2011-05-16T13:21:37-05:00 2010-06-30 ROSEN SAPPERSTEIN & FRIEDLANDER CHRTD 300 RED BROOK BOULEVARD SUITE 200 OWINGS MILLS MD 21117 990 2009-07-01 521299563 UNIVERSITY PHYSICIANS INC UNIV 4103281384 250 W PRATT STREET No 901 BALTIMORE MD 21201 FRANCES B HUTCHISON 4103281384 2011-05-16 1 JACQUELINE M REARDON CPA 4105810800 2009 2016-02-24 21:20:13Z FRANCES B HUTCHISON 250 W PRATT STREET SUITE 901 BALTIMORE MD 21201 63361497 0 X WWW.UPI.UMARYLAND.EDU X 1983 MD Under the Medical Service Plan of the University of Maryland, School of Medicine, administrative support services are provided to the physician practices of the University of Maryland, including but not limited to information technology, finance, human resources, contracting, legal and business services. These services allow the physician practices to deliver healthcare to the general public and without charge to the indigent on behalf of the School of Medicine. 19 0 1154 0 0 0 0 51200872 49726595 174819 27135 2972804 10882427 54348495 60636157 0 0 10911709 11841637 0 0 36984987 39093460 47896696 50935097 6451799 9701060 72883688 88320610 40564741 46249877 32318947 42070733 Under the Medical Service Plan of the University of Maryland, School of Medicine, administrative support services are provided to the physician practices of the University of Maryland, including but not limited to information technology, finance, human resources, contracting, legal and business services. These services allow the physician practices to deliver healthcare to the general public and without charge to the indigent on behalf of the School of Medicine. 0 0 43994657 58812441 Under the Medical Service Plan of the University of Maryland, School of Medicine, administrative support services are provided to the physician practices of the University of Maryland, including but not limited to information technology, finance, human resources, contracting, legal and business services. These services allow the physician practices to deliver healthcare to the general public and without charge to the indigent on behalf of the School of Medicine. 43994657 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 153 0 1 1154 1 0 0 0 0 0 0 0 0 0 19 0 0 0 0 0 1 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 MD X FRANCES B HUTCHISON MS CPA 4103281384 250 W PRATT STREET SUITE 901 BALTIMORE MD 21201 e albert reece md phd mba 40.00 X X 123247 0 0 FRANK M CALIA MD 40.00 X X X 493503 1955 31193 JEROME CARR 25.30 X X 195334 0 20249 WILLIAM E TUCKER 40.00 X X 312230 0 49861 CHARLES W HENCK JR 40.00 X X 207675 0 44043 FRANCES B HUTCHISON 40.00 X X 218346 0 45372 JANE MCCONNELL 40.00 X 260818 0 37712 DEPRIEST WHYE md 19.50 X 229518 0 26094 ADRIAN G BERGIN 40.00 X 259587 0 29242 SUSAN D KINTER 40.00 X 175600 0 16653 WILLIAM D ELLIOTT III 40.00 X X 197235 0 43847 LINDA KEEVICAN 40.00 X 212705 0 39068 JOYCE R PHILLIP 40.00 X X 187621 0 35501 peter rock md 1.00 X 0 40942 0 anthony a gaspari md 1.00 X 0 0 0 brian j browne md 1.00 X 0 224804 0 david l stewart md 1.00 X 0 25000 0 william j weiner md 1.00 X 0 98630 0 howard m eisenberg md 1.00 X 0 309643 0 hugh e mighty md 1.00 X 0 48607 3524 ramzi k hemady md 1.00 X 0 28654 0 vincent d pellegrini md 1.00 X 0 270009 0 scott strome md 1.00 X 0 67159 0 sanford a stass md 1.00 X 0 