2011-05-10T10:22:33-04:00 2010-06-30 ERNST & YOUNG US LLP 111 MONUMENT CIRCLE SUITE 2600 INDIANAPOLIS IN 46204 990 2009-07-01 363579767 Franciscan Sisters of Chicago Service Corporation FRAN 7086476500 1055 W 175th Street Homewood IL 60430 Richard D Truesdale 2011-05-10 3176817000 2009 2016-02-24 21:20:13Z Judy Amiano 1055 W 175th Street Ste 202 Homewood IL 60430 11320754 false X www.franciscancommunities.com X 1998 IL Organized and operated exclusively for the charitable and religious purpose to support the ministries of the Franciscan Sisters of Chicago. 8 7 82 0 872794 85 80467 8159566 7421467 -247332 -3675479 776565 633180 8688884 4459635 0 0 0 0 6788570 5964461 0 0 0 5045299 4957157 11833869 10921618 -3144985 -6461983 38785449 35860200 25007187 23894661 13778262 11965539 THE MISSION STATEMENT OF THE FRANCISCAN SISTERS OF CHICAGO SERVICE CORPORATION IS "TO HONOR THE DIGNITY OF LIFE BY SERVING AS A COMPASSIONATE COMMUNITY". ITS VALUES INCLUDE: RESPECT: SEEING THE FACE OF GOD REFLECTED IN THOSE WE SERVE; SERVICE: RESPONDING TO THE NEEDS OF OTHERS BEFORE OUR OWN; DEDICATION: PASSIONATELY FULFILLING THIS CALL ENTRUSTED TO US: STEWARDSHIP: RESPONSIBLY USING OUR RESOURCES, AWARE THAT ALL CREATION IS A GIFT; JOY: GIVING FROM YOUR HEART. false false 6468295 6565222 The Franciscan Sisters of Chicago Service Corporation("FSCSC") is sponsored by the Franciscan Sisters of Chicago. FSCSC is organized and operated exclusively for the charitable and religious purpose to support the ministries of the Franciscan Sisters of Chicago. FSCSC is the sole corporate member of Franciscan Communities, Inc., University Place Inc., Franciscan Communities St Mary of the Woods, Franciscan Communities Villa de San Antonio, The Clare at Water Tower, Franciscan Community Services, Franciscan Community Benefit Services, St Jude House, St Joseph Senior Housing, and St Anthony Medical Center. FSCSC provides program and administrative support for its affiliates including operational oversight, financial management, treasury management, information technology, compliance, marketing, human resources, resident services, and construction and development management. FSCSC also provides program, administrative, development, and construction management to unrelated exempt third parties who provide services to the elderly. FSCSC owns and rents a medical office building to an unrelated exempt organization that provides services to certain residents of affiliate communities and the community. 6468295 true true false false false false false false true true false true false false false false false false false false false false false true false false false false false false true true false false false false false true true true false true 46 0 true 82 true true true false false false false false false false false false 8 7 false true false false true true true true true false true true true true true true true true true true false X RICHARD DTRUESDALE 7086476500 1055 W 175TH STREET SUITE 202 Homewood IL 60430 Sister M Francis Radke OSF 1.0 X X 0 Sister M Francine Labus OSF 1.0 X X 0 Jill Krueger 1.0 X 0 Annette Shoemaker 1.0 X 0 Lawrence Leaman 1.0 X 0 Susan Nordstrom Lopez 1.0 X 0 Sandra Singer 1.0 X 0 Thomas J Allison 40.0 X X 0 Robert Zimmer 40.0 X 246419 0 19660 Stephen Bardoczi 40.0 X 241481 0 23642 Lora Ann Slawinski 40.0 X 230125 0 12795 Lawrence Carlson 40.0 X 225897 0 23167 Kathy Kelly 40.0 X 161048 0 9846 Karla Grzeskowiak 40.0 X 128237 0 15900 Jeanette M Lindish 40.0 X 134154 0 15114 Tracy Shearer 40.0 X 61209 0 5742 Denise Boudreau 40.0 X 48565 0 5953 Richard Truesdale 40.0 X 149900 0 20952 Steve Kastner 40.0 X 134751 0 17181 Steve Kozy 40.0 X 115241 0 20344 Karen Miller 40.0 X 113228 0 12115 Steve Wuitschick 0.0 X 378760 0 11948 Chester Labus 0.0 X 232015 0 23623 Lori McLaughlin 0.0 X 247803 0 10287 Ronald Maine 0.0 X 109948 0 9155 2958781 0 257424 17 true true true Mesirow Financial Interim Managemt Management/ consult 3296686 Ungaretti Harris 70 W Madison Suite 3500 CHICAGO IL 606024224 Legal 2349619 Kaye Scholer LLC 3 First National Plaza Suite 70 CHICAGO IL 60602 Legal 834552 Cain Brothers Company LLC 360 Madison Ave - 5th Floor NEW YORK NY 10017 Financial Consultant 809882 CF Jordan 9639 Greenville Ave DALLAS TX 75243 Construction 500000 14 80000 467 80467 MGMT FEES FROM EXEMPT ORGANIZATIONS 541610 7121467 6565222 556245 DEV FEES FROM EXEMPT ORGANIZATIONS 541610 300000 300000 7421467 135107 0 0 467521 504498 -36977 -36977 -36977 2156685 389350 2067366 