2011-06-28T19:24:31-05:00 2010-08-31 BLACKMAN KALLICK LLP 10 S RIVERSIDE PLAZA 9TH FLOOR CHICAGO IL 60606 990 2009-09-01 510149370 STEPPENWOLF THEATRE COMPANY STEP 3126545654 758 W NORTH AVENUE CHICAGO IL 60610 Paul Goodrich 3126545654 2011-06-03 1 DAVID LOWENTHAL 3122071040 2011-06-03 2009 2016-02-24 21:20:13Z NORA DALEY 758 W NORTH AVENUE CHICAGO IL 60610 18005468 0 X WWW.STEPPENWOLF.ORG X 1975 IL PROVIDE THEATRICAL LEARNING OPPORTUNITIES FOR AUDIENCES THAT SPUR CIVIC CONVERSATION. 55 53 377 3992 481351 -31124 6144396 6948499 8485621 7149092 -318154 2766283 -349883 25753 13961980 16889627 0 0 7376059 6920097 0 1349863 6178829 5742646 13554888 12662743 407092 4226884 30029381 33576264 11184196 12202771 18845185 21373493 Steppenwolf Theatre Company is where great acting meets big ideas. Our passion is to tell stories about how we live now. Our mission is to engage and educate audiences using an exchange of ideas that makes us think harder, laugh longer, feel more.The company was formed in 1976 by a collective of actors and is dedicated to an ethic of mutual respect and the development of artists through ongoing group work. Steppenwolf has grown into an internationally renowned ensemble of 43 artists who represent a remarkable generation of actors, directors, and playwrights. 0 0 9042918 6541740 Theatre programs: producing programming to educate the public by engaging them in the theatrical performances, discussions, events, and workshops. Programming included 11 productions, 592 performances, and numerous events and workshops. 9042918 1 1 0 0 0 0 0 0 1 1 0 1 0 1 1 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 1 113 0 377 1 1 1 0 0 0 0 1 1 0 0 0 55 53 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X RACHEL DOMARACKI 3126545654 758 W NORTH AVENUE 4TH FLOOR CHICAGO IL 60610 Nora Daley 5.00 X X 0 0 0 Eric Lefkofsky 5.00 X X 0 0 0 Paul W Goodrich 5.00 X X 0 0 0 Martha Lavey 40.00 X X 247102 0 48251 Henry S Bienen 5.00 X 0 0 0 Douglas R Brown 5.00 X 0 0 0 Michael Cahan 5.00 X 0 0 0 Dennis Cary 5.00 X 0 0 0 Beth Boosalis Davis 5.00 X 0 0 0 Sharon Fairley 5.00 X 0 0 0 Lynn Lockwood Murphy 5.00 X 0 0 0 Bruce Sagan 5.00 X 0 0 0 Harry J Seigle 5.00 X 0 0 0 Avy H Stein 5.00 X 0 0 0 Helen Zell 5.00 X 0 0 0 J Robert Barr 5.00 X 0 0 0 Sarah Beardsely 5.00 X 0 0 0 David H Blake 5.00 X 0 0 0 Terri L Calbe 5.00 X 0 0 0 Keith Cardoza 5.00 X 0 0 0 Elizabeth H Connelly 5.00 X 0 0 0 J Scott Etzler 5.00 X 0 0 0 Rich Feitler 5.00 X 0 0 0 John N Fox Jr 5.00 X 0 0 0 Scott P George 5.00 X 0 0 0 Lawrence M Gill 5.00 X 0 0 0 Robert J Greenebaum Jr 5.00 X 0 0 0 John H Hart 5.00 X 0 0 0 John Hass 5.00 X 0 0 0 Charles H James III 5.00 X 0 0 0 George A Joseph 5.00 X 0 0 0 David S Kalt 5.00 X 0 0 0 Donna La Pietra 5.00 X 0 0 0 Daniel E McLean 5.00 X 0 0 0 Janet Melk 5.00 X 0 0 0 Charles G Mueller 5.00 X 0 0 0 Michael T Noonan 5.00 X 0 0 0 Geoff Nyheim 5.00 X 0 0 0 Susan A Payne 5.00 X 0 0 0 David C Pisor 5.00 X 0 0 0 Kenneth J Porello 5.00 X 0 0 0 Mark L Prager 5.00 X 0 0 0 Grace M Puma 5.00 X 0 0 0 Deborah H Quazzo 5.00 X 0 0 0 Merle Reskin 5.00 X 0 0 0 Randall K Rowe 5.00 X 0 0 0 Michael R Salem 5.00 X 0 0 0 John R Samolis 5.00 X 0 0 0 Manuel Sanchez 5.00 X 0 0 0 Nancy Schumacher 5.00 X 0 0 0 Anna D Shapiro 5.00 X 23678 0 0 Stephanie B Smith 5.00 X 0 0 0 John R Walter 5.00 X 0 0 0 Jane L Warner 5.00 X 0 0 0 Willard L Woods 5.00 X 0 0 0 DAVID HAWKANSON 40.00 X 246919 0 48330 Sandra Karuschak 40.00 X 123234 0 12095 640933 0 108676 3 0 1 0 Adrian Smith & Gordon Gill 111 WEST MONROE SUITE 2300 CHICAGO IL 60603 Architecture SERVICES 233013 UNITED HEALTHCARE 