2011-05-13T08:33:09-07:00 2010-06-30 PricewaterhouseCoopers 125 High Street Boston MA 02110 990 2009-07-01 042103547 TRUSTEES OF BOSTON UNIVERSITY TRUS 6173532290 881 Commonwealth Avenue Fourth Floor Boston MA 022151303 Martin J Howard 6173532290 2011-05-13 1 Kaye Ferriter 6175304063 2011-05-13 2009 2016-02-24 21:20:13Z Robert A Brown President One Silber Way Boston MA 02215 2309438667 0 X http://www.bu.edu X 1869 MA See Schedule O 38 32 25405 2100 21443970 -699403 253022512 298113103 1463269957 1460454119 122710623 91052204 38611980 35806543 1877615072 1885425969 297364279 317662024 0 0 820368147 860284661 184706 139176 16636793 512775628 512317951 1630692760 1690403812 246922312 195022157 3749056711 3925721370 2062443112 2062464413 1686613599 1863256957 Boston University is an international, comprehensive, private research university, committed to educating students to be reflective, resourceful individuals ready to live, adapt, and lead in an interconnected world. Boston University is committed to generating new knowledge to benefit society. 0 0 1012877846 317662024 1004001784 See Schedule O, Part III, Line 4a. 224011002 40244081 224011002 Research - What sets Boston University apart as a research University is the breadth and depth of its research and the uniquely entrepreneurial spirit of its faculty. Researchers at BU are not afraid to cross disciplinary boundaries, as can be seen by strategic efforts to support interdisciplinary research and education in neuroscience, religion and world affairs, integrative biology, clean energy, sustainability and the environment, health care delivery, and global health to name a few. In each case, the emphasis is not on interdisciplinary for its own sake, but on using a multifaceted approach to solve the important and complex problems facing society today. 155595652 0 181327017 Auxiliaries - Auxiliary enterprises support the mission of Boston University by providing essential services to the campus community. They are enterprises in that they are generally self-supporting activities, recovering their costs through the fees or prices they charge for their goods and services. At Boston University, auxiliary enterprises are designed to deliver superior quality services that are expected by the students, faculty, staff and alumni. 128547967 0 51114316 Other program services consist of: libraries, academic services, student services, external programs, and others. 128547967 0 51114316 1521032467 1 1 0 1 0 0 1 0 1 1 0 1 1 1 1 1 0 1 1 0 0 1 1 1 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 1 1 1 0 0 1 2991 0 1 25405 1 1 1 1 AS BE BH EC EI FR GM HK IT JA NI NZ SP SZ TH TW UK ZA 0 0 0 1 1 0 0 0 1 38 32 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 MA X Gillian Emmons 6173532290 881 Commonwealth Avenue 4th Floor Boston MA 022151303 Terry L Andreas 3 X 0 0 0 John L Battaglino 3 X 0 0 0 Philip L Bullen 3 X 0 0 0 Frederick H Chicos 3 X 0 0 0 Richard D Cohen 3 X 0 0 0 Jonathan R Cole 3 X 0 0 0 David F D'Alessandro 3 X 0 0 0 Richard B DeWolfe 3 X 0 0 0 Patricia K Donahoe 3 X 0 0 0 Kenneth J Feld 3 X 0 0 0 Sidney J Feltenstein 3 X 0 0 0 Ronald G Garriques 3 X 0 0 0 Richard C Godfrey 3 X 0 0 0 SungEun Han-Andersen 3 X 0 0 0 Bahaa R Hariri 3 X 0 0 0 Robert J Hildreth 3 X 0 0 0 John P Howe III 3 X 0 0 0 Stephen R Karp 3 X 0 0 0 Cleve L Killingsworth Jr 3 X 0 0 0 Elaine B Kirshenbaum 3 X 0 0 0 Robert A Knox 3 X 0 0 0 Andrew Lack 3 X 0 0 0 Eric S Lander 3 X 0 0 0 Alan M Leventhal 3 X 0 0 0 Wendy K Mariner 55 X 161933 0 15676 JoAnn McGrath 3 X 0 0 0 J Kenneth Menges Jr 3 X 0 0 0 Carla E Meyer 3 X 0 0 0 Peter T Paul 3 X 0 0 0 C A Lance Piccolo 3 X 0 0 0 Christine A Poon 3 X 0 0 0 Stuart W Pratt 3 X 0 0 0 Allen I Questrom 3 X 0 0 0 Richard D Reidy 3 X 0 0 0 Sharon G Ryan 3 X 0 0 0 Richard C Shipley 3 X 0 0 0 Hugo X Shong 3 X 0 0 0 Bippy M Siegal 3 X 0 0 0 Marshall M Sloane 3 X 0 0 0 Adam W Sweeting 55 X 0 0 0 Andrea L Taylor 3 X 0 0 0 Nina C Tassler 3 X 0 0 0 Peter D Weaver 3 X 0 0 0 Robert A Brown 55 X X 846215 0 296093 Martin J Howard 55 X 369028 0 78532 Todd L C Klipp 55 X 464787 0 51330 Joseph P Mercurio 55 X 686113 0 216124 David K Campbell 55 X 519108 0 182615 Karen H Antman MD 55 X 642519 0 24642 Jeffrey H Spiegel MD 55 X 1199192 0 43245 Timothy E Foster MD 55 X 1087144 0 43893 James M Becker MD 55 X 1002335 0 41650 William R Creevy MD 55 X 856416 0 43893 Tony Y Tannoury MD 55 X 813252 0 43178 Aram V Chobanian MD 40 X 344566 0 42208 Kenneth G Condon 0 X 584118 0 42793 9576726 0 1165872 1890 1 1 0 TURNER MCCARTHY A JOINT VENTURE Two Seaport Lane Boston MA 02210 General Contractor 6789389 WALSH BROTHERS INC 210 Commercial Street Boston MA 02109 General Contractor 5921276 ZVI CONSTRUCTION COMPANY LLC 131 Dummer Street Brookline MA 02446 General Contractor 4233742 EMBANET KNOWLEDGE GROUP 225 Sparks Avenue Toronto Ontario CA M2H 2S5 Information Technology Services 5835323 LSI EPI LLC CAMPUSONE 144 NORTH ROAD Suite 1000 Sudbury MA 01776 Information Technology Services 5256160 250 0 0 744927 0 204264927 93103249 13454376 298113103 Tuition and Fees 900099 1004001784 1004001784 0 0 Aux Sales & Services 900099 277713271 277713271 0 0 Non-Goverment Grants 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RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 1215104 0 0 1215104 0 SchC_P2B_S00_L01 Schedule C, Part II-B, Line 1 The University did not participate or intervene in any political campaigns. The majority of the amount reported represents payments to a consultant who acts as the University's