54378 0 stephen j czinn md 1.00 X 0 137663 0 anthony f lehman md 1.00 X 0 50500 0 william f regine md 1.00 X 0 491205 51326 steven bartlett md 1.00 X 0 358848 17762 thomas m scalea md 1.00 X 0 229140 16519 STEPHEN DAVIS MBSS 1.00 X 0 36319 1069 reuben mezrich MD 1.00 X 0 144924 0 3073419 2618380 509035 38 1 1 0 ABM JANITORIAL - MID ATLANTIC INC 1700 Spring Garden Street PHILADELPHIA PA 19130 JANITORIAL SERVICES 500781 ROSEN SAPPERSTEIN & FRIEDLANDER CHARTE 300 RED BROOK BOULEVARD OWINGS MILLS MD 21117 ACCOUNTING 440742 ROBERT HALF TECHNOLOGY 12400 COLLECTIONS CENTER DRIVE CHICAGO IL 60693 IT SUPPORT 366934 WEXFORD UMB 2 LLC 721 EMERSON SUITE 505 SAINT LOUIS MO 63134 CONSULTING 324308 AMERICAN COLLECTION ENTERPRISE INC 205 S WHITING STREET SUITE 500 ALEXANDRIA VA 22304 COLLECTION SERVICES 291046 12 contract medical servi 621110 18356620 18356620 fees and assessments 621110 18038718 18038718 DEVELOPMENT FUND 621110 11471422 11471422 OTHER INCOME 621110 1411143 1411143 JOINT PROJECT SUPPORT 621110 448692 448692 49726595 27135 27135 4549056 2725340 1823716 1823716 1823716 INCOME FROM MMCIP TRUS 621110 9058711 9058711 9058711 60636157 58812441 0 1823716 3042541 2236808 805733 6653042 5987738 665304 536696 491602 45094 1012269 982465 29804 597089 572163 24926 24231 24231 111892 111892 1278489 1278489 73250 73250 749456 749456 30454 30454 4840 4840 11471422 11471422 715955 715955 22386 22386 contract medical servic 15918022 15918022 GENERAL AND ADMINISTRAT 5233456 5233456 equIPMENT RENTAL AND MA 1672492 1672492 bAD DEBTS 1319968 1319968 loss on joint venture 467147 467147 50935097 43994657 6940440 0 950 700 32019721 32709273 11803399 15405345 558966 202590 780468 799651 33354579 17987285 15388475 15367294 2426252 2612534 9905457 21223223 72883688 88320610 5817322 5836919 6623197 5747779 28124222 34665179 40564741 46249877 X 32318947 42070733 32318947 42070733 72883688 88320610 X 0 1 1 X 0 X X 0 0 0 UOM ANESTHESIOLOGY ASSOCIATES 521076158 12 1 1 1 0 UOM DERMATOLOGISTS PA 521726248 12 1 1 1 0 UOM DIAGNOSTIC IMAGING SPECIALISTS PA 521136675 12 1 1 1 0 UOM EMERGENCY MEDICINE ASSOCIATES PA 521403415 12 1 1 1 0 UOM EYE ASSOCIATES PA 526148737 12 1 1 1 0 UOM FAMILY MEDICINE SPECIALISTS PA 521274266 12 1 1 1 0 UOM NEUROLOGY ASSOCIATES PA 521138284 12 1 1 1 0 UOM NEUROSURGERY ASSOCIATES PA 522004514 12 1 1 1 0 UOM OBSTETRICAL AND GYNECOLOGICAL ASSOCIATES PA 520913438 12 1 1 1 0 UOM ONCOLOGY ASSOCIATES PA 521949649 12 1 1 1 0 UOM PATHOLOGY ASSOCIATES PA 521297269 12 1 1 1 0 UOM PHYSICAL THERAPY ASSOCIATES PA 521557797 12 1 1 1 0 UOM PSYCHIATRY ASSOCIATES PA 520995961 12 1 1 1 0 UOM RADIATION ONCOLOGY ASSOCIATES PA 521266476 12 1 1 1 0 UOM SURGICAL ASSOCIATES PA 521557551 12 1 1 1 0 UOM ORTHOPAEDIC ASSOCIATES PA 522122145 12 1 1 1 0 UOM ORTHOPAEDIC TRAUMA ASSOCIATES PA 522381867 12 1 1 1 0 SHOCK TRAUMA ASSOCIATES PA 521119350 12 1 1 1 0 UOM PEDIATRIC ASSOCIATES PA 521182593 12 1 1 1 0 UOM PHYSICIANS PA 521103228 12 1 1 1 0 UOM OTORHINOLARYNGOLOGY - HEAD AND NECK SURGERY PA 352249021 12 1 1 1 0 maryland medicine pa 521908496 12 1 1 1 0 22 0 798000 798000 21611804 9031771 12580033 10944775 8955514 1989261 15367294 DEFERRED RENT ASSET 661320 DEFERRED LOAN COSTS 55970 TRUSTEE FUNDS 400008 MMCIP 20105925 21223223 CLAIMS PAYABLE - MED SERVICES 8232304 FUNDS