2011-03-17T16:40:12-05:00 2010-06-30 RSM McGladrey Inc 1455 FRAZEE ROAD SUITE 600 SAN DIGEO CA 921084307 990 2009-07-01 956042721 SAN DIEGO STATE UNIVERSITY FOUNDATION DBA SDSU RESEARCH FOUNDATION SAND 6195945771 5250 CAMPANILE DRIVE SAN DIEGO CA 921821947 DAN M GILBREATH 6195945771 2011-03-14 1 Rosemarie Brown 6192817764 2009 2016-02-24 21:20:13Z DAN M GILBREATH 5250 CAMPANILE DRIVE SAN DIEGO CA 921821947 202288542 0 X HTTP://WWW.FOUNDATION.SDSU.EDU X 1943 CA Provide and augment the research, educational and community service programs of SDSU. 16 4 4467 350 504061 -97348 71939174 79289199 93442789 91370102 14696359 1704558 -1080750 -1410440 178997572 170953419 6813270 7597745 0 87218026 93617388 344158 311058 2897503 67016834 67516776 161392288 169042967 17605284 1910452 175791345 181850590 118956380 120220319 56834965 61630271 PROVIDE AND AUGMENT PROGRAMS THAT ARE INTEGRAL TO THE RESEARCH, EDUCATIONAL AND COMMUNITY SERVICE OBJECTIVES OF SDSU. TO DEVELOP AND ADMINISTER EXTERNALLY FUNDED PROJECTS THAT CHALLENGE STUDENTS, SERVE SOCIETY AND OFFER INNOVATIVE SOLUTIONS. 0 0 107969716 7597745 126100292 SDSU Research Foundation "SDSURF" facilitates the sponsored research efforts of SDSU faculty who are researching issues important to our region, the nation, and the world. Examples include the SDSU seismologist who has created the largest-ever simulation of a magnitude 8.0 earthquake - helping to prepare emergency responders to better deal with this type of disaster; the biologist studying how cellular processes are influenced by HIV-1 infection; and the health scientist studying the health and environmental impacts of vehicle delays at the US-Mexico border on air quality. 28846754 28893518 SDSURF facilitates the work of projects that focus on campus and community improvement. Examples include SDSU's College of Extended Studies which offers a wide variety of lifelong learning classes, seminars, career advancement courses, and certificate programs including the American Language Institute which teaches English language courses to students from throughout the world; and SDSU's Entrepreneurial Management Center which has become a stellar example of what can result when academic talent, local industry, and private donors join forces, balancing the very latest in scholastic knowledge with hands-on experience. 13475574 14038731 KPBS enriches the lives of people in San Diego and Imperial Counties through unique media services. These high quality public service activities educate, inspire, entertain, and advance civic involvement, celebration of culture and the power of diverse perspectives. The most visible areas of KPBS are its media outlets, KPBS-TV, 89.5 FM and kpbs.org. KPBS platforms deliver award winning news and information like no one else in San Diego. But KPBS is also a diverse organization with many different - and educational - activities that touch the community outside of its airwaves. San Diego State University is the PBS licensee. 150292044 1 1 0 1 0 0 0 0 1 1 1 1 0 1 1 1 1 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 1 1049 0 1 4467 1 1 1 0 0 0 0 1 1 0 0 0 1 16 4 0 0 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X MELINDA S COIL 6195945771 5250 CAMPANILE DRIVE SAN DIEGO CA 921821947 DEBRA K KELLEY 1.00 X 0 0 0 KAREN D EMMOREY 20.00 X 67024 102678 47968 BRIAN K FINCH 20.00 X 63257 92956 44166 THOMAS R SCOTT 5.00 X X 0 195441 48233 GENE G LAMKE 2.00 X X 0 48574 0 GAIL K NAUGHTON 20.00 X 81823 186818 65848 STEPHEN L WEBER 5.00 X X 0 286871 82344 SALLY F ROUSH 5.00 X X 0 220353 