2011-04-22T10:20:43-05:00 2010-12-31 MEYER REGAN & WILNER LLP PO BOX 831 FALL RIVER MA 027220831 990 2010-01-01 042104026 UNITED WAY OF GREATER FALL RIVER INC UNIT 5086788361 80 NORTH MAIN STREET PO BOX 2550 FALL RIVER MA 02722 GERARD HAJDER 5086788361 2011-03-24 1 MELISSA B KENYON 5086796451 2010 2016-02-24 21:20:13Z GERARD HAJDER 80 NORTH MAIN STREET PO BOX 2550 FALL RIVER MA 02722 2829513 0 X UWGFR.ORG X 1957 MA THE PURPOSE OF THIS ORGANIZATION SHALL BE TO RAISE FUNDS; TO SOLICIT, RECEIVE AND HOLD MONEY AND OTHER PROPERTY, BOTH REAL AND PERSONAL, ACQUIRED BY GIFT, CONTRIBUTIONS, BEQUEST, DEVISE OR OTHERWISE; TO SELL AND CONVEY REAL PROPERTY SO ACQUIRED; TO DISBURSE AND DISTRIBUTE THE SAID FUNDS FOR THE FINANCIAL SUPPORT, IN WHOLE OR IN PART, OF LOCAL PROGRAMS CONDUCTED BY SOCIAL AGENCIES FOR CHARITABLE, HEALTH, WELFARE, RECREATIONAL AND ALLIED PURPOSES IN THE GREATER FALL RIVER AREA; TO PROVIDE THE PLANS, FACILITIES, MANPOWER AND COMMUNITY LEADERSHIP FOR AN ANNUAL UNIFIED FUND RAISING CAMPAIGN; TO EFFECTIVELY PLAN AND EXECUTE A BALANCED PROGRAM OF SOCIAL SERVICES. 31 31 7 60 0 0 1843882 1405057 0 0 121370 49305 -262 0 1964990 1454362 1016788 1035946 0 0 363663 371751 0 0 229589 162429 156731 1542880 1564428 422110 -110066 5844666 6075791 285336 296076 5559330 5779715 X THE PURPOSE OF THIS ORGANIZATION SHALL BE TO RAISE FUNDS; TO SOLICIT, RECEIVE AND HOLD MONEY AND OTHER PROPERTY, BOTH REAL AND PERSONAL, ACQUIRED BY GIFT, CONTRIBUTIONS, BEQUEST, DEVISE OR OTHERWISE; TO SELL AND CONVEY REAL PROPERTY SO ACQUIRED; TO DISBURSE AND DISTRIBUTE THE SAID FUNDS FOR THE FINANCIAL SUPPORT, IN WHOLE OR IN PART, OF LOCAL PROGRAMS CONDUCTED BY SOCIAL SERVICE AGENCIES FOR CHARITABLE, HEALTH, WELFARE, RECREATIONAL AND ALLIED PURPOSES IN THE GREATER FALL RIVER AREA; TO PROVIDE THE PLANS, FACILITIES, MANPOWER AND COMMUNITY LEADERSHIP FOR AN ANNUAL UNIFIED FUND RAISING CAMPAIGN; TO EFFECTIVELY PLAN AND EXECUTE A BALANCED PROGRAM OF SOCIAL SERVICES. 0 0 1034621 1034621 DISTRIBUTED 71.3% OF PRIOR YEAR NET CAMPAIGN TO MANY HEALTH AND HUMAN SERVICE AGENCIES WHICH ASSIST A WIDE VARIETY OF PEOPLE IN GREATER FALL RIVER. THE PRIMARY FUNDING IS ALLOCATED TO 17 AGENCIES AND PROGRAMS FOLLOWING A COMPREHENSIVE PROGRAM AND FINANCIAL REVIEW PROCESS. SECONDARY FUNDING IS PROVIDED TO A GROUP OF 13 AGENCIES AND PROGRAMS, AS DESIGNATED TO THE AGENCIES BY OUR DONORS. ADDITIONALLY, FUNDING IS PROVIDED, THROUGH A COMPETITIVE GRANT PROCESS, FOR SPECIAL PROJECTS OR PROGRAMS THAT BENEFIT THE COMMUNITY. 