2011-04-05T12:00:30-04:00 2010-05-31 KPMG LLP 355 S Grand Ave Suite 2000 Los Angeles CA 90071 990 2009-06-01 951643992 Chapman University CHAP 7147447099 One University Dr Orange CA 92866 HAROLD HEWITT JR 2011-01-02 2139724000 2009 2016-02-24 21:20:13Z HAROLD HEWITT JR ONE UNIVERSITY DR ORANGE CA 92866 351610249 false X http://www.chapman.edu X 1861 CA THE MISSION OF CHAPMAN UNIVERSITY IS TO PROVIDE PERSONALIZED EDUCATION OF DISTINCTION THAT LEADS TO INQUIRING, ETHICAL, AND PRODUCTIVE LIVES AS GLOBAL CITIZENS. 64 63 5346 425 299072 87257 16728110 29387342 205826007 232335132 -26422620 8613873 568437 6115033 196699934 276451380 63443566 68395871 0 0 96398293 104447704 0 0 9567348 55847498 65331350 215689357 238174925 -18989423 38276455 611674950 677807704 153841143 162391934 457833807 515415770 In support of our mission and values, Chapman University has developed an academic vision to focus all of our efforts on delivering the highest quality education for our students. Everything we do, every unit on campus, every service and every person who is part of the Chapman community is, directly or indirectly, dedicated to this end. A learning community Faculty who bridge research and practice-who connect active scholarship and creative activity with teaching and learning-are central to a Chapman education. We form a learning community that cultivates and values connections across disciplines and across time. Students and faculty often stay connected with each other beyond the limits of their classroom days, staying in touch, sometimes for decades, as they continue to nurture shared interests born at Chapman. A focus on educational effectiveness Faculty are committed to self-reflection as a means to assessment and effectiveness in order to best serve our students. Faculty are expec false false 159743059 68395871 206439071 Instruction: Listed below are Chapman University's Academic Programs, which currently provide over 40 fields of undergraduate study and more than 20 graduate programs as well as a variety of credential and certificate programs: -George L. Argyros School of Business and Economics -College of Educational Studies -Lawrence and Kristina Dodge college of Film and Media Arts -Wilkinson College of Humanities and Social Sciences -School of Law -College of Performing Arts -Schmid College of Science See more information at www.Chapman.edu 22885981 ACADEMIC SUPPORT: The primary attribute of academic support is the library. At Chapman University, there are two libraries; the Leatherby Libraries and the Rinker Law Library. Not only does the Leatherby Library combine the latest information technology with the personalized attention that is the hallmark of a Chapman education, it also includes nine individually named libraries with distinctive collections representing disciplinary areas of the university. The facility features 15 group study rooms, 6 multi-media preview rooms, over 250 computers for user access, 6 computer classroom, a library instruction room, an extended-hour study commons, and more than 600 seats at tables, carrels, and lounge chairs. The Leatherby Libraries' collection contains about 265,000 volumes and 2,000 print journal titles, in addition to DVDs, videos, CDs, and other media. The Rinker Law Library currently contains over 293,000 volumes, including books, microforms, audio visual materials, and serials. This facility features seating for about 300 users with access to the Internet and to many electronic research databases. 