4289255 89319 -3899905 -3810586 -3810586 0 0 0 HOME HEALTH CARE JOINT VENTURE 621610 326100 326100 TV/INTERNET SERVICE PROVIDER FEES 518210 138891 53526 85365 REBATES AND REFUNDS 900099 41235 41235 163931 163931 670157 4459635 6565222 872794 -3193955 0 0 0 0 1734192 1734192 467902 245485 222417 3089810 2265879 823931 4659 3417 1242 393142 288306 104836 274756 219105 55651 0 911852 911852 99091 99091 0 0 38170 38170 2126926 209844 1917082 70981 70981 238329 79831 158498 235708 235708 0 482093 482093 98552 57114 41438 0 23840 8415 15425 90558 90558 0 249733 249733 172521 172521 DUES AND SUBSCRIPTIONS 40881 5355 35526 RECRUITMENT 11875 11239 636 MINOR EQUIPMENT PURCHASES 2054 1540 514 OTHER 63993 36979 27014 10921618 6468295 4453323 0 150 150 596465 436978 371999 146905 2518302 135596 110656 408203 1592813 14916754 5105633 10248413 9811121 8743609 6461900 166287 491350 18114727 14290025 38785449 35860200 6228027 5542636 5804612 6217919 3057106 2917457 9917442 9216649 25007187 23894661 X 13773582 11880859 4680 84680 13778262 11965539 38785449 35860200 X false true true X false X X X false false false FRANCISCAN COMMUNITIES INC 351124441 09 false true true 5165254 THE CLARE AT WATER TOWER 030447208 09 false true true 131786 FRANCISCAN COMMUNITIES ST MARY OF THE WOODS 510436466 09 false true true 972325 UNIVERSITY PLACE INC 352058981 09 false true true 497110 FRANCISCAN COMMUNITIES VILLA DE SAN ANTONIO 743015408 09 false true true 45863 FRANCISCAN COMMUNITIES SERVICES INC 364026985 09 false true true 110362 FRANCISCAN COMMUNITY BENEFIT SERVICES 364454351 09 false true true 18345 ST JUDE HOUSE INC 351905782 07 false true true 370863 ST ANTHONY MEDICAL CENTER INC 351172181 03 false true true 0 9 7311908 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4680 80000 84680 4680 4680 1.00000 false false 4389259 4389259 4838075 861156 3976919 559126 543768 15358 5057099 3637087 1420012 73195 63622 9573 9811121 DUE FROM AFFILIATES 14290025 14290025 0 DUE TO AFFILIATES 5018497 NOTE PAYABLE - FSC 3541667 MARKET VALUE OF SWAP AGREEMENT 501080 DEFERRED COMPENSATION - CAA BE 140405 LIFE ANNUITY CONTRACTS 15000 9216649 Endowment Funds Intended Use Form 990, Schedule D, Part V, Line 4 The intended use of the endowment funds is to fund future operational costs, including mission integration. X X X true true false false false false false false false Thomas J Allison 0 0 Robert Zimmer 201627 0 42500 0 2292 0 0 0 19660 0 266079 0 0 0 Stephen Bardoczi 222796 0 5000 0 13685 0 3371 0 20271 0 265123 0 0 0 Lora Ann Slawinski 179130 0 45000 0 5995 0 2700 0 10095 0 242920 0 0 0 Lawrence Carlson 165348 0 55000 0 5549 0 3345 0 19822 0 249064 0 0 0 Ronald Maine 0 0 0 0 109948 0 0 0 9155 0 119103 0 0 0 Kathy Kelly 133245 0 25000 0 2803 0 2018 0 7828 0 170894 0 0 0 Richard Truesdale 141723 0 7500 0 677 0 2126 0 18826 0 170852 0 0 0 Chester Labus 52561 0 0 0 179454 0 0 0 23623 0 255638 0 0 0 Lori McLaughlin 64990 0 0 0 182813 0 0 0 10287 0 258090 0 0 0 Steve Wuitschick 0 0 0 0 378760 0 0 0 11948 0 390708 0 0 0 Steve Kastner 116914 0 15000 0 2837 0 1782 0 15399 0 151932 0 0 0 Compensation Information Form 990, Schedule J, Part I, Question 4a During the year the following employees of FSCSC received severance payments in accordance with severance agreements following the termination of their employment. The amounts identified below represent the severance payments received during calendar 2009 of the total compensation reported for that period. Ronald Maine - Vice-President Development $109,646 Chester Labus - CFO and Treasurer $140,667 Lori McLaughlin - VP Legal and Compliance $138,956 Steve Wuitschick - Chief Executive Officer and President $341,550 Supplemental nonqualified retirement plan Form 990, Schedule J, Part I, Question 4b During the year the following employees participated in a nonqualified 457(f)retirement plan. There were no payments to the plan during calendar 2009. Robert Zimmer Stephan Bardoczi Lora Ann Slawinski Lawrence Carlson Ronald Maine Kathy Kelly Chester Labus Lori McLaughlin Steve Wuitschick Karla Grzeskowiak Jeanette Lindish Mesirow Financial Interm Management Entity w common officer 1237278 Interim mgmt and consulting false James Zimmer Family member of officer 15337 Consulting services false Corporate Member Form 990, Part VI, Question 6 Does the organization have members or stockholders? The members of Franciscan Sisters of Chicago Serivce Coporation ("FSCSC") shall consist of the General Minister and the members of the General