2011-05-10T06:59:21-05:00 2010-12-31 RSM MCGLADREY INC 100 INTERNATIONAL DRIVE SUITE 1400 BALTIMORE MD 21202 990 2010-01-01 522205122 AMERICAN UROLOGICAL ASSOCIATION INC AMER 4106893700 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 MICHAEL SHEPPARD 4106893700 2011-05-05 1 JULIA FLANNERY 4102469300 2010 2016-03-07 17:11:31Z MICHAEL SHEPPARD 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 10513762 0 X WWW.AUANET.ORG X 2002 MD ADVANCEMENT OF PROFESSIONAL AND UROLOGIC PATIENT CARE AND THE FORMULATION OF HEALTH CARE POLICY. 13 8 32 124 292327 0 0 0 11189238 10501114 22950 12648 0 0 11212188 10513762 2088000 2026400 0 0 4604145 4712214 0 0 0 4592896 4736403 11285041 11475017 -72853 -961255 9936753 9257176 7262843 7544521 2673910 1712655 X PROMOTE THE HIGHEST STANDARDS OF UROLOGICAL CLINICAL CARE THROUGH EDUCATION, RESEARCH, AND THE FORMULATION OF HEALTH CARE POLICY. 0 0 THE AMERICAN UROLOGICAL ASSOCIATION, INC. (AUA) IS ORGANIZED TO SERVE AS A NATIONAL PROFESSIONAL ASSOCIATION OF PHYSICIANS IN THE SPECIALTY OF UROLOGY. ANNUALLY THE AUA HOLDS A NATIONAL MEETING FOR MEMBERS AND NON-MEMBERS, AT WHICH NUMEROUS EDUCATIONAL SESSIONS ARE CONDUCTED BY EXPERTS IN RESEARCH AND MEDICAL TECHNIQUES IN UROLOGY AS WELL AS MANUFACTURERS EXHIBITING THE LATEST TECHNOLOGY AND PRODUCTS USEFUL TO THE PRACTICING UROLOGISTS. THE AUA ADVOCATES HEALTH POLICIES IN THE PUBLIC INTEREST, ON CURRENT ISSUES AFFECTING THE SPECIALTY OF UROLOGY AND MEDICINE IN GENERAL WITH THE U.S. CONGRESS AND FEDERAL AND STATE REGULATORY AGENCIES. DIRECTLY AND THROUGH AFFILIATED ENTITIES, THE AUA PROVIDES SCIENTIFIC RESEARCH, EDUCATION, PRACTICE MANAGEMENT, ADVOCACY, MEMBERSHIP SERVICES AND PUBLIC RELATIONS ON BEHALF OF THE UROLOGICAL PROFESSION. 0 0 1 1 0 0 0 0 1 0 0 0 1 0 1 0 1 0 0 1 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 35 0 1 32 1 1 1 0 0 0 1 1 0 X 13 8 0 0 1 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 0 0 0 MD X MARK CAMPOBELLO 4106893705 1000 CORPORATE BOULEVARD LITHICUM MD 21090 ANTON J BUESCHEN MD 3.00 X X 31787 49719 0 ROBERT C FLANIGAN MD 3.00 X X 40498 63343 0 PRAMOD C SOGANI MD 0.50 X 1570 2456 0 RICHARD MEMO MD 3.00 X X 39175 61275 0 DATTA WAGLE MD 3.00 X X 26612 41625 0 B THOMAS BROWN MD 0.50 X 1779 2783 0 JOHN C PRINCE MD 0.50 X 223 348 0 DAVID GREEN MD 0.50 X 1348 2108 0 DENNIS PESSIS MD 0.50 X 1384 2166 0 KEVIN PRANIKOFF MD 0.50 X 1078 1686 0 SUSHIL S LACY MD 3.00 X X 6696 10474 0 JOHN H LYNCH MD 0.50 X 1472 2302 0 J BRANTLEY THRASHER MD 0.50 X 773 1209 0 CHARLES W LOGAN MD 0.50 X 1291 2020 0 THOMAS J ROHNER JR MD 0.50 X 1296 2027 0 MICHAEL T SHEPPARD 12.00 X 163777 256163 36612 MARK P CAMPOBELLO 16.00 X 86228 134870 40118 KEVIN A WOHLFORT 16.00 X 89765 140403 50298 PETER J PLOURD 16.00 X 84667 132428 33442 BETH KOSIAK 40.00 X 204372 0 30902 RICHARD W RUTHERFORD 40.00 X 150539 0 30560 MICHAEL A PRETL 8.00 X 50543 79055 0 PATRICIA BANKS 16.00 X 54900 85870 15355 SUSAN A KERNS 16.00 X 49544 