2011-05-09T15:16:14-05:00 2010-06-30 O'CONNOR DAVIES MUNNS & DOBBINS LLP 60 EAST 42ND STREET NEW YORK NY 10165 990 2009-07-01 132926426 GRAHAM WINDHAM GRAH 2125296445 33 IRVING PLACE NEW YORK NY 10003 POUL JENSEN 2125296445 2011-05-09 1 2122862600 2009 2016-02-24 21:20:13Z Poul Jensen 33 IRVING PLACE NEW YORK NY 10003 67044643 0 X WWW.GRAHAM-WINDHAM.ORG X 1806 NY HELP UNDER-SERVED CHILDREN OVERCOME OBSTACLES ON THE PATH TO SELF-SUFFICIENCY THROUGH FAMILY BASED FOSTER CARE, RESIDENTIAL AND EARLY CHILDHOOD SERVICES. 22 22 1022 100 0 0 61876641 64862721 947787 825892 314752 348246 26623 52524 63165803 66089383 0 0 34543671 36651153 0 493922 28692781 29624997 63236452 66276150 -70649 -186767 28883422 29541685 18822739 19015749 10060683 10525936 Help under-served children overcome obstacles to self sufficiency by providing them the skills to succeed, and strengthening their families through family foster care, residential education & treatment, early childhood and other community supports. 0 0 20123506 21810955 Family Based Foster Care Services which include the following program components: Permanency Planning Services, Foster Family Support, AfterCare/Family Development Services, Homefinding, Therapeutic Family Foster Care Services, Educational Advocacy & Tutoring, and Preparing Youth for Adulthood Services for adolescents and older teens. 15263895 15132526 Early Childhood Services which include the following program components: three community based child care centers, family based child care services including the Early Head Start and Family Child Care Network components, Pre-school Special Education services delivered at two locations, and the community based Parent Child Home Program. 14392592 15613032 Residential services delivered through the Graham School Residential Education and Treatment Center to meet the needs of youth referred by social services districts, Family Courts and public school districts. Services include: Therapeutic Residential Care, Permanency Planning Services, on site Educational Services, AfterCare/Family Development Services, Preparing Youth for Adulthood Services, employment /vocational services and a host of therapeutic recreational and peer group focused leadership development services. 11087984 11848184 Graham Windham's other program services include a host of community based family support services, as well as a package of Medicaid funded services. The community based services include preventive services in support of families at risk of having one or more of their children placed into 24 hour care. In addition, we deliver afterschool services in public school settings aimed at supporting and engaging youth and their families through a combination of recreational programming, the arts, athletics, tutoring, homework help and drop-out prevention services for chronically truant students. In addition, we provide Medicaid funded services that are delivered both in community settings and at our Graham School residential campus. These include: Bridges to Health Waiver Services on behalf of a selected cohort of at risk children residing in family foster care settings, community and school based mental health services delivered through our Article 31 licensed Manhattan Mental Health Program and an extensive package of clinical and medical services delivered on behalf of all the children and youth served through our family based foster care program and the Graham School Residential Education and Treatment Center. 