2011-05-13T15:17:18-05:00 2010-06-30 Deloitte Tax LLP 250 East Fifth Street Suite 1900 Cincinnati OH 45202 990 2009-07-01 630868066 St Vincent's Foundation of Alabama Inc STVI 2059397825 2800 University Boulevard No 304 Birmingham AL 35233 David Gauble 2059397825 2011-05-13 1 5137847100 2009 2016-02-24 21:20:13Z Bill Moran 2800 University Boulevard No 304 Birmingham AL 35233 3282980 0 0928 X www.stvhs.com X 1984 AL To administer charitable contributions for St. Vincents Birmingham. 34 32 4 32 0 0 3019675 2825175 0 104882 412455 37832 29515 3162389 3267145 5979317 2213676 0 0 0 0 76725 71062 6056042 2284738 -2893653 982407 11719109 12713987 619963 657624 11099146 12056363 Through philanthropy, the St. Vincent's Foundation is an advocate for those in need, an ambassador for the mission of St. Vincent's Birmingham hospital, and a steward of the resources entrusted to it. It is a cornerstone of Birmingham philanthropy serving St. Vincent's Birmingham patients, programs, and the community and reflecting the Catholic ministry of the Daughters of Charity. 0 0 1500000 1500000 Capital funding from contributions to St. Vincent's Birmingham for construction costs associated with the South Tower. 228899 228899 Operational funding for the Jeremiah's Hope Program. 171678 171678 Funding for software subscription fees. 384161 313099 support various programs, education, purchase of equipment and technology, capital expansion, and addresses the special needs of patients and families of St. Vincent's Birmingham. 384161 313099 2284738 1 1 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 0 0 4 1 0 0 0 0 0 0 0 0 0 34 32 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 0 1 1 0 X David Cauble 2059397955 810 St Vincents Drive Birmingham AL 35205 William A Johnston MD 3.00 X X 0 0 0 Henry B Ray Jr 2.00 X X 0 0 0 Roy Hiller 2.00 X X 0 0 0 Kathy Miller 2.50 X X 0 0 0 Bruce Akin 1.00 X 0 0 0 Harold I Apolinsky 1.00 X 0 0 0 Bob Baker 1.00 X 0 0 0 Keehn W Berry III 1.50 X 0 0 0 William A Bowron Jr 1.00 X 0 0 0 Merrill N Bradley MD 1.00 X 0 0 0 Merrill N Bradley Jr 1.00 X 0 0 0 Ronald G Bruno 1.00 X 0 0 0 Richard P Carmody 2.00 X 0 0 0 Jack Carter MD 1.00 X 0 0 0 Russell W Chambliss 1.00 X 0 0 0 Justice Ralph D Cook 1.50 X 0 0 0 Milton Davis 1.00 X 0 0 0 Whitney DeBardeleben 1.00 X 0 0 0 Patsy Dreher 1.00 X 0 0 0 Jeffrey Raymond Dugas MD 1.00 X 0 0 0 Marvin R Engel 1.00 X 0 0 0 Colette Greene 1.00 X 0 0 0 Alfred Habeeb MD 1.00 X 0 0 0 Kathryn Harbert 1.00 X 0 0 0 Ronald E Henderson MD 1.50 X 0 0 0 Randall W Jordan 1.50 X 0 0 0 Eleanor Kidd 1.00 X 0 0 0 Sister Mary Frances Loftin 1.00 X 0 0 0 Walter C McCoy MD 1.00 X 0 0 0 Vivian Mora 1.00 X 0 0 0 Alex W Newton 1.00 X 0 0 0 Stephen H Pak DDS 1.00 X 0 0 0 Michael Patterson 1.00 X 0 0 0 Minnie Rast 1.00 X 0 0 0 Susan P Salter MD 1.00 X 0 0 0 Sister Mary Cecelia Schlebecker 1.00 X 0 0 0 Sperry Snow 1.00 X 0 0 0 Melissa Strange 1.00 X 0 0 0 Tom Thagard 1.00 X 0 0 0 Samuel M Tortorici 1.00 X 0 0 0 Dennis Trammell 1.00 X 0 0 0 Michael E Turnbough 1.00 X 0 0 0 William M Moran 40.00 X X 233101 0 32847 John C O'Neil 40.00 X X 0 967674 14084 Charles C James end 708 0.00 X 0 577216 0 233101 1544890 46931 1 1 1 0 0 2825175 2825175 412455 412455 45350 15835 29515 29515 29515 3267145 0 0 441970 2197110 2197110 16566 16566 1870 1870 28001 28001 758 758 19262 19262 31 31 Sponsorship 9500 9500 Meals and entertainment 6267 6267 Dues and subscriptions 2416 2416 Purchased services 1666 1666 Gifts 1291 1291 2284738 2284738 0 0 488231 551565 4541624 3655243 50 1154586 296591 877257 857995 5746367 6895868 65580 753316 11719109 12713987 5239 7777 614724 649847 619963 657624 X 1682054 2421739 8747940 8870059 669152 764565 11099146 12056363 11719109 12713987 X 0 1 1 X 0 X 5000418 3903946 2809502 3019675 2825175 17558716 5000418 3903946 2809502 