCK IS INCREASING LONG-TERM PRODUCTIVITY, EQUITY, AND RESPONSIBLE RESOURCE MANAGEMENT TO BENEFIT THE POOR AND DISADVANTAGED OF THE WORLD. 0 0 76737825 1726636 80621487 SEE ABOVE STATEMENT OF EXEMPT PURPOSE 76737825 1 1 0 0 0 0 0 0 0 1 1 1 1 0 1 0 1 0 0 1 1 0 1 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 X 157 0 1 220 1 0 1 BG BR CB CM CH IV ES GG GH ID KZ KE KG LI ML MD NP NG NI PK RP RS SG SF SU TI TZ TX VM UG AF CD CG IN HA PM RW 0 0 0 0 0 0 0 0 0 0 X 13 11 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 AR X X MIKE MYERS 5012803000 2101 RIVERFRONT DRIVE LITTLE ROCK AR 72202 FRANK TUGWELL 40.00 X X 416518 0 28573 SANDRA S BATIE 1.00 X 0 0 0 WILLIAM KETCHAM 1.00 X 0 0 0 ELIZABETH CAMPBELL 1.00 X X 0 0 0 BROOKS BROWNE 1.00 X X 0 0 0 WILLIAM P FULLER 1.00 X 0 0 0 NEVA GOODWIN 1.00 X 0 0 0 DAVID KAISER 1.00 X 0 0 0 PETER O'NEILL 1.00 X 0 0 0 PAUL SAVAGE 1.00 X 0 0 0 TADE AKIN AINA 1.00 X 0 0 0 JOYCE CACHO 1.00 X 0 0 0 BRAD WILLIAMS 1.00 X 0 0 0 PATTY ALLISON 40.00 X 85473 0 7174 MIKE MYERS 40.00 X 174905 0 30546 AMY CARRASQUILLO 40.00 X 64567 0 5768 RONNIE J HUBBARD 40.00 X 223152 0 28891 MARK TRIBBLE 40.00 X 243721 0 52319 WILLIAM C BELL 40.00 X 192516 0 23901 JOHN PALMUCCI 40.00 X 221945 0 30690 DARRELL DEPPERT 40.00 X 214026 0 15845 PATRICK PERNER 40.00 X 208464 0 30153 2045287 0 253860 71 0 1 0 ROCKEFELLER FINANCIAL 10 ROCKEFELLER PLAZA NEW YORK NY 10112 INVESTMENT MANAGEMENT 131002 1 71993102 8628385 80621487 1025128 1025128 7853517 11325036 6581194 685019 1272323 10640017 11912340 11912340 93558955 0 0 12937468 17531 17531 1036796 1036796 29993080 25595502 4397578 2024144 2024144 304076 113764 190312 3269719 2851053 418666 2275245 1967187 308058 2705492 2444597 260895 6110806 5791445 319361 315817 285518 30299 697566 43801 653765 230443 157041 73402 SUBCONTRACTS 21668102 21668102 FELLOWSHIPS 5538532 5538524 8 PROCUREMENT 4238049 4236449 1600 COMMUNICATIONS 894848 714050 180798 SECURITY SERVICES 532620 495748 36872 2810125 1756573 1053552 84662991 76737825 7925166 0 6183069 4298902 2055275 801985 71161 181538 8493774 12692237 385930 469176 13055502 3324992 10304621 9730510 39752327 41482083 4482324 4482324 2919 3759 71731400 74142514 5607463 8627883 3109871 2133485 5255000 5135000 1958188 2363785 15930522 18260153 X 46175212 47661970 9625666 8220391 55800878 55882361 71731400 74142514 X 8895964 -8814481 X 0 1 1 X 1 1 X 55073688 60985341 58945999 66316291 80621487 321942806 55073688 60985341 58945999 66316291 80621487 321942806 321942806 1260967 1309248 788394 683233 1025128 5066970 8953 12693 12712 9069 43427 327053203 0.98440 0.98270 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4699133 69298 540815 79836 5229410 4113663 132700 550636 97866 4699133 5373177 111652 -1349300 -21866 4113663 1.00000 0.00000 0.00000 1 0 1377444 1377444 7138692 1575738 5562954 1821606 163478 1658128 2096683 1397608 699075 621077 188168 432909 9730510 EQUITY SECURITIES & MUTUAL FUNDS 25683295 F LIMITED PARTNERSHIPS 15355601 F OTHER INVESTMENTS 443187 F 41482083 