11087984 11848184 60867977 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 309 0 1 1022 1 0 0 0 0 0 1 1 0 0 0 0 0 22 22 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X X francis x spain CO GRAHAM WINDHAM 2125296445 33 Irving Place New York NY 10003 GEORGIA WALL 5.00 X X 0 0 0 JOHN CECIL 2.00 X X 0 0 0 SALLY E DURDAN 1.00 X 0 0 0 PAMELA C MINETTI 1.00 X X 0 0 0 SALIM RAMJI 1.00 X X 0 0 0 MARK RUFEH 1.00 X X 0 0 0 ANDY SAPERSTEIN 1.00 X X 0 0 0 MELISSA M THOMSON 1.00 X 0 0 0 KENNETH R BRYANT 1.00 X X 0 0 0 JOHN SARGENT 1.00 X X 0 0 0 HENRY J CARNAGE 1.00 X 0 0 0 JAMES R CRAIGIE 1.00 X 0 0 0 ERIC GERSTER 1.00 X 0 0 0 MICHAEL GOLDEN 1.00 X 0 0 0 SHAMIKA LEE 1.00 X 0 0 0 JENNIFER MACKESY 1.00 X X 0 0 0 ANDREW MAKK 1.00 X X 0 0 0 BARBARA MARCUS 1.00 X X 0 0 0 HEATHER MCVEIGH 1.00 X 0 0 0 CARMEN PAOLERCIO 1.00 X 0 0 0 HARRIET SAVAGE 1.00 X 0 0 0 EYAL SHEMSH 1.00 X 0 0 0 POUL JENSEN 35.00 X 281923 0 16211 FRANCIS X SPAIN 35.00 X 234095 0 13460 GERALD LEVENTHAL 35.00 X 179878 0 10343 SANDRA APRIL 35.00 X 179437 0 10318 CHARMANE WONG 35.00 X 150790 0 8670 ROBERT NEAL 35.00 X 211000 0 12132 BASIL WEBSTER 35.00 X 143550 0 8254 Emmanuel Brunot 35.00 X 137255 0 7892 JESS DANNHAUSER 35.00 X 160313 0 9218 paul dunn 35.00 X 149950 0 8622 1828191 0 105120 10 0 1 0 MED PSYCH SERVICES 43 HIGH POINT CIRCLE RYE BROOK NY 10573 OTHER 225180 CARRIERI & CARRIERI 200 OLD COUNTRY ROAD MINEOLA NY 11501 LEGAL 191418 WCA TECHNOLOGY 8 W 38TH STREET - SUITE 1004 NEW YORK NY 10018 CONSULTING 146926 VTA MANAGEMENT LLC PO BOX 504884 ST LOUIS MO 63150 CONSULTING 131580 KAREN WEISS 513 ADELE COURT ENGLEWOOD NJ 07631 MEDICAL 130015 7 616496 63578805 667420 5135 64862721 School District Fee & 900099 697796 697796 Program Service Fee 900099 128096 128096 825892 273215 273215 884137 809106 75031 75031 75031 146154 616496 146154 0 MISCELLANEOUS INCOME 900099 52524 52524 52524 66089383 0 0 1226662 1112222 210705 710598 190919 27347264 25167316 2086197 93751 1308914 1173376 123122 12416 3964322 3596571 339952 27799 2918431 2616227 274520 27684 274437 191063 83374 105738 73615 32123 22227 22227 1785499 1435777 311335 38387 131579 113578 13369 4632 1334516 1140205 161240 33071 1240651 872616 330387 37648 329144 321898 6620 626 171244 144349 25925 970 11218 11218 830335 766105 60381 3849 429232 390346 35467 3419 FOSTER & DAY CARE PYMTS 15133266 15133266 HEALTH SERVICES MED SUP 3131278 3131278 PROVISIONS/CLOTHING/REC 2286422 2286422 REPAIR AND MAINTENANCE 1011409 938209 65237 7963 UTILITIES 662436 616001 41913 4522 734366 537836 190264 6266 66276150 60867977 4914251 493922 5122808 3556274 9534884 11612531 1130354 811414 15491824 10939925 4896749 4551899 8198627 9009567 28883422 29541685 9192885 9175933 17125 4625 1212000 1140000 8400729 8695191 18822739 19015749 X 8538320 9424028 842417 352596 679946 749312 10060683 10525936 28883422 29541685 X 0 1 1 X 1 1 X 44948852 50068165 56271666 61876641 64862721 278028045 44948852 50068165 56271666 61876641 64862721 278028045 278028045 445504 534881 461225 322057 273215 2036882 41985 32540 26623 52524 153672 280218599 4027760 0.99220 0.99160 X 679946 95004 23611 2027 749312 826596 -124438 20275 1937 679946 1.00000 0 0 144900 144900 9628591 7379809 2248782 2880955 1919565 961390 1019396 707250 312146 1817982 933301 884681 4551899 DUE TO GOVERNMENTS 8437456 DUE TO GREENBURGH SCHOOL 244329 SECURITY DEPOSITS 13406 8695191 66089383 66276150 -186767 652020 652020 465253 66719176 652020 652020 66067156 22227 