2011-05-13T14:32:32-05:00 2010-06-30 ERNST & YOUNG US LLP 75 BEATTIE PLACE SUITE 800 GREENVILLE SC 29601 990 2009-07-01 593238636 H LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE FOUNDATION INC HLEE 8137454673 12902 MAGNOLIA DRIVE TAMPA FL 33612 Janene Culumber 8137451329 2011-05-13 8642425740 2009 2016-02-24 21:20:13Z JANENE CULUMBER 12902 MAGNOLIA DRIVE TAMPA FL 33612 42814841 0 X WWW.MOFFITT.ORG X 1994 FL TO RAISE, MAINTAIN AND HOLD FUNDS FOR THE BENEFIT OF H. LEE MOFFITT CC&RI, INC. AND ITS SUBS. 33 32 28 2 0 0 9462895 12227977 0 -3860990 2680906 -268040 -305955 5333865 14602928 15125577 11796130 0 3030828 2359150 425000 444000 2856936 2196692 1626701 20778097 16225981 -15444232 -1623053 80162314 83058488 6004309 5310186 74158005 77748302 THE PRIMARY EXEMPT PURPOSE OF H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. IS TO RAISE, MAINTAIN AND HOLD FUNDS WHICH ARE PRIMARILY USED FOR THE BENEFIT OF H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. AND ITS SUBSIDIARIES IN ACCORDANCE WITH RESTRICTIONS, IF ANY, IMPOSED BY DONORS. 0 0 11796130 11796130 H. LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE FOUNDATION, INC. ("MOFFITT FOUNDATION") WAS FOUNDED IN 1994 WITH THE SOLE PURPOSE OF SUPPORTING RESEARCH, PATIENT CARE AND EDUCATION AT H. LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE, INC. (MOFFITT INSTITUTE). IT IS A TAX-EXEMPT CHARITABLE ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, AND IS AUTHORIZED TO ACCEPT CHARITABLE GIFTS ON BEHALF OF MOFFITT INSTITUTE. ALL CONTRIBUTIONS ARE TAX DEDUCTIBLE WITHIN THE LIMITS SET BY LAW. MOFFITT INSTITUTE HAS MADE A LASTING COMMITMENT TO THE PREVENTION AND CURE OF CANCER. AS PART OF THE NATIONAL CANCER INSTITUTE COMPREHENSIVE CANCER CENTER, MOFFITT TEAM MEMBERS WORK TIRELESSLY IN THE AREAS OF PATIENT CARE, RESEARCH AND EDUCATION TO CONSTANTLY ADVANCE IN OUR FIGHT AGAINST THE DISEASE. THIS COMPREHENSIVE DESIGNATION ELEVATES MOFFITT INTO AN ELITE GROUP OF CENTERS NATIONWIDE WHOSE SINGULAR FOCUS IS THE RAPID TRANSLATION OF RESEARCH DISCOVERIES TO DIRECTLY BENEFIT PEOPLE WITH CANCER. THE BENCH-TO-BEDSIDE RESEARCH AT MOFFITT CANCER CENTER SUPPORTS THIS MISSION BY USING LABORATORY ADVANCES TO IMPROVE PATIENT CARE.MOFFITT STRIVES TO DELIVER THE BEST INTERDISCIPLINARY CANCER CARE POSSIBLE. THE NOT-FOR-PROFIT CANCER CENTER INCLUDES PRIVATE PATIENT ROOMS, THE SOUTHEAST'S LARGEST BLOOD AND MARROW TRANSPLANTATION PROGRAM, OUTPATIENT TREATMENT PROGRAMS THAT RECORD MORE THAN 171,000 VISITS A YEAR AND THE H. LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE LIFETIME CANCER SCREENING CENTER, INC.THE 2003 OPENING OF THE VINCENT A. STABILE RESEARCH BUILDING AND THE MOFFITT CLINIC NEARLY DOUBLED THE EXISTING RESEARCH AND OUTPATIENT CLINICAL SPACE TO BETTER SERVE OUR PATIENTS.DONATIONS---------MOFFITT FOUNDATION SOLICITS AND WELCOMES