2011-04-15T15:02:02-05:00 2010-06-30 Moss Adams LLP 3121 W March Lane Ste 100 Stockton CA 95219 990 2009-07-01 954625327 Keck Graduate Institute of Applied Life Sciences KECK 9096218043 535 Watson Drive Claremont CA 91711 Mia Alonzo 9096218043 2011-03-25 1 Tracy S Paglia 2099556100 2009 2016-02-24 21:20:13Z Sheldon Schuster 535 Watson Drive Claremont CA 91711 36600702 0 X www.kgi.edu X 1997 CA KGI is dedicated to education and research aimed at translating life sciences into practice. 24 23 157 160 0 0 5574126 4177359 6690277 6119591 10165445 1069384 845268 920413 23275116 12286747 1569730 1791734 0 7952538 7564048 0 1436362 5883648 5617383 15405916 14973165 7869200 -2686418 65130291 64781090 10735260 10568109 54395031 54212981 Keck Graduate Institute is dedicated to education and research aimed at translating into practice, for the benefit of society, the power and potential of the life sciences. 0 0 11086426 1791734 6119591 All program sources relate to graduate education and research in the life sciences. 11086426 1 1 0 0 0 0 1 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 88 0 1 157 1 0 0 0 0 0 0 0 0 0 24 23 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X Mia Alonzo 9096218043 150 E Eighth Street Claremont CA 917113978 Sheldon M Schuster 40.00 X X 311847 0 72695 Bonnie Anderson 1.00 X 0 0 0 John D Baldeschwieler 1.00 X 0 0 0 Karen Bernstein 1.00 X 0 0 0 Daniel M Bradbury 1.00 X 0 0 0 Catherine M Burzik 1.00 X 0 0 0 Anthony D Caracciolo 1.00 X 0 0 0 Marsh A Cooper 1.00 X 0 0 0 Robert E Curry 1.00 X X 0 0 0 Dennis M Fenton 1.00 X 0 0 0 Jay Flatley 1.00 X 0 0 0 Michael A Friedman MD 1.00 X 0 0 0 Judith A Heyboer 1.00 X 0 0 0 Peter Barton Hutt 1.00 X 0 0 0 Alice T Kane 1.00 X 0 0 0 Bernard E Kury 1.00 X 0 0 0 John D Leland Jr 1.00 X 0 0 0 Rodney S Markin MD 1.00 X 0 0 0 Arthur D Riggs 1.00 X 0 0 0 Jack L Stark 1.00 X 0 0 0 Mark Stevenson 1.00 X 0 0 0 Billy Tauzin 1.00 X 0 0 0 Murli Tolaney 1.00 X 0 0 0 Diana L Walker 1.00 X 0 0 0 James F Widergren 1.00 X 0 0 0 Lilian Wu 1.00 X 0 0 0 Robert W Caragher 40.00 X 164126 0 24404 Kerry L Howell 40.00 X 169427 0 25749 Frances C Lehman 40.00 X 59607 0 11218 James Sterling 40.00 X 158660 0 26956 Mia Alonzo 40.00 X 0 109726 20273 Elizabeth Wright 40.00 X 10000 0 0 M Ian Phillips 40.00 X 189793 0 24103 Molly Schmid 40.00 X 163772 0 24281 Matthew Croughan 40.00 X 174050 0 30836 Christoph Adami 40.00 X 147665 0 27191 Animesh Ray 40.00 X 158376 0 20089 T Gregory Dewey 40.00 X 166241 0 47108 1873564 109726 354903 18 1 1 0 Garrow Company Inc 6419 S Garfield Ave Willowbrook IL 60527 Project Mgmt & Employment Srch Firm 167031 Monterey Landscaping Irrigation Inc 226 N Vista Place Upland CA 91786 Grounds Maintenance 114445 Moss-Adams LLP 11766 Wilshire Blvd Ste 900 Los Angeles CA 90025 Accounting/Tax 101260 3 4177359 712408 4177359 Gross Tuition and Fees 611710 3803034 3803034 Fed Grants & Contracts 611710 1639057 1639057 Team Masters Project 611710 677500 677500 6119591 891583 891583 568 568 1130422 302489 827933 827933 827933 24185699 3000 23972888 38578 212811 -35578 177233 177233 License Fees 900099 92480 92480 92480 12286747 6119591 0 1989797 1791734 1791734 1104065 296250 485928 321887 65203 65203 5027109 4437896 228102 361111 425790 362932 41970 20888 562075 457027 46862 58186 379806 284649 57940 37217 88157 50557 37600 109180 109180 43652 43652 505685 244419 106521 154745 289149 191491 24499 73159 986492 740475 185008 61009 213305 94456 99699 19150 575125 353199 151129 70797 267180 224241 9109 33830 149731 127020 5459 17252 428635 221419 141111 66105 518217 172615 345533 69 757215 363338 268225 125652 22579 22579 Grant subcontracting 480227 480227 Building repair 117509 70959 32481 14069 Miscellaneous expense 65345 56319 7790 1236 14973165 11086426 2450377 1436362 112172 139770 12311901 5604252 8487132 5871746 347601 266382 412706 388796 25839043 8077011 17888953 17762032 24883882 34074421 587657 547009 98287 126682 65130291 64781090 1436259 1319719 111486 124390 8723498 8723498 464017 400502 10735260 10568109 X 19679491 19571479 6085920 5850054 28629620 28791448 54395031 54212981 65130291 64781090 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 22800 X 0 45244372 -1306983 4574897 297666 1575427 46639193 38620608 11789658 -3243468 266785 1655641 45244372 0.32960 0.61730 0.05310 1 0 1222667 2165929 3388596 5997701 11522011 4696861 12822851 4799466 3380150 1419316 131269 131269 17762032 12286747 14973165 -2686418 2498889 5479 2504368 -182050 13274593 2498889 307968 2806857 10467736 27277 1791734 1819011 12286747 13456643 302489 302489 13154154 27277 1791734 1819011 14973165 Part III, Line 4: Enhance public spaces that are used for instruction and research. Part V, Line 4: Description of Intended Use of Endowment Funds: To provide funding for the general operations of the Institute as well as provide for instructional and institutional support and student scholarships. Part X: Description of Uncertain Tax Positions Under FIN 48: In accordance with provisions of GAAP, the Institute had no unrecognized tax benefits at June 30, 2010 and 2009. Part XI, Line 8 - Other Adjustments: Actuarial Adjustment: 5479. Part XII, Line 2d - Other Adjustments: Rental depreciation: 195510. Rental Expenses: 106979. Actuarial Adjustment: 5479. Part XII, Line 4b - Other Adjustments: Student Financial Aid: 1791734. Part XIII, Line 2d - Other Adjustments: Rental depreciation: 195510. Rental Expenses: 106979. Part XIII, Line 4b - Other Adjustments: Student Financial Aid: 1791734. 