22227 66089383 66253923 0 66253923 22227 22227 66276150 Part V, Line 4: Description of Intended Use of Endowment Funds: GRAHAM WINDHAM MAINTAINS ASSETS THAT ARE LIMITED IN THEIR USE BY DONOR-IMPOSED RESTRICTIONS AND RESTRICTED FOR INVESTMENT IN PERPETUITY. THE INCOME AND GAINS FROM INVESTMENT OF THESE FUNDS ARE AVAILABLE TO SUPPORT THE OPERATIONS AND VARIOUS PROGRAMS OF THE AGENCY. Part X: Description of Uncertain Tax Positions Under FIN 48: THE AGENCY RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE AGENCY HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION. LEADERSHIP COUNCIL 762650 616496 146154 62730 57340 26084 762650 616496 146154 62730 57340 26084 146154 0 X X X X X 0 0 0 0 0 0 0 0 0 POUL JENSEN 206923 0 75000 0 0 0 16211 0 0 0 298134 0 0 0 FRANCIS X SPAIN 174095 0 60000 0 0 0 13460 0 0 0 247555 0 0 0 GERALD LEVENTHAL 139878 0 40000 0 0 0 10343 0 0 0 190221 0 0 0 SANDRA APRIL 139437 0 40000 0 0 0 10318 0 0 0 189755 0 0 0 CHARMANE WONG 125790 0 25000 0 0 0 8670 0 0 0 159460 0 0 0 ROBERT NEAL 211000 0 0 0 0 0 12132 0 0 0 223132 0 0 0 BASIL WEBSTER 143550 0 0 0 0 0 8254 0 0 0 151804 0 0 0 JESS DANNHAUSER 130313 0 30000 0 0 0 9218 0 0 0 169531 0 0 0 paul dunn 149950 0 0 0 0 0 8622 0 0 0 158572 0 0 0 Form 990, Part VI, Section B, line 11 During the preparation stage of the Form 990, schedules, narratives and pertinent information is sent to our auditors to assist them in completing the document. Upon completion, the finance committee reviews and vets the document. A paper copy of the Form 990 is sent via mail to all members of Graham Windham's Board of Directors for review and comment before filing with the IRS. Form 990, Part VI, Section B, line 12c Graham Windham's Conflict of Interest policy is applicable to the directors, members, officers and staff of the Corporation. Full disclosure of any conflict by a director or member is required to the Board of Directors. A conflict of interest statement is signed annually. Any director or member with a conflict of interest can not vote on the matter and could be asked to leave the meeting which considers the matter, at the discretion of the Chair of the Board of Directors. The minutes of the meeting reflect the details of the conflict of interest and the various actions taken. Employees must adhere to the Graham Windham Employee handbook conflict of interest guidelines. Form 990, Part VI, Section B, line 15 Every year, including fiscal year 2010, the compensation for the CEO and Vice Presidents is determined by the Board of Director's Compensation Committee. Staff evaluation, market value and comparability to other industry competitors are key factors in determining compensation in order to retain the best staff. After compensation is determined, a memo is sent to Human Resources and Fiscal for processing and documenting purposes. Form 990, Part VI, Section C, line 19 Graham Windham's Federal Form 990 and NYS form CHAR500, Conflict of Interest Policy and annual Financial Statements are readily available for public inspection. The Form 990 can be viewed on the New York State Attorney General's website as well as guidestar.org. Financial Statements are sent to our funders along with their required annual reports. All the above forms are available upon request by the public. FORM 990, PART XI, LINE 2C GRAHAM WINDHAM HAS AN AUDIT COMMITTEE THAT ASSUMES RESPONSIBILITY FOR REVIEWING THE AUDITED FINANCIAL STATEMENTS. THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.