3019675 2825175 17558716 2947292 14611424 215169 323354 492783 151661 457802 1640769 6365 3 6368 19205853 0.76080 0.73800 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 669150 95413 764563 1297780 38201 666831 669150 1.00000 0 0 340272 340272 532585 38835 493750 281729 257756 23973 857995 Regions Trust Investment Account 5797038 F Wachovia Trust Investment Account 1098830 F 6895868 Planned Giving Receivable (Donor Restricted) 62515 Rent Receivable 2850 Other Receivable 492 Charitable Remainder Trust 687459 753316 Intercompany Payables 60280 Annuities Payables 589567 649847 3267145 2284738 982407 -25190 -25190 957217 3974790 691811 691811 3282979 -15835 -15835 3267144 3017571 691811 691811 2325760 -41022 -41022 2284738 Part V, Line 4: Description of Intended Use of Endowment Funds: The investment earnings on endowment funds are used for awards and scholarships, as well as, support for several programs at St. Vincent's Birmingham. Part X: Description of Uncertain Tax Positions Under FIN 48: Per the financial statements of St. Vincent's Foundation of Alabama, Inc. there is no current year ASC 740 (fka FIN 48) footnote for the current year. Part XI, Line 8 - Other Adjustments: Transfers to affliates: -25190. Part XII, Line 4b - Other Adjustments: Rental expenses: -15835. Part XIII, Line 4b - Other Adjustments: Rental expenses: -15835. Transfers to affliates (net asset transfer): -25187. 1 St Vincent's Centennial Lodge 2661 10th Avenue South Birmingham AL 35205 630932323 501(c)(3) 6597 Charity and discount rooms for patients' families at St. Vincent's Birmingham St Vincent's Birmingham 810 St Vincents Drive Birmingham AL 35205 630288864 501(c)(3) 2139564 Capital transfer and program funding St Vincent's Health System 810 St Vincents Drive Birmingham AL 35205 630931008 501(c)(3) 37517 Captial transfer Oasis Women's Counseling Center 1900 14th Avenue Soutn Birmingham AL 35205 631128764 501(c)(3) 5000 General support of operations 4 4 Assistance to individual undergoing cancer treatment 1 9066 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: The Allocations Committee is comprised of members of the St. Vincent's Foundation Board of Directors. The committee meets quarterly to review and fund grant submissions within the Health Ministry and external agencies. External agencies requesting support must demonstrate a relationship and cooperative arrangement for the funded project to be considered. The fiscal year budget determines the availability of funding for various programs and projects. The program or agency is notified if the request is approved, tabled, or declined. X 1 1 X X X X X 1 1 0 0 0 0 0 0 0 William M Moran 152372 0 0 0 80729 0 18409 0 14438 0 265948 0 0 0 John C O'Neil 0 413157 0 500668 0 53849 0 3672 0 10412 0 981758 0 0 Charles C James (end 708) 0 0 0 0 0 577216 0 0 0 0 0 577216 0 577216 Part I, Line 1a Membership was provided to The Summit Club for the Executive team, as well as, Rotary and Kiwanis club memberships for various members of the management team to facilitate networking and community benefit related to St. Vincent's Health System. Part I, Line 4a Severance Pay: Charles C. James, $577,216 Part I, Line 4b: Eligible Executives participate in a program that provides for supplemental retirement benefits. The payment of benefits under the program, if any, is entirely dependent upon the facts and circumstances under which the executive terminates employment with the organization. Benefits under the program are unfunded and non-vested. Due to the substantial risk of forfeiture provision, there is no guarantee that these executives will ever receive any benefit under the program. Any amount ultimately paid under the program to the executive is reported as compensation on Form 990, Schedule J, Part II, Column B in the year paid. A