17148137 STUDENT SERVICES: Chapman University students have endless opportunities for extending their education beyond the classroom. These opportunities include student government, Division III intercollegiate athletics, publications, radio broadcasting, fine arts, and over 100 registered student organizations, including an active fraternity and sorority system. 14090198 25606154 213867375 true true false true false false true false true true false true true false true false false false true false false false true true true false false false false false false false false true false true true false false true true true false false true 322 0 true 5346 true true true false false false false true true false false false 64 63 false false false false false false false true true false false true true true true true true true true false CA X X BEHZAD BINESH 7147447099 ONE UNIVERSITY DR ORANGE CA 92866 JAMES DOTI 40.0 X X 1324960 0 217310 ZELMA M ALLRED 1.0 X 0 0 0 GEORGE L ARGYROS 1.0 X 0 0 0 DENNIS ASSAEL 1.0 X 0 0 0 RAJ S BHATHAL 1.0 X 0 0 0 MARTA BHATHAL 1.0 X 0 0 0 PHILLIP H CASE 1.0 X 0 0 0 SCOTT CHAPMAN 1.0 X 0 0 0 ARLENE R CRAIG 1.0 X 0 0 0 J BEN CROWELL 1.0 X 0 0 0 JEROME CWIERTNIA 1.0 X 0 0 0 DON DEWEY 1.0 X 0 0 0 ROBERT D DIAZ 1.0 X 0 0 0 KRISTINA DODGE 1.0 X 0 0 0 DAVID C HENLEY 1.0 X 0 0 0 ROGER C HOBBS 1.0 X 0 0 0 WILLIAM K HOOD 1.0 X 0 0 0 DAVID A JANES 1.0 X 0 0 0 MARK CHAPIN JOHNSON 1.0 X 0 0 0 JOANN LEATHERBY 1.0 X 0 0 0 CHARLES D MARTIN 1.0 X 0 0 0 JAMES MAZZO 1.0 X 0 0 0 RANDALL McCARDLE 1.0 X 0 0 0 S PAUL MUSCO 1.0 X 0 0 0 CECILIA PRESLEY 1.0 X 0 0 0 HARRY S RINKER 1.0 X 0 0 0 BARRY R RODGERS 1.0 X 0 0 0 JAMES B ROSZAK 1.0 X 0 0 0 LORETTA L SANCHEZ 1.0 X 0 0 0 MOHINDAR S SANDHU 1.0 X 0 0 0 RICHARD R SCHMID 1.0 X 0 0 0 ALLEN SESSOMS 1.0 X 0 0 0 RONALD M SIMON 1.0 X 0 0 0 RONALD E SODERLING 1.0 X 0 0 0 DAVID THRESHIE 1.0 X 0 0 0 EMILY CREAN VOGLER 1.0 X 0 0 0 KAREN R WILKINSON 1.0 X 0 0 0 DAVID W WILSON 1.0 X 0 0 0 H BEN BOHREN JR 1.0 X 0 0 0 DENNY WILLIAMS 1.0 X 0 0 0 RICHARD BERTEA 1.0 X 0 0 0 LESLIE N DURYEA 1.0 X 0 0 0 ROBERT A ELLIOTT 1.0 X 0 0 0 THOMAS J LIGGETT 1.0 X 0 0 0 JACK B LINDQUIST 1.0 X 0 0 0 GLORIA H PETERSON 1.0 X 0 0 0 JAMES RONALD SECHRIST 1.0 X 0 0 0 STANLEY D SMITH 1.0 X 0 0 0 DONALD E SODARO 1.0 X 0 0 0 DOY B HENLEY 1.0 X 0 0 0 PAUL FOLINO 1.0 X 0 0 0 DONALD P KENNEDY 1.0 X 0 0 0 MARION KNOTT 1.0 X 0 0 0 LYNN HIRSCH BOOTH 1.0 X 0 0 0 WYLIE A AITKEN 1.0 X 0 0 0 DONNA FORD ATTALLAH 1.0 X 0 0 0 H ROSS ESCALETTE 1.0 X 0 0 0 BARRY GOLDFARB 1.0 X 0 0 0 JOE KIANI 1.0 X 0 0 0 ELAINE PARKE 1.0 X 0 0 0 WALTER PIPER 1.0 X 0 0 0 DAVID PYOTT 1.0 X 0 0 0 KELSEY SMITH 1.0 X 0 0 0 