HELD ON BEHALF OF OTHERS 13591948 MALPRACTICE INSURANCE LIABILITY 11290664 INTEREST RATE SWAP 278038 other liabilities 1272225 34665179 60636157 50935097 9701060 50726 50726 9751786 63361497 2725340 2725340 60636157 0 60636157 53609711 2738872 2738872 50870839 64258 64258 50935097 Part X: Description of Uncertain Tax Positions Under FIN 48: Management has analyzed the Association's tax position taken on all required federal and state tax return filings for all open tax years (current and prior three years) and has concluded that as of June 30, 2010, no provision for income tax would be required. Part XI, Line 8 - Other Adjustments: UNREALIZED LOSS ON INTEREST SWAPS: -13532. loss from joint venture: 64258. Part XII, Line 2d - Other Adjustments: EXPENSES RELATED TO RENTAL REAL ESTATE: 2725340. Part XIII, Line 2d - Other Adjustments: UNREALIZED LOSS ON INTEREST RATE SWAP: 13532. EXPENSES RELATED TO RENTAL REAL ESTATE: 2725340. Part XIII, Line 4b - Other Adjustments: LOSS FROM JOINT VENTURE: 64258. X X X 0 0 0 1 1 1 1 1 0 FRANK M CALIA MD 493503 1955 0 0 0 0 25640 142 5411 0 524554 2097 523115 0 JEROME CARR 195334 0 0 0 0 0 19208 0 1041 0 215583 0 341430 0 WILLIAM E TUCKER 312230 0 0 0 0 0 25640 0 24221 0 362091 0 347433 0 CHARLES W HENCK JR 207675 0 0 0 0 0 20806 0 23237 0 251718 0 251055 0 FRANCES B HUTCHISON 218346 0 0 0 0 0 22188 0 23184 0 263718 0 247316 0 JANE MCCONNELL 260818 0 0 0 0 0 27688 0 10024 0 298530 0 295035 0 DEPRIEST WHYE md 229518 0 0 0 0 0 23635 0 2459 0 255612 0 255823 0 ADRIAN G BERGIN 259587 0 0 0 0 0 25640 0 3602 0 288829 0 272660 0 SUSAN D KINTER 175600 0 0 0 0 0 16653 0 0 0 192253 0 210605 0 WILLIAM D ELLIOTT III 197235 0 0 0 0 0 19454 0 24393 0 241082 0 108099 0 LINDA KEEVICAN 192705 0 20000 0 0 0 21325 0 17743 0 251773 0 206816 0 JOYCE R PHILLIP 187621 0 0 0 0 0 18209 0 17292 0 223122 0 216163 0 brian j browne md 0 224804 0 0 0 0 0 0 0 0 0 224804 0 158289 howard m eisenberg md 0 309643 0 0 0 0 0 0 0 0 0 309643 0 270717 vincent d pellegrini md 0 270009 0 0 0 0 0 0 0 0 0 270009 0 0 william f regine md 0 491205 0 0 0 0 0 35612 0 15714 0 542531 0 248207 steven bartlett md 0 358848 0 0 0 0 0 0 0 17762 0 376610 0 0 thomas m scalea md 0 219140 0 10000 0 0 0 13551 0 0 0 242691 0 212665 reuben mezrich MD 0 144924 0 0 0 0 0 0 0 0 0 144924 0 185985 Part I, Line 5 THE ORGANIZATION HAS VARIABLE COMPENSATION ARRANGEMENTS WHICH TAKE INTO CONSIDERATION REVENUES, NET EARNINGS, AND OTHER OPERATIONAL TARGETS, SOME OF WHICH ARE POSITION SPECIFIC AND OTHERS ARE ORGANIZATION WIDE. Part I, Line 6 THE ORGANIZATION HAS VARIABLE COMPENSATION ARRANGEMENTS WHICH TAKE INTO CONSIDERATION REVENUES, NET EARNINGS, AND OTHER OPERATIONAL TARGETS, SOME OF WHICH ARE POSITION SPECIFIC AND OTHERS ARE ORGANIZATION WIDE. Part I, Line 7 THE ORGANIZATION HAS VARIABLE COMPENSATION ARRANGEMENTS WHICH TAKE INTO CONSIDERATION REVENUES, NET EARNINGS, AND OTHER OPERATIONAL TARGETS, SOME OF WHICH ARE POSITION SPECIFIC AND OTHERS ARE ORGANIZATION WIDE. Form 990, Part VI, Section A, line 6 THE ENTITY IS A MARYLAND CORPORATION WHOSE STOCKHOLDERS ARE PHYSICIANS AND MEMBERS OF THE GOVERNING BODY. Form 990, Part VI, Section B, line 11 THE ENTITY RECEIVES A COPY OF THE 990 AND A REPRESENTATIVE OF THE GOVERNING BODY APPROVES IT BEFORE SIGNING THE ELECTRONIC FILING