Washington, D.C., representative, monitoring proposed and enacted legislation and other governmental developments of interest to and/or affecting the University. In addition, the consultant is a development advisor, a govermental relations and public relations coordinator, and serves as a liaison between the University and various governmental officials. The University also has one staff member who has responsibility for monitoring legislation and governmental developments of interest and and/or affecting the University on the state level. The University files semiannual reports with the Commonwealth of Massachusetts detailing these activities and expenses. It is possible that other individuals may have spent an insubstantial portion of their time on legislative matters of direct concern to higher education and may have incurred insubstantial expenses for postage and/or supplies. Boston University pays dues to various membership organizations in an effort to stay current on a wide variety of academic and administrative topics. The possibility exists that one or more of these membership organizations conduct lobbying activities on behalf of their members. However, Boston University does not directly participate in these lobbying activities. 0 0 X X X X education 1 869769410 22384929 105788254 10134298 14942542 4976140 967889613 1085438014 9436757 -196408297 9992733 13452024 5252307 869769410 0.3803 0.3072 0.3125 0 0 13683199 53128041 66811240 123685753 2118952603 643543480 1599094876 25693743 44416743 36805882 33304604 1157652 426110489 320393099 106875042 0 152400222 114622669 37777553 1843863315 0 0 Marketable Alternatives 195427870 F Non-Marketable Alternatives 224106223 F Real Assets 382069347 F Residual Asset Note 38456676 F 840060116 0 Annuities Payable 16186652 Minority Interest 97170773 Discounted note obligation 38456676 Capital Lease Obligation 84691698 236505799 SchD_P03_S00_L01 Schedule D, Part III, Line 1 1A, The University's collections, which were acquired through purchase and contributions since the University's inception, are not recognized as assets on the Statement of Financial Position. Purchases of collection items are recorded as decreases in unrestricted net assets on the Statement in the year in which the items are acquired or as released from temporarily restricted net assets if the assets used to purchase the items had been restricted by donors. Contributed collection items are not reflected in the financial statements. Proceeds from deaccessions or insurance recoveries are reflected as increases in the appropriate net asset classes. SchD_P03_S00_L04 Schedule D, Part III, Line 4 The University's collections are made up of artifacts of historical significance, scientific specimens, and art objects that are held for educational, research, scientific, and curatorial purposes. Each of the items is cataloged, preserved, and cared for, and activities verifying their existence and assessing their condition are performed regularly. The collections are subject to a policy that requires proceeds from dispositions to be used to acquire other items for collections. SchD_P05_S00_L04 Schedule D, Part V, Line 4 The Endowment Fund provides the University with the flexibility and freedom to embark on new disciplines, to hire additional faculty, and to build or update facilities. It ensures regular funding levels for University departments, programs, and scholarships, and helps stem rises in tuition by supporting University operations that are otherwise paid for with student tuition and fees. SchD_P10_S00_L00 Schedule D, Part X The University's financial statements did not report a liability for uncertain tax positions under FIN 48. 1 1 1 Boston University publicizes its racially nondiscriminatory policy towards students when soliciting students through the news media and during registration. A full statement of Boston University's racially nondiscriminatory policy is provided in Schedule O. 1 1 1 1 0 0 0 0 0 0 0 0 1 0 Boston University receives funding from various federal and state governmental agencies in support of the University's educational and research mission. 1 1 Central America and the Caribbean 8 Program Services Research 0 Central America and the Caribbean 2 Program Services Study Abroad 0 Central America and the Caribbean Investments 0 Central America and the Caribbean Speaking at Seminars or Conferences 0 East Asia and the Pacific Fundraising 0 East Asia and the Pacific Speaking at Seminars or Conferences 0 East Asia and the Pacific Grantmaking 0 East Asia and the Pacific 2 Program Services Public Health Projects 0 East Asia and the Pacific 5 37 Program Services Study Abroad 0 Europe (including Iceland and Greenland) Speaking at Seminars or Conferences 0 Europe (including Iceland and Greenland) 1 1 Fundraising 0 Europe (including Iceland and Greenland) Grantmaking 0 Europe (including Iceland and Greenland) Investments 0 Europe (including Iceland and Greenland) 1 1 Program Services Research 0 Europe (including Iceland and Greenland) 10 252 Program Services Study Abroad 0 Middle East and North Africa Fundraising 0 Middle East and North Africa 1 1 Program Services Public Health Project 0 Middle East and North Africa Speaking at Seminars or Conferences 0 North America (including Canada and Mexico, but not the United States) Speaking at Seminars or Conferences 0 North America (including Canada and Mexico, but not the United States) Grantmaking 0 North America (including Canada and Mexico, but not the United States) Investments 0 North America (including Canada and Mexico, but not the United States) 1 Program Services Research 0 North America (including Canada and Mexico, but not the United States) 1 Program Services Study Abroad 0 Russia and the newly independent States Speaking at Seminars or Conferences 0 South America Speaking at Seminars or Conferences 0 South America Grantmaking 0 South America 9 Program Services Study Abroad 0 South Asia Speaking at Seminars or Conferences 0 South Asia Fundraising 0 South Asia Grantmaking 0 South Asia 1 Program Services Public Health Projects 0 Sub-Saharan Africa Speaking at Seminars or Conferences 0 Sub-Saharan Africa Grantmaking 0 Sub-Saharan Africa 6 50 Program Services Public Health Projects 0 Sub-Saharan Africa 2 Program Services Research 0 Sub-Saharan Africa 20 Program Services Study Abroad 0 24 388 0 East Asia and the Pacific Research 26579 Check East Asia and the Pacific Research 8747 Check East Asia and the Pacific Research 77184 Check Europe (including Iceland and Greenland) Research 161685 Check Europe (including Iceland and Greenland) Research 10704 Check Europe (including Iceland and Greenland) Research 140000 Check Europe (including Iceland and Greenland) Research 104858 Check Europe (including Iceland and Greenland) Research 8636 Check Europe (including Iceland and Greenland) Research 11790 Check Europe (including Iceland and Greenland) Research 49950 Check Europe (including Iceland and Greenland) Research 74500 Check Europe (including Iceland and Greenland) Europe 44809 Check Europe (including Iceland and Greenland) Research 7952 Check Europe (including Iceland and Greenland) Research 40264 Check Europe (including Iceland and Greenland) Research 72547 Check North America (including Canada and Mexico, but not the United States) Research 77373 Check North America (including Canada and Mexico, but not the United States) Research 69977 Check North America (including Canada and Mexico, but not the United States) Research 251227 Check South America Research 18045 Check South America Research 333721 Check Sub-Saharan Africa Research 16938 Check Sub-Saharan Africa Research 61129 Check Sub-Saharan Africa Research 18659 Check Sub-Saharan Africa Research 40230 Check Sub-Saharan Africa Research 112266 Check 21 4 SchF_P01_S00_L01 Schedule F, Part I, Line 1 Schedule F, Part I, Column (F) The Univesity does not currently track foreign expenditures for each program separately. Therefore, pursuant to IRS guidance, disclosure in this column is not required in the current year. SchF_P01_S00_L02 Schedule F, Part I, Line 2 The University assigns responsibility for monitoring the use of grant funds outside of the United States to the Office of Post Award Financial Operations. This Office monitors all grant making activity including all applicable compliance regulations. Expenses are accounted for on an accrual basis. 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TX 77251 741109620 501(c)3 101403 RESEARCH BRENTWOOD BIOMEDICAL RESEARCH INSTITUTE 11301 WILSHIRE BLVD BLDG 114 ROOM 218 LOS ANGELES CA 90025 954183712 501(c)3 97833 RESEARCH UNIVERSITY OF CALIFORNIA SANTA BARBARA 3227 CHEADLE HALL OFFICE OF RESEARCH SANTA BARBARA CA 93106 956006145 State of CA 96418 RESEARCH BOSTON HOUSING AUTHORITY 52 CHAUNCEY STREET FINANCES AND ACCOUNTS BOSTON MA 02111 046001907 City of Boston 92564 RESEARCH UNIVERSITY OF SOUTHERN CALIFORNIA 3500 SOUTH FIGUEROA ST SUITE 102 LOS ANGELES CA 90089 951642394 501(c)3 88527 RESEARCH MATTEK CORPORATION 200 HOMER AVE ASHLAND MA 01721 042877744 NA 87886 RESEARCH VIRGINA COMMONWEALTH UNIVERSITY GRANT and CONTRACT ACCOUNTING BOX 843039 RICHMOND VA 23284 546001758 Comm of VA 85940 RESEARCH FRAUNHOFER USA HEADQUARTERS 46025 PORT STREET ATTN KATHRYN BEVINGTON PLYMOUTH MI 48170 383203030 501(c)3 83237 RESEARCH JOHNS HOPKINS UNIVERSITY 733 NORTH BROADWAY SUITE 117 SOM RESEARCH ADMINISTRATION BALTIMORE MD 21205 520595110 501(c)3 82928 RESEARCH MCLEAN HOSPITAL RESEARCH FINANCE BANK OF AMERICAN NA PO BOX 3951 BOSTON MA 02241 042697981 501(c)3 79896 RESEARCH BALL STATE UNIVERSITY 2099 WEST RIVERSIDE AVE CONTRACTS AND GRANTS RESEARCH HOUSE MUNCIE IN 47306 356024566 State of IN 78103 RESEARCH UNIVERSITY OF NEW MEXICO SPONSORED PROJECT ACCNTING MSC SPA PO BOX 30001 LAS CRUCES NM 88003 856000642 State of NM 77901 RESEARCH CORNELL UNIVERSITY SPONSORED FINANCIAL SERVICES PO BOX 22 ITHACA NY 14851 150532082 501(c)3 77661 RESEARCH JUSTICE RESOURCE INSTITUTE JRI 545 BOYLSTON STREET SUITE 700 BOSTON MA 02116 042526357 501(c)3 76648 RESEARCH UNIVERSITY OF KENTUCKY RESEARCH FOUNDATI OFFICE OF SPONSORED PROJECTS ADMIN 109 KINKEAD HALL LEXINGTON KY 40506 616033693 State of KY 76430 RESEARCH DANA FARBER CANCER INSTITUTE DEPARTMENT OF PEDIATRIC ONCOLOGY 44 BINNEY STREET BOSTON MA 02115 042263040 501(c)3 74081 RESEARCH MONTEFIORE MEDICAL CENTER DEPT OF EMERGENCY MEDICINE 111 EAST 210TH STREET BRONX NY 10467 131740114 501(c)3 73900 RESEARCH MARINE BIOLOGICAL LABORATORY 7 MBL STREET ATTNPETER FALCO WOODS HOLE MA 02543 042104690 501(c)3 73351 RESEARCH SMITHSONIAN ASTROPHYSICAL OBSERVATORY 60 GARDEN ST MAIL STOP 23 CAMBRIDGE MA 02138 530206027 501(c)3 73001 RESEARCH HEBREW REHABILITATION CENTER INSTITUTE FOR AGING RESEARCH 1200 CENTRE STREET BOSTON MA 02131 042104298 501(c)3 69472 RESEARCH WESTERN INST FOR BIOMEDICAL RESEARCH 500 FOOTHILL DR PO BOX 58719 SALT LAKE CITY UT 84158 870470748 501(c)3 68884 RESEARCH BOSTON PUBLIC HEALTH COMMISSION AIDS PROGRAM 1010 MASSACHUSETTS AVE BOSTON MA 02118 043316655 501(c)3 67805 RESEARCH BROWN UNIVERSITY 164 ANGEL STREET