2011-01-26T13:09:25-06:00 2010-08-31 LARSONALLEN LLP 220 SOUTH SIXTH STREET SUITE 300 MINNEAPOLIS MN 55402 990 2009-09-01 410684657 NORTHWESTERN HEALTH SCIENCES UNIVERSITY FNA NORTHWESTERN COLLEGE OF CHIROPRACT NORT 9528884777 2501 WEST 84TH STREET BLOOMINGTON MN 554311599 JAMES E MCDONALD 9528884777 2011-01-25 1 6123764500 2009 2016-02-24 21:20:13Z MARK T ZEIGLER 2501 WEST 84TH STREET BLOOMINGTON MN 554311599 42137774 0 X WWW.NWHEALTH.EDU X 1942 MN TO ADVANCE AND PROMOTE NATURAL APPROACHES TO HEALTH THROUGH EDUCATION, RESEARCH, CLINICAL SERVICES AND COMMUNITY INVOLVEMENT. 16 16 631 300 -30598 -8856 3771961 2743393 22944348 22848950 -1948113 698981 379825 602950 25148021 26894274 569472 687827 0 17492536 17249210 18800 0 690196 9750000 9987977 27830808 27925014 -2682787 -1030740 40892866 39921418 20515273 20469443 20377593 19451975 TO ADVANCE AND PROMOTE NATURAL APPROACHES TO HEALTH THROUGH EDUCATION, RESEACH, CLINICAL SERVICES AND COMMUNITY INVOLVEMENT. 0 0 17616293 687827 18282018 THE UNIVERSITY'S CHIROPRACTIC, ORIENTAL MEDICINE AND ACUPUNCTURE, MASSAGE THERAPY, AND UNDERGRADUATE EDUCATIONAL PROGRAMS PROVIDE INSTRUCTION TO STUDENTS AS IT RELATES TO NATURAL HEALTH CARE AND RESEARCH.NUMBER OF STUDENTS PER PROGRAM FOR THE YEAR ENDED AUGUST 31, 2009:CHIROPRACTIC - 1,733; ORIENTAL MEDICINE - 339; MASSAGE THERAPY - 198; UNDERGRADUATE - 113; GRADUATE 33. 4005554 0 2458924 THE CLINICS AND NORTHWESTERN LAB PROVIDE CHIROPRACTIC TREATMENT ON A CLINICAL BASIS. STUDENTS FROM THE COLLEGE OBTAIN EXPERIENCE THROUGH CLINICAL SERVICE.NUMBER OF STUDENTS IN THE CLINICS - 864.NUMBER OF PATIENTS SEEN - 43,000. 1870412 0 2108008 AUXILLIARY - THE BOOKSTORE PROVIDES EDUCATIONAL MATERIALS FOR THE STUDENTS AS WELL AS CLINICAL, NUTRITIONAL, AND VITAMINS TO PRIVATE PRACTICE CLINICS. 23492259 1 1 0 0 0 0 0 0 1 1 1 0 1 0 1 0 1 0 1 1 0 0 1 1 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 1 58 0 1 631 1 1 1 0 0 0 0 1 1 0 0 0 16 16 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 1 1 1 MN X JAMES E MCDONALD 9528884777 2501 WEST 84TH STREET BLOOMINGTON MN 554311599 KENT J ERICKSON 2.00 X X 0 0 0 LEE S HUDSON 2.00 X X 0 0 0 RICHARD A ZARMBINSKI 2.00 X X 0 0 0 TAMARA T TAYLOR 2.00 X X 0 0 0 VIVI-ANN R FISCHER 2.00 X 0 0 0 DAVID FOTI 2.00 X 0 0 0 N WALTER GRAFF 2.00 X 0 0 0 JAY M GREENBERG 2.00 X 0 0 0 KENNETH B HEITHOFF 2.00 X 0 0 0 KARI LARSON 2.00 X 0 0 0 SUSAN MARTY-ELDRIDGE 2.00 X 0 0 0 SCOTT D MUNSTERMAN 2.00 X 0 0 0 MAHENDRA NATH 2.00 X 0 0 0 DAVID E PETERSON 2.00 X 0 0 0 ROBERT A SERVAIS 2.00 X 0 0 0 DAVID V TAYLOR 2.00 X 0 0 0 DAVID VALENTINI 2.00 X 0 0 0 RUSSELL E SAWYER 2.00 X 0 0 0 IRVIN C JACK HOLTZ 2.00 X 0 0 0 GERT BRONFORT 60.00 X 139351 0 12370 MARK T ZEIGLER 60.00 X 249808 0 44785 JAMES E MCDONALD 60.00 X 147057 0 30231 CHARLES SAWYER 60.00 X 140087 0 36279 MICHAEL WILES 60.00 X 127018 0 34176 WILLIAM HEJNY 40.00 X 169378 0 15555 DAVID SMITH 40.00 X 150433 0 15496 ZACHARY ZACHMAN 