REAL ESTATE 4482324 F 4482324 DEFERRED RENT 2340183 OTHER NONCURRENT LIABILITIES 23602 2363785 93558955 84662991 8895964 -8814481 -8814481 81483 84744474 -8814481 -8814481 93558955 0 93558955 84662991 0 84662991 0 84662991 1 SEE ATTACHED STATEMENT SEE ATTACHED STATEMENT SEE ATTACHED STATEMENT 0 0 0 0 0 0 THE GRANT WAS ISSUED TO COMMISSION A RESEARCH TEAM TO ASSESS SOCIO-ECONOMIC FACTORS AFFECTING AVIAN INFLUENZA PREVENTION IN CAMBODIA AND LAO PDR. PHNOM PENH, CAMBODIA 1 17531 DEPOSIT INTO BANK ACCOUNT UPON SELECTION 0 0 0 0 0 0 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: WINROCK INTERNATIONAL IMPLEMENTS PROJECTS IN APPROXIMATELY 60 COUNTRIES WORLD-WIDE. WINROCK PROJECTS ARE FUNDED BY BOTH DOMESTIC AND INTERNATIONAL FUNDERS, WITH 94% OF FUNDING PROVIDED BY THE U.S. FEDERAL GOVERNMENT IN 2010. WHEN AWARDED, WINROCK ESTABLISHES A PRESENCE IN THE REQUIRED AREA AND CARRIES OUT THE SCOPE OF WORK INCLUDED WITHIN THE AWARDED PROPOSAL. THE THREE MAIN AREAS OF WINROCK'S WORK ARE THE AREAS OF ENTERPRISE & AGRICULTURE, EMPOWERMENT & CIVIC ENGAGEMENT, AND ENVIRONMENT (INCLUDING FORESTRY MANAGEMENT, ENERGY, AND ECOSYSTEM SERVICES). IN ADDITION TO THE WORK PROVIDED WITHIN THE U.S., THE PRIMARY REGIONS IN WHICH WINROCK WORKS INCLUDE CENTRAL ASIA, SOUTH/SOUTHEAST ASIA, AFRICA, AND LATIN AMERICA. X X X X 0 1 X X X 0 0 0 0 0 0 0 0 0 FRANK TUGWELL 416518 0 0 0 0 0 24500 0 4073 0 445091 0 0 0 MIKE MYERS 174905 0 0 0 0 0 16171 0 14375 0 205451 0 0 0 RONNIE J HUBBARD 223152 0 0 0 0 0 18568 0 10323 0 252043 0 0 0 MARK TRIBBLE 171449 0 0 0 72272 0 14176 0 38143 0 296040 0 0 0 WILLIAM C BELL 155605 0 0 0 36911 0 14933 0 8968 0 216417 0 0 0 JOHN PALMUCCI 167994 0 0 0 53951 0 24500 0 6190 0 252635 0 0 0 DARRELL DEPPERT 172390 0 0 0 41636 0 15695 0 150 0 229871 0 0 0 PATRICK PERNER 169991 0 0 0 38473 0 16917 0 13236 0 238617 0 0 0 PART I, LINE 1A A HOUSING ALLOWANCE IS PROVIDED TO DIRECTORS OF PROJECTS IN FOREIGN COUNTRIES. THIS IS A PROJECT EXPENSE REIMBURSED BY FUNDERS. ARKANSAS DEVELOPMENT FINANCE AUTHORITY 710503641 04108KLV8 2003-06-19 125000 CONSTRUCTION OF HEADQUARTERS OFFICE 0 0 0 ARKANSAS DEVELOPMENT FINANCE AUTHORITY 710503641 04108KLW6 2003-06-19 125000 CONSTRUCTION OF HEADQUARTERS OFFICE 0 0 0 ARKANSAS DEVELOPMENT FINANCE AUTHORITY 710503641 04108KLX4 2003-06-19 130000 CONSTRUCTION OF HEADQUARTERS OFFICE 0 0 0 ARKANSAS DEVELOPMENT FINANCE AUTHORITY 710503641 04108KLY2 2003-06-19 135000 CONSTRUCTION OF HEADQUARTERS OFFICE 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ARKANSAS DEVELOPMENT FINANCE AUTHORITY 710503641 04108KLZ9 2003-06-19 145000 CONSTRUCTION OF HEADQUARTERS OFFICE 0 0 0 ARKANSAS DEVELOPMENT FINANCE AUTHORITY 710503641 04108KMA3 2003-06-19 150000 CONSTRUCTION OF HEADQUARTERS OFFICE 0 0 0 ARKANSAS DEVELOPMENT FINANCE AUTHORITY 710503641 04108KMB1 2003-06-19 155000 CONSTRUCTION OF HEADQUARTERS OFFICE 0 0 0 ARKANSAS DEVELOPMENT FINANCE AUTHORITY 710503641 04108KMC9 2003-06-19 160000 CONSTRUCTION OF HEADQUARTERS OFFICE 