OFFICE OF SPONSORED PROGRAM PROVIDENCE RI 02912 050258809 501(c)3 66127 RESEARCH HOWARD UNIVERSITY COMPTROLLERS OFFICE ROOM 336 2244 10TH STREET NW WASHINGTON DC 20059 530204707 501(c)3 62436 RESEARCH THE RESEARCH FOUNDATION OF SUNY 450 CLARKSON AVE DOWNSTATE MEDICAL CENTER BROOKLYN NY 11203 131988190 501(c)3 62334 RESEARCH GEORGETOWN UNIVERSITY OFFICE OF SPONSORED ACCOUNTING 37TH and O STREETS NW WASHINGTON DC 20057 530196603 501(c)3 62211 RESEARCH BIOMEDICAL RES INSTITUTE OF NEW MEXICO 1501 SAN PEDRO SE 151 BLDG 14 ALBUQUERQUE NM 87108 850374063 501(c)3 61959 RESEARCH ATLANTIC HEALTH HOSPITAL CORPORATION 475 SOUTH STREET ATTNJUDITH MENDEZ MORRISTOWN NJ 07960 521958352 501(c)3 60916 RESEARCH SCRIPPS RESEACH INSTITUTE 10550 NORTH TORREY PINES RD OFFICE OF SPONSORED PROGRAMS LA JOLLA CA 92037 330435954 501(c)3 60131 RESEARCH GEORGE MASON UNIVERSITY 4400 UNIVERSITY DRIVE MSN 4C6 OFFICE OF SPONORED PROJECTS FIARFAX VA 22030 541603842 501(c)3 59130 RESEARCH UNIVERSITY OF MIAMI 1120 NW 14TH STREET ROOM 804 MIAMI FL 33136 590624458 501(c)3 57616 RESEARCH HOSPITAL FOR SPECIAL SURGERY 535 EAST 70TH STREET NEW YORK NY 10021 136714749 501(c)3 57568 RESEARCH HEYWOOD HOSPITAL 242 GREEN STREET GARDNER MA 01440 042103581 501(c)3 54880 RESEARCH SOUTH SHORE HOSPITAL 55 FOGG ROAD BOX 80 SOUTH WEYMOUTH MA 02190 042769210 501(c)3 53960 RESEARCH SHEPHERD CENTER INC 2020 PEACHTREE ROAD NW ATLANTA GA 30309 510141601 501(c)3 52241 RESEARCH FENWAY COMMUNITY HEALTH CENTER FINANCE DEPT 1340 BOYLSTON STREET 9TH FLOOR BOSTON MA 02215 042510564 501(c)3 52086 RESEARCH BAYSTATE MEDICAL CENTER DEPT OF EMERGENCY SERVICES 759 CHESTNUT STREET SPRINGFIELD MA 01199 042888373 501(c)3 51690 RESEARCH KAISER FOUNDATION RESEARCH INST 1800 HARRISON AVE 16TH FLOOR OAKLAND CA 94612 943299125 501(c)3 50739 RESEARCH LESLEY UNIVERSITY ATTN ERIC J WILSHUSEN 29 EVERETT STREET CAMBRIDGE MA 02138 042103589 501(c)3 50310 RESEARCH NEW ENGLAND BIOLABS INC 240 COUNTY ROAD ATTN DR RICHARD ROBERT IPSWICH MA 01938 042631963 501(c)3 46618 RESEARCH ST ANNES HOSPITAL 795 MIDDLE STREET ACCOUNT DEPT FALL RIVER MA 02721 042104868 501(c)3 46097 RESEARCH VANDERBILT UNIVERSITY MEDICAL CENTER 3319 WEST END AVENUE SUITE 700 NASHVILLE TN 37203 620476822 501(c)3 40238 RESEARCH UNIVERSITY OF TENNESSEE KAY COGLEY GRANTS ADMINISTRATOR 1534 WHITE AVENUE KNOXVILLE TN 37996 626001636 State of TN 37197 RESEARCH UNIVERSITY OF NEW HAMPSHIRE 51 COLLEGE ROAD ROOM 109 OFFICE OF SPONSORED RESEARCH DURHAM NH 03824 026000937 State of NH 34020 RESEARCH THE CHILDRENS HOSPITAL OF PHILDADELPHIA 3615 CIVIC CENTER BOULEVARD OFFICE OF SPONSORED PROJECTS PHILADELPHIA PA 19104 231352166 501(c)3 32023 RESEARCH COLUMBIA UNIVERSITY PO BOX 29789 SPONSORED PROJECTS FINANCE NEW YORK NY 10087 135598093 501(c)3 28054 RESEARCH UNIV OF ALABAMA BIRMINGHAM GRANTS CONTRACT ACCOUNTING AB 990 1530 3RD AVE South BIRMINGHAM AL 35294 636005396 State of AL 27422 RESEARCH UNIVERSITY OF KANSAS CENTER FOR RESEARCH ACCOUNTS RECEIVABLE 2385 IRVING HILL ROAD-WEST CAMPUS LAWRENCE KS 66045 480680117 State of KS 27279 RESEARCH UNIVERSITY OF NEBRASKA BOARD OF REGENTS 982170 NEBRASKA MEDICAL CENTER ATTN ROB HANSEN OMAHA NE 68198 470049123 State of NE 26931 RESEARCH PATHWAYS TO WELLNESS 142 BERKELEY STREET 2ND FLOOR BOSTON MA 02116 043131334 501(c)3 26431 RESEARCH FRED HUTCHINSON CANCER RESEARCH CENTER 1100 FAIRVIEW AVE NORTH PO BOX 19024 SEATTLE WA 98109 237156071 501(c)3 24323 RESEARCH OREGON RESEARCH INSTITUTE 1715 FRANKLIN BLVD EUGENE OR 97403 930495655 501(c)3 21911 RESEARCH LAWRENCE PUBLIC SCHOOLS GAIL ROSENGARD ASST SUPERINTENDENT PO BOX 1498 LAWRENCE MA 01842 046001394 City of Lawrence 21514 RESEARCH WESTON GEOPHYSICAL CORP 181 BEDFORD STREET SUITE 1 LEXINGTON MA 02420 043548824 NA 20718 RESEARCH THE TAMUS HEALTH SCIENCE CENTER RESEARCH 400 HARVEY MITCHELL PARKWAY SOUTH FOUNDATION SUITE 100 COLLEGE STATION TX 77845 741238434 501(c)3 18331 RESEARCH WHITTIER STREET HEALTH CENTER 1125 TREMONT STREET ROXBURY MA 02120 042619517 501(c)3 17879 RESEARCH NATIONAL ACADEMY FOR STATE HEALTH POLICY 1233 20TH ST NW SUITE 303 ATTN CATHERINE HESS MSW WASHINGTON DC 20036 521576801 501(c)3 16405 RESEARCH CHELSEA PUBLIC SCHOOLS OFFICE OF SUPERINTENDENT 500 BROADWAY CHELSEA MA 02150 046001384 City of Chelsea 14925 RESEARCH NORTH COUNTY HEALTH CONSORTIUM 7 MAIN STREET SUITE 7 ATTN DEBRA SIMMONS WHITFIELD NH 03598 020503184 501(c)3 13244 RESEARCH NORTHWESTERN UNIVERSITY 633 CLARK STREET ATTN IGAL SZLIFER EVANSTON IL 60208 362167817 501(c)3 10857 RESEARCH MARQUETTE UNIVERSITY 1324 WEST WISCONSIN AVE OLIN ENGINEERING MILWAUKEE WI 53201 390806251 501(c)3 10406 RESEARCH UNIVERSITY OF CHICAGO 970 EAST 58TH STREET UNIVERSITY RESEARCH ADMINISTRATION CHICAGO IL 60637 362177139 501(c)3 10237 RESEARCH INSTITUTE FOR COMMUNITY HEALTH 163 GORE STREET CAMBRIDGE MA 02141 043543853 501(c)3 8906 RESEARCH WORCESTER POLYTECHNIC INSTITUTE OFFICE OF RESEARCH ADMINISTRATION 100 INSTITUTE ROAD WORCESTER MA 01609 041508581 501(c)3 8197 RESEARCH RESOURCE SYSTEMS GROUP INC 55 RAILROAD ROW WHITE RIVER JUNCTION VT 05001 178040960 NA 8094 RESEARCH GNYHA FOUNDATION 555 WEST 57TH STREET SUITE 1500 NEW YORK NY 10019 132954140 501(c)3 7595 RESEARCH MEDICAL DISCOVERY PARTNERS LLC 75 EAST CONCORD STREET L803 ATTN STEVE BOGEN MD PHD BOSTON MA 02118 061656713 NA 7294 RESEARCH PRIMARY CARE COALITION OF MONTGOMERY 8757 GEORGIA AVE 10TH FLOOR SILVER SPRING MD 20910 521847976 501(c)3 6841 RESEARCH OKLAHOMA CITY UNIVERSITY GRANTS/CONTRACTS ACCT SCB ROOM 228 PO BOX 26901 OKLAHOMA CITY OK 73126 730579265 State of OK 6314 RESEARCH