AUTHORIZATION. Form 990, Part VI, Section B, line 12c As part of their employment by the University Physicians, Inc. (UPI) and the faculty practices of the University of Maryland (PAs), employees and faculty are required to follow the Medical Service Plan. MSP Policy #37 lists the requirements of Compliance and Good Business Practices. As part of the MSP Policy #37, UPI also maintains a Corporate Compliance Plan, which details expectations around conflict of interest situations and billing responsibilities. UPI relies on the good faith of its employees in the exercise of their responsibilities. All business judgments on behalf of UPI should be made by its employees on the basis of such trust and in UPI's best interests. UPI fully respects the rights of employees to privacy in their personal affairs and financial activities. The purpose of this policy is to provide guidance to employees in avoiding situations in their personal activities which are, or appear to be, in conflict with their responsibilities to UPI. Although it is impractical to attempt to define every situation which might be considered a conflict of interest, generally speaking, a conflict exists when an employee's personal interests or activities may influence his or her judgment in the performance of his or her duty to UPI. There may be cases where such conflicts are more theoretical than real, but employees should be concerned about possible conflicts and review and disclose this situation in light of the following guidelines. A major focus of the Corporate Compliance Plan is currently on coding, billing, and documentation compliance and ensuring that regulations are being followed. However, compliance goes beyond avoiding penalties. Our total corporate compliance plan includes a full range of issues, including: - Employment Contracts - Conflicts of Interest - Patient Confidentiality - Records Retention - Contracts and Business Relationships (including Professional Service Agreements) - Waivers of Co-payments, Coinsurance and Deductibles, and more. While the Compliance Office will make every effort to provide appropriate compliance information to all employees, and to respond to all inquiries, no educational and training program, however comprehensive, can anticipate every situation that may present compliance issues. Responsibility for compliance with the Corporate Compliance Plan, including the duty to seek guidance when in doubt, rests with each employee. The above information is discussed with each new employee and faculty member upon hire. Annual Corporate Compliance training touches on the above as well. Form 990, Part VI, Section B, line 15 The process of determining salary is the same for all of UPI's positions, including the executive class. Executive class positions include UPI's Chief Corporate Officer (CCO) and other senior staff members (CFO, CIO, CHRO, COO). UPI conducts an annual market review. The market review includes a review of all established positions and their salary levels within relevant markets, consistent with job content, responsibilities, and requirements. The following compensation surveys are used as benchmarks: Watson Wyatt, MHHRA and AAMC. UPI's Benefits and Compensation Manager reviews the market analysis and completes an internal