FINANCIAL GIFTS FROM DONORS WHO WISH TO SUPPORT THE WORK OF THE CANCER CENTER. CHARITABLE GIFTS PROVIDE AN IMPORTANT SOURCE OF FUNDING FOR MOFFITT'S EFFORTS IN TREATING AND CURING CANCER. DONORS MAY RESTRICT THEIR GIFTS FOR USE IN A SPECIFIC AREA OF CANCER RESEARCH, PATIENT CARE OR COMMUNITY EDUCATION. GIFTS ALSO MAY BE DIRECTED FOR USE IN AN AREA OF GREATEST NEED.WHERE THE MONEY GOES--------------------IN FISCAL YEAR 2010, MOFFITT FOUNDATION DISTRIBUTED MONEY FOR THE FOLLOWING PURPOSES:EQUIPMENT:DAVINCI ROBOTIC $1,650,000DIGITAL MAMMOGRAPY $369,750MINOR EQUIPMENT $320,887SUPPORT:COMPREHENSIVE MELANOMA RESEARCH CENTER $3,285,216RESEARCH LAB SUPPORT $2,779,079RESEARCH SALARIES $1,465,308MAGNOLIA LODGING PROGRAM $399,252RESEARCH SUPPLIES $350,146EDUCATION AND OUTREACH $291,851SURVIVORSHIP PROGRAM $253,852INTEGRATIVE/ARTS MEDICINE $212,551PATIENT CARE $147,705OTHER $140,723BIOMEDICAL LIBRARY $127,810CHARITABLE CONTRIBUTION $2,000TOTAL $11,796,130 11796130 1 1 0 0 0 0 0 0 1 1 0 1 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 50 0 28 1 0 1 OC 0 0 0 0 0 0 0 33 32 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X JANENE CULUMBER 8137451329 12902 MAGNOLIA DRIVE TAMPA FL 33612 EDWARD C DROSTE 1.00 X X 0 0 0 WILLIAM F POE JR 1.00 X X 0 0 0 JOSEPH CABALLERO 1.00 X X 0 0 0 KIERSTEN L ALLEN 1.00 X 0 0 0 ALFRED S AUSTIN 1.00 X 0 0 0 SUZETTE BERKMAN 1.00 X 0 0 0 THILO BEST 1.00 X 0 0 0 G ROBERT BLANCHARD 1.00 X 0 0 0 RONALD J CAMPBELL 1.00 X 0 0 0 THE HONORABLE MONTEREY CAMPBELL 1.00 X 0 0 0 JOE B COX 1.00 X 0 0 0 EILEEN SENA CURD 1.00 X 0 0 0 REBECCA WALTER DUNN 1.00 X 0 0 0 S KATHERINE FRASIER 1.00 X 0 0 0 RICHARD GONZMART 1.00 X 0 0 0 THE HONORABLE DICK A GRECO 1.00 X 0 0 0 SHAY GRIESE 1.00 X 0 0 0 TIMM HARMON 1.00 X 0 0 0 BENJAMIN H HILL III ESQ 1.00 X 0 0 0 KEN L HOVERMAN 1.00 X 0 0 0 PETER T KIRKWOOD ESQ 1.00 X 0 0 0 JOHN KYNES 1.00 X 0 0 0 STEVEN MATZKIN DDS 1.00 X 0 0 0 COL JOHN W MITCHELL SR 1.00 X 0 0 0 THE HONORABLE H LEE MOFFITT 1.00 X 0 0 0 JIM U MORRISON 1.00 X 0 0 0 CAROL MORSANI 1.00 X 0 0 0 PAMELA MUMA 1.00 X 0 0 0 BARBARA RYALS 1.00 X 0 0 0 PATRICK SOBERS 1.00 X 0 0 0 JACK F SPANGLER 1.00 X 0 0 0 DON WALLACE 1.00 X 0 0 0 JULIE WOOLEY 1.00 X 0 0 0 WILLIAM S DALTON MD 40.00 X 0 1032396 40756 LOUIS D DE LA PARTE 40.00 X 0 385088 39756 JOHN A KOLOSKY 40.00 X 0 667836 47071 NICOLAS C PORTER 40.00 X 0 487527 54177 JANENE J CULUMBER 40.00 X 0 289872 32816 LAWRENCE FEDER 40.00 X 201021 187147 34301 DEAN R HEAD 40.00 X 0 156210 19169 MARK F HULSE 40.00 X 0 197311 5136 YVETTE M LYONS TREMONTI 40.00 X 0 249143 29459 SUSAN STERN 40.00 X 149716 0 18416 W J WILSON 40.00 X 0 234346 24634 LEAH CACELLA 40.00 X 109703 0 16817 CYNTHIA MCGIRK 40.00 X 100906 0 10732 561346 3886876 373240 4 0 1 0 0 1635481 10592496 12227977 2039937 2039937 28218745 27577776 640969 640969 640969 328182 1635481 634137 -305955 -305955 14602928 0 0 2374951 11796130 11796130 243783 60946 182837 1651079 602387 1048692 103947 37925 66022 227463 82989 144474 132878 48480 84398 10272 10272 6418 6418 444000 444000 279754 279754 7338 7338 5242 5242 220134 128834 91300 37741 37741 270259 133845 136414 54418 5442 48976 97245 64441 32804 FUNDRAISING EXPENSES 230807 230807 BAD DEBT EXPENSE 194683 194683 PURCHASED SERVICES 159384 57403 101981 DUES AND SUBSCRIPTIONS 29096 2910 26186 CATERING/FOOD 11980 1198 10782 11930 11930 16225981 11796130 1572915 2856936 531389 481551 13758915 10414824 13618 24576 516766 356008 210862 160758 64571482 70337133 1076048 1639646 80162314 83058488 208432 408432 5795877 4901754 6004309 5310186 X 20632613 25670779 42704787 39608806 10820605 12468717 74158005 77748302 80162314 83058488 X 0 1 1 X 0 X 17797538 29135633 16055467 9462895 12227977 84679510 17797538 29135633 16055467 9462895 12227977 84679510 22653068 62026442 1125605 2175282 2088744 2180306 2039937 9609874 94289384 3621368 0.65780 0.68310 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 9767019 1648112 786983 71387 12130727 10741370 264146 -1183648 54849 9767019 1.00000 1 0 330262 177032 153230 186504 178976 7528 160758 DUE TO RELATED ORGANIZATIONS 4207475 CHARITABLE GIFT ANNUITIES 694279 4901754 Part V, Line 4: Description of Intended Use of Endowment Funds: MOFFITT FOUNDATION ENDOWMENT FUNDS PROVIDE FOR CURRENT AND FUTURE FUNDING NEEDS RELATED TO THE OPERATIONS OF MOFFITT INSTITUTE. Part X: Description of Uncertain Tax Positions Under FIN 48: THE CANCER CENTER RECOGNIZES UNCERTAIN TAX POSITIONS WHEN IT IS MORE LIKELY THAN NOT (I.E., GREATER THAN 50% LIKELIHOOD OF RECEIVING BENEFIT) AND RECORDS THESE BENEFITS AT THE AMOUNT MOST LIKELY TO BE REALIZED ASSUMING A REVIEW BY TAX AUTHORITIES HAVING ALL RELEVANT INFORMATION AND APPLYING CURRENT CONVENTIONS. THE CANCER CENTER HAS NO SIGNIFICANT UNRECOGNIZED TAX BENEFITS AND DOES NOT BELIEVE THAT THERE WILL BE ANY MATERIAL CHANGES IN THE CANCER CENTER'S UNRECOGNIZED TAX POSITION OVER THE NEXT 12 MONTHS. PART V: A CORRECTION, RECLASSIFYING AN AMOUNT FROM CONTRIBUTIONS TO INVESTMENT EARNINGS OR LOSSES, WAS MADE TO PRIOR YEAR. THE RECLASSIFICATION DOES NOT CHANGE THE ENDING BALANCE OF PRIOR YEAR AND THEREFORE HAS NO EFFECT ON CURRENT YEAR. X X X X X X 1 IDC LTD TELEPHONE SOLICITATION 0 650418 300000 350418 GRIZZARD INC MAIL SOLICITATION 0 516701 144000 372701 1167119 444000 723119 FL THE MAGNOLIA BALL 1320180 1146054 174126 78982 55051 209616 42088 PHILANTHROPY DINNER 413916 315915 98001 20282 75640 16200 48549 4 229566 173511 56055 4295 26381 32348 0 24705 1963662 1635480 328182 4295 125645 163039 225816 115342 634137 -305955 1 H LEE MOFFITT CC&RI HOSPITAL INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238634 501(c)(3) 760333 2109387 FMV EQUIPMENT AND FURNITURE PHILANTHROPIC DISTRIBUTIONS H LEE