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ARKANSAS DEVELOPMENT FINANCE AUTHORITY 710503641 04108KMD7 2003-06-19 170000 CONSTRUCTION OF HEADQUARTERS OFFICE 0 0 0 ARKANSAS DEVELOPMENT FINANCE AUTHORITY 710503641 04108KME5 2003-06-19 980000 CONSTRUCTION OF HEADQUARTERS OFFICE 0 0 0 ARKANSAS DEVELOPMENT FINANCE AUTHORITY 710503641 04108KMF2 2003-06-19 1255000 CONSTRUCTION OF HEADQUARTERS OFFICE 0 0 0 ARKANSAS DEVELOPMENT FINANCE AUTHORITY 710503641 04108KMG0 2003-06-19 1605000 CONSTRUCTION OF HEADQUARTERS OFFICE 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PETER O'NEILL BOARD MEMBER 131002 SEE BELOW 0 PETER IS ON THE WINROCK BOARD OF DIRECTORS AND THE ROCK & CO. BOARD OF DIRECTORS AS WELL. PETER RECEIVED NO DIRECT COMPENSATION FROM PAYMENTS MADE FROM WINROCK TO ROCK & CO. FOR CONSULTING. PETER'S ACTIVITIES WERE LIMITED TO UNPAID BOARD POSITIONS. FORM 990, PART VI, SECTION A, LINE 2 NEVA GOODWIN AND DAVID KAISER, WHO BOTH SERVE AS DIRECTORS, ARE MOTHER AND SON. PETER O'NEILL IS A COUSIN TO BOTH NEVA GOODWIN AND DAVID KAISER. FORM 990, PART VI, SECTION B, LINE 11 THE 990 WAS PRESENTED TO THE AUDIT COMMITTEE BY THE TAX PREPARERS PRIOR TO THE FILING OF THIS TAX RETURN. AT THEIR RECOMMENDATION, THE BOARD AND OFFICERS THEN HAD THE OPPORTUNITY TO REVIEW THE ACCURACY AND COMPLETENESS OF THE RETURN BEFORE IT WAS FILED. HOWEVER; THE AUTHORITY TO SUGGEST CHANGES TO THE FORM LIES WITH THE AUDIT COMMITTEE. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY THE WINROCK CORPORATE SECRETARY DISTRIBUTES BOTH A COPY OF THE CONFLICT OF INTEREST POLICY AND A SIGNATURE STATEMENT TO ALL MEMBERS OF MANAGEMENT, KEY EMPLOYEES, AND MEMBERS OF THE BOARD OF DIRECTORS. THE SIGNATURE STATEMENT REQUIRES THE SIGNER TO SIGN AFTER READING THE CONFLICT OF INTEREST POLICY AND DISCLOSE ANY POSSIBLE CONFLICTS OF INTEREST OR STATING THAT THE EMPLOYEE/BOARD MEMBER HAS NONE. IF THERE IS A DISCLOSURE NECESSARY, THEY ARE THEN REVIEWED BY BOTH THE CEO AND THE CHAIRMAN OF THE BOARD TO DETERMINE THEIR SEVERITY. FORM 990, PART VI, SECTION B, LINE 15 A COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS USES COMPENSATION SURVEYS AND OTHER RESOURCES TO DETERMINE THE APPROPRIATE COMPENSATION FOR THE CEO. THE DECISION BY THE COMPENSATION COMMITTEE IS THEN APPROVED BY THE FULL BOARD BEFORE BEING FINALIZED. THE COMPENSATION COMMITTEE ALSO REVIEWS ANNUALLY THE COMPENSATION OF OFFICERS AND KEY EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE ARTICLES OF INCORPORATION AND BYLAWS ARE MADE PUBLIC THROUGH THE ARKANSAS SECRETARY OF STATE'S OFFICE OR CAN BE DIRECTLY REQUESTED FROM THE CORPORATE SECRETARY. THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON REQUEST TO THE CORPORATE SECRETARY OR HUMAN RESOURCES DIRECTOR. THE FINANCIAL STATEMENTS ARE PUBLISHED THROUGH DUNN & BRADSTREET, A FEDERAL AUDIT CLEARINGHOUSE, AND A CONDENSED VERSION OF THE BALANCE SHEET AND INCOME STATEMENT IS AVAILABLE ON THE WINROCK INTERNATIONAL WEBSITE (WWW.WINROCK.ORG). CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -8,814,481.