GLENN STEARNS 1.0 X 0 0 0 SHERYL BOURGEOIS 40.0 X 397972 0 37426 HAROLD HEWITT JR 40.0 X 322335 0 35104 KRIS OLSEN 40.0 X 232477 0 32214 DANIELE STRUPPA 40.0 X 475208 0 82894 MICHAEL PELLY 40.0 X 174639 0 23127 JERRY PRICE 40.0 X 166599 0 24324 REBECCA CAMPOS 40.0 X 96728 0 12041 ARTHUR KRAFT 40.0 X 420511 0 35505 JOHN EASTMAN 40.0 X 294628 0 40638 VERNON SMITH 40.0 X 498657 0 161998 MENAS KAFATOS 40.0 X 457154 0 31419 JOHN DICKHAUT 40.0 X 371558 0 35811 YAKIR AHARONOV 40.0 X 355088 0 21676 STEPHEN RASSENTI 40.0 X 319273 0 26680 5907787 0 818167 180 false true false INSIDE TRACK LEARNING INC DEPT LA 22614 PASADENA CA 91185 EDUCATION CONSULTING 1524662 GARY KAPLAN 201 S LAKE AVE SUITE 804 PASADENA CA 91101 HR CONSULTING 188418 KPMG LLP 355 S GRAND AVE SUITE 2000 LOS ANGELES CA 90071 AUDIT/TAX CONSULTING 187019 MICHAEL MCCARTHY 177 CAPE DRIVE FRIDAY HARBOR WA 98250 ACADEMIC CONSULTING 163800 RUTAN AND TUCKER PO BOX 1950 COSTA MESA CA 92628 LEGAL SERVICES 149667 8 3251729 4426970 21708643 403683 29387342 TUITION AND FEES 611710 206439071 206439071 STUDENT HOUSING 611710 16994755 16994755 MEAL PLAN 611710 5238997 5238997 FACILITIES/CONFER. 531390 1451565 1161658 289907 STUDENT HEALTH PLAN 611710 1131215 1131215 1079529 1079529 232335132 4667768 -27593 4695361 0 3166 3166 1205677 853404 352273 352273 36563 315710 77234437 73288332 3946105 3946105 195 3945910 42926 3251729 1017133 -974207 -974207 0 0 REVENUE FROM ALUMNI EVENTS/COMMENCEMENT 611710 1543652 1543652 FEES - PARKING 812930 1475961 1475961 FEES - ASSOCIATED STUDENTS 611710 1158415 1158415 2555773 2555773 6733801 276451380 232045225 299072 14719741 0 68395871 68395871 0 0 3191458 341778 1646666 1203014 0 79642795 69010638 6497223 4134934 4329674 3624990 425674 279010 11603975 9294686 1406170 903119 5679802 4755376 558412 366014 5242674 4090559 923993 228122 196724 71499 125225 0 0 0 0 0 3236636 2363066 404996 468574 7359958 6929366 135662 294930 772021 427632 311242 33147 3891 3891 9217880 8168035 668385 381460 0 0 6911433 6246097 341318 324018 3354873 3178659 120341 55873 0 14149759 13478177 463248 208334 2339250 2335950 3300 FOOD SERVICES 3358988 3358988 STUDY ABROAD EXPENSES 1263715 1263715 POSTAGE 1057326 447680 549906 59740 OTHER EXPENSES 6866222 6080722 158441 627059 238174925 213867375 14740202 9567348 X 50771 53434 30603290 60121165 60903317 63111490 2240134 4535955 22148321 21278305 378694 3083100 2285883 2370001 461786577 111048742 346510294 350737835 97348000 94811000 47946827 77649217 1259419 56202 611674950 677807704 27217013 20934935 7419640 8414857 99904263 96474610 3323889 3429602 2298500 2288859 13677838 30849071 153841143 162391934 X 294692276 342257681 51004224 58291448 112137307 114866641 457833807 515415770 611674950 677807704 X false true true X true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false true 16000 false false 16000 false DIRECT CONTACT WITH LEGISLATORS PART II-B, LINE 1G AN OUTSIDE LOBBYING FIRM WAS PAID TO LOBBY CONGRESS IN ORDER TO OBTAIN FEDERAL FUNDING FOR CHAPMAN UNIVERSITY. 