MOFFITT CC&RI INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 592451713 501(c)(3) 8445661 380141 FMV EQUIPMENT PHILANTHROPIC DISTRIBUTIONS H LEE MOFFITT CC&RI LIFETIME CSC INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238640 501(c)(3) 98608 PHILANTHROPIC DISTRIBUTIONS 3 0 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: PHILANTHROPIC DISTRIBUTIONS FOLLOW A WRITTEN POLICY AND MUST BE IN COMPLIANCE WITH DONOR INTENT AS WELL AS THE MISSION OF THE CANCER CENTER. X X 0 1 X X X X X 1 0 0 0 0 0 0 0 0 WILLIAM S DALTON MD 0 894794 0 0 0 137602 0 25603 0 23102 0 1081101 0 0 LOUIS D DE LA PARTE 0 383304 0 0 0 1784 0 25603 0 16522 0 427213 0 0 JOHN A KOLOSKY 0 518538 0 0 0 149298 0 25603 0 27641 0 721080 0 0 NICOLAS C PORTER 0 425486 0 0 0 62041 0 25603 0 32492 0 545622 0 0 JANENE J CULUMBER 0 273308 0 0 0 16564 0 19600 0 17584 0 327056 0 0 LAWRENCE FEDER 159710 73 3132 0 38179 187074 15218 285 11917 8647 228156 196079 0 0 DEAN R HEAD 0 154245 0 1965 0 0 0 12649 0 9354 0 178213 0 0 MARK F HULSE 0 134073 0 37120 0 26118 0 1327 0 5716 0 204354 0 0 YVETTE M LYONS TREMONTI 0 230149 0 0 0 18994 0 19549 0 18588 0 287280 0 0 SUSAN STERN 143367 0 0 0 6349 0 9751 0 12017 0 171484 0 0 0 W J WILSON 0 224904 0 0 0 9442 0 18114 0 11046 0 263506 0 0 Part I, Line 1b PAYMENTS MADE FOR HEALTH OR SOCIAL CLUB DUES, INITIATION FEES OR PERSONAL SERVICES ARE APPROVED BY THE JOINT EXECUTIVE COMPENSATION AND BENEFITS COMMITTEE (JEC&BC). PAYMENTS ARE A FIXED AMOUNT BASED ON JOB CLASSIFICATION AND IS DOCUMENTED IN MINUTES OF THE COMMITTEE AND REPORTED BACK TO THE BOARD. Part I, Line 4a THE CALENDAR YEAR TAXABLE WAGE AMOUNT INCLUDES A SEVERENCE PAYMENT TO LARY FEDER FOR $160,993.28. X 1 0 Appraisal By Expert 0 0 1 1 Third Party Use: Part I, Line 32b: A REAL ESTATE AGENT WAS HIRED TO MARKET AND SELL THE DONATED COMMERCIAL PROPERTY. Non Reporting of Revenue: Part I, Line 33: THE COMMERCIAL PROPERTY WAS DONATED AS A PLEDGE PAYMENT FOR A PLEDGE THAT WAS RECORDED IN A PREVIOUS FISCAL YEAR; THEREFORE, NO REVENUE WAS RECOGNIZED IN THE CURRENT FISCAL YEAR RELATED TO THE DONATION. Form 990, Part VI, Section B, line 11 PRIOR TO PROVIDING FORM 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, T0 THE FOUNDATION BOARD OF DIRECTORS FOR REVIEW, THE CHIEF FINANCIAL OFFICER REVIEWS THE RETURN. SUGGESTED COMMENTS OR CHANGES ARE DISCUSSED AND ANY NECESSARY CORRECTIONS ARE MADE. PRIOR TO ELECTRONICALLY FILING FORM 990, MOFFITT FOUNDATION PROVIDES A COPY OF THE RETURN TO THE GOVERNING BODY, GIVING EACH BOARD MEMBER TIME TO REVIEW THE RETURN. BOARD MEMBERS HAVE THE OPPORTUNITY TO ASK QUESTIONS RELATED TO THE INFORMATION PROVIDED ON THE RETURN. Form 990, Part VI, Section B, line 12c ON AN ANNUAL BASIS A PRESENTATION IS MADE TO FOUNDATION BOARD MEMBERS TO REVIEW THE CONFLICT OF INTEREST POLICY AND PROCEDURES FOR DISCLOSING ANY POTENTIAL