82703 1325 INFOLINE: PROVIDES AN INFORMATION AND REFERRAL SERVICE THROUGH DIRECT CALLS TO OUR OFFICE (APPROXIMATELY 115 SUCH CALLS IN 2010), OR THROUGH A REFERRAL TO THE STATE-WIDE I & R SERVICE - MASS 211(OVER 600 LOCAL CALLS IN 2010). WE ARE A FINANCIAL CONTRIBUTOR AND A CO-SPONSOR OF THE 211 SERVICE. ADDITIONALLY, WE PROVIDED ABOUT 9,500 BROCHURES AND DIRECTORIES TO THE COMMUNITY AS ADDITIONAL I & R, AND AS PART OF THE EDUCATIONAL PROCESS FOR THE COMMUNITY, BRINGING AWARENESS OF THE AVAILABILITY OF SOCIAL AND HEALTH AND HUMAN SERVICES FOR THOSE IN NEED. WE ALSO HAVE A VERY ACTIVE "TRAVELERS AID" PROGRAM THAT PROVIDES BUS VOUCHERS (58 IN 2010) FOR INDIVIDUALS AND FAMILIES WHO ARE STRANDED IN OUR COMMUNITY, WHO WISH TO RETURN HOME. 1117324 1 1 0 0 0 0 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 4 0 7 1 0 0 0 0 0 0 0 0 0 0 X 31 31 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA X PATRICIA BERNIER FIN DIRECTOR 5086788361 80 NO MAIN ST PO BOX 2550 FALL RIVER MA 02722 X NICHOLAS M CHRIST 0.10 X 0 0 0 JOHN H CLIFFORD 0.10 X 0 0 0 REBECCA COLLINS 0.20 X X 0 0 0 THOMAS J COLLINS JR 0.10 X 0 0 0 RAYMOND DIONNE 0.90 X 0 0 0 JACKIE EINSTEIN 0.40 X 0 0 0 STEPHEN C WILLIAMS 0.40 X 0 0 0 REV DR ROBERT P LAWRENCE 0.10 X 0 0 0 SANDRA FITZSIMMONS 0.30 X 0 0 0 WANDA I GONZALEZ 0.20 X 0 0 0 GERARD R HAJDER 0.40 X X 0 0 0 MICHELLE PELLETIER 0.20 X 0 0 0 DR NICHOLAS A FISCHER 0.10 X 0 0 0 GEORGE OLIVEIRA 0.20 X 0 0 0 JO ANN BENTLEY 0.10 X 0 0 0 RICHARD BEAULIEU 0.10 X 0 0 0 DAVID DEJESUS 0.10 X 0 0 0 CHARLES FELLOWS IV 0.10 X 0 0 0 LISA HERMENAU 0.20 X 0 0 0 JAMES WALLACE 1.30 X X 0 0 0 MICHAEL MCDONALD 1.30 X 0 0 0 JASON RUA 0.20 X 0 0 0 LISA LUNDY-KUSINITZ 0.30 X 0 0 0 EVA CABRAL 0.20 X 0 0 0 MARY-LOU MANCINI 0.20 X 0 0 0 STANLEY KOPPELMAN 0.10 X X 0 0 0 DR JOHN SBREGA 0.10 X 0 0 0 CAROL VALCOURT 0.10 X X 0 0 0 BARRY BIBEAU 0.20 X X 0 0 0 ROBERT W MICHAUD 0.20 X 0 0 0 JAMES H KAY 0.40 X X 0 0 0 MONTE FERRIS 0.10 X 0 0 0 GEORGE MERCIER 0.10 X 0 0 0 JORGELINA MOREIRA 0.10 X 0 0 0 GEORGE SHAKER 0.10 X 0 0 0 0 0 0 0 0 0 0 0 141220 1263837 1405057 106007 106007 1318449 1375151 -56702 -56702 -56702 1454362 0 0 49305 1034621 1034621 1325 1325 268991 47093 105851 116047 29971 5006 9541 15424 51921 11060 15924 24937 20868 3671 8104 9093 10201 10201 11300 