UNIVERSITY OF VERMONT OFFICE OF SPONSORED PROGRAMS 340 WATERMAN BUILDING BURLINGTON VT 05405 030179440 State of VT 5704 RESEARCH 121 11 Student Financial Aid 14273 277417942 Cost Tuition Offset SchI_P01_S00_L02 Schedule I, Part I, Line 2 The University assigns responsibility for monitoring the use of grant funds inside of the United States to the Office of Research Administration. This Office monitors all grant making activity including all applicable compliance regulations. Expenses are accounted for on an accrual basis. SchI_P03_S00_L00 Schedule I, Part III Boston University makes every effort to assist students with calculated financial eligibility and high academic achievement, measured against the credentials of other accepted students. A student's academic record is an important factor in determining eligibility for Boston University scholarships and need-based grants. Key indicators such as high school grade point average (GPA), rank in class, and standardized test scores are considered, as well as the strength of the student's academic program and extracurricular activities. X X X X X 1 1 X X X X 1 1 0 0 0 0 0 0 0 Robert A Brown 729853 0 0 0 116361 0 23349 0 272744 0 1142307 0 0 0 Joseph P Mercurio 551432 0 0 0 134681 0 38849 0 177275 0 902237 0 0 0 Martin J Howard 327545 0 0 0 41482 0 23349 0 55184 0 447560 0 0 0 Todd L C Klipp 406340 0 0 0 58447 0 23349 0 27982 0 516118 0 0 0 David K Campbell 468158 0 0 0 50950 0 23348 0 159267 0 701723 0 0 0 Karen H Antman MD 579000 0 0 0 63519 0 23349 0 1293 0 667161 0 0 0 Wendy K Mariner 155410 0 0 0 6524 0 15163 0 512 0 177609 0 0 0 Aram V Chobanian MD 293665 0 0 0 50901 0 23349 0 18859 0 386774 0 0 0 Kenneth G Condon 0 0 0 0 584117 0 23349 0 19445 0 626911 0 0 0 Jeffrey H Spiegel MD 232889 0 0 0 966303 0 22455 0 20790 0 1242437 0 0 0 Timothy E Foster MD 235697 0 0 0 851447 0 23349 0 20544 0 1131037 0 0 0 James M Becker MD 443265 0 0 0 559069 0 23349 0 18302 0 1043985 0 0 0 William R Creevy MD 238157 0 0 0 618259 0 23349 0 20544 0 900309 0 0 0 Tony Y Tannoury MD 236417 0 0 0 576835 0 22705 0 20473 0 856430 0 0 0 SchJ_P01_S00_L00 Schedule J, Part I Jeffrey H. Spiegel, Timothy E. Foster, James M. Becker, William R. Creevy, and Tony Y. Tannoury are compensated under a Common Paymaster Agreement for their clinical work in connection with the Boston Medical Center. SchJ_P01_S00_L01a Schedule J, Part I, Line 1a (1) Amounts reported in Column (D) include, in addition to other non-taxable benefits, University-provided housing at an estimated fair market rental value based upon an independent opinion, for President Robert Brown ($257,447), Executive Vice President Joseph Mercurio ($157,399), and Provost David Campbell ($121,771), as well as tuition remission for Executive Vice President Joseph Mercurio ($17,465), Vice President, CFO, and Treasurer Martin Howard ($37,225) and Provost David Campbell ($17,564). (2) Trustee Wendy Mariner was compensated as a faculty member, not as trustee; her hours of work reflect her service to the University as a faculty member and as a trustee. Trustee Mariner's term was completed on May 31, 2010. (3) First class travel: in accordance with the University's travel and business expense guidelines, all employees are reimbursed for economy airfare. Exceptions for travel involving an extended period of travel time are permitted with the prior written approval of the President, Provost, or Executive Vice President. The President's employment agreement allows for first class travel. Travel for business purposes is not included in taxable wages. (4) Travel for companions: In accordance with the University's travel and business expense guidelines, Boston University allows companion travel for bona fide business purposes. All such cases require the prior written approval of the President, Provost, or Executive Vice President. The President's employment agreement allows for spousal travel. Travel for business purposes is not included in taxable wages. (5) Tax indemnification and gross-up payments: From time to time, Boston University may provide certain payments that have been grossed-up for tax purposes. All such cases involving the University's senior executives require the approval of the Board of Trustees. (6) Housing: as a condition of employment and for the convenience of the University, President Robert Brown, Executive Vice President Joseph Mercurio and Provost David Campbell, were all required to live in University residences. The estimated annual rental value of the University residences without reduction for business use of the residences for each of these individuals is included in Schedule J, Column D - non-taxable benefits. An independent real estate appraiser provided the estimated rental values of the University provided residences. (7) Health or Social Club Dues or Initiation Fees: President Robert Brown is a member of a social club, which is used for business purposes only. Therefore, the dues are not included in taxable wages. SchJ_P01_S00_L04 Schedule J, Part I, Line 4 Schedule J, Part I, Line 4A: As a result of commitments made to Kenneth Condon while he was Vice President for Financial Affairs and Treasurer, certain compensation and retirement benefits were earned and accrued over more than 32 years of service and disbursed in the current year. Schedule J, Part I, Line 4B: Effective April 12, 2002, the University established the Boston University 457(F) long term savings plan (the plan) to provide certain key employees of the University with retirement benefits (provided