2011-05-10T10:43:51-05:00 2010-06-30 rsm mcgladrey inc 80 city square boston MA 02129 990 2009-07-01 042632219 VINFEN CORPORATION VINF 6174411800 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 BRUCE L BIRD 6174411800 2011-05-09 Lynne Johnson 6179129000 2009 2016-02-24 21:20:13Z BRUCE L BIRD 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 94858672 0 X WWW.VINFEN.ORG X 1977 MA SEE SCHEDULE OVINFEN TRANSFORMS LIVES BY BUILDING THE CAPACITY OF INDIVIDUALS, FAMILIES, ORGANZATIONS AND COMMUNITIES TO LEARN, THRIVE AND ACHIEVE THEIR GOALS. OUR SERVICES PROMOTE THE RECOVERY, RESILIENCY, HABILITATION AND SELF-DETERMINATION OF THE PEOPLE WE SERVE. AS A HUMAN SERVICE LEADER, WE STRIVE TO BE THE PROVIDER, EMPLOYER AND PARTNER OF CHOICE. 9 8 2451 129 0 0 216994 101844 86115569 93067835 83303 -77538 378588 143618 86794454 93235759 0 0 63320230 65177398 0 4274 22532500 25164722 85852730 90342120 941724 2893639 52699764 54560364 33784833 33291897 18914931 21268467 SEE SCHEDULE O 0 0 47985793 56562802 PSYCHIATRIC REHABILITATION SERVICES FOR PERSONS WITH MENTAL ILLNESS/DISABILITES, SUBSTANCE ABUSE, HIV/AIDS AND/OR HAVE DUAL DIAGNOSES THROUGH OPERATION OF GROUP HOMES, SUPPORTED HOUSING, OUTREACH, WORK SKILLS TRAINING AND CLUBHOUSE SERVICES. 31297339 36505033 DELIVERS AN ARRAY OF SERVICES FOR PERSONS WITH MENTAL RETARDATION AND/OR DEVELOPMENTAL DISABILITES THROUGH OPERATION OF GROUP HOMES, SUPPORTED HOUSING, OUTREACH, WORK SKILLS AND EMPLOYMENT TRAINING AND SHELTERED WORKSHOPS. 79283132 1 1 0 1 0 0 0 1 0 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 366 0 1 2451 1 0 0 0 0 0 1 1 0 0 0 9 8 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA X GLEN MATTERA CFO 6174411810 950 CAMBRIDGE STREET CAMBRIDGE MA 02141 BRUCE L BIRD 40.00 X X 224914 0 30840 PHILIP A MASON 1.00 X 0 0 0 JAMES E EARLEY 1.00 X 0 0 0 C ALLEN ASHLEY 1.00 X X 0 0 0 ALLAN R COHEN 1.00 X 0 0 0 DR RONALD S EBERT 1.00 X 0 0 0 JAMES K SCHMIDT 1.00 X 0 0 0 REBECCA A SULLIVAN 1.00 X 0 0 0 DR HENRY WHITE 1.00 X 0 0 0 GARY W LAMSON 40.00 X 364282 0 33208 YI YUANN JUNG 40.00 X 225097 0 31371 KELLY m DOUGLAS 40.00 X 168292 0 26927 JOHN h LIND 40.00 X 162650 0 26215 GARY s HERCHEK 40.00 X 161394 0 15552 KENNETH s DUCKWORTH 34.00 X 192813 0 25398 ELIZABETH b SIMPSON 40.00 X 153921 0 25445 juan condemarin 40.00 X 153636 0 15004 kamel m gherbi 40.00 X 152456 0 18796 1959455 0 248756 19 0 1 0 SOMERVILLE MENTAL HEALTH ASSOCIATION 167 Holland Street room 133 somerville MA 02144 MENTAL HEALTH SERVICES 909735 J&F CONSTRUCTION 11 leyden avenue medford MA 02155 CONSTRUCT CONTRACT 759588 HEARTH INC 1640 washington street boston MA 02118 MENTAL HEALTH SERVICES 668324 CENTER FOR HEALTH AND DEVELOPMENT INC 10 winter place 3rd floor boston MA 02108 MENTAL HEALTH SERVICES 608729 EMMAUS INC po box 568 haverhill MA 01831 MENTAL HEALTH SERVICES 318190 15 95390 6454 1608 101844 PSYCHIATRIC REHABILITA 624310 53276291 53276291 DEVELOPMENTAL DISABILI 624310 34550434 34550434 PSYCHIATRIC REHABILITA 624310 3286511 3286511 DEVELOPMENTAL DISABILI 624310 1954599 1954599 93067835 16308 16308 312200 329380 -17180 -17180 -17180 1113500 1207346 -93846 -93846 -93846 37110 95390 86187 -49077 -49077 art sales 900099 68518 68518 management fees 900099 