233 NORTH MICHIGAN AVENUE CHICAGO IL 60601 INSURANCE 227070 CHICAGO TRIBUNE 435 N MICHIGAN AVE CHICAGO IL 60611 advertisements 196262 DRAMATISTS PLAY SERVICE 440 PARK AVENUE SOUTH NEW YORK NY 10016 PLAY LICENCING SERVICE 194617 PARTY TIME PRODUCTIONS 2300 WINDSOR COURT SUITE D ADDISON IL 60101 Event Planning 172688 9 955041 63000 5930458 622097 6948499 SUBSCRIPTION REVENUE 711110 5417387 5417387 TOUR INCOME 711110 535413 535413 COSTUME SALES/RENTALS 711110 411509 411509 TICKET REVENUE 711110 261060 261060 TICKET HANDLING INCOME 711110 201044 201044 322679 93100 56880 172699 7149092 191860 191860 38933 38933 67515 67515 67515 67515 3054423 480000 2574423 2574423 2574423 275466 955041 402859 -127393 -127393 211185 232982 -21797 -34759 12962 0 MISCELLANEOUS INCOME 900099 68495 68495 68495 16889627 6541740 481351 2918037 590629 271827 260417 58385 5144203 3721511 802911 619781 227444 190875 12487 24082 535819 439273 43009 53537 422002 304083 71272 46647 5438 5438 45473 45473 76346 76346 538900 516431 11549 10920 821325 773863 182 47280 551226 418548 83390 49288 94095 37210 20290 36595 377067 377067 548365 423291 106512 18562 317200 241057 16211 59932 10239 3626 6224 389 374335 357997 16338 747075 560307 74707 112061 124558 93418 12456 18684 other expenses 411241 293608 90295 27338 PRODUCTION MATERIALS 277753 277753 misCELLANEOUS EXPENSES 276605 32803 167976 75826 catering/FOOD AND BEVER 145405 66367 4820 74218 12662743 9042918 2269962 1349863 3600118 3868882 726184 230894 891396 1976400 109329 81714 893280 1220051 17144445 9305396 7736363 7839049 15976030 18267691 96681 91583 30029381 33576264 1092043 1377897 3442037 3444223 6100000 6100000 550116 1280651 11184196 12202771 X 8753091 9910009 1931798 3303188 8160296 8160296 18845185 21373493 30029381 33576264 X 0 1 1 X 0 X 4719181 5747175 5176690 6144396 6948499 28735941 7377993 7433605 7732669 8492191 7138542 38175000 12097174 13180780 12909359 14636587 14087041 66910941 225342 262274 223069 205577 224951 1141213 0 225342 262274 223069 205577 224951 1141213 65769728 442124 868875 407199 421240 756576 2896014 442124 868875 407199 421240 756576 2896014 1684088 99114 123413 24154 68495 1999264 14223386 14148769 13439971 15081981 14912112 71806219 0.91590 0.91050 0.04030 0.03430 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 8563040 460000 447943 9470983 9731985 508366 -1605397 71914 8563040 0.23000 0.77000 0.00000 1 0 451340 451340 12661686 6384919 6276767 4031419 2920477 1110942 7839049 OTHER 389398 ANNUITIES PAYABLE CURRENT 42875 ANNUITIES PAYABLE LONG-TERM 238362 DUE TO AFFILIATE 610016 1280651 16889627 12662743 4226884 -1698576 -1698576 2528308 16585936 -1698576 30395 1440836 -227345 16813281 76346 76346 16889627 13804378 30395 1187586 1217981 12586397 76346 76346 12662743 Part V, Line 4: Description of Intended Use of Endowment Funds: The permanently restricted endowment funds are intended to support the artistic initiatives of the theatre. The Board designated endowment funds are intended to support the theatre in a manner as determined by the governing body. Part X: Description of Uncertain Tax Positions Under FIN 48: The Theatre's adoption of the Income Tax Topic regarding uncertain tax positions of accounting principles generally accepted in the United States of America (GAAPUSA) on September 1, 2009 had no effect on its financial position as management believes the Theatre has no material unrecognized income tax benefits, including any potential risk of loss of its not-for-profit tax status. The Theatre would account for any potential interest or penalties related to