53179 JAMES R KITCHEN 5.00 X 0 191612 53225 NANCY A MARLIN 5.00 X 0 240142 56596 SANFORD I BERNSTEIN 10.00 X 35704 108500 46412 WALTER A TURNER JR 2.00 X 0 0 0 MARY ANN LYMAN-HAGER 20.00 X 67499 105524 42841 Tyler Boden 1.00 X 0 0 0 Arthur B Ellis 1.00 X 0 0 0 Marilyn Newoff 1.00 X 0 176280 44287 Paula S Brock 1.00 X 0 0 0 MELINDA S COIL 50.00 X 154429 0 31541 DAN M GILBREATH 40.00 X 37592 128749 52814 WILLIAM T HUSHEN 40.00 X 160395 0 28035 Michele Goetz 50.00 X 150726 0 27231 Tom Karlo 40.00 X 0 184254 52521 STEPHEN FISHER 50.00 X 399110 243957 58503 EDWARD RILEY 20.00 X 57438 243865 63705 JEFFREY SCHEMMEL 40.00 X 82008 220706 51334 Brady Hoke 50.00 X 465000 201189 58899 Melbourne Hovell 30.00 X 113782 153223 55871 JOHN P ELDER 30.00 X 133094 175624 63332 CHARLES LONG 0.00 X 504998 202051 59645 2573879 3709367 1188530 34 1 1 0 COLLEGE CONTACTCOM HAMMER STR 39 MUENSTER GM 48153 STUDENT RECRUITMENT 339244 MCGLADREY & PULLEN LLP 18401 VON KARMAN AVE 5th Fl IRVINE CA 92612 ACCOUNTING 268104 CHARITABLE AUTO RESOURCES INC 4669 Murphy Canyon Rd Ste 100 SAN DIEGO CA 92123 FUNDRAISING 256382 Hecht Solberg Robinson Goldberg & Bagley 600 West Broadway 8th Fl SAN DIEGO CA 92101 LEGAL 203086 CARPI & CLAY INC ONE MASSACHUSETTS AVENUE NW WASHINGTON DC 20001 CONSULTING 180000 6 54671 63574 53735369 25435585 1606663 79289199 CONTRACTS-GOVT 541900 46252077 46252077 FEES & TUITION 611600 22382063 22382063 CONTRACTS-NON-GOVT 541900 14678521 14678521 CAMPUS & COMMUNITY 515100 8056371 7576290 480081 ADVERTISING 511120 1070 1070 91370102 1565075 1565075 243163 243163 9499493 27724 11157152 13825 -1657659 13899 -1643760 13899 -1657659 20164528 96808 20030566 91287 133962 5521 139483 139483 20303 63574 42293 -21990 -21990 PASSTHROUGH ENTITIES 515100 12147 632 9011 2504 12147 170953419 90889583 504061 270576 7506023 7506023 91722 91722 1248580 360907 887673 71700619 62047084 7877646 1775889 5033886 4315997 595072 122817 9943041 8525051 1175400 242590 5691262 4879624 672783 138855 396910 47629 349281 268104 268104 180000 180000 311058 311058 7630272 7083705 473274 73293 4782074 3748363 1025307 8404 3703400 3384163 289045 30192 789991 762509 27482 4124427 4124427 296497 215908 80472 117 SUBCONTRACTS 15727496 15727496 OPERATING EXPENSES 7017360 6513892 348876 154592 SUPPLIES 6017167 5558755 451195 7217 Dues & Fees 3989605 3725303 262982 1320 PROFESSIONAL DEVELOPMEN 3838757 3448842 378295 11620 8754716 8224644 510533 19539 169042967 150292044 15853420 2897503 3638320 2482500 24997653 19872639 19604889 18390327 9012902 3763485 3936031 3507916 130470019 47346744 74468620 83123275 40132930 50710448 175791345 181850590 15140826 16863167 7934501 7201368 46715000 44788137 12596790 12433927 36569263 38933720 118956380 120220319 X 44849281 28082186 7377896 28901108 4607788 4646977 56834965 61630271 175791345 181850590 X 0 1 1 X 1 1 X 72876489 67277911 68406485 71939174 79289199 359789258 72876489 67277911 68406485 71939174 79289199 359789258 359789258 8938509 9958285 9484185 928801 1565075 30874855 33700 445268 306034 290112 243163 1318277 391982390 207858001 0.91790 0.89990 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 180000 0 0 180000 0 Part II-B, Line 1i: Explanation of Other Lobbying Activities: SDSU RESEARCH FOUNDATION PAID $180,000 TO THE FIRM OF CARPI & CLAY, INC. DURING THE FISCAL YEAR. THE FIRM REPRESENTS SDSU RESEARCH FOUNDATION'S INTERESTS IN WASHINGTON, D.C., PRIMARILY IN ACTIVITIES THAT INVOLVE THE COMPETITION FOR FEDERAL RESEARCH FUNDS. 