they remain employed) in addition to benefits provided under other University sponsored retirement plans. The plan is intended to comply with the applicable requirements of code section 409A. Currently, Executive Vice President Joseph Mercurio is the only employee participating in the plan. MASS HEALTH AND EDU FAC AUTH-SERIES S 042456011 57586CBR5 2004-03-10 35348869 Capital Project, Prop Acq 0 0 MSS DEV FIN AGENCY SERIES T1 043431814 57583RBR5 2005-06-29 172664008 Capital Projects, Prop Acq 0 0 MASS DEV FIN AGENCY-SERIES U1 U2 U3 U4 U5 U6 043431814 57583EWA9 2008-05-15 536365000 Partial Refund/Cap Proj Acq 0 0 MASS DEV FIN AGENCY-SERIES V 043431814 57583RQ32 2009-12-01 117370000 Refunding 0 0 35497833 355425 33636332 2004 0 0 1 1 184106197 1008534 178115717 2007 0 0 1 1 539644778 67015919 863269 135538232 1 0 0 1 117370000 395000 1 0 1 1 0 1 1 0 1 0 0 0 1 0 1 1 1 1 0 0.0134 0.0134 1 0 1 1 1 1 0 0 0 1 0 0 0 0 1 0 0 0 1 0 0 0 0 0 1 0 0 0 0 1 0 0 1 1 See Schedule O 34 0 0 0 0 0 0 0 0 0 Barnes & Noble Trustee of Boston University 1804833 Purchases of supplies & books 0 Blue Cross Blue Shield of Massachusetts Trustee of Boston University 64867324 Employee Health Insurance 0 Dell Inc Trustee of Boston University 2022404 Computer and equipment purchases 0 Iron Mountain Family member of Trustee 200961 Archiving, imaging, and records storage 0 John Battaglino Family member of Trustee 111913 Employment Compensation 0 Jennifer Battaglino Family member of Trustee 34200 Employment Compensation 0 Mary Beth Howard Family member of VP, CFO, & Treasurer 29415 Employment Compensation 0 Andrea Mercurio Family member of EVP 61942 Employment Compensation 0 Antonio Mercurio Family member of EVP 94325 Employment Compensation 0 X 4940 Independent appraisal X 1290 438400 Net proceeds X 151 10012722 Mean price on gift date X 1 1032785 Independent appraisal X Electronics & Information Technology 3 1396500 Independent appraisal X Event Support 13 21589 Cost of event support X Equipment--Medical, research & educational 10 505291 Independent appraisal X Donated auction items 135 42149 Independent Appraisal 0 0 1 1 SchM_P01_S00_L00 Schedule M, Part I The amounts listed in Column (B) of Schedule M Part I represent contribution totals, not individual item totals. SchM_P01_S00_L32b Schedule M, Part I, Line 32b Explanation of third party used to engage in noncash transactions; the University uses a trading brokerage account at State Street Bank to receive and sell gifts of marketable securities. The Bank charges the University a commission when each security is sold. F990_P01_S00_L01 Form 990, Part I, Line 1 Boston University is an international, comprehensive private research university, committed to educating students to be reflective, resourceful individuals ready to live, adapt and lead in an interconnected world. Boston University is committed to generating new knowledge to benefit society. F990_P03_S00_L04a Form 990, Part III, Line 4a Instruction - Boston University today is one of the most dynamic, forward-looking private research universities in the world, with students and faculty who are immersed in innovative educational programs at the frontiers of scholarship and research and in public service, all in a 21st century atmosphere of urban and global engagement. With 17 schools and colleges on two campuses, the University offers its students more than 250 programs of study in the liberal arts, science and engineering, health science, the arts, and other professional disciplines. Students come from all over the globe and study around the world through study-abroad programs offering opportunities in more than 75 programs and 23 foreign countries. The University's faculty are committed to excellence in teaching and in path-breaking research and scholarship. Through their research, scholarship, and creative endeavors, they are expanding the boundaries of knowledge across disciplines, from molecular medicine, biological evolution, and high-energy physics to management, poetry and the performing arts. The University places a strong emphasis on the interdisciplinary and collaborative efforts of both faculty and students, with major initiatives in emerging areas such as neuroscience, systems biology, photonics, and global health and development as well as research and treatments for emerging infectious diseases. F990_P03_S00_L04d Form 990, Part III, Line 4d Other Program Services consist of: Libraries, Academic Services, Student Services, External Programs, and Other Deductions. F990_P05_S00_L04b Form 990, Part V, Line 4b Boston University has bank accounts in foreign countries. These accounts fund the operations of the University's undergraduate and graduate overseas programs. F990_P05_S00_L05a Form 990, Part V, Line 5a In 1998 Boston University entered into a transaction now described in Section 4965 (E). The other parties to the transaction are John Hancock Mutual Life Insurance Company, AIG-FP Funding (Cayman) Limtied, AIG-FP Special Finance (Cayman) Limited, and Wilmington Trust Company. As trustee, all income earned by the University from this transaction was allocated, in accordance with the University's established accounting methods, to its fiscal year ending June 30, 1998. F990_P06_S0A_L02 Form 990, Part VI, Section A, Line 2 (1) Trustee Richard Cohen was an officer and director of, and held an ownership interest in, an entity owning the residential component of a mixed-use real estate development. Trustee Alan Leventhal had an ownership interest in an entity owning