40.00 X 144713 0 21281 BRADLEY FINER 40.00 X 123057 0 15917 ROBERT FORSETH - CHIEF 40.00 X 104820 0 14286 1495722 0 240376 10 0 1 0 EVERGREEN FOODS LLP 2501 W 84TH ST BLOOMINGTON MN 55431 CATERING SERVICES 221327 1 1756022 987371 47500 2743393 TUITION AND FEES 611600 18282018 18282018 CLINICAL LAB FEES 621300 2458924 2458924 BOOKSTORE AUXILIARY 451211 2108008 2108008 22848950 424838 424838 13107984 12833841 274143 274143 274143 51005 54985 -3980 -3980 2324076 2354674 -30598 -30598 MISCELLANEOUS REVENUE 900099 637528 637528 637528 26894274 22848950 -30598 1332529 650327 650327 37500 37500 903070 189054 550807 163209 12901536 11719833 1040240 141463 295406 295406 2225987 1842451 327404 56132 923211 805283 99317 18611 40303 40303 89956 89956 834029 743320 76166 14543 786531 729016 26147 31368 1912654 1405828 425853 80973 679118 604275 62933 11910 738956 564168 146529 28259 56127 31563 20583 3981 409315 165603 203898 39814 1182108 991419 160373 30316 251402 169239 68850 13313 INVENTORY PURCHASES 1471444 1428081 36279 7084 INSTITUTIONAL EXPENSES 648259 360943 267684 19632 RESEARCH 311780 311780 STUDENT SERVICES 118190 112231 4986 973 MEMBERSHIP 117003 26728 90275 340802 308211 3976 28615 27925014 23492259 3742559 690196 702837 1018644 777943 862392 1733570 964560 708831 876640 572502 647259 219145 293333 28907329 8694160 20387334 20213169 10030197 9745412 658242 542586 5052779 4727730 49486 29693 40892866 39921418 1983195 1812177 26142 23078 12917668 13256586 5588268 5377602 20515273 20469443 X 17674307 17111065 2370456 2009968 332830 330942 20377593 19451975 40892866 39921418 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 290902 1840 12674 5250 300166 320679 5089 -33366 1500 290902 0.00000 1.00000 0.00000 0 0 869739 869739 22733522 5547200 17186322 457246 19650 437596 4654019 3127310 1526709 192803 192803 20213169 STUDENT LOANS 4727730 F 4727730 DEPOSITS 169610 FEDERAL CAPITAL CONTRIBUTION 4353002 ANNUITY PAYABLE 153414 CAPITAL LEASE OBLIGATIONS 346019 ASSET RETIREMENT OBLIGATION 155282 INTEREST RATE SWAP LIABILITY 192527 DUE TO/DUE FROM 7748 5377602 26894274 27925014 -1030740 358365 -253243 105122 -925618 25715745 358365 54985 413350 25302395 1591879 1591879 26894274 27292172 54985 54985 27237187 687827 687827 27925014 Part V, Line 4: Description of Intended Use of Endowment Funds: THE ENDOWMENT IS USED TO FUND VARIOUS SCHOLARSHIPS, PROGRAMS AND ENDOWED CHAIRS. Part XI, Line 8 - Other Adjustments: CHANGE IN VALUE OF INTEREST RATE SWAP: -32466. LOSS ON PLEDGE: -220777. Part XII, Line 2d - Other Adjustments: SPECIAL EVENT EXPENSES: 54985. Part XII, Line 4b - Other Adjustments: LAWFUL GAMBLING REVENUE: 2324076. LESS CHARITABLE GAMING EXPENSES: -2354674. PRIVATE GIFTS AND GRANTS: 201548. NON-OPERATING INVESTMENT INCOME: 733102. FINANCIAL AID AND SCHOLARSHIPS: 687827. Part XIII, Line 2d - Other Adjustments: SPECIAL EVENT EXPENSES: 54985. Part XIII, Line 4b - Other Adjustments: FINANCIAL AID AND SCHOLARSHIPS: 687827. 