14628436 680794 1575200 706413 16178017 17802288 315805 -2600433 889224 14628436 0.68000 0.22000 0.10000 0 0 505969 22204975 22710944 525852 83170534 27605202 56091184 23948822 19741542 4207280 113867 113867 83123275 AMOUNTS HELD FOR OTHERS 693191 DUE TO SDSU AUXILIARY 35566767 OTHER LIABILITIES 2673762 38933720 170953419 169042967 1910452 1579527 1305327 2884854 4795306 183690098 1579527 11157152 12736679 170953419 0 170953419 178894792 11157152 11157152 167737640 1305327 1305327 169042967 Part V, Line 4: Description of Intended Use of Endowment Funds: INTENDED USES OF ENDOWMENT FUND TO PROVIDE INTER-GENERATIONAL INCOME TO AUGMENT PROGRAMS THAT ARE AN INTEGRAL PART OF THE RESEARCH, EDUCATIONAL AND COMMUNITY SERVICE MISSION OF SAN DIEGO STATE UNIVERSITY. Part X: Description of Uncertain Tax Positions Under FIN 48: Uncertain Tax Positions Under ASC 740 (FIN 48) SDSU Research Foundation has adopted certain provisions of ASC 740 (FIN 48), Accounting for Income Taxes. SDSURF has reviewed its tax position for all open tax years and concluded that the adoption of the provisions of ASC 740 (FIN 48) did not have an impact on the financial statement position. Part XI, Line 8 - Other Adjustments: INCREASE IN EQUITY OF PLANT FUND ASSETS: 1305327. Part XII, Line 2d - Other Adjustments: RENTAL EXPENSES NETTED ON TAX RETURN: 11157152. Part XIII, Line 2d - Other Adjustments: RENTAL EXPENSES NETTED ON TAX RETURN: 11157152. Part XIII, Line 4b - Other Adjustments: INCREASE IN EQUITY OF PLANT FUND ASSETS: 1305327. 1 EAST ASIA & THE PACIFIC 0 0 Grants 10603 Central America & Caribbean 0 0 Grants 2400 EUROPE 0 0 GRANTS 29176 MIDDLE EAST & NO AFRICA 0 0 Grants 2460 NORTH AMERICA 0 0 Grants 13787 RUSSIA 0 0 GRANTS 5000 SOUTH AMERICA 0 0 GRANTS 7735 Europe 0 28 Program Teaching 604445 Middle East 0 0 Grant 16161 Middle East & N Africa 0 8 Program Teaching 222584 South Asia 0 0 Grants 1100 Sub-Saharan Africa 0 0 Grants 3300 0 36 918751 Middle East AGRICULTURE 16161 WIRE 0 1 BOOKS EUROPE 7 6900 CHECK TRAVEL ASSISTANCE EAST ASIA 3 1503 CHECK TRAVEL ASSISTANCE EAST ASIA 1 300 WIRE TRAVEL ASSISTANCE EUROPE 11 22276 CHECK TRAVEL ASSISTANCE Middle East 1 1360 CHECK TRAVEL ASSISTANCE NORTH AMERICA 7 13787 CHECK TRAVEL ASSISTANCE SOUTH AMERICA 1 35 CHECK Books Central America 3 2400 CHECK Books East Asia 8 8800 CHECK Books Middle East 1 1100 CHECK Books russia 7 5000 CHECK Books South America 7 7700 CHECK Books South Asia 1 1100 CHECK Books Sub-Saharan Africa 3 3300 CHECK Procedure for Monitoring Grants Outside the U.S.: Schedule F, Part I, Line 2: Explanation for Grants Outside US Foreign and domestic expenditures on grants and contracts are closely monitored by SDSU Research Foundation staff to comply with sponsor requirements. Federal grants represent a substantial majority of grant and contract expenditures and accordingly, are subject to audit by the Department of Health and Human Services, the cognizant government audit agency for SDSU Reasearch Foundation. X X X X X 1 CHARITABLE AUTO RESOURCES INC CAR DONATION 1 1037630 256382 781248 ARIA COMMUNICATIONS INC TELE FUNDRAISING 0 120360 54676 65684 1157990 311058 846932 CA GOLF TOURNAMENT 83877 63574 20303 39806 2487 83877 63574 20303 39806 2487 42293 -21990 1 BOOKS & SUPPLIES 400 391618 FELLOWSHIPS 1250 6716032 OTHER STUDENTS COSTS 200 116958 TRAVEL ASSISTANCE 400 281415 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: Description of How Grants are Used FELLOWSHIPS ARE PRIMARILY GRANTED TO INDIVIDUALS TO HELP THEM IMPROVE THEIR RESEARCH SKILLS. AS SUCH, THE RESPONSIBLE PRINCIPAL INVESTIGATOR CLOSELY MONITORS THE PROGRESS OF THE RECIPIENTS. X 