0 2663560 X X X false 134926000 5604000 19527000 1103000 8256000 0 150698000 184260000 1174000 -29428000 1079749 20000251 0 134926000 0.35000 0.65000 0.00000 false false 57220905 57220905 293361225 52471297 240889928 536550 68976 467574 106609266 58508469 48100797 4058631 4058631 350737835 RESTRICTED CERT. OF DEPOSIT 90000 F EQUITIES 13345217 F CORPORATE AND GOV'T BONDS 0 F FIXED INCOME MUTUAL FUND INV 9576000 F REAL ASSET FUND 2968000 F LIFE INSURANCE 0 F LIMITED PARTNERSHIP 1500000 F VENTURE CAPITAL 902000 F PRIVATE EQUITY 1589000 F MEZZANINE DEBT 8092000 F HEDGE FUNDS 38743000 F UNITRUST INVESTMENTS 844000 F 77649217 0 ASSETS HELD IN CUSTODY 279016 CONTINGENT GIFT 15150382 OTHER LIABILITIES 3906295 ANNUITIES PAYABLE 2748189 INTER-COMPANY PAYABLE 1938189 LIABILITIES - INTEREST RATE SWAP 6827000 30849071 276451380 238174925 38276455 13630777 934752 14565529 52841984 224337569 13630777 3778462 17409239 206928330 69523050 69523050 276451380 171495585 1716531 1716531 169779054 68395871 68395871 238174925 Revenue On Books Not on Return Form 990, schedule D, Part XII, line 2d Reclass of Rental Expense $699,398 Reclass of Fundraising Expense $1,017,133 Change in Value of Split Interest $611,011 Inter-Company Transfer $1,450,920 Total Revenue on Books Not on Return $3,778,462 Revenue on Return but not on books Form 990, Schedule D, Part XII, Line 4b Reclass of Scholarships and Discounts $68,395,871 Unrealized Loss on Interest Rate Hedging (SWAP) $ 553,322 Book to Tax Partnership Difference $ 573,857 Total Revenue on Return Not on Books $69,523,050 Expenses on Books But Not On Return Form 990, Schedule D, Part XIII, Line 2d Reclass of Rental Expense $ 699,398 Reclass of Fundraising Expense $1,017,133 Total Expenses on Books But Not On Return $1,716,531 Expenses on Return But Not On Books Form 990, Schedule D, Part XIII, Line 4b Reclass of Scholarships and Discounts $68,395,871 Total Expenses on Return But Not On Books $68,395,871 Reconciliation of Change in Net Assets from 990 to AFS Form 990, Schedule D, Part XI, Line 8 Inter-Company Transfer $1,450,920 Unrealized Loss on Interst Rate Hedging (SWAP) ($ 553,322) Change in Value of Split Interest $ 611,011 Book to Tax Partnership Difference ($ 573,857) Total Other Changes $ 934,752 Art Collection Maintained by the University SCHEDULE D, PART III, LINE 4 Special collections contain materials of enduring value for their intellectual content as well as for their historical importance. special collections in the leatherby libraries serve as the repository for collections of papers, manuscripts, rare books, art work, periodicals, photographs, media, ephemera and realia. FIN 48 FORM 990, SCHEDULE D, PART X THERE IS NO FIN 48 FOOTNOTE IN THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS OF CHAPMAN UNIVERSITY AND AFFILIATES. THE IMPACT OF ADOPTION OF FIN 48 HAS BEEN DETERMINED TO BE IMMATERIAL TO THE AUDITED FINANCIAL STATEMENTS. ADDITIONAL INFORMATION RELATING TO FUND BALANCES FORM 990, PART I, LINE 22 AND PART X, LINE 33 BEGINNING FUND BALANCES, 05/31/2009 PER 2008 FORM 990, PART I, LINE 22: $457,833,808 INTERCOMPANY TRANSFER FROM