77490 33791 1091317 1151820 271078 3 0 1 0 PHYSICIAN REIMBURSEMENT SYSTEMS INC 1675 LARIMER STREET DENVER CO 90202 WEBSITE DEVELOPMENT 580461 HART HEALTH STRATEGIES 3823 FORDHAM ROAD NW WASHINGTON DC 20016 POLITICAL STRATEGY CONSULTANTS 156000 2 EXHIBIT & INDUS. SUPPO 541800 5410918 5118591 292327 MEMBERSHIP DUES AND AS 541900 3922807 3922807 PRACTICE MANAGEMENT 541900 652654 652654 MISC PUBS/MANUALS/PROG 541800 499735 499735 GOVERNMENT AFFAIRS 541900 15000 15000 10501114 12648 12648 10513762 10208787 292327 12648 2000000 26000 400 884366 3444763 61484 191509 130092 1080129 361308 845060 932738 CONTRACT SERVICES 1330738 AWARDS 186430 11475017 8000596 5526672 454024 420872 148399 73322 1333734 3236310 9936753 9257176 427633 367816 6835210 7176705 7262843 7544521 X 2673910 1712655 2673910 1712655 9936753 9257176 -961255 X 0 1 1 X 0 416447 100 0 UROPAC (SEE PART IV DESCRIPTION) 1100 EAST WOODFIELD ROAD SUITE 520 SCHAUMBERG IL 60173 201065450 0 36680 0 0 0 3922807 416447 416447 821561 -405114 ORGANIZATIONS DIRECT AND INDIRECT POLITICAL CAMPAIGN ACTIVITIES: PART I-A, LINE 1: THE AMERICAN UROLOGICAL ASSOCIATION, INC. (AUA) IS THE JOINT OWNER WITH THE AMERICAN ASSOCIATION OF CLINICAL UROLOGISTS (AACU) OF THE "AMERICAN ASSOCIATION OF CLINICAL UROLOGISTS-AMERICAN UROLOGICAL ASSOC. POLITICAL ACTION COMMITTEE (UROPAC)." UROPAC IS A SEPARATE ENTITY CO-SPONSORED BY THE AMERICAN ASSOCIATION OF CLINICAL UROLOGISTS, INC. AND THE AMERICAN UROLOGICAL ASSOCIATION, INC. UROPAC WILL NOT SOLICIT CONTRIBUTIONS FROM FOREIGN NATIONALS OR INDIVIDUALS WHO ARE NOT MEMBERS OF AUA OR AACU. CONTRIBUTIONS FROM FOREIGN NATIONALS AND INDIVIDUALS WHO ARE NOT MEMBERS OF AUA OR AACU ARE PROHIBITED. THE FEDERAL FUNDS RAISED BY UROPAC ARE CONTRIBUTED TO FECA CAMPAIGN COMMITTEES. AUA/AACU STAFF MAKES RECOMMENDATIONS ON CONTRIBUTIONS TO THE UROPAC BOARD WHICH HAS ENTRUSTED THE CHAIR AND THE VICE CHAIR WITH DECISION MAKING AUTHORITY. AUA STAFF REGULARLY ATTENDS FUNDRAISERS FOR FEDERAL INCUMBENTS AND CHALLENGERS AS WELL AS POLITICAL PARTY FUNDRAISING APPARATUSES. THE AUA MAINTAINS ONE STAFF MEMBER WHO WORKS APPROXIMATELY 30% OF THE TIME ON UROPAC ACTIVITIES: FUNDRAISING, COORDINATING FECA CAMPAIGN COMMITTEE CONTRIBUTIONS, LIAISING WITH THE AACU ON UROPAC MATTERS, ETC. AUA COVERS TRAVEL EXPENSES RELATED TO THIS STAFF MEMBER'S UROPAC RELATED TRAVEL. IN ADDITION, THE AUA SPONSORS A UROPAC RECEPTION ON BEHALF OF UROPAC AT ITS ANNUAL MEETING AND PRODUCES A BOOTH USED FOR FUNDRAISING AT THE ANNUAL MEETING AS WELL. OTHER EXPENSES INCLUDE REGISTRATION FEES FOR PAC TRAINING/FORUMS, MISCELLANEOUS PRINTING, AND INTERNET FEES. 6175423 6175423 6175423 6175423 6175423 6175423 0.00000 1.00000 0.00000 0 1 1 0 INTERCOMPANY RECEIVABLE 3236310 3236310 10513762 11475017 -961255 0 -961255 33013201 22512087 22512087 10501114 12648 12648 10513762 30111125 18636108 18636108 11475017 0 11475017 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ENDOWMENT FUNDS ARE HELD AND ADMINISTERED BY BOTH THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC. AND THE AMERICAN UROLOGICAL ASSOCIATION FOUNDATION, INC., RELATED EXEMPT ORGANIZATIONS. ENDOWMENT FUNDS ARE USED TO SUPPORT RESEARCH SCHOLARSHIPS AND AWARDS FOR THE ADVANCEMENT OF UROLOGIC MEDICINE. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: IN JULY 2006, THE FASB ISSUED FASB INTERPRETATION NO. 48, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, AN INTERPRETATION OF FASB STATEMENT NO. 109 ("FIN 48"). AS OF DECEMBER 31, 2010 AND 2009, AUA HAD NO MATERIAL UNRECOGNIZED/DERECOGNIZED TAX BENEFITS OR TAX PENALTIES OR INTEREST. PART XII, LINE 2D - OTHER ADJUSTMENTS: F/S ARE CONSOLIDATED: AMERICAN UROLOGICAL ASSOCIATION FOUNDATION, INC. 6,672,619. AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC. REVENUE 23,022,915. INCOME ELIMINATED ON THE CONSOLIDATED FINANCIAL STATEMENTS -7,183,447. PART XII, LINE 4B - OTHER ADJUSTMENTS: INVESTMENT INCOME 12,648. PART XIII, LINE 2D - OTHER ADJUSTMENTS: F/S ARE CONSOLIDATED: AMERICAN UROLOGICAL ASSOCIATION FOUNDATION, INC. 3,040,622. AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC. EXPENSES 22,778,933. EXPENSES ELIMINATED ON THE CONSOLIDATED FINANCIAL STATEMENTS -7,183,447. 1 SOUTH ASIA 0 0 GRANTMAKING 200 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTMAKING 200 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICE EDUCATION, TRAVEL, MISCELLANEOUS 20209 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICE EDUCATION, TRAVEL, MISCELLANEOUS 6635 NORTH AMERICA 0 0 PROGRAM SERVICE EDUCATION, MEETING, MISCELLANEOUS 2028 SOUTH AMERICA 0 0 PROGRAM SERVICE EDUCATION, MEETING, MISCELLANEOUS 4890 SOUTH ASIA 0 0 PROGRAM SERVICE EDUCATION, MEETING, MISCELLANEOUS 10438 0 0 0 44600 0 44600 0 0 0 0 0 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: THE USE OF GRANT FUNDS ARE MONITORED THROUGH AUA'S REPRESENTATION AT SUB-SPECIALTY SOCIETY MEETINGS, REVIEW OF REPORTS, AND LIASON RELATIONSHIPS WITH GRANT RECIPIENTS. 1 2009 LEGISLATIVE SUPPORT SUPPORT FOR MD LEGISLATIVE ACTIVITIES GENERAL SUPPORT AMERICA UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH INC 1000 CORPORATE BOULEVARD LINTHICUM MD 21091 430691437 501(C)(3) 2000000 GENERAL SUPPORT 1 HEALTH POLICY SCHOLARSHIP 1 15000 2010 RESIDENCY GRANT 6 11000 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE USE OF GRANT FUNDS ARE MONITORED THROUGH AUA'S REPRESENTATION AT SUB-SPECIALTY SOCIETY MEETINGS, REVIEW OF REPORTS, AND LIASON RELATIONSHIPS WITH GRANT RECIPIENTS. X X X 1 1 0 0 0 MICHAEL T SHEPPARD 151120 236365 12657 19798 0 0 13265 20747 2358 3688 179400 280598 0 0 MARK P CAMPOBELLO 75111 117481 11117 17389 0 0 11542 18053 4711 7369 102481 160292 0 0 KEVIN A WOHLFORT 77725 121570 12040 18833 0 0 12840 20083 7563 11829 110168 172315 0 0 PETER J PLOURD 75166 117568 9501 14860 0 0 12028 18814 2187 3420 98882 154662 0 0 BETH KOSIAK 176687 0 27685 0 0 0 28518 0 3561 0 