possible future liabilities for unrecognized income tax benefits as income tax expense. The Theatre is no longer subject to examination by federal, state or local tax authorities for periods before 2007. Prior to adoption of the Income Tax Topic, the Theatre accounted for tax positions under a contingent loss model, requiring recognition of a tax liability when it was both (1) probable that it had been incurred as of the year-end and (2) the amount could be reasonably estimated. Part XII, Line 2d - Other Adjustments: SPECIAL EVENT EXPENSES: 402859. COST OF GOODS SOLD: 232982. TRANSFER FROM INVESTMENTS INCLUDED IN OPERATING REVENUE & EXPENSES: 433934. CONSOLIDATED STATEMENTS - REVENUE OF AFFILIATED ORGANIZATION: 371061. Part XIII, Line 2d - Other Adjustments: SPECIAL EVENT EXPENSES: 402859. COST OF GOODS SOLD: 232982. TRANSFER FROM INVESTMENTS INCLUDED IN OPERATING REVENUE & EXPENSES: 433934. CONSOLIDATED STATEMENTS - EXPENSES OF AFFILIATED ORGANIZATION: 117811. East Asia and the Pacific 0 12 PROGRAM SERVICES PLAY ON TOUR 210577 0 12 210577 GALA 1004754 804063 200691 13350 293524 RED OR WHITE BALL 92048 39098 52950 6590 4000 24271 2 133705 111880 21825 459 2642 58023 1230507 955041 275466 20399 6642 375818 402859 -127393 X X 0 1 0 0 0 0 0 0 0 Martha Lavey 247102 0 0 0 0 0 35500 0 12751 0 295353 0 0 0 DAVID HAWKANSON 246919 0 0 0 0 0 35500 0 12830 0 295249 0 0 0 Part I, Line 4a DAVID HAWKANSON (EXECUTIVE DIRECTOR), AND MARTHA LAVEY (ARTISTIC DIRECTOR) EACH ACCRUED 20,000 IN SECTION 457(F) RETIREMENT PLAN BENEFITS. X 2 21300 FAIR MARKET VALUE X AIRFARE 1 140000 FAIR MARKET VALUE X PRINTED MATERIALS 1 47080 FAIR MARKET VALUE X MICROSOFT SOFTWARE PROGRAMS 1 413717 FAIR MARKET VALUE 0 1 0 Form 990, Part VI, Section B, line 11 The board retains the services of an independent CPA firm to prepare the organization's Form 990. Management reviews the completed Form 990. The Audit Committee is the committee of the governing body which is designated to review the Form 990. The review by the committee takes place prior to the distribution to the governing body. The return is distributed via e-mail to the entire governing body prior to filing the Form 990. Form 990, Part VI, Section B, line 12c Members of the Board of Trustees are asked to sign a conflict of interest policy either indicating that they have no conflicts of interest as defined in the policy or to list exceptions when they do have conflicts of interest. We distribute the policy at meetings of the Board of Trustees. The signed policies are collected at the meetings and kept on file. Form 990, Part VI, Section B, line 15 THE PROCESS FOR DETERMINING THE COMPENSATION OF TOP MANAGEMENT IS MANAGED BY THE BOARD CHAIR THROUGH THE EXECUTIVE COMMITTEE. THEY REVIEW PUBLISHED COMPENSATION OF COMPArABLE POSITIONS WITHIN THE CITY AND INDUSTRY. COMPENSATION IS ALSO BASED ON THE ORGANIZATIONAL BUDGET, INDIVIDUAL QUALIFICATIONS, AND INDUSTRY STANDARDS. Form 990, Part VI, Section C, line 19 GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE THROUGH APPLICABLE GOVERNMENTAL AGENCIES; THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON WRITTEN REQUEST TO THE ORGANIZATION. STEPPENWOLF FOUNDATION I 758 W NORTH AVENUE 4TH FLOOR CHICAGO IL 60610 364041811 TO SUPPORT THE STEPPENWOLF THEATRE COMPANY'S THEATRE PROGRAMS IL 501(C)(3) 509(A)(3) TYPE I STEPPENWOLF FOUNDATION II 758 W NORTH AVENUE 4TH FLOOR CHICAGO IL 60610 364041812 TO SUPPORT THE STEPPENWOLF THEATRE COMPANY'S THEATRE PROGRAMS IL 501(C)(3) 509(A)(3) TYPE I 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 sTEPPENWOLF FOUNDATION I P 228938