related organization that paid the salaries of the individuals listed in Schedule J, Part II, distributed from the supplemental nonqualified retirement plan in the amounts as noted: William Moran - $123,867 A related organization that paid the salaries of the individuals listed in Schedule J, Part II, contributed to the supplemental nonqualified retirement plan in the amounts as noted: William Moran - $13,674 Supplemental Information Part III Part II: Description of Compensation: Executive compensation, in keeping with Ascension Health's philosophy, is in line with the national average. Compensation may include short or long term incentive pay, deferred compensation, PTO (vacation/holiday) converted to cash, etc. Form 990, Part VI, Section A, line 6 St. Vincent's Foundation of Alabama, Inc. has a single corporate member, St. Vincent's Health System. Form 990, Part VI, Section A, line 7a St. Vincent's Foundation of Alabama, Inc. has a single corporate member, St. Vincent's Health Sytem, who has the ability to elect members of the governing body of St. Vincent's Foundation of Alabama, Inc. Form 990, Part VI, Section A, line 7b All decisions that have a material impact to St. Vincent's Foundation of Alabama financial information or corporation as a whole are subject to approval by its sole corporate member, St. Vincent's Health System. Form 990, Part VI, Section B, line 11 Management, including certain Officers, works diligently to complete the Form 990 and attached schedules in a thorough manner. Management presents the Form to the Board, or designated committee, to review. Prior to filing the return, all Board members are provided the Form 990 and management team members are available to answer Board member questions. Form 990, Part VI, Section B, line 12c The organization regularly and consistently monitors and enforces compliance with the conflict of interest policy in that any director, principal officer, or member of a committee with governing board delegated powers, who has a direct or indirect financial interest, must disclose the existence of the financial interest and be given the opportunity to disclose all material facts to the directors and members of the committees with governing board delegated powers considering the proposed transaction or arrangement. The remaining individuals on the governing board or committee meeting will decide if conflicts of interest exist. Each director, principal officer, and member of a committee with governing board delegated powers annually signs a statement which affirms such person has received a copy of the conflicts of interest policy, has read and understands the policy, has agreed to comply with the policy, and understands that the organization is charitable and in order to maintain its federal tax exemption it must engate primarily in activities which accomplish its tax-exempt status. Form 990, Part VI, Section B, line 15 In determining compensation of the organization's top managment official, the process, performed by a related organization, included a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision. The Health System compensation committee reviewed and approved the compensation with the faciliation by the SVP of HR and the director of compensation. In the review of the compensation, the top managment official was compared to other organizations in the area that hold the same title. During the review and approval of the compensation, documentation of the decision was recorded in the board minutes. The individual was not present when his compensation was decided. In determining compensation of other officers of the organization, the process, performed by a related organization, included a review and approval by independent persons, comparability data, and contemporaneous substatntion of the