11300 16839 16839 5841 4624 315 902 36134 3237 13160 19737 4008 501 1398 2109 40151 3222 14810 22119 1967 236 687 1044 3126 111 574 2441 16050 1872 5460 8718 1977 1977 2392 412 851 1129 AWARDS & GIFTS TO CONTR 4363 234 1656 2473 MISCELLANEOUS 1676 99 552 1025 DUES 706 292 414 1564428 1117324 217515 229589 100 100 927423 1022218 1036045 874690 61445 56875 6547 4570 2965726 3222899 908825 951314 5844666 6075791 10793 728 43095 52009 231448 243339 285336 296076 X 1541013 1798486 1032808 953571 2985509 3027658 5559330 5779715 5844666 6075791 X -110066 330451 X X 0 1 1 X 0 X 1570963 1688353 1773290 1843882 1405057 8281545 1570963 1688353 1773290 1843882 1405057 8281545 510578 7770967 118458 112371 128917 113491 106007 579244 -262 -262 8860527 0.87700 0.89060 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2965726 100000 325075 167902 3222899 2555291 573715 163280 2965726 3319808 315000 896324 182386 807 2555291 0.35800 0.64200 0.00000 1 0 0 0 61445 56875 4570 0 4570 C.S.V. LIFE INSURANCE 11367 CONTRIBUTIONS RECEIVABLE FROM CHARITABLE REMAINDER TRUSTS 245625 BENEFICIAL INTEREST IN PERPETUAL TRUST 692177 SECURITY DEPOSIT 2145 951314 DESIGNATIONS PAYABLE 221297 ANNUITY PAYMENT LIABILITY 22042 243339 1454362 1564428 -110066 345831 -15380 330451 220385 1576396 345831 345831 1230565 223797 223797 1454362 1356011 0 1356011 208417 208417 1564428 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE UNITED WAY'S ENDOWMENT FUNDS ARE HANDLED IN TWO WAYS. A PORTION OF THE ENDOWMENT FUNDS ARE RESTRICTED BY THE DONORS TO BE USED FOR SPECIFIC SERVICES IN THE COMMUNITY. A PERCENTAGE OF THESE FUNDS (AS ANNUALLY DETERMINED BY THE BOARD OF DIRECTORS) ARE MADE AVAILABLE TO THE COMMUNITY THROUGH OUR COMMUNITY IMPACT GRANTS PROGRAM. THE AMOUNT AVAILABLE FOR USE WAS $44,581 IN 2010. A GREATER PORTION OF THE ENDOWMENT FUND ($123,321) IS USED TO OFFSET OPERATING EXPENSES OF THE UNITED WAY, THEREBY ALLOWING MORE DONOR DOLLARS TO BE USED FOR FUNDING SERVICES AND PROGRAMS. THESE FUNDS ARE ALSO MADE AVAILABLE BY A PERCENTAGE OF THE ENDOWMENT FUNDS (AS ANNUALLY DETERMINED BY THE BOARD OF DIRECTORS). PART XI, LINE 8 - OTHER ADJUSTMENTS: TIMING DIFFERENCE - FASB 136 FOR DESIGNATIONS PART XII, LINE 4B - OTHER ADJUSTMENTS: AMOUNT DESIGNATED BY DONORS 223,797. PART XIII, LINE 4B - OTHER ADJUSTMENTS: AMOUNT DESIGNATED BY DONORS 208,417. 