equity review. For executive class positions, salary recommendations are then presented to UPI's President (the Dean of the Medical School) for approval. Every three or four years (most recently 2008) UPI engages an outside consulting firm to confirm the adequacy of salary grades and benchmarks at the individual position level. Form 990, Part VI, Section C, line 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICTS OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. form 990, part xi, line 2c: The process for selecting the auditors has not changed from the preceding year. UOM ANESTHESIOLOGY ASSOCIATES 521076158 MEDICAL SERVICES PROVIDER MD 501(C)(3) Line 9 UOM DERMATOLOGISTS PA 521726248 MEDICAL SERVICES PROVIDER MD 501(C)(3) Line 9 UOM DIAGNOSTIC IMAGING SPECIALISTS PA 521136675 MEDICAL SERVICES PROVIDER MD 501(C)(3) Line 9 UOM EMERGENCY MEDICINE ASSOCIATES PA 521403415 MEDICAL SERVICES PROVIDER MD 501(C)(3) Line 9 UOM EYE ASSOCIATES PA 526148737 MEDICAL SERVICES PROVIDER MD 501(C)(3) Line 9 UOM FAMILY MEDICINE SPECIALISTS PA 521274266 MEDICAL SERVICES PROVIDER MD 501(C)(3) Line 9 UOM NEUROLOGY ASSOCIATES PA 521138284 MEDICAL SERVICES PROVIDER MD 501(C)(3) Line 9 UOM NEUROSURGERY ASSOCIATES PA 522004514 MEDICAL SERVICES PROVIDER MD 501(C)(3) Line 9 UOM OBSTETRICAL AND GYNECOLOGICAL ASSOCIATES PA 520913438 MEDICAL SERVICES PROVIDER MD 501(C)(3) Line 9 UOM ONCOLOGY ASSOCIATES PA 521949649 MEDICAL SERVICES PROVIDER MD 501(C)(3) Line 9 UOM PATHOLOGY ASSOCIATES PA 521297269 MEDICAL SERVICES PROVIDER MD 501(C)(3) Line 9 UOM PHYSICAL THERAPY ASSOCIATES PA 521557797 MEDICAL SERVICES PROVIDER MD 501(C)(3) Line 9 UOM PSYCHIATRY ASSOCIATES PA 520995961 MEDICAL SERVICES PROVIDER MD 501(C)(3) Line 9 UOM RADIATION ONCOLOGY ASSOCIATES PA 521266476 MEDICAL SERVICES PROVIDER MD 501(C)(3) Line 9 UOM SURGICAL ASSOCIATES PA 521557551 MEDICAL SERVICES PROVIDER MD 501(C)(3) Line 9 UOM ORTHOPAEDIC ASSOCIATES PA 522122145 MEDICAL SERVICES PROVIDER MD 501(C)(3) Line 9 UOM ORTHOPAEDIC TRAUMA ASSOCIATES PA 522381867 MEDICAL SERVICES PROVIDER MD 501(C)(3) Line 9 SHOCK TRAUMA ASSOCIATES PA 521119350 MEDICAL SERVICES PROVIDER MD 501(C)(3) Line 9 UOM PEDIATRIC ASSOCIATES PA 521182593 MEDICAL SERVICES PROVIDER MD 501(C)(3) Line 9 UOM PHYSICIANS PA 521103228 MEDICAL SERVICES PROVIDER MD 501(C)(3) Line 9 UOM OTORHINOLARYNGOLOGY - HEAD AND NECK SURGERY PA 352249021 MEDICAL SERVICES PROVIDER MD 501(C)(3) Line 9 UNIVERSITY IMAGING CENTER 250 WEST PRATT STREET BALTIMORE MD 21201 522178355 medical service provider MD related -60256 1600842 0 0 universitycare llc 22 south greene street bALTIMORE MD 21201 521914892 medical service provider MD related -369978 431594 0 0 TERRAPIN INSURANCE COMPANY PO BOX 1109 GT grand cayman CJ 980129232 liability insurance provider CJ University of maryland medical system corporation C 64071641 0.50000 maryland medicine pa 250 w pratt street suite 901 baltimore MD 21201 521908496 physician services MD maryland medicine pa C maryland medicine comprehensive insurance program self insurance trust 250 w pratt street suite 901 baltimore MD 21201 521362793 liability insurance provider MD University of maryland medical system corporation T 20105925 0.35600 0 1 0 1 1 0 0 0 1 0 1 0 1 1 1 1 1 1 VARIOUS PARTICIPATING PRACTICES R 91027900