1 0 0 0 0 0 0 0 0 KAREN D EMMOREY 67024 102678 0 0 0 0 6702 17194 0 24072 73726 143944 0 0 BRIAN K FINCH 63257 92956 0 0 0 0 6326 15563 0 22277 69583 130796 0 0 THOMAS R SCOTT 0 195441 0 0 0 0 0 32707 0 15526 0 243674 0 0 GAIL K NAUGHTON 81823 186818 0 0 0 0 14841 31265 0 19742 96664 237825 0 0 STEPHEN L WEBER 0 286871 0 0 0 0 0 48008 0 34336 0 369215 0 0 SALLY F ROUSH 0 220353 0 0 0 0 0 36876 0 16303 0 273532 0 0 JAMES R KITCHEN 0 191612 0 0 0 0 0 32066 0 21159 0 244837 0 0 NANCY A MARLIN 0 240142 0 0 0 0 0 40164 0 16432 0 296738 0 0 SANFORD I BERNSTEIN 35704 108500 0 0 0 0 3570 18395 0 24447 39274 151342 0 0 MARY ANN LYMAN-HAGER 67499 105524 0 0 0 0 6750 17669 0 18422 74249 141615 0 0 Marilyn Newoff 0 176280 0 0 0 0 0 29500 0 14787 0 220567 0 0 MELINDA S COIL 154429 0 0 0 0 0 15556 0 15985 0 185970 0 0 0 DAN M GILBREATH 37592 128749 0 0 0 0 3606 20830 7023 21355 48221 170934 0 0 WILLIAM T HUSHEN 160395 0 0 0 0 0 16311 0 11724 0 188430 0 0 0 Michele Goetz 150726 0 0 0 0 0 15247 0 11984 0 177957 0 0 0 Tom Karlo 0 184254 0 0 0 0 0 30839 0 21682 0 236775 0 0 STEPHEN FISHER 389110 243957 10000 0 0 0 0 35120 0 23383 399110 302460 0 0 EDWARD RILEY 57438 243865 0 0 0 0 5744 37351 0 20610 63182 301826 0 0 JEFFREY SCHEMMEL 41667 220706 37500 0 2841 0 0 29870 0 21464 82008 272040 0 0 Brady Hoke 465000 201189 0 0 0 0 0 33669 0 25230 465000 260088 0 0 Melbourne Hovell 113782 153223 0 0 0 0 11378 25283 0 19210 125160 197716 0 0 JOHN P ELDER 133094 175624 0 0 0 0 13309 26574 0 23449 146403 225647 0 0 CHARLES LONG 0 0 0 0 504998 202051 0 33813 0 25832 504998 261696 0 0 Supplemental Information Part III Part 1, Line 4 - Received Severance, Supplemental NQ Retirement, Equity-Based Compensation Jeffrey Schemmel - Former Athletic Director and Charles Long - Former Football Coach, received salary continuation/severance payments after they left the University. The payments were made under contracts that are typical for Division I athletic programs. Trustees Calif State University 946001347 13077CUP7 2010-04-06 160852254 Refund 1998 & 1999 Bonds 1 0 12048084 11958009 90075 1 0 1 1 0 0 0 0 0 0.00000 0.00000 0.00000 1 0 0 0 0 0 0 X 1300 1037630 SELLING PRICE X 15 550618 SELLING PRICE X Auction Items 25 18415 Selling Price 0 1 1 Third Party Use: Part I, Line 32b: Hire and Use of Third Parties ALSO SEE SCHEDULE G. KPBS CONDUCTS A VEHICLE DONATION PROGRAM WITH THE ASSISTANCE OF CHARITABLE AUTO RESOURCES, INC. Form 990, Part VI, Section A, line 7a How Members or Shareholders Elect Governing Body The President of San Diego State University is also ex officio the President and a voting member of the Board of Directors of SDSU Research Foundation. Five other SDSURF Directors are appointed ex officio by virtue of their positions in the University, and all elected Directors are nominated by the President. After the end of the tax year, the number of ex officio directors has been reduced to four. Form 990, Part VI, Section A, line 7b Decisions of Governing Body Approval by Members or Shareholders Under Title 5 Calif. Code of Regs. section 42402, the campus President is required to assure that SDSURF operates in conformity with policies of the California State University and of San Diego State University. The President may discontinue any program or expenditure that he or she determines is inconsistent with these policies. Form 990, Part VI, Section B, line 11 Form 990 Review Process A draft of the Form 990 was originally provided to each member of the Investment Committee. The disclosures, significant changes and questions were