the commercial component of the same development. The two components agreed to allocate, on a proportionate basis, common costs associated with operating the development. (2) Martin J. Howard, Vice President, CFO, & Treasurer and Joseph P. Mercurio, Executive Vice President, are officers of 520 Commonwealth Avenue Real Estate Corporation & Subsidiary, a related organization. (3) Karen H. Antman, MD, Medical Campus Provost and Dean of the School of Medicine of Boston University, James M. Becker, MD, Professor and Physician at Boston University, and Aram V. Chobanian, MD, President Emeritus and Professor of Boston University, are on the Board of the Faculty Practice Foundation, Inc., a related organization. F990_P06_S0B_L11 Form 990, Part VI, Section B, Line 11 Upon completion, the draft of the Form 990 is reviewed by the University's Comptroller and Chief Financial Officer as well as other finance/accounting staff. After this departmental inspection, the Form is presented to General Counsel and the Executive Vice President for review, where the data are explained over a series of meetings and presentations. The University's public accounting firm, PricewaterhouseCoopers, is involved throughout the process of preparation and review of the return. The form is then sent to the University's Audit Committee to be reviewed in their annual spring meeting. After Audit Commitee review, the form is provided to the Board of Trustees via a secure organizational intranet before it is filed with the IRS. F990_P06_S0B_L12c Form 990, Part VI, Section B, Line 12c All trustees, officers, key employees and other representatives (including vice presidents and other managerial personnel) are required to disclose on the University's conflict of interest disclosure form any business or financial relationship they or members of their immediate families have or propose to have with the University, either directly or through another entity in which they have a significant interest. The disclosure form is required to be filed annually; an amended form must be filed promptly in the event of a material change in circumstances. A trustee or officer shall provide advance written disclosure of any proposed business or financial relationship covered by this policy to the Chairman of the Audit Committee. An employee or other representative shall provide advance written disclosure of any such relationship to the Compliance Committee. F990_P06_S0B_L15 Form 990, Part VI, Section B, Line 15 Each year, including the year covered by this return, the following process is used to establish the compensation of the following individuals; the President; University Provost; Medical Campus Provost; Executive Vice President; CFO, Vice President for Financial Affairs and Treasurer, and the Vice President, General Counsel and Secretary of the Board of Trustees. The Executive Compensation Committee of the Board of Trustees (which consists entirely of independent persons having no conflicts of interest as defined in the applicable regulations) engages the services of an independent consulting firm to obtain data as to comparable compensation for similarly qualified persons in functionally comparable positions at similarly situated organizations. The Committee reviews this data and the performance of the individuals holding the positions in question. It develops a recommendation regarding the President's compensation and considers the President's compensation recommendations for each of the other covered persons. The Executive Compensation Committee then presents the data and its compensation recommendations to the full Board of Trustees for approval. The deliberations and decisions of both the Executive Compensation Committee and the Board of Trustees are documented contemporaneously. F990_P06_S0C_L19 Form 990, Part VI, Section C, Line 19 The University makes its governing documents, conflict of interest policy, and financial statements available to the public via its own website. SchE_P00_S00_L03 Schedule E, Line 3 Boston University prohibits discrimination against any individual on the basis of race, color, religion, sex, age, national origin, physical or mental disability, sexual orientation or because of marital, parental, or veteran status. This policy extends to all rights, privileges, programs and activities, including housing, employment, admissions, financial assistance, educational and athletic programs. Boston University recognizes that non-discrimination does not ensure that equal opportunity is a reality for all employees, applicants for employment, and students. Because of this, the University will continue to take affirmative action to ensure that employees and students alike are treated equally during their employment and/or matriculation. Inquiries regarding the application of this policy should be addressed to the Director of Equal Opportunity, 25 Buick Street, Boston, MA 02215 (617-353-9286). SchK_P01_S00_L00c Schedule K, Part I, Column c Massachusetts Development Finance Agency (MDFA) - Series U-1, U-2, U-3, U-4, U-5 and U-6 bonds in the amount of $536,365,000 were issued to currently refund MDFA Series R and Massachusetts HEFA Series Q bonds in the amount of $336,365,000. The balance of Series U proceeds in the amount of $200,000,000 were new money bonds. SchK_P01_S00_L00d Schedule K, Part I, Column d MDFA Series V1, V2, and V3 bonds in the amount of $117,370,000 were issued to currently refund MDFA Series U-6B and U-6D bonds in the amount of $73,370,000 and Massachusetts HEFA