1 AMERICAN RED CROSS 995 ROCKDALE AVENUE NEW BEDFORD MA 02740 530196605 501(C)(3) 38000 DISASTER SUPPORT ASSOC FOR RETARDED CITIZENS PO BOX 1943 FALL RIVER MA 02722 042278687 501(C)(3) 60496 GENERAL SUPPORT BIG FRIENDS LITTLE FRIENDS 229 FLINT STREET FALL RIVER MA 02723 042104058 501(C)(3) 60193 MENTORING COMMUNITY DEVELOPMENT & RECREATION 72 BANK STREET FALL RIVER MA 02720 042491918 501(C)(3) 18700 COMPUTER LAB DIABETES ASSOC OF GREATER FALL RIVER 101 ROCK STREET FALL RIVER MA 02722 042665107 501(C)(3) 72717 DIABETES/HEALTH FALL RIVER YMCA 199 NO MAIN STREET FALL RIVER MA 02720 042104749 501(C)(3) 11148 RECREATION FAMILY SERVICE ASSOCIATION 151 ROCK STREET FALL RIVER MA 02720 042104058 501(C)(3) 57076 MENTAL HEALTH KING PHILIPS COMMUNITY HOUSE 334 TUTTLE STREET FALL RIVER MA 02724 042313397 501(C)(3) 25485 CHILD CARE NINTH STREET DAY NURSERY 533 HIGHLAND AVENUE FALL RIVER MA 02720 042223500 501(C)(3) 21066 CHILD CARE PEOPLE INC 1040 EASTERN AVENUE FALL RIVER MA 02723 042447216 501(C)(3) 63068 GENERAL SUPPORT SERJOBS FOR PROGRESS 164 BEDFORD STREET FALL RIVER MA 02720 042664574 501(C)(3) 48144 JOB SUPPORT SOUTHEAST REGIONAL NETWORK 100 NORTH FRONT STREET NEW BEDFORD MA 02740 042718347 501(C)(3) 14850 SHELTER SERVICES STANLEY STREET TREATMENT CENTER 386 STANLEY STREET FALL RIVER MA 02720 042604426 501(C)(3) 53076 HEALTH CLINIC STEPPINGSTONE INC 466 MAIN STREET FALL RIVER MA 02720 042505146 501(C)(3) 31660 SUBSTANCE ABUSE THE SAMARITANS PO BOX 9642 FALL RIVER MA 02720 222474826 501(C)(3) 31986 GENERAL SUPPORT THOMAS CHEW BOYS & GIRLS CLUB PO BOX 5155 FALL RIVER MA 02722 042103923 501(C)(3) 89429 RECREATION UNITED PARTNERSHIPS 1040 EASTERN AVENUE FALL RIVER MA 02723 042447216 501(C)(3) 63897 EDUCATION/YOUTH WORD INC 951 SLADE STREET FALL RIVER MA 02724 042679578 501(C)(3) 33010 CHILD CARE FAMILY SERVICE ASSOCIATION 151 ROCK STREET FALL RIVER MA 02720 042104058 501(C)(3) 15644 NUTRITION EDUCATION KATIE BROWN EDUCATIONAL PROGRAM 139 SOUTH MAIN STREET FALL RIVER MA 02721 450480658 501(C)(3) 5000 YOUTH VIOLENCE NARRAGANSETT BOY SCOUTS PO BOX 14777 EAST PROVIDENCE RI 02944 050308384 501(C)(3) 10000 YOUTH PROGRAMS PEOPLE INC 900 RIGGENBACH RD FALL RIVER MA 02720 042447216 501(C)(3) 12075 LIFESTYLE EDUCATION SERJOBS FOR PROGRESS 164 BEDFORD STREET FALL RIVER MA 02720 042664574 501(C)(3) 15000 ELDER PROGRAM THOMAS CHEW BOYS & GIRLS CLUB PO BOX 5155 FALL RIVER MA 02722 042103923 501(C)(3) 15000 AFTER SCHOOL PROGRAM GFR