37936 37936 cafeteria sales 722210 28461 28461 74960 74960 209875 93235759 93232069 0 -98154 1197517 1197517 52014691 47063034 4951337 320 1810213 1492372 318912 -1071 5357837 4808167 549667 3 4797140 4278260 518856 24 153002 1265 151737 254408 254408 40511 40511 575585 242513 333072 19940 13040 6900 213985 213985 537662 165555 372107 8433509 7997113 436379 17 38872 18742 20130 47034 14352 32682 899060 639078 259982 2554533 1925985 627986 562 484841 362957 121884 subcontractors 3070874 3070874 transportation 1858341 1796691 61650 food/meals 1715444 1712169 3275 program supplies 883674 883674 STAFF TRAINING & DEVELO 863566 658268 205294 4 2519881 2139023 376443 4415 90342120 79283132 11054714 4274 2400641 2727859 11624835 11640984 5354332 7929915 1149485 1060721 42819351 13225638 29948706 29593713 2221765 1607172 52699764 54560364 11722191 11878981 19539091 18646334 2523551 2766582 33784833 33291897 X 18653744 20778415 261187 490052 18914931 21268467 52699764 54560364 X 0 1 1 X 1 1 X 194372 217472 383539 216994 101844 1114221 77532025 83056305 85443507 86115569 93067835 425215241 77726397 83273777 85827046 86332563 93169679 426329462 0 0 0 426329462 448954 619702 456655 83303 328508 1937122 448954 619702 456655 83303 328508 1937122 78175351 83893479 86283701 86415866 93498187 428266584 0.99550 0.99550 0.00450 0.00450 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 1 5772 0 0 1 11544 1 1924 1 19240 0 Part II-B, Line 1i: Explanation of Other Lobbying Activities: VINFEN CORPORATION BELONGS TO SEVERAL LOCAL AND TWO NATIONAL TRADE ASSOCIATIONS which may engage in lobbying activities on behalf of its members. therefore, a portion of the dues may be attributable to lobbying activities and as such no determinative amount is listed in the schedule. 1 1147044 8674142 8188943 1632243 0 6260396 6260396 27270764 8378021 18892743 1790989 948063 842926 6059920 3330041 2729879 1437282 569513 867769 29593713 93235759 90342120 2893639 -540103 -540103 2353536 97319853 30463 3545826 3576289 93743564 -507805 -507805 93235759 95195182 30463 481349 4341250 4853062 90342120 0 90342120 Part IV, Line 1b: Vinfen is the representative payee for a number of individuals that the organization serves. Vinfen receives benefits on behalf of these individuals and administers the distribution of these funds on the respective individuals' food, shelter, clothing, personal supplies and health care. Part XI, Line 8 - Other Adjustments: equity in affiliates - investment income: 3545826. transfer to affiliate (family rehabilitation services, inc.): -3833445. loss on disposal of asset investment: -481349. changes in temporarily restricted net assets: 228865. Part XII, Line 2d - Other Adjustments: equity in affiliates: 3545826. Part XII, Line 4b - Other Adjustments: rental expenses reported in Form 990, Part VIII, Line 6b : -329380. net loss on sale of real property: -93846. Fundraising expenses reported in Form 990, Part VIII, Line 8b: -84579. Part XIII, Line 2d - Other Adjustments: rental expenses reported in Form 990, Part VIII, Line 6b : 329380. net loss on sale of real property: 93846. Fundraising expenses reported in Form 990, Part VIII, Line 8b: 84579. transfer to affiliate (family rehabilitation services, inc.): 