CONFLICTS. EACH DIRECTOR, OFFICER, COMMITTEE MEMBER, AND KEY EMPLOYEE SHALL COMPLETE A CONFLICT OF INTEREST DISCLOSURE FORM ATTACHED TO THE POLICY. ANY DIRECTOR, OFFICER, COMMITTEE MEMBER, OR KEY EMPLOYEE WHO REASONABLY BELIEVES THAT HE OR SHE MAY HAVE AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST MUST DISCLOSE THE EXISTENCE OF AND THE MATERIAL FACTS OF THE NATURE OF HIS/HER INTEREST ON THE FORM. THE FORM IS SUBMITTED TO THE CORPORATE COMPLIANCE OFFICE, WHICH REVIEWS THE FORMS, GATHERS ADDITIONAL RELEVANT INFORMATION WHERE NECESSARY, AND PREPARES A SUMMARY OF THE DISCLOSURES TO BE REVIEWED BY THE CONFLICT OF INTERST WORK GROUP. IF A DIRECTOR OR COMMITTEE MEMBER DISCLOSES THAT HE/SHE HAS A POTENTIAL CONFLICT OF INTEREST AT A BOARD OR COMMITTEE MEETING, SUCH DIRECTOR OR COMMITTEE MEMBER MUST DISCLOSE THE NATURE OF THE INTEREST AND ANY RELATED INFORMATION AND RESPOND TO QUESTIONS AS MAY BE REQUIRED BY THE REMAINING MEMBERS. BASED ON THE INFORMATION DISCLOSED, THE REMAINING BOARD MEMBERS WILL DETERMINE WHETHER A CONFLICT OF INTEREST EXISTS. IF A CONFLICT EXISTS THE BOARD OR COMMITTEE SHALL DETERMINE WHETHER AN ALTERNATIVE TRANSACTION OR ARRANGEMENT THAT WOULD NOT GIVE RISE TO A CONFLICT IS EQUALLY ADVANTAGEOUS. IF AN ALTERNATIVE TRANSACTION IS NOT EQUALLY ADVANTAGEOUS THE DIRECTOR OR COMMITTEE MEMBER WHO IS THE SUBJECT OF THE CONFLICT SHALL NOT VOTE ON, NOR USE HIS/HER PERSONAL INFLUENCE ON, NOR PARTICIPATE IN DISCUSSIONS OR DELIBERATIONS WITH RESPECT TO THE TRANSACTION. Form 990, Part VI, Section B, line 15 MOFFITT'S BOARD OF DIRECTORS HAS AN ESTABLISHED SUB-COMMITTEE, THE JOINT EXECUTIVE COMPENSATION & BENEFITS COMMITTEE (JEC&BC) THAT IS MADE UP ENTIRELY OF INDEPENDENT, OUTSIDE DIRECTORS. THIS COMMITTEE IS CHARGED WITH THE OVERSIGHT OF THE PERFORMANCE AND COMPENSATION OF MOFFITT EXECUTIVES AND DISQUALIFIED PERSONS. THESE POSITIONS INCLUDE THE CEO, EXECUTIVE VICE PRESIDENTS, SENIOR VICE PRESIDENTS, VICE PRESIDENTS AND DEPARTMENT CHAIRPERSONS. TO ACCOMPLISH ITS MISSION, THE COMMITTEE CAN AS NEEDED AND DOES AT ITS DISCRETION, ENGAGE OUTSIDE INDEPENDENT, OUTSIDE ADVISORS INCLUDING, BUT NOT LIMITED TO ATTORNEYS AND COMPENSATION CONSULTANTS. ON AN ANNUAL BASIS THE JEC&BC ENGAGES A NATIONALLY KNOWN, THIRD PARTY CONSULTING FIRM TO PROVIDE A DETAILED STUDY OF THE CASH COMPENSATION FOR EACH EXECUTIVE, DISQUALIFIED PERSON AND INDIVIDUAL IN KEY POSITIONS. THE CONSULTANT USES A VARIETY OF PUBLISHED SURVEYS COMPILED BY INDEPENDENT FIRMS TO PROVIDE THE SOURCE DATA FOR THE STUDY. USING FUNCTIONALLY COMPARABLE POSITIONS IN OTHER SIMILARLY SIZED, NOT-FOR-PROFIT AND FOR-PROFIT HEALTHCARE, ACADEMIC AND RESEARCH ORGANIZATIONS, THE CONSULTING FIRM PRODUCES A STUDY THAT COMPARES EACH DESIGNATED MOFFITT POSITION TO ITS APPROPRIATE MARKET EQUIVALENT. THE RESULTING DATA IS PROVIDED TO THE DIRECTOR OF COMPENSATION, WHO IS NOT