BRANDMAN TO CHAPMAN: $ 4,739,978 _____________ CORRECTED ENDING FUND BALANCES, 05/31/2009: $462,573,786 FOR THE FISCAL YEAR ENDED 05/31/2009, BRANDMAN UNIVERSITY MADE AN INTER-COMPANY TRANSFER OF $4,739,978 TO CHAPMAN UNIVERSITY, WHICH WAS NOT REFLECTED ON THE 2008 RETURN. THE $4,739,978 TRANSFER WOULD HAVE BEEN REPORTED AS A RECONCILING ITEM AND NOT HAVE BEEN REPORTED IN EITHER PART VIII, STATEMENT OF REVENUE, OR PART IX, STATEMENT OF FUNCTIONAL EXPENSES. true true true THE CHAPMAN UNIVERSITY NON-DISCRIMINATION POLICY (BELOW) IS PROMINENT IN BOTH THE 2009-2010 UNDERGRADUATE (P.18) AND GRADUATE (P.19) CATALOGS. NON-DISCRIMINATION POLICY: CHAPMAN UNIVERSITY DOES NOT DISCRIMINATE ON THE BASIS OF RACE, GENDER, SEXUAL ORIENTATION, COLOR, AGE, DISABILITY, NATIONAL ORIGIN OR ETHNICITY IN ANY OF ITS POLICIES OR PRACTICES, INCLUDING BUT NOT LIMITED TO: ADMISSIONS, ACADEMIC REQUIREMENTS, FINANCIAL AID, EMPLOYMENT, HOUSING, ATHLETICS, OR ANY OTHER SCHOOL-ADMINISTERED PROGRAM OR SERVICE. CHAPMAN UNIVERSITY IS COMMITTED TO PROVIDING AN ENVIRONMENT WHICH IS FREE FROM ANY FORM OF HARRASSMENT AND DISCRIMINATION BASED UPON AN INDIVIDUAL'S RACE, COLOR, RELIGION, ANCESTRY, NATIONAL ORIGIN, GENDER, MARITAL STATUS SEXUAL ORIENTATION, AGE, DISABILITY, VETERAN STATUS, OR ANY OTHER CLASSIFICATION PROTECTED BY LAW, SO THAT ALL MEMBERS OF THE COMMUNITY ARE TREATED AT ALL TIMES WITH DIGNITY AND RESPECT. IT IS THE UNIVERSITY'S POLICY, THEREFORE, TO PROHIBIT ALL FORMS OF SUCH HAR true true true true false false false false false false false false true false CHAPMAN UNIVERSITY IS AWARDED GRANTS FROM GOVERNMENT AGENCIES SUCH AS THE DEPARTMENT OF EDUCATION TO PROVIDE FINANCIAL AID TO STUDENTS. true false Europe (Including Iceland and Greenland) 0 8 Program Services INSTRUCTION 577187 East Asia and the Pacific 0 4 Program Services INSTRUCTION 626072 South America 0 2 Program Services INSTRUCTION 48000 Sub-Saharan Africa 0 4 Program Services INSTRUCTION 12456 0 18 1263715 US CELEBRATION 2332785 2306184 26601 229436 128956 419410 ECON. FORECAST 234600 222675 11925 11150 53383 68532 1 727270 722870 4400 3493 70059 32714 3294655 3251729 42926 244079 252398 520656 1017133 -974207 true CHAPMAN UNIVERSITY UNDERGRADUATE SCHOLARSHIPS 3363 58222711 0 N/A N/A CHAPMAN UNIVERSITY GRADUATE SCHOLARSHIPS 782 10173160 0 N/A N/A GRANT RECORDS SCHEDULE I, PART I, LINE 2: GRANTS AND OTHER ASSISTANCE REPRESENT STUDENT FINANCIAL AID. WHEN AWARDING AID, CHAPMAN UNIVERSITY FOLLOWS ALL LAWS AND REGULATIONS OF FEDERAL AND STATE OF CALIFORNIA AID PROGRAMS. FOR MORE INFORMATION, VISIT OUR WEBSITE AT WWW.CHAPMAN.EDU. X X X true true X X X X X false true false false false false false false false JAMES DOTI 318785 0 160000 0 846175 0 104985 0 112325 0 1542270 0 336000 0 SHERYL BOURGEOIS 246274 0 130000 0 21698 0 22050 0 15376 0 435398 0 0 0 HAROLD HEWITT JR 266440 0 50000 0 5895 0 22050 0 13054 0 357439 0 0 0 KRIS OLSEN 161410 0 35000 0 36067 0 14742 0 17472 0 264691 0 0 0 DANIELE STRUPPA 416323 0 50000 0 8885 0 63725 0 19169 0 558102 0 0 0 MICHAEL PELLY 174099 0 0 0 540 0 15750 0 7377 