Series H bonds in the amount of $44,000,000. SchK_P02_S00_L05 Schedule K, Part II, Line 5 Column A: Cost of issuance in the amount of $355,425.00 is comprised of Issuance Costs totalling $197,925.00 and Underwriters Discount in the amount of $157,500.00. Column B: Cost of issuance in the amount of $1,008,534 is comprised of Issuance Costs totaling $276,204 and Underwriters Discount oini the amount of $732,330. Column C: Cost of issuance in the amount of $863,269 is comprised of Issuance Costs totaling $364,667 and Underwriters Discount in the amount of $498,602. Column D: Cost of issuance in the amount of $395,000 is comprised of Issuance Costs totaling $150,179 and Underwriters Discount in the amount of $244,821. SchK_P03_S00_L04 Schedule K, Part III, Line 4 Lines 4 and 5, Columns A, B and C: The private business use percentage of 0.0% considers equity in the project contributed by the University. The University financed projects with both equity and debt and made a timely election to allocate equity proceeds to private business use and therefore have allocated 0% to private business use. SchK_P04_S00_L03a Schedule K, Part IV, Line 3a Line 3a and 3b, Column C: The hedges that are all or in part identified with MDFA - Series U-1, U-2, U-3, U-4, U-5 and U-6 Bonds are as follows: Wells Fargo: 30 years, Goldman Sachs: 20-33 years, Merrill Lynch: 33-34 years, Deutsche Bank: 34 years. SchK_P04_S00_L05 Schedule K, Part IV, Line 5 Column B: Unspent proceeds that were not drawn for capital expenditures during the prescribed Available Temporary Period were not invested above the bond yield. Lure Restaurant Group LLC 650 Beacon Street S 501 Boston MA 02215 800032198 Restaurant MA 885081 1536831 Trustees of Boston University University Inn LLC 650 Beacon Street S 501 Boston MA 02215 043493329 Hotel MA 9514204 5712894 Trustees of Boston University Boston Emergency Physician Foundation 860 Harrison Avenue Boston MA 02118 043286156 Medicine MA 501 c 3 11C III-FI N/A Boston Rehabilitation Med Assoc Inc 732 Harrison Avenue Boston MA 02118 043286641 Medicine MA 501 c 3 11C III-FI N/A BU Cardiac and Thoracic Surgical FDN Inc 88 E Newton Street Boston MA 02118 042966416 Medicine MA 501 c 3 11C III-FI N/A Boston University Dermatology Inc 49 Pearl Street Brockton MA 02301 043335166 Medicine MA 501 c 3 11C III-FI N/A BU Dermatology Support Services I Inc 49 Pearl Street Brockton MA 02301 043452877 Medicine MA 501 c 3 11C III-FI N/A BU Dermatology Support Services II Inc 49 Pearl Street Brockton MA 02301 043452874 Medicine MA 501 c 3 11C III-FI N/A Boston University Eye Associates Inc 720 Harrison ave 10th FL Boston MA 02118 043137333 Medicine MA 501 c 3 11C III-FI N/A Boston University Family Medicine Inc 1 Boston Medical Ctr Pl Suite Boston MA 02118 043354353 Medicine MA 501 c 3 11C III-FI N/A BU General Surgical Associates Inc 720 Harrison Ave Suite 700 Boston MA 02118 043265008 Medicine MA 501 c 3 11C III-FI N/A BU Mallory Pathology Associates Inc 784 Massachusetts Ave Boston MA 02118 042794543 Medicine MA 501 c 3 11C III-FI N/A BU Medial Center Otolaryngologic FDN 88 Newton Street Boston MA 02118 043156471 Medicine MA 501 c 3 11C III-FI N/A BU Medical Center Urologists 720 Harrison Ave Boston MA 02118 043286643 Medicine MA 501 c 3 11C III-FI N/A BU Neurology Associates Inc 729 Harrison Ave 707 Boston MA 02218 043428462 Medicine MA 501 c 3 11C III-FI N/A BU Neurosurgical Associates Inc 88 East Newton Street Boston MA 02118 043296068 medicine MA 501 c 3 11C III-FI N/A BU Obstetrics and Gynecology FDN Inc 750 Harrison Avenue suite 110 Boston MA 02118 043067465 Medicine MA 501 c 3 11C III-FI N/A BU Orthopedic Associates Inc 720 Harrison Ave 808 Boston MA 02118 043354360 Medicine MA 501 c 3 11C III-FI N/A BU Plastic Surgery Association Inc 720 Harrison Avenue Suite 906 Boston MA 02118 043555478 Medicine MA 501 c 3 11C III-FI N/A BU Psychiatry Associates Inc 720 Harrison Avenue Suite 906 Boston MA 02118 043355267 Medicine MA 501 c 3 11C III-FI N/A BU Medical Center Radiologists 88 East Newton Street Boston MA 02118 043283573 Medicine MA 501 c 3 11C III-FI N/A BU Surgical Associates Inc 660 Harrison Avenue 3rd floor Boston MA 02218 043291148 Medicine MA 501 c 3 11C III-FI N/A Center for Human Genetics Inc 715 Albany Street W - 4th floor Boston MA 02118 043154223 Medicine MA 501 c 3 11C III-FI N/A Child Health Foundation of Boston Inc 1 Boston Medical Center Place Boston MA 02118 042472758 Medicine MA 503 c 3 11C III-FI N/A Evans Medical Foundation Inc 88 East Newton Street 107 Boston MA 02118 510172171 Medicine MA 503 c 3 11C III-FI N/A Faculty Practice Foundation Inc 660 Harrison Avenue 3rd floor Boston MA 02118 043289381 Medicine MA 501 c 3 11B II N/A Mercond Inc 881 Commonwealth Ave Boston MA 02215 043099628 Holding Co MA 501 c 2 n/a N/A WRNI Foundation Inc 881 Commonwealth Avenue Boston MA 02215 043428866 Radio Station RI 501 c 3 7 N/A BU Medical Center Anesthesiologists Inc 88 East Newton Street Boston MA 02118 043276227 Medicine MA 501 c 3 11C III-FI N/A 520 Commonwealth Avenue Real Estate Corporation 881 Commonwealth Avenue Boston MA 02215 042272027 Real Estate MA Trustees of Boston University C 8552909 13365588 1 Eastern Standard LLC 650 Beacon Street S 501 Boston MA 02215 202680347 Restaurant MA Trustees of Boston University S 6220776 6199190 0.95 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 520 Commonwealth Avenue Real Estate Corporation a-i 19 520 Commonwealth Avenue Real Estate Corporation i 592941 520 Commonwealth Avenue Real Estate Corporation n 200000