discussed and addressed. The Form 990 was subsequently presented to each member of the Board of Directors at a regularly scheduled meeting. The disclosures, significant changes and questions were again discussed and addressed. Form 990, Part VI, Section B, line 12c Explanation of Monitoring and Enforcement of Conflicts SDSU Research Foundation requires each interested party to disclose annually interests that could give rise to conflicts. SDSU Research Foundation also monitors compliance with its conflict of interest policy through its purchasing and sponsored research development departments. SDSU Research Foundation staff reviews contracts and requisitions for potential conflicts. Many of its internal processing documents include affirmations regarding lack of conflicts. The Board of Directors is authorized to take whatever action it deems necessary to resolve potential or actual conflicts including: (1) prohibiting the interested party from discussions or decisions regarding the conflict of interest; (2) modifying or redefining the duties and responsibilities of the interested party; or (3) requiring the resignation of the interested party. Form 990, Part VI, Section B, Line 15 Pursuant to Title 5 Cal. Code of Regs. section 42405, SDSU Research Foundation maintains salary schedules comparable to San Diego State University (a California public institution). The salaries of the Executive Director and the CFO are also subject to approval by the Board of Directors. Form 990, Part VI, Section C, line 19 Other Organizational Documents Publicly Available SDSU Research Foundation provides paper or electronic copies of its governing documents, conflict of interest policy, audited financial statements, and A-133 compliance reports to the public on request. The audited financial statements, research reports and A-133 compliance reports are also available on the organization's website. Schedule R, Part V Some of the endowments of SDSU Research Foundation ("SDSURF") are invested in the endowment pool of The Campanile Foundation (another SDSU auxiliary organization). (1b) & (1g) - In accordance with its exempt function, SDSURF regularly transfers monies to SDSU. (1c) & (1e) - The Campanile Foundation advanced funds to SDSURF. (1i) - SDSURF leases facilities to Aztec Shops and SDSU. (1j) - SDSURF leases facilities from SDSU. (1k) & (1L) - SDSURF performs services for The Campanile Foundation, Aztec Shops, Ltd., and Associated Students of SDSU. SDSU and Aztec Shops, Ltd. perform services for SDSURF. (1m) & (1n) - All five organizations share facilities and employees. (1o) & (1p) - All five organizations reimburse each other for expenses. Schedule R, Part V, Line 2 No services or assets were received. The amount of interest and deductions allocated was based on the partners' pro-rata share of the partnership's income. SAN DIEGO STATE UNIVERSITY 5500 CAMPANILE DRIVE SAN DIEGO CA 92182 330373293 CALIFORNIA STATE UNIVERSITY CA GOVERNMENT N/A THE CAMPANILE FOUNDATION 5500 CAMPANILE DRIVE SAN DIEGO CA 92182 330868418 PHILANTHROPIC ORGANIZATION FOR SDSU CA 501(C)3 5 N/A AZTEC SHOPS LTD 5500 CAMPANILE DRIVE SAN DIEGO CA 92182 950516240 CAMPUS BOOKSTORE AND FOOD SERVICE CA 501(C)3 5 N/A ASSOCIATED STUDENTS OF SAN DIEGO STATE UNIVERSITY 5500 CAMPANILE DRIVE SAN DIEGO CA 92182 956042622 STUDENT ACTIVITIES CA 501(C)3 5 N/A Gridiron Partnership LP 2550 5th Avenue Ste 1100 San Diego CA 92103 330834273 Investments CA SDSU Foundation Excluded 15724 270895 0 0 1 1 1 0 1 0 0 0 1 1 1 1 1 1 1 1 1 0 Gridiron Partnership LP A 15724