INCLUDED IN THE EXECUTIVE OR DISQUALIFIED PERSON CATEGORIES, FOR USE IN THE FORMULATION OF RECOMMENDATIONS FOR COMPENSATION CHANGES TO MAINTAIN MARKET COMPETITIVENESS OR TO REWARD PERFORMANCE. THESE RECOMMENDATIONS ALONG WITH THE CONSULTANT'S COMPARABILITY DATA ARE PRESENTED TO THE JEC&BC FOR IT TO CONFIRM ITS REASONABLENESS, MAKE MODIFICATIONS AS IT DEEMS NECESSARY AND PROVIDE FINAL APPROVAL. EVERY THIRD YEAR THE INDEPENDENT CONSULTANT ANALYZES THE TOTAL EXECUTIVE COMPENSATION PROGRAM, USING THE SAME METHODOLOGY AS DESCRIBED ABOVE, THAT INCLUDEDS THE VALUE OF ALL BENEFITS AND PREREQUISITES (CASH AND NON-CASH) PROVIDED AS COMPENSATION TO THE EXECUTIVES AND DISQUALIFIED PERSONS. THE PURPOSE OF THE ANALYSIS IS TO PROVIDE AN OPINION ON THE REASONABLENESS OF EACH OF THE INDIVIDUAL COMPENSATION COMPONENTS AND THE AGGREGATE COMPENSATION TOTAL. THIS MORE COMPREHENSIVE ANALYSIS IS PROVIDED TO THE JEC&BC FOR THEIR USE IN THE ANNUAL REVIEW PROCESS. MINUTES ARE KEPT AT EACH OF THESE ANNUAL MEETINGS DETAILING THE RECOMMENDATIONS PRESENTED AND THE DECISIONS MADE BY THE COMMITTEE. THESE MINUTES ARE PUBLISHED TO THE COMMITTEE AT THE NEXT MEETING AND REPORTED BACK TO THE FULL BOARD. Form 990, Part VI, Section C, line 19 MOFFITT FOUNDATION MAKES AVAILABLE TO THE PUBLIC THROUGH THIRD PARTY VENDORS' WEBSITES, ITS FORM 990 AND AUDITED FINANCIAL STATEMENTS. FORM 990 IS MADE AVAILABLE ON GUIDESTAR WHILE THE AUDITED FINANCIAL STATEMENTS ARE MADE AVAILABLE ON DACBOND. ALL ORGANIZING AND GOVERNING DOCUMENTS SUCH AS FORM 1023, CONFLICTS OF INTEREST POLICY, AND BYLAWS AS WELL AS FORM 990 AND AUDITED FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST. FORM 990, Part I Line 4 and Part VI Section A Line 1B: DURING THE FISCAL YEAR ENDING JUNE 30, 2010 H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC., A RELATED ENTITY AND PARENT ORGANIZATION, BECAME AWARE THAT A BOARD MEMBER WHO IS ALSO A MEMBER OF THE FOUNDATION BOARD, PERIODICALLY USED A PORTION OF SPACE RENTED BY THE RESEARCH ENTITY. THE CANCER CENTER BECAME AWARE OF THE USE WHEN MR. MOFFITT COMPLETED A CONFLICT OF INTEREST QUESTIONNAIRE. THE RELATED ENTITY CONFIRMED THAT RENT INADVERTENTLY WAS NOT CHARGED TO MR. MOFFITT. MR. MOFFITT AND THE RELATED ENTITY CORRECTED THE EXCESS BENEFIT TRANSACTION IN ACCORDANCE WITH CODE SECTION 4958 AND 4962 WITHIN 30 DAYS. Form 990, Part V, Line 4b: MOFFITT FOUNDATION WORKS WITH INVESTMENT BROKERS TO MANAGE SOME OF MOFFITT'S FUNDS. SEVERAL FUNDS ARE INVESTED IN INTERNATIONAL POOLED EQUITY ACCOUNTS AND OTHER FOREIGN EQUITY INVESTMENT ACCOUNTS. IN WORKING TO OBTAIN INFORMATION FOR THE FOREIGN BANK ACCOUNT REPORTING OUR BROKERS WERE UNABLE TO PROVIDE PHYSICAL ADDRESSES FOR THESE INTERNATIONAL FUNDS OUTSIDE THE U.S. THESE FUNDS ARE MANAGED THROUGH INTERMEDIARIES WITHIN THE U.S. Form 990, Part VII, Section A, Line 1a: EMPLOYEES WHO ARE