deliberation and decision. The Health System compensation committee reviewed and approved the compensation. In the review of the compensations, the other officers of the organization were compared to other organizations' employees in the area that hold the same title. During the review and approval of the compensation, documentation of the decision was recorded in the board minutes. Form 990, Part VI, Section C, line 19 The organization will provide any documents open to public inspection upon request. Form 990, Part III: St. Vincent's Foundation was established in 1984 to administer charitable contributions for St. Vincent's Birmingham in support of its programs. At St. Vincent's Birmingham, philanthropy supports new programs, capital expansion, education, the purchase of special equipment and the special needs of patients and their families. In FY'10, St. Vincent's Foundation received $2,825,175 in charitable contributions and provided $2,213,676 in support of the healthcare ministry of St. Vincent's Health System. Foundation activities are guided by a community-based Board of Directors, an ecumenical group representing the many elements and interests of our community. Through their diverse backgrounds and experience, the Board members help the Foundation identify and respond to the changing health care needs of the people we serve across North Central Alabama. MCS LLC 810 St Vincents Drive Birmingham AL 35205 260649586 Rental property AL 43350 836873 St Vincent's FOundation of Alabama Inc Ascension Health PO Box 45998 St Louis MO 63145 311662309 National Health System MO Section 501(c)(3) Schedule A, Line 11a N/A St Vincent's Health System 810 St Vincents Drive Birmingham AL 35205 630931008 Health System Parent AL Section 501(c)(3) Schedule A, Line 11c Ascension Health American Sports Medicine Institute 2660 10th Avenue South No 505 Birmingham AL 35205 630952490 Sports Medicine AL Section 501(c)(3) Schedule A, Line 7 St Vincent's Health System Seton Property Corporation of North Alabama 810 St Vincents Drive Birmingham AL 35205 237326976 Real Estate AL Section 501(c)(2) St Vincent's Health System St Vincent's Birmingham 810 St Vincents Drive Birmingham AL 35205 630288864 Hospital AL Section 501(c)(3) Schedule A, Line 3 St Vincent's Health System St Vincent's Blount 150 Gilbreath Drive Oneonta AL 35121 630909073 Hospital AL Section 501(c)(3) Schedule A, Line 3 St Vincent's Health System St Vincent's East 50 Medical Park East Drive Birmingham AL 35235 630578923 Hospital AL Section 501(c)(3) Schedule A, Line 3 St Vincent's Health System Eastern Health Foundation 50 Medical Park East Drive Birmingham AL 35235 630909071 Fundraising AL Section 501(c)(3) Schedule A, Line 7 St Vincent's Health System Universal Health Services 810 St Vincents Drive Birmingham AL 35205 630932323 Physician group AL Section 501(c)(3) Schedule A, Line 3 St Vincent's Health System St Vincent Outpatient Surgery Services LLC 810 St Vincents Drive Birmingham AL 35205 200708162 Outpatient Surgery AL N/A Choctaw Investment Company Inc PO Box 968 Birmingham AL 35201 631276435 Real Estate AL N/A Limestone Land Company Inc PO Box 968 Birmingham AL 35201 631281739 Real Estate AL N/A St Vincent's Sleep Disorder Center LLC 810 St Vincents Drive Birmingham AL 35202 631282288 Healthcare AL N/A Vincentian Ventures of North Alabama Inc 810 St Vincents Drive Birmingham AL 35205 630965456 Misc Healthcare Services AL N/A C Ascension Ventures Corporation 810 St Vincents Drive Birmingham AL 35205 631217059 Misc Healthcare Services AL N/A C Eastside Ventures 810 St Vincents Drive Birmingham AL 35205 630846221 Misc Healthcare Services AL N/A C 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 St Vincent's Birmingham B 1573589 St Vincent's Birmingham B 306647 St Vincent's Health System O 78354