1 1 1 The nondiscrimination policy is published in print publications and at the web site. 1 1 1 1 0 0 0 0 0 0 0 0 1 0 Keck Graduate Institute of Applied Life Sciences receives federal student financial aid from the Federal Direct Student Loan Program (FDSLP). 1 1 Student Financial Aid 105 1791734 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: Keck Graduate Institute of Applied Life Sciences awards scholarships only to individual graduate students enrolled at the Institute. The scholarships are awarded in the admissions process based upon academic merit, financial need, and availability of funds. The Institute monitors that each student receiving a scholarship maintains satisfactory academic progress. In awarding donor-funded scholarships, the Institute also monitors that students selected for those scholarships meet any donor stipulations as to academic preparation or field of study. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 Sheldon M Schuster 306354 0 0 0 5493 0 30291 0 42404 0 384542 0 0 0 Robert W Caragher 161813 0 0 0 2313 0 19800 0 4604 0 188530 0 0 0 Kerry L Howell 163894 0 0 0 5533 0 20592 0 5157 0 195176 0 0 0 James Sterling 155127 0 0 0 3533 0 19339 0 7617 0 185616 0 0 0 M Ian Phillips 188586 0 0 0 1207 0 22920 0 1183 0 213896 0 0 0 Molly Schmid 163045 0 0 0 727 0 19740 0 4541 0 188053 0 0 0 Matthew Croughan 170101 0 0 0 3949 0 21360 0 9476 0 204886 0 0 0 Christoph Adami 144686 0 0 0 2979 0 17880 0 9311 0 174856 0 0 0 Animesh Ray 157376 0 0 0 1000 0 19125 0 964 0 178465 0 0 0 T Gregory Dewey 166241 0 0 0 0 0 20303 0 26805 0 213349 0 0 0 Part I, Line 1b President is required to live in KGI-owned house as part of his contract. All maintenance expenses related to the house are paid by KGI to third party vendors. California Educational Facilities Authority 521705592 130178FR2 2007-02-27 8829714 Advance refund the 2000 CEFA bond issue 0 0 8868619 514603 106216 2007 0 1 1 1 0 0 0 0 0 0 X 4 84600 Quoted prices X Lab equipment 2 627808 Market Comparisons 0 0 1 0 Form 990, Part VI, Section B, line 11 The Audit and Risk Management Committee of the Institute's Board of Trustees is responsible for the annual review of the Institute's IRS Form 990 tax return before the return is filed with the IRS. To inform its review, the Committee meets with the Institute's corporate officers and external auditors who are responsible for preparing and signing the return. The Committee reports on its review to the Board. The Committee's review process and the results of the process are also documented in the Committee's meeting minutes. Form 990, Part VI, Section B, line 12c The Audit and Risk Management Committee of the Institute's Board of Trustees requires that each trustee, officer, faculty member and management level staff complete an annual code of conduct and conflict of interest questionnaire. Any disclosures from the questionnaires that require Board action are referred to the appropriate Board Committees for response. Institute faculty and management also serve on a Conflict Monitoring Committee, which oversees interactions between the Institute's faculty or students and external academic collaborators to ensure that any conflicts of interest that arise are vetted and elevated to the appropriate Board Committees. Form 990, Part VI, Section B, line 15 The Personnel and Compensation Committee of the Institute's Board of Trustees is responsible for the annual review and recommendation for approval by the Board of the compensation of the President and of each of the President's direct reports, who include all senior staff members, corporate officers and key employees of the Institute. To inform its recommendations, the Committee reviews independent benchmark salary survey data for comparable positions in higher education, from sources such as the Association of Independent California Colleges and Universities (AICCU) and the College and University Professional Association for Human Resources (CUPA-HR). The Committee also reviews the specific job descriptions for each of these positions at the Institute, as well as any explanations of how the responsibilities of these positions vary from those of the positions in the survey data. The Committee also reviews the performance reviews and self-evaluations of the individuals in these positions. The Committee's review process and the results of the process are documented in the Committee's meeting minutes. Form 990, Part VI, Section C, line 19 - Governing documents are available upon request - Financial statements are available upon request - Conflict of interest policy is available on the organization's website Schedule K Supplental Information The part I, line A, column (e) issue price is the portion of the bond benefitting the filing organization. Per Form 8038, Part III, column (b), the total bond issue price was $38,876,587.90. Claremont University Consortium 150 E 8th Street Claremont CA 917113978 954786748 Provide support to Claremont Colleges CA 501(c)(3) Line 11b, II N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0