0 197766 0 0 0 JERRY PRICE 142915 0 15000 0 8684 0 13118 0 11206 0 190923 0 0 0 ARTHUR KRAFT 245681 0 0 0 174830 0 22050 0 13455 0 456016 0 0 0 JOHN EASTMAN 268717 0 0 0 25911 0 22050 0 18588 0 335266 0 0 0 VERNON SMITH 400048 0 0 0 98609 0 148857 0 13141 0 660655 0 0 0 MENAS KAFATOS 432335 0 0 0 24819 0 22050 0 9369 0 488573 0 0 0 JOHN DICKHAUT 295845 0 0 0 75713 0 22050 0 13761 0 407369 0 0 0 YAKIR AHARONOV 315368 0 0 0 39720 0 0 0 21676 0 376764 0 0 0 STEPHEN RASSENTI 237505 0 0 0 81768 0 13294 0 13386 0 345953 0 0 0 TRAVEL FOR COMPANIONS SCHEDULE J, PART I, LINE 1A TRAVEL FOR COMPANIONS: SPOUSAL AND FAMILY TRAVEL POLICY: ALL UNIVERSITY FUNDED TRAVEL FOR SPOUSES AND FAMILY MEMBERS IS TAXABLE COMPENSATION TO THE EMPLOYEE ON CERTAIN OCCASIONS, TRAVEL EXPENSES FOR THE SPOUSE (INCLUDING DOMESTIC PARTNER) OR OTHER FAMILY MEMBERS OF CHAPMAN UNIVERSITY EMPLOYEES ARE REIMBURSED OR PAID DIRECTLY FROM UNIVERSITY FUNDS. THESE SITUATIONS MUST BE PRE-APPROVED BY COMPLETING THE "SPOUSAL AND FAMILY TRAVEL FORM". THERE MUST BE DOCUMENTED "BONA FIDE" BUSINESS PURPOSE FOR THE PRESENCE OF THE SPOUSE OR FAMILY MEMBER. IF A "BONA FIDE" BUSINESS PURPOSE DOES NOT EXIST, ANY AMOUNTS REIMBURSED OR PAID DIRECTLY BY CHAPMAN UNIVERSITY FOR SPOUSAL OR FAMILY MEMBER TRAVEL WILL BE ADDED TO THE TAXABLE WAGES OF THE EMPLOYEE AND SUBJECT TO TAX WITHHOLDING. TRAVEL FOR COMPANIONS FOR THIS FISCAL YEAR WAS PROVIDED TO SHERYL BOURGEOIS AND IT WAS DETERMINED TO BE NON-TAXABLE. RESIDENCE FOR PERSONAL USE SCHEDULE J, PART I, LINE 1A THE PRESIDENT, JAMES DOTI, RECEIVES THE USE OF A RESIDENCE FOR PERSONAL USE AS A CONDITION OF EMPLOYMENT. THIS USE IS TREATED AS NON-TAXABLE COMPENSATION. THE FAIR MARKET VALUE OF THE ANNUAL HOUSING ALLOWANCE REPORTED ON SCHEDULE J, PART II, COLUMN (D) IS $102,925. HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES SCHEDULE J, PART I, LINE 1A CERTAIN EMPLOYEES HAVE ACCESS TO SOCIAL CLUB MEMBERSHIPS FOR THE BUSINESS PURPOSE OF CULTIVATING DONOR/TRUSTEE RELATIONSHIPS. FOR THIS FISCAL YEAR, SOCIAL CLUB DUES WERE PAID FOR JAMES DOTI AND DANIELLE STRUPPA. THESE WERE DETERMINED TO BE NON-TAXABLE BENEFITS SINCE THEY HAD A BONA FIDE BUSINESS PURPOSE. SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN SCHEDULE J, PART I, LINE 4B VERNON SMITH PARTICIPATES IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN WHICH RECEIVED A CONTRIBUTION OF $126,807 DURING THIS FISCAL YEAR. UNDER THE TERMS OF THE PLAN, "VERNON SMITH SHALL, IN ADDITION TO THE FREE INSURANCE PROVIDED BY THE COMMONWEALTH OF VIRGINIA, RECEIVE A DEFERRED PLAN THAT WILL EARN INTEREST AT THE TEN (10) YEAR TREASURY RATE, AND THE UNIVERSITY WILL DEPOSIT PAYMENTS INTO THE ACCOUNT ON THE FOLLOWING SCHEDULE; JANUARY 2009 IN THE AMOUNT OF $125,000; JANUARY 2010 IN THE AMOUNT OF $100,000; JANUARY 2011 IN THE AMOUNT OF $100,000; AND JANUARY 2012 IN THE AMOUNT OF $75,000. IN THE EVENT THAT VERNON SMITH DIES DURING HIS EMPLOYMENT AT CHAPMAN, HIS HEIRS SHALL RECEIVE ALL FUNDS FROM HIS ACCOUNT." CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY 521705592 130178NX0 2008-07-02 