1 1 1 THE POLICY IS PUBLISHED IN THE "CHRONICLE OF HIGHER EDUCATION" AND ANNUAL BULLETINS. 1 1 1 1 0 0 0 0 0 0 0 0 1 0 THE SCHOOL RECEIVES FEDERAL FUNDING INCLUDING PELL GRANTS, PERKINS LOANS, STAFFORD LOANS AND G.I. BILL FUNDS. 1 1 Central America and the Caribbean PROGRAM SERVICES GRATIS CLINICAL SERVICE 24510 North America 0 PROGRAM SERVICES STUDENT RECRUITMENT 4000 North America 0 grants 37500 Europe (Including Iceland & Greenland) 0 program services Meeting attendance 12000 0 0 78010 FINANCIAL AID North America 69 37500 0 Procedure for Monitoring Grants Outside the U.S.: Schedule F, Part I, Line 2: THE SCHOLARSHIP COMMITTEE ADMINISTERS ALL OF THE INSTITUTIONAL AND PRIVATE SCHOLARSHIPS. THE FINANCIAL AID DEPARTMENT MANAGES ALL GRANTS. IN ALL CASES NOTICES OF GRANTS AND SCHOLARSHIPS ARE POSTED OUTSIDE THE FINANCIAL AID OFFICE AS WELL AS LISTED IN VARIOUS INTERNAL PUBLICATIONS AND THE UNIVERSITY WEBSITE. RECORDS ARE MAINTAINED IN THE FINANCIAL AID OFFICE. CANADIAN STUDENTS RECEIVING TUITION GRANTS HAVE TO GO THROUGH AN APPLICATION PROCESS. ALL APPLICATIONS ARE MAINTAINED IN THE STUDENT'S FILES. Method Used to Acccount for Expenditures: Schedule F, Part I, Line 3: ACCRUAL BASIS IS USED TO ACCOUNT FOR EXPENDITURES IN PART I, LINE 3, COLUMN F. PRESIDENTS GOLF TOURNAMENT 51005 51005 2188 18950 14174 19673 51005 51005 2188 18950 14174 19673 54985 -3980 1764944 1256037 100205 378350 0 560010 417022 31795 120049 0 2324954 1673059 132000 498399 2303458 21496 MN 1 0 1 1 1.00000 JAMES E MCDONALD 2501 WEST 84TH STREET BLOOMINGTON MN 554311599 0 JAMES E MCDONALD 0 THE GAMBLING MANAGER PROVIDES OVERSIGHT FOR THE CHARITABLE GAMING OPERATION AND IS LICENSED BY THE STATE OF MINNESOTA GAMBLING CONTROL BOARD. X 1 200000 1 GRANTS TO STUDENTS 413 650327 0 N/A N/A Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: THE SCHOLARSHIP COMMITTEE ADMINISTERS ALL OF THE INSTITUTIONAL AND PRIVATE SCHOLARSHIPS. THE FINANCIAL AID DEPARTMENT MANAGES ALL GRANTS. IN ALL CASES NOTICES OF GRANTS AND SCHOLARSHIPS ARE POSTED OUTSIDE THE FINANCIAL AID OFFICE AS WELL AS LISTED IN VARIOUS INTERNAL PUBLICATIONS AND THE UNIVERSITY WEBSITE. RECORDS ARE MAINTAINED IN THE FINANCIAL AID OFFICE. X 1 1 X X X X 0 1 0 0 0 0 0 1 0 GERT BRONFORT 124415 0 13581 0 1355 0 6875 0 5495 0 151721 0 0 0 MARK T ZEIGLER 187563 0 29106 0 33139 0 26998 0 17787 0 294593 0 0 0 JAMES E MCDONALD 145544 0 0 0 1513 0 24674 0 5557 0 177288 0 0 0 CHARLES SAWYER 134702 0 0 0 5385 0 24359 0 11920 0 176366 0 0 0 MICHAEL WILES 124485 0 0 0 2533 0 17069 0 17107 0 161194 0 0 0 WILLIAM HEJNY 31192 0 0 0 138186 0 3315 0 12240 0 184933 0 0 0 DAVID SMITH 39741 0 0 0 110692 0 3760 0 11736 0 165929 0 0 0 ZACHARY ZACHMAN 76966 0 0 0 67747 0 4233 0 17048 0 165994 0 0 0 Part I, Line 1a DISCRETIONARY SPENDING ALLOWANCE was paid to MARK T. ZIEGLER to cover travel for companions and HOUSING ALLOWANCE. the payment