COMMUNITY FOOD PANTRY 78 BRAMBLE WAY TIVERTON RI 02878 223128989 501(C)(3) 5500 FOOD GRANT VETERANS ASSOCIATION OF BRISTOL COUNTY 1181 NORTH MAIN STREET FALL RIVER MA 02722 042977737 501(C)(3) 5500 DIRECT DESIGNATIONS A WISH COME TRUE 1010 WARWICK AVE WARWICK RI 02888 050398808 501(C)(3) 14566 DIRECT DESIGNATIONS HOSPICE OUTREACH 502 BEDFORD ST FALL RIVER MA 02720 042105745 501(C)(3) 8704 DIRECT DESIGNATIONS FALL RIVER COMMUNITY SOUP KITCHEN 44 IRISH STREET FALL RIVER MA 02720 042790780 501(C)(3) 5000 FOOD ASSISTANCE PARTNERSHIP FOR A HEALTHIER COMMUNITY ONE GOVERNMENT CENTER FALL RIVER MA 02722 043409125 501(C)(3) 5000 LIFESTYLE ASSISTANCE SMILES LITERACY PROGRAM PO BOX 1712 NEW BEDFORD MA 02741 205177577 501(C)(3) 8000 MENTORING PROGRAM WORD INC 951 SLADE STREET FALL RIVER MA 02724 042679578 501(C)(3) 8000 CHILD CARE SERVICES UNITED WAY OF RHODE ISLAND 40 VALLEY STREET PROVIDENCE RI 02909 050276059 501(C)(3) 6235 DIRECT DESIGNATIONS BIG BROTHERS NEW BEDFORD 800 PURCHASE STREET NEW BEDFORD MA 02740 042104754 501(C)(3) 5000 DIRECT DESIGNATIONS UNITED WAY WORLDWIDE 701 N FAIRFAX STREET ALEXANDRIA VA 22314 131635294 501(C)(3) 5000 HAITI RELIEF FALL RIVER YMCA 199 NO MAIN STREET FALL RIVER MA 02720 042104749 501(C)(3) 7500 FAMILY LITERACY PROGRAM UNITED WAY OF ATTLEBOROTAUNTON 247 MAPLE STREET ATTLEBORO MA 027034226 042104020 501(C)(3) 5000 REGIONAL HOMELESS COALITION 37 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: PROCEDURES ARE IN PLACE TO MONITOR GRANTS AND ALLOCATIONS, BUT IN DIFFERENT WAYS. THE UNITED WAY UNDERTAKES A COMPREHENSIVE REVIEW PROCESS OF ITS MEMBER AGENCIES, PRIOR TO APPROVAL AND DISTRIBUTION OF FUNDS. DETAILED FINANCIAL REPORTS SUPPORTING PRIOR YEAR ALLOCATIONS ARE REVIEWED IN THIS PROCESS, SUPPORTED BY RECEIPT OF AUDITED FINANCIAL STATEMENTS (OR A LEVEL OF INDEPENDENTLY PREPARED FINANCIAL STATEMENTS DEPENDING ON THE LEVEL OF FUNDING PROVIDED TO THE AGENCY). WITH THE EXCEPTION OF A SMALL AMOUNT OF GRANTS TO LOCAL FOOD PANTRIES AND SOUP KITCHENS (WHICH REQUIRE NO SUPPORTING FINANCIAL REPORTS, AND ARE NOT AFFILIATED WITH UNITED WAY), ALL GRANT RECIPIENTS UNDER OUR COMMUNITY IMPACT PROGRAM ARE REQUIRED TO SUBMIT QUARTERLY REPORTS, TO BE REVIEWED BY STAFF AND/OR VOLUNTEERS PRIOR TO THE DISBURSEMENT OF QUARTERLY CHECKS. FORM 990, PART VI, SECTION B, LINE 11 THE PROCEDURE FOR THE FORM 990'S REVIEW BY THE GOVERNING BODY IS TO FIRST HAVE THE 990 REVIEWED BY THE FINANCE COMMITTEE (10 MEMBERS OF THE BOARD SERVING AS A FINANCE AND ADVISORY SUB-COMMITTEE) AND THEN PRESENTED TO THE FULL BOARD OF DIRECTORS BY A MEMBER OF THE ACCOUNTING FIRM. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS REVIEWED ANNUALLY, CONSIDERED FOR ANY CHANGES OR AMENDMENTS, AND THEN IS DISTRIBUTED TO ALL STAFF AND DIRECTORS FOR THEIR REVIEW. THE CHIEF OPERATING OFFICER IS RESPONSIBLE FOR THE DAY-TO-DAY MONITORING OF CONFLICTS. WHERE THE CHIEF PROFESSIONAL OFFICER IS CONCERNED, RELATIVE TO CONFLICTS, THE CHIEF VOLUNTEER OFFICER IS RESPONSIBLE FOR MONITORING HIS/HER ACTIONS. ALL BOARD MEMBERS AND STAFF SIGN OFF ON THIS POLICY, EACH YEAR, DISCLOSING ANY POTENTIAL CONFLICTS, AND ACKNOWLEDGING THAT THEY HAVE REVIEWED THE POLICY. FORM 990, PART VI, SECTION B, LINE 15 A POLICY HAS BEEN ESTABLISHED WHEREBY THE CHIEF PROFESSIONAL OFFICER WILL BE REVIEWED (AND COMPENSATION CONSIDERED - ALTHOUGH NO INCREASE IN SALARY WAS CONSIDERED THIS YEAR) BY A COMPENSATION COMMITTEE, AS A SUB COMMITTEE OF THE BOARD OF DIRECTORS, CONSISTING OF THE CHAIR OF THE BOARD, THE FINANCE COMMITTEE CHAIR AND THE PERSONNEL COMMITTEE CHAIR. ALL AVAILABLE COMPARABLE COMPENSATION DATA - BOTH LOCAL AND REGIONAL - IS UTILIZED IN THE EVALUATION. ANY COMPENSATION, INCLUDING SALARY AND BENEFITS ARE APPROVED BY THE FULL BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND ALL OTHER POLICIES AVAILABLE TO THE PUBLIC IN THE UNITED WAY OFFICE DURING REGULAR BUSINESS HOURS. IN ADDITION, THE ORGANIZATION'S BALANCE SHEET IS INCLUDED IN THE ANNUAL REPORT, WHICH IS WIDELY DISTRIBUTED IN THE COMMUNITY. PLANS ARE IN PLACE TO PUBLISH THE FINANCIAL STATEMENTS AND THE FORM 990 ON OUR WEBSITE. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 345,831. TIMING DIFFERENCE - FASB 136 FOR DESIGNATIONS -15,380. TOTAL TO FORM 990, PART XI, LINE 5: 330,451. COMMITTEE OVERSEEING AUDIT AND AUDITOR SELECTION FORM 990, PART XI, LINE 2C THE AUDIT COMMITTEE PROVIDES OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND THE SELECTION OF AN INDEPENDENT AUDIT FIRM. THE MEMBERS OF THIS COMMITTEE, ALL OF WHOM HAVE FINANCIAL BACKGROUNDS, CONSIST OF THE CHAIR OF THE BOARD, CHAIR OF THE FINANCE COMMITTEE AND THE TREASURER. THE AUDIT COMMITTEE MEETS INDEPENDENTLY WITH THE CPA FIRM PRIOR TO THE AUDIT BEING PRESENTED TO THE BOARD OF DIRECTORS. THIS PROCESS HAS NOT CHANGED SINCE THE PRIOR YEAR.