88885000 QUALIFIED 501(C)(3) NON-HOSPITAL B false false 89132400 0 0 0 727627 0 0 2009 true false true true false true true false true 0.04560 0.00000 0.04560 true false true true BOA MERRILL LYNCH 18.25 false true false FRANK DOTI BROTHER OF PRESIDENT 194578 SALARY AND BENEFITS false LYNNE PIERSON DOTI SPOUSE OF PRESIDENT 142116 SALARY AND BENEFITS false LISA SPARKS SPOUSE OF CHANCELLOR 135863 SALARY AND BENEFITS false ELIZABETH EASTMAN SPOUSE OF DEAN 51587 SALARY AND BENEFITS false X 21 117526 APPRAISALS >5K X 29286 COMPARABLE SALE X 14512 COMPARABLE SALE X 13 187686 AVG DAILY VALUE X PIANO 1 20000 APPRAISAL X LIFE INSURANCE 1 34673 APPRAISAL 5 false true true NON CASH CONTRIBUTIONS OF GIFTS OF STOCK FORM 990, SCHEDULE M, PART I, Line 32a ALL STOCK CONTRIBUTIONS ARE RECEIVED IN CHAPMAN UNIVERSITY'S GIFT ACCOUNT WITH MORGAN STANLEY, THE UNIVERSITY'S THIRD PARTY STOCKBROKER. PER THE UNIVERSITY'S POLICY, STOCK IS SOLD AT FAIR MARKET VALUE UPON RECEIPT. THE FEES PAID TO MORGAN STANLEY ARE BASED UPON STANDARD RATES USED FOR NON-PROFITS, WITH THE EXCEPTION FOR NEGOTIATED FEES FOR SALES OF STOCK IN WHICH THERE IS A LARGE SHARE AMOUNT. CONTRIBUTIONS FORM 990, SCHEDULE M, PART I, COLUMN B SCHEDULE M, PART I, COLUMN B REPRESENTS THE NUMBER OF CONTRIBUTIONS. THAT IS, EACH CONTRIBUTION MAY INCLUDE MORE THAN ONE DONATED ITEM. PROCESS OF REVIEWING THE FORM 990 FORM 990, PART VI, SECTION B, LINE 11 The Form 990 was prepared with an outside accounting firm and reviewed by the Audit Committee. Subsequent to its review, the Audit Committee reports back to the Board of Trustees regarding its oversight of the Form 990 and the final form is provided to the entire voting Board before the return is filed. MONITORING AND ENFORCING COMPLIANCE WITH CONFLICT OF INTEREST POLICY FORM 990, PARY VI, SECTION B, LINE 12C The University Compliance Officer is charged with monitoring proposed or ongoing transactions for conflicts of interest and addressing any potential or actual conflicts. Pursuant to the Conflicts of Interest Policy, an annual conflict of interest questionnaire, aimed at determining any family and business relationships and transactions or other transactions that may pose a potential conflict, is distributed to all covered persons (i.e., board members, officers and executive leadership or key employees). Covered persons are required to disclose real or potential conflicts at the time when such conflicts arise. When someone becomes a covered person and annually thereafter, each covered person is required to sign a statement affirming that he/she: (1) has received a copy of the Conflicts or Interest Policy; (2) has read the Policy and understands the Policy; and (3) agrees to comply with all requirements of the Policy, including completing the conflicts of interest questionnaire. The completed questionnaires are reviewed by the University Compliance Officer and the results are reported to the full Board of Trustees as defined by the University's bylaws. PROCESS FOR DETERMINING COMPENSATION PACKAGES FOR OFFICERS & KEY EMPLOYEES FORM 990, PART