236451 0 0 0 RICHARD W RUTHERFORD 137443 0 13096 0 0 0 20037 0 12695 0 183271 0 0 0 PATRICIA BANKS 49575 77540 5325 8330 0 0 4974 7781 1736 2716 61610 96367 0 0 SUSAN A KERNS 47718 74635 1826 2855 0 0 6870 10746 8909 13935 65323 102171 0 0 PART I, LINE 1A OFFICERS AND DIRECTORS ARE ENTITLED TO FIRST CLASS TRAVEL ON TRIPS OVER ESTABLISHED TIME AND DISTANCE LIMITS. THIS AMOUNT IS INCLUDED IN TAXABLE COMPENSATION. OFFICERS AND DIRECTORS ARE ENTITLED TO TRAVEL FOR COMPANIONS ON SELECT TRIPS DURING THE YEAR. THIS AMOUNT IS INCLUDED IN TAXABLE COMPENSATION. THE PRESIDENT AND THE PRESIDENT ELECT RECEIVE TAX INDEMNIFICATION AND GROSS UP PAYMENTS FOR 50% OF THEIR SPOUSAL TRAVEL IN THE FOLLOWING YEAR. THIS AMOUNT IS INCLUDED IN TAXABLE COMPENSATION. SUPPLEMENTAL INFORMATION PART III FORM 990, SCHEDULE J, PART I, LINE 3 THE AMERICAN UROLOGICAL ASSOCIATION, INC. RELIES ON THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC., A RELATED ORGANIZATION TO ESTABLISH THE COMPENSATION OF THE ORGANIZATION'S CEO/EXECUTIVE DIRECTOR. THE AUAER USES A COMPENSATION COMMITTEE, FORM 990 OF OTHER ORGANIZATIONS, COMPENSATION SURVEY OR STUDY, AND THE APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION A, LINE 4 DURING 2010, THE BYLAWS OF THE ORGANIZATION WERE CHANGED. THE ONLY SIGNIFICANT CHANGE WAS TO THE OFFICERS OF THE BOARD OF DIRECTORS. THE HISTORIAN IS NO LONGER AN OFFICER OF THE BOARD, AND THE TREASURER-ELECT IS NOW CONSIDERED AN OFFICER. THE TREASURER-ELECT IS A NON-VOTING MEMBER OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 6 ALL MEMBERS HAVE A RIGHT TO APPROVE/CHANGE BYLAWS AND TO ELECT THE TREASURER AND SECRETARY OFFICER POSITIONS OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A SEE EXPLANATION FOR LINE 6. FORM 990, PART VI, SECTION A, LINE 7B SEE EXPLANATION FOR LINE 6. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS REVIEWED BY THE AUDIT COMMITTEE, SENIOR STAFF, AND AN ELECTRONIC COPY WAS PROVIDED TO THE ENTIRE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL COMMITTEE MEMBERS ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST DISCLOSURE STATEMENT. THE COI'S ARE REVIEWED BY ALL COMMITTEE CHAIRMEN PRIOR TO ALL MEETINGS. THE REVIEW IS LISTED AS A DISCUSSION ITEM ON EVERY COMMITTEE AGENDA AND THE REVIEW AND DISCUSSION IS DOCUMENTED IN THE COMMITTEE MEETING MINUTES. FORM 990, PART VI, SECTION C, LINE 19 THESE ITEMS ARE AVAILABLE UPON REQUEST AT OUR CORPORATE OFFICE, 1000 CORPORATE BOULEVARD, LINTHICUM, MD 21090. FORM 990 - FUNCTIONAL EXPENSES AMERICAN UROLOGICAL ASSOCIATION, INC. (AUA) DOES NOT HAVE ANY EMPLOYEES. ALL THE SERVICES PROVIDED FOR THE AUA ARE PERFORMED BY EMPLOYEES OF THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC. (AUAER) UNDER A COST SHARING ARRANGEMENT. THE EXPENSES REFLECTED ON PAGE TEN OF THIS RETURN ON LINES 7 THROUGH 10 ARE THE EXPENSES PAID BY THE AUA TO THE AUAER UNDER THE COST SHARING ARRANGEMENT FOR SERVICES PROVIDED BY AUAER EMPLOYEES