3833445. TASTE OF GATEWAY 51105 29340 21765 4092 200 3737 H&W GALA 67970 52625 15345 10027 20304 1875 2669 1 13425 13425 18237 20864 4182 132500 95390 37110 28264 24396 22939 10588 86187 -49077 X 1 1 X X X X X 0 1 0 0 0 0 0 0 0 BRUCE L BIRD 211414 0 0 0 13500 0 19591 0 11249 0 255754 0 0 0 GARY W LAMSON 348619 0 0 0 15663 0 30788 0 2420 0 397490 0 0 0 YI YUANN JUNG 211597 0 0 0 13500 0 20122 0 11249 0 256468 0 0 0 KELLY m DOUGLAS 168292 0 0 0 0 0 15820 0 11107 0 195219 0 0 0 JOHN h LIND 162650 0 0 0 0 0 15157 0 11058 0 188865 0 0 0 GARY s HERCHEK 161394 0 0 0 0 0 14458 0 1094 0 176946 0 0 0 KENNETH s DUCKWORTH 192813 0 0 0 0 0 18313 0 7085 0 218211 0 0 0 ELIZABETH b SIMPSON 153921 0 0 0 0 0 14443 0 11002 0 179366 0 0 0 juan condemarin 153636 0 0 0 0 0 13950 0 1054 0 168640 0 0 0 kamel m gherbi 152456 0 0 0 0 0 13950 0 4846 0 171252 0 0 0 Part I, Line 1a THE FOLLOWING officer RECEIVED GROSS-UPS TO COVER THE TAX COSTS FOR THE USE OF COMPANY-LEASED CARS: GARY LAMSON Part I, Line 4a GARY W. LAMSON RECEIVES COMPENSATION EQUAL TO 9% OF WAGES IN EXCESS OF IRS pension compensation LIMITS TO PUT TOWARD AN ANNUITY. FOR PLAN YEAR 2009, ENDING 12-31-2009, THIS PAYMENT WAS NOT MADE UNTIL DECEMBER 2010 WHEN THE COMPANY FUNDED THE PLAN FOR ALL PARTICIPANTS. THE TOTAL AMOUNT THEN PAID WAS $13,969. MHEFA Variable rate demand revenue bond POOL LOAN PROG SERIES O-1(2009) T1 042456011 57586ELD1 2009-08-01 6084091 REFUND PRIOR ISSUES 0 0 6084091 60841 6023250 2009 1 0 1 1 0 0 0 0 1 0.00000 0.00000 0.00000 1 0 1 0 0 0 0 Form 990, Part VI, Section B, line 11 THE BOARD OF DIRECTORS are provided a copy of the irs form 990 and given an opportunity of input prior to submission to the irs. Form 990, Part VI, Section B, line 12c THE CORPORATION DISTRIBUTES THE CONFLICT OF INTEREST POLICY AND DISCLOSURE FORM ANNUALLY OR BI-ANNUALLY TO DIRECTORS, OFFICERS AND KEY EMPLOYEES AND REVIEWS THE RESPONSES FOR POTENTIAL CONFLICTS. THE CONFLICT OF INTEREST POLICY COVERS ALL DIRECTORS AT VINFEN CORPORATION AND ITS AFFLIATED ENTITIES, AS WELL AS THE SENIOR MANAGEMENT (THE INTERDEPARTMENTAL COUNCIL OR "IDC") AT VINFEN CORPORATION. THE GENERAL COUNSEL REVIEWS THE DISCLOSURE FORMS TO DETERMINE WHICH DIRECTORS OR IDC MEMBERS HAVE DISCLOSED A POTENTIAL CONFLICT. FOR POTENTIAL BOARD CONFLICTS, THE CHAIRPERSON OF THE BOARD APPOINTS A COMMITTEE OF DIRECTORS (WITH NO REPORTABLE CONFLICTS) TO REVIEW THE DETAILS OF ANY REPORTED POTENTIAL CONFLICT AND PROPOSED BUSINESS TRANSACTION. THE COMMITTEE THEN MAKES A RECOMMENDATION FOR APPROVAL BY THE FULL BOARD, WHICH IS VOTED ON ONLY BY THOSE DIRECTORS WITH NO REPORTABLE TRANSACTIONS. FOR POTENTIAL CONFLICTS BY IDC MEMBERS, THE CEO APPOINTS A COMMITTEE OF IDC MEMBERS (WITH NO REPORTABLE CONFLICTS) TO REVIEW THE DETAILS OF ANY REPORTED POTENTIAL CONFLICT AND PROPOSED BUSINESS TRANSACTION. THE COMMITTEE THEN MAKES A RECOMMENDATION FOR APPROVAL BY THE EXECUTIVE TEAM, WHICH IS VOTED ON ONLY BY THOSE EXECUTIVE TEAM MEMBERS WITH NO REPORTABLE TRANSACTIONS. Form 990, Part VI, Section B, line 15 VINFEN'S BOARD OF DIRECTORS PERIODICALLY ENGAGES THE SERVICES OF AN OUTSIDE COMPENSATION AND BENEFITS CONSULTANT TO DETERMINE THE COMPETITIVENESS OF THE TOTAL COMPENSATION PAID TO THE FOLLOWING: PRESIDENT & CEO, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, VP PSYCHIATRIC REHABILITATION AND DEVELOPMENTAL DISABILITIES DIVISIONS. THE MOST RECENT COMPENSATION REVIEW WAS CONDUCTED BY OLNEY/HR ADVANTAGE IN DECEMBER 2010 FOR THE BOARD'S COMPENSATION COMMITTEE'S IRS INTERMEDIATE SANCTIONS COMPLIANCE REVIEW. THE CONCLUSION ARRIVED at by olney/hr advantage WAS THAT VINFEN'S compensation and benefits practices was in compliance with the law. comparable COMPENSATION DATA WAS OBTAINED BY olney/hr advantage THROUGH THE USE OF REPUTABLE, COMMERCIALLY-AVAILABLE PUBLISHED SURVEYS AND FEDERAL FORM 990s. CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING OF ALL COMPENSATION DECISIONS EXIST, IN THE FORM OF A PERSONNEL ACTION FORM, FOR EVERY COMPENSATION ACTION AFFECTING THE POSITIONS LISTED ABOVE, AS IS THE CASE FOR EVERY POSITION AT VINFEN. Form 990, Part VI, Section C, line 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICTS OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. FORM 990, PART VII RELATED ORGANIZATIONS ALL OFFICERS AND DIRECTORS DEDICATE TIME TO VINFEN'S RELATED ORGANIZATIONS. SCHEDULE K, PART I, COLUMN(F): DESCRIPTION OF PURPOSE - CONTINUED: ISSUES REFUNDED - MHEFA SERIES M-1 A POOL - OCTOBER 1, 2003; MHEFA SERIES M-3 C POOL - JUNE 1, 2006. vinfen community development llc 950 cambridge street cambridge MA 02141 261905029 inactive housing MA baystate performance solutions llc 950 cambridge street cambridge MA 02141 043562998 inactive emp ast pln MA travis corporation 950 cambridge street cambridge MA 02141 043002220 outpatient clinic MA 501(c)(3) Line 9 vinfen corporation of connecticut inc 950 cambridge street cambridge MA 02141 061569439 human services CT 501(c)(3) Line 9 VINFEN CORPORATION OF PLAIN INC 950 cambridge street cambridge MA 02141 300162655 low income housing MA 501(c)(3) Line 9 VINFEN CORPORATION OF FOREST INC 950 cambridge street cambridge MA 02141 300162656 low income housing MA 501(c)(3) Line 9 VINFEN FOUNDATION 950 cambridge street cambridge MA 02141 510629896 inactive foundation MA 501(c)(3) Line 7 OLMSTED GREEN SKILLED NURSING FACILITY INC 950 cambridge street cambridge MA 02141 010892964 inactive snf MA 501(c)(3) Line 9 VINFEN HOUSING CORPORATION 950 cambridge street cambridge MA 02141 510629866 inactive housing MA 501(c)(3) Line 9 VINFEN CORPORATION OF LARCHMONT INC 950 cambridge street cambridge MA 02141 043546321 housing MA 501(c)(3) Line 9 VINFEN HOUSING AT OLMSTED GREEN INC 950 cambridge street cambridge MA 02141 510629861 housing MA 501(c)(3) Line 9 FAMILY REHABILITATION SERVICES INC 950 cambridge street cambridge MA 02141 043140856 snf MA 501(c)(3) Line 9 VINFEN CLINICAL SERVICES INC 950 CAMBRIDGE STREET cambridge MA 02141 043459194 inactive MA C 1.00000 0 0 0 1 0 0 0 0 0 0 1 0 0 0 1 1 1 1 VINFEN CORPORATION OF CONNECTICUT Q 350000 TRAVIS CORPORATION R 1626097 viNFEN CORPORATION OF CONNECTICUT D 872421 vINFEN CORPORATION OF CONNECTICUT R 950000 vINFEN CORPORATION OF CONNECTICUT P 518582 tRAVIS CORPORATION Q 464989 vINFEN CORPORATION OF CONNECTICUT K 785035 vinfen corporation forest inc R 67058 vinfen corporation plain inc R 83571 vinfen corporation larchmont inc R 69924 family rehabilitation services inc R 300000