VI, SECTION B, LINE 15 The Board appoints an Executive Compensation Committee, comprised solely of independent directors, none of which have a conflict of interest with respect to the compensation arrangement, to be accountable for setting reasonable compensation packages for each officer or key employee. The results of the Executive Compensation Committee are reported to the full Board of Trustees in Executive Session. For the tax year 2009, the Executive Compensation Committee hired a qualified independent compensation and benefits specialist (independent expert) to review, analyze and provide benchmarking data for the total compensation and benefits packages of officers and key employees. Appropriate comparability data is obtained from the independent experts, i.e., total economic benefits paid by similarly situated organizations (peer analysis) for similar job responsibilities. Key deliberations of the Committee are also documented in minutes which are approved at the next Committee meeting. DISCLOSURE OF DOCUMENTS FORM 990, PART VI, SECTION B, LINE 19 While federal tax laws do not mandate that the organization's governing documents, conflict of interest policy and financial statements be made available for public inspection, the organization makes it financial statements available on the organization's website and upon request. DETAILS OF OTHER PROGRAM SERVICES FORM 990, PART III, LINE 4D AUXILIARY ENTERPRISES A significant part of auxiliary enterprises is living on-campus. We currently have approximately 1,900 students living in Chapman on-campus. We have 5 residence halls and 2 apartment areas. Chapman University advocates for student learning by providing engaging learning experiences outside the classroom. Specifically, we aspire to create engaging environments and meaningful experiences that facilitate the following learning outcomes: . A Healthy Sense of Self Students will develop an honest understanding and appreciation of themselves and an ability to make individual choices that promote their health and well-being. . A Framework of Personal Ethics and Values Students will develop a framework of consistent ethics and values that guides their daily lives. . An Ability to Apply Critical Thought Students will make effective decisions grounded in careful, objective analysis of information, experiences, and ideas. . An Ability to Develop and Sustain Meaningful Relationships Students will develop skills to establish and sustain healthy, meaningful interpersonal relationships. CHAPMAN UNIVERSITY CHARITABLE GIVING LLC ONE UNIVERSITY DRIVE ORANGE CA 92866 330918653 FUNDRAISING CA 4 9563 CHAPMAN UNIV BRANDMAN UNIVERSITY 16355 LAGUNA CANYON ROAD IRVINE CA 92618 260152908 EDUCATION CA 501(C)(3) 2 NA CHAPMAN UNIVERSITY FOUNDATION ONE UNIVERSITY DRIVE ORANGE CA 92866 300563618 SUPPORTING CA 501(C)(3) 11A NA true false false true false false false false true false false false true true false false false false BRANDMAN UNIVERSITY A 546828 BRANDMAN UNIVERSITY D 13413887 BRANDMAN UNIVERSITY M 785658 BRANDMAN UNIVERSITY N 3521190