Council of the Franciscan Sisters of Chicago (the "Members"). The General Minister of the Franciscan Sisters of Chicago shall be the chairperson of the Members. The Members shall act in a stewardship capacity and ensure that all actions of FSCSC are consistent with the purposes of FSCSC and the ethical and religious principles of the Franciscan Sisters of Chicago and in furtherance of their apostolates and the catholic church. Elect governing body Form 990, Part VI, Question 7a The sole corporate member, the Franciscan Sisters of Chicago, has the reserve power to appoint and remove Directors and fill vacancies on the Board of Directors of the Franciscan Sisters of Chicago Service Corporation. Reserve Powers Form 990, Part VI, Question 7b The Members shall have the following reserve powers: (a) Mission, Philosophy, Values - To review and consult with the FSCSC Board of Directors, prior to the FSCSC Board of Directors' approval or adoption of any changes to or deviations from the mission, philosophy, and values of FSCSC( including as reflected in any statement of its mission, philosophy or values, or in any strategic plan, any annual operating, capital and cash flow budgets, and to approve any such change or deviation.) (b) Governing Document Amendments and Goverance 1. To approve any amendments to the Articles of Incorporation, Bylaws or similar governing documents of FSCSC or any Affiliate that would diminish the rights and powers of the Members as set forth herein or in such other governing documents. 2. To appoint and remove Directors and fill vacancies on the Board of Directors. 3. To appoint or remove the Chairperson and the President/CEO of FSCSC, after consultation with the Board of Directors. (c) Significant Actions 1. To approve any merger, consolidation, dissolution or liquidation of FSCSC or any Affiliate, other than a merger or consolidation soley between existing Affiliates. 2. To approve the creation of any new Affiliate or any affiliation. 3. To approve the establishment , termination, transfer or other acquisition or disposition of a major ministry, work or similar program by FSCSC or any Affiliate. 4. To approve the purchase, sale, donation, lease, mortgage, or any other acquisition, disposition or encumbrance of any assets of FSCSC or any Affiliate, over the amount set by the Members from time to time. 5. To approve the incurrence of indebtedness, or the guarantee of indebtedness of any person, by FSCSC or any Affiliate over an amount specified by the Members from time to time. Governance review of 990 Form 990, Part VI, Question 11a Ernst and Young LLP presented a final draft of the completed Form 990, including all applicable schedules to the audit and finance committee of the Board of Directors prior to its filing with the Internal Revenue Service. A copy of the final Form 990 was distributed to all members of the Board of Directors before it was filed. Delegate Control of Management Duties Form 990, Part VI, Section A.,Question 3, Schedule L, Part IV Effective July 15, 2008, the Franciscan Sisters of Chicago Service Corporation ("FSCSC") and its sponsor, the Franciscan Sisters of Chicago, entered into an agreement to delegate the control of management duties of FSCSC to Mesirow Financial Interim Management, LLC. The scope of services of the agreement included Mr. Thomas J. Allison to serve as Chief Executive Officer of FSCSC. And in accordance with the bylaws of FSCSC Mr. Allison serves as a member of the Board of Directors. Mr. Allison reports directly to the Board of Directors and to the Sponsor. The scope of the agreement also included consulting and project services. These services included analyzing and revising FSCSC's organizational structure and team to more effectively oversee and manage business operations, assist in developing a plan to restructure the operations and business of FSCSC, and to provide assistance for ministries facing significant challenges. The total cost of Mesirow Financial Interim Mangement services under this agreement for the year totalled $1,237,278. Conflict of Interest Policy Form 990, Part VI, Section B, Question 12c As provided for in the Conflict of Interest policy, it is the responsibility of the board or committee chair to ensure that each director, officer, and member of a board committee annually signs an FSCSC approved conflict of interest disclosure statement. Copies of all signed statements are forwarded to the Corporate Director of Compliance and Standards. Key employees are required to complete an annual conflict of interest statement that is reviewed by their direct supervisor. Executive Compensation Form 990, Part VI, Section B., Question 15 The board of directors of the organization has the responsibility to establish compensation ranges for the employees of FSCSC. The board of directors appointed an executive compensation committee of the board to meet this responsibility. The executive compensation committee approves the compensation for the Chief Executive Officer and President, Chief Financial Officer, and other key employees in the organization. The executive compensation committee is comprised of persons who do not have a conflict of interest with respect to the compensation arrangements at issue. The process for determining the appropriate compensation of each position includes: 1. Review and approval by the executive compensation committee. 2. Obtaining and analyzing comparable compensation data for similar persons in functionally comparable positions in similar organizations. 3. Contemporaneous documentation and recordkeeping with respect to deliberations and decisions regarding the compensation arrangements. Governing Documents Disclosure Form 990, Part VI, Section C., Question 19 The organization makes its governing documents, conflict of interest policy and financial statements available to the public in accordance with applicable laws and regulations. Officers, Directors and Key Employees Hours Form 990, Schedule J-2, Column B The Franciscan Sisters of Chicago Service Corporation("FSCSC") is the sole corporate member of Franciscan Communities, Inc., University Place Inc., Franciscan Communities St Mary of the Woods, Franciscan Communities Villa de San Antonio, The Clare at Water Tower, Franciscan Community Services, Franciscan Community Benefit Services, St Jude House, St Joseph Senior Housing, and St Anthony Medical Center. The purpose of FSCSC is to provide program and administrative support for its affiliates including operational oversight, financial management, treasury management, information technology, compliance, marketing, human resources, resident services, and construction and development management. FSCSC is the paymaster for the officers and key employees that provide these services. The average hours per week identified in Schedule J-2 reflect the total hours spent on all affiliates. Franciscan Communities Inc 1055 W 175th Street Ste 202 Homewood IL 60430 351124441 Healthcare IN 501(c)3 9 N/A The Clare at Water Tower 1055 W 175th Street Ste 202 Homewood IL 60430 030447208 Healthcare IL 501(c)3 9 N/A Franciscan Commun St Mary of the Woods 1055 W 175th Street Ste 202 Homewood IL 60430 510436466 Healthcare IL 501(c)3 9 N/A University Place Inc 1055 W 175th Street Ste 202 Homewood IL 60430 352058981 Healthcare IN 501(c)3 9 N/A Franciscan Comm Villa de San Antonio 1055 W 175th Street Ste 202 Homewood IL 60430 743015408 Healthcare IL 501(c)3 9 N/A Franciscan Community Services Inc 1055 W 175th Street Ste 202 Homewood IL 60430 364026985 Healthcare IL 501(c)3 9 N/A Franciscan Community Benefit Services 1055 W 175th Street Ste 202 Homewood IL 60430 364454351 Foundation IL 501(c)3 9 N/A St Jude House 1055 W 175th Street Ste 202 Homewood IL 60430 351905782 Abuse shelter IN 501(c)3 7 N/A St Anthony Medical Center 1055 W 175th Street Ste 202 Homewood IL 60430 351172181 Hospital IN 501(c)3 7 N/A St Joseph Senior Housing 1055 W 175th Street Ste 202 Homewood IL 60430 371485002 Afford House IL 501(c)4 N/A Franciscan Sisters of Chicago 11500 Theresa Drive Lemont IL 60439 362877607 Parent IL 501(c)3 1 N/A Crete Housing Manager LLC 1055 W 175th Street Suite 202 Homewood IL 60430 383698012 Afford Housing IL Crete Senior Housing Phase II LLC 1055 W 175th Street Suite 202 Homewood IL 60430 263724299 Afford Housing IL false true true true false false false false false false true false false false false false true true Franciscan Communities k 5631141 University Place k 541948 St Joseph Senior Housing k 225000 Franciscan Community Services k 120316 St Jude House b 325000 St Mary of the Woods b 725000 Franciscan Communities Inc c 6750000 University Place d 765000 St Mary of the Woods d 1950000 Franciscan Community Based Services q 65588 University Place q 1688105 Franciscan Communities Villa de San Antonio q 3516427 Crete Housing Manager LLC q 109339 Franciscan Communities r 518192 St Mary of the Woods r 452021 The Clare at Water Tower r 827632 St Anthony Medical Center r 60000