FOR THE AUA. FORM 990 - PAGE 1, PART I, LINE 6 THE NUMBER OF VOLUNTEERS WAS ESTIMATED BASED ON THE NUMBER OF PHYSICIAN'S PARTICIPATING ON PHYSICIAN COMMITTEES. FORM 990, PART VII THE BOARD OF DIRECTORS AND COMMITTEE MEMBERS OF THE AMERICAN UROLOGICAL ASSOCIATION, INC. (AUA) ROTATE ON A FISCAL YEAR CYCLE TYPICALLY JUNE 1ST THROUGH MAY 31ST. HOURS DEVOTED TO RELATED ORGANIZATIONS: FORM 990, PART VII, SECTION A SEVERAL DIRECTORS OF AMERICAN UROLOGICAL ASSOCIATION, INC. ARE ALSO DIRECTORS OF AMERICAN UROLOGICAL ASSOCIATION FOUNDATION, INC.,A RELATED ORGANIZATION. HOURS DEVOTED TO AMERICAN UROLOGICAL ASSOCIATION FOUNDATION, INC. ARE LISTED BELOW. THESE HOURS ARE ALL UNCOMPENSATED, VOLUNTEER HOURS. INDIVIDUAL HOURS DEVOTED TO AUAF DATTA G. WAGLE, M.D. 1 SUSHIL S. LACY, M.D. 1 ANTON J. BUESCHEN, M.D. 1 ROBERT C. FLANIGAN, M.D. 1 RICHARD A. MEMO, M.D. 1 JOHN H. LYNCH, M.D. .5 DAVID F. GREEN, M.D. .5 PRAMOD C. SOGANI, M.D. .5 DENNIS A. PESSIS, M.D. .5 KEVIN PRANIKOFF, M.D. .5 J. BRANTLY THRASHER, M.D .5 B. THOMAS BROWN, M.D. .5 JOHN C. PRINCE, M.D. .5 CHARLES W. LOGAN, M.D. .5 THOMAS J. ROHNER, JR., M.D. .5 SEVERAL DIRECTORS OF AMERICAN UROLOGICAL ASSOCIATION, INC. ARE ALSO DIRECTORS OF AMERICAN UROLOGICAL ASSOCIATION EDUCATION & RESEARCH, INC.,A RELATED ORGANIZATION. HOURS DEVOTED TO AMERICAN UROLOGICAL ASSOCIATION EDUCATION & RESEARCH, INC. ARE LISTED BELOW: INDIVIDUAL HOURS DEVOTED TO AUAER DATTA G. WAGLE, M.D. 6 SUSHIL S. LACY, M.D. 6 ANTON J. BUESCHEN, M.D. 6 ROBERT C. FLANIGAN, M.D. 6 RICHARD A. MEMO, M.D. 6 JOHN H. LYNCH, M.D. 1 DAVID F. GREEN, M.D. 1 PRAMOD C. SOGANI, M.D. 1 DENNIS A. PESSIS, M.D. 1 KEVIN PRANIKOFF, M.D. 1 J. BRANTLY THRASHER, M.D 1 B. THOMAS BROWN, M.D. 1 JOHN C. PRINCE, M.D. 1 CHARLES W. LOGAN, M.D. 1 THOMAS J. ROHNER, JR., M.D. 1 AN OFFICER OF AMERICAN UROLOGICAL ASSOCIATION, INC. IS ALSO AN OFFICER OF AMERICAN UROLOGICAL ASSOCIATION FOUNDATION, INC.,A RELATED ORGANIZATION. HOURS DEVOTED TO AMERICAN UROLOGICAL ASSOCIATION FOUNDATION, INC. ARE LISTED BELOW. THESE HOURS ARE ALL UNCOMPENSATED, VOLUNTEER HOURS. INDIVIDUAL HOURS DEVOTED TO AUAF MICHAEL T. SHEPPARD 5 SEVERAL OFFICERS, KEY EMPLOYEES, AND HIGHLY COMPENSATED OF AMERICAN UROLOGICAL ASSOCIATION, INC. ARE ALSO EMPLOYEES OF AMERICAN UROLOGICAL ASSOCIATION EDUCATION & RESEARCH, INC., A RELATED ORGANIZATION. HOURS DEVOTED TO AMERICAN UROLOGICAL ASSOCIATION EDUCATION & RESEARCH, INC. ARE LISTED BELOW: INDIVIDUAL HOURS DEVOTED TO AUAER MICHAEL T. SHEPPARD 23 MARK P. COMPOBELLO 24 KEVIN A. WOHOFORT 24 PETER J. PLOURD 24 PATRICIA BANKS 24 MICHAEL A. PRETL 12 SUSAN A. KERNS 24 AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH INC 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 430691437 EXEMPT ORGANIZATION MD 501(C)(3) 9 N/A 0 AMERICAN UROLOGICAL ASSOCIATION FOUNDATION INC 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 203210212 EXEMPT ORGANIZATION MD 501(C)(3) 7 N/A 0 0 1 0 1 0 0 0 0 0 0 0 0 1 1 1 0 0 0