LISTED ON MOFFITT FOUNDATION'S 2009 FORM 990 ARE EMPLOYEES WHOSE 2009 W-2'S WERE ISSUED BY MOFFITT INSTITUTE. AFTER SIGNIFICANT ANALYSIS A DETERMINATION WAS MADE THAT TO REPORT EMPLOYEES BY ENTITY RATHER THAN BY THE ORGANIATION WHICH ISSUED THE W-2'S IS A MORE CONSERVATIVE APPROACH SINCE KEY EMPLOYEES HAVE THE POTENTIAL OF BEING EXCLUDED DUE TO THE FACT THAT THESE EMPLOYEES ARE NOT KEY EMPLOYEES OF THE ENTITY THAT ISSUED THE W-2'S. PROCEDURES TO REPORT COMPENSATION OF THESE EMPLOYEES ON FORM 990 PART VII AND ON SCHEDULE J ARE IN ACCORDANCE WITH IRS INSTRUCTIONS FOR EACH RESPECTIVE SECTION. IN ADDITION, SEVERAL OFFICERS LISTED IN PART VII SECTION A ARE ALSO OFFICERS OF A RELATED ORGANIZATION AND THEIR HOURS ARE TRACKED AND SALARIES PAID BY A RELATED ORGANIZATION. THESE HOURS AND SALARIES ARE NOT SPECIFICALLY ALLOCATED BETWEEN THE ORGANIZATIONS FOR THESE OFFICERS SINCE THEIR DUTIES AND RESPONSIBILITIES IMPACT THE ORGANIZATION(S) AS A WHOLE. Form 990, Part VII, Section A, Line 1a: FOR TAX YEAR 2009 MOFFITT'S FOUNDATION EXECUTIVE COMMITTEE HELD AUTHORITY TO ACT ON THE GOVERNING BODY'S BEHALF. THE COMMITTEE CONSISTS OF FIVE VOTING MEMBERS. MOST OF THE FOUNDATION EXECUTIVE COMMITTEE'S MEMBERS ARE MEMBERS OF H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION'S GOVERNING BOARD. THE SCOPE OF THE COMMITTEE'S POWERS ARE AS FOLLOWS: THE COMMITTEE SHALL REVIEW THE BOARD OF DIRECTORS' ANNUAL PERFORMANCE EVALUATION AND SHALL HAVE AND MAY EXERCISE ALL POWERS OF THE BOARD EXCEPT THE POWER TO: (i) FILL VACANCIES ON THE BOARD OR ANY OTHER COMMITTEE THEREOF; (ii) AMEND EITHER THE ARTICLES OF INCORPORATION OR BYLAWS OF THE CORPORATION; (iii) ADOPT A PLAN OF MERGER, CONSOLIDATION, RECAPITALIZATION, OR OTHER FORMS OF REORGANIZATION; (iv) SELL, LEASE, EXCHANGE, OR OTHERWISE DISPOSE OF ALL OR SUBSTANTIALLY ALL OF THE PROPERTY AND ASSETS OF THE CORPORATION; (v) ADOPT A PLAN OF VOLUNTARY DISSOLUTION OF THE CORPORATION; OR (vi) EXERCISE ANY OTHER POWERS SPECIFICALLY RESERVED TO THE BOARD AS A WHOLE. THE COMMITTEE SHALL REPORT ITS ACTIONS TO THE BOARD AT THE BOARD'S NEXT REGULARLY SCHEDULED MEETING, WHICH SHALL BE DULY NOTED IN THE MINUTES OF THE PROCEEDINGS OF THE BOARD. H LEE MOFFITT CC&RI HOSPITAL INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238634 PATIENT CARE FL 501(c)(3) 509(a)(1) N/A H LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 592451713 RESEARCH FL 501(c)(3) 509(a)(1) N/A H LEE MOFFITT CC&RI LIFETIME CANCER SCREENING CENTER INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238640 PRACTICE MANAGEMENT FL 501(c)(3) 509(a)(2) N/A MOFFITT TECHNOLOGIES CORPORATION 12902 MAGNOLIA DRIVE TAMPA FL 33612 300332914 TECHNOLOGY MANAGEMENT FL N/A C MOFFITT GENETICS CORPORATION 12902 MAGNOLIA DRIVE TAMPA FL 33612 208486180 DATABASE MANAGEMENT FL N/A C 0 1 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0