was INCLUDED IN taxable COMPENSATION. Part I, Line 4a SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN: MARK T. ZEIGLER, JAMES E. MCDONALD, MICHAEL WILES, AND CHARLES SAWYER - $15,500 Part I, Line 7 BONUS PAYMENTS: MARK T. ZEIGLER - $29,106 GERT BRONFORT - $13,581 MIAKEN ZEIGLER DAUGHTER OF PRESIDENT, MARK T. ZEIGLER EDUCATIONAL GRANT Amount $ 14439. X 47500 FMV 1 0 1 0 Form 990, Part VI, Section A, line 1 THE EXECUTIVE COMMITTEE HAS A MINIMUM OF EIGHT (8) MEMBERS, ALL OF WHOM ARE TRUSTEES. THE CHAIR OF THE BOARD IS THE CHAIR OF THE EXECUTIVE COMMITTEE. THE VICE CHAIR OF THE BOARD, THE SECRETARY, THE TREASURER, AND THE CHAIR OF EACH STANDING COMMITTEE OF THE BOARD ARE ALSO MEMBERS OF THE EXECUTIVE COMMITTEE. BETWEEN MEETINGS OF THE BOARD OF TRUSTEES, THE EXECUTIVE COMMITTEE HAS GENERAL SUPERVISION OF THE ADMINISTRATION AND PROPERTY OF THE UNIVERSITY EXCEPT THAT UNLESS SPECIFICALLY EMPOWERED BY THE BOARD TO DO SO, IT MAY NOT TAKE ANY ACTION INCONSISTENT WITH A PRIOR ACT OF THE BOARD OF TRUSTEES, AWARD DEGREES, ALTER BYLAWS, LOCATE PERMANENT BUILDINGS ON TAX-EXEMPT PROPERTY HELD FOR UNIVERSITY PURPOSES, REMOVE OR APPOINT THE PRESIDENT OF THE UNIVERSITY, OR TAKE ANY ACTION WHICH HAS BEEN RESERVED FOR THE BOARD. Form 990, Part VI, Section B, line 11 UPON COMPLETION, THE FORM 990 WAS DISTRIBUTED TO THE BOARD FINANCE COMMITTEE FOR REVIEW. THE COMPLETED FORM 990 WAS PROVIDED TO ALL BOARD OF TRUSTEE MEMBERS FOR THEIR REVIEW AND ACCEPTANCE PRIOR TO FILING. Form 990, Part VI, Section B, line 12c TRUSTEES AND OFFICERS OF THE ORGANIZATION ARE REQUIRED TO COMPLETE THE NHSU CONFLICT OF INTEREST DISCLOSURE FORM ANNUALLY BY SEPTEMBER 1ST. ALL DISCLOSURES REQUIRED UNDER THE CONFLICT OF INTEREST POLICY ARE REPORTED TO THE SECRETARY OF THE BOARD OF TRUSTEES WHO ALONG WITH THE NHSU'S LEGAL COUNSEL AND CHAIR WILL OVERSEE THE POLICY. INDIVIDUALS FOUND TO HAVE A CONFLICT MUST REFRAIN FROM PARTICIPATING IN CONSIDERATION OF THE PROPOSED TRANSACTION, UNLESS FOR SPECIAL REASONS THE BOARD OR ADMINISTRATION REQUESTS INFORMATION OR INTERPRETATION. THE CONFLICTED INDIVIDUAL DOES NOT VOTE AND IS NOT PRESENT AT THE TIME OF THE VOTE. ACTIONS ARE REFLECTED IN THE MEETING MINUTES. Form 990, Part VI, Section B, line 15 THE ORGANIZATION'S EXECUTIVE COMMITTEE USED MARKET ANALYSIS CONDUCTED USING COLLEGE AND UNIVERSITY PROFESSIONAL ASSOCIATION FOR HUMAN RESOURCES (CUPA-HR) ADMINISTRATIVE COMPENSATION SURVEY AND ASSOCIATION OF CHIROPRACTIC COLLEGES (ACC) PRESIDENTIAL COMPENSATION SURVEY TO DETERMINE COMPENSATION FOR THE PRESIDENT. THIS PROCESS WAS LAST CONDUCTED FOR M. ZEIGLER IN JUNE 2010. THE ORGANIZATION'S EXECUTIVE COMMITTEE USED ANNUAL MARKET ANALYSIS CONDUCTED USING CUPA-HR AND ACC SURVEY INFORMATION TO DETERMINE COMPENSATION FOR ALL OTHER PAID POSITIONS. THIS PROCESS WAS LAST CONDUCTED FOR ALL POSITIONS IN 2010. Form 990, Part VI, Section C, line 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST.