2011-01-26T11:37:38-06:00 2010-09-30 GIVEN & COMPANY AN ACCTY CORP 3029 WILSHIRE BLVD 200 SANTA MONICA CA 904032376 990PF 2009-10-01 953905760 HARRY & YVONNE LENART CHARITABLE FOUNDATION HARR 3108287547 3029 WILSHIRE BLVD No 200 SANTA MONICA CA 90403 ROBERT H GIVEN 3108287547 2011-01-26 1 Peter Goldberg 3108287547 2009 2016-02-24 21:20:13Z X 725750 X X 65 65 20528 20528 -12898 252912 0 7695 20593 0 0 0 3438 1719 1719 4370 4360 0 7808 6079 1719 150000 150000 157808 6079 151719 -150113 14514 61726 60424 60424 304189 244217 249698 486723 397884 415628 852638 702525 725750 0 0 X 0 0 0 0 852638 702525 852638 702525 852638 702525 852638 -150113 0 702525 0 702525 ABBOTT LABORATORIES P 2009-07-10 2009-10-13 999 909 90 90 AMERIPRISE FINANCIAL INC P 2008-10-31 2009-10-13 2199 1272 927 927 BRINKS COMPANY P 2009-02-18 2009-10-13 502 513 -11 -11 CHINA MOBILE LTD SPONS ADR P 2009-07-10 2009-10-13 502 474 28 28 COMCAST CORP NEW CL A P 2008-10-31 2009-10-13 928 954 -26 -26 MOLSON COORS BREWING CO CL B P 2009-02-02 2009-10-13 992 798 194 194 SCHLUMBERGER LTD N A ADR P 2008-11-17 2009-10-13 611 497 114 114 SEMPRA ENERGY P 2009-07-10 2009-10-13 509 476 33 33 STATE STREET CORP P 2009-07-10 2009-10-13 530 438 92 92 SEMPRA ENERGY P 2009-07-10 2010-01-21 2642 2381 261 261 CHINA MOBILE LTD SPONS ADR P 2009-07-10 2010-01-22 2017 1898 119 119 SCHLUMBERGER LTD N A ADR P 2009-07-10 2010-05-27 3572 3032 540 540 ARCHER DANIELS MIDLAND P 2009-07-10 2010-06-23 1360 1335 25 25 BAXTER INTL INC P 2009-10-21 2010-06-23 1266 1667 -401 -401 BECKMAN COULTER INC P 2009-11-18 2010-06-23 1205 1334 -129 -129 HASBRO INC P 2009-11-25 2010-06-23 3434 2375 1059 1059 VANGUARD EMERGING MARKETS P 2009-07-29 2010-06-23 2402 2050 352 352 VANGUARD SMALL-CAP ETF P 2009-10-07 2010-06-23 4323 3880 443 443 P 0 0 AMERICAN FINANCIAL GROUP INC P 2007-12-19 2009-10-13 256 290 -34 -34 ARCHER DANIELS MIDLAND P 2008-01-24 2009-10-13 883 1260 -377 -377 A T & T INC P 2007-12-19 2009-10-13 261 405 -144 -144 BARCLAYS PLC SPONS ADR P 2007-12-19 2009-10-13 473 807 -334 -334 BARRICK GOLD CORP P 2007-12-19 2009-10-13 1176 1144 32 32 BP PLC SPONS P 2007-12-19 2009-10-13 1044 1466 -422 -422 CAMPBELL SOUP CO P 2008-01-24 2009-10-13 966 943 23 23 CERNER CORP P 2007-12-19 2009-10-13 2342 1743 599 599 CHEVRON CORP P 2007-12-19 2009-10-13 702 919 -217 -217 CISCO SYSTEMS INC P 2008-08-15 2009-10-13 1175 1253 -78 -78 CORNING INC P 2007-12-19 2009-10-13 769 1176 -407 -407 EBAY INC P 2007-12-19 2009-10-13 971 1292 -321 -321 EDISON INTERNATIONAL P 2008-01-24 2009-10-13 666 1001 -335 -335 GENERAL MILLS INC P 2007-12-19 2009-10-13 644 584 60 60 GENZYME CORP P 2007-12-19 2009-10-13 561 733 -172 -172 INTL BUSINESS MACHINES CORP P 2007-12-19 2009-10-13 1221 1078 143 143 JOHNSON & JOHNSON P 2008-01-24 2009-10-13 606 638 -32 -32 KELLOGG CO P 2007-12-19 2009-10-13 985 1063 -78 -78 MARSH & MCLENNAN COS INC P 2008-01-24 2009-10-13 966 1090 -124 -124 MCDONALDS CORP P 2008-07-29 2009-10-13 572 599 -27 -27 MDU RES GROUP INC P 2008-09-19 2009-10-13 412 587 -175 -175 MICROSOFT CORP P 2007-12-19 2009-10-13 2001 2811 -810 -810 NOBLE CORPORATION P 2007-12-19 2009-10-13 1928 2571 -643 -643 NOKIA CORP SPONS ADR P 2008-08-04 2009-10-13 715 1380 -665 -665 NORTHROP GRUMMAN CORP P 2007-12-19 2009-10-13 503 784 -281 -281 NOVARTIS AG SPONS ADR P 2008-01-24 2009-10-13 495 512 -17 -17 PETROLEO BRASI SA PETROBRAS SPON P 2007-12-19 2009-10-13 921 1045 -124 -124 T ROWE PRICE GROUP INC P 2007-12-19 2009-10-13 444 610 -166 -166 PRUDENTIAL FINANCIAL INC P 2007-12-19 2009-10-13 503 948 -445 -445 QUEST DIAGNOSTICS INC P 2007-12-19 2009-10-13 1064 1059 5 5 ROYAL DUTCH SHELL PLC ADR CL A P 2007-12-19 2009-10-13 567 818 -251 -251 SEALED AIR CORP P 2007-12-19 2009-10-13 579 692 -113 -113 STRYKER CORP P 2007-12-19 2009-10-13 446 746 -300 -300 TEXAS INSTRUMENTS INC P 2007-12-19 2009-10-13 910 1328 -418 -418 TIME WARNER INC P 2007-12-19 2009-10-13 1200 1240 -40 -40 UNION PACIFIC CORP P 2007-12-19 2009-10-13 586 618 -32 -32 UNITEDHEALTH GROUP INC P 2007-12-19 2009-10-13 250 573 -323 -323 VERIZON COMMUNICATIONS P 2008-06-18 2009-10-13 587 674 -87 -87 WAL MART STORES INC P 2007-12-19 2009-10-13 494 483 11 11 WAL MART STORES INC P 2008-01-24 2009-10-13 494 495 -1 -1 WASTE MGMT INC DEL P 2008-08-15 2009-10-13 566 694 -128 -128 CNI CHARTER GOVT BD FD P 2007-12-19 2009-10-16 22978 22631 347 347 CERNER CORP P 2007-12-19 2009-10-26 2474 1743 731 731 CERNER CORP P 2008-01-24 2009-10-26 2474 1616 858 858 GILEAD SCIENCES INC P 2008-01-24 2009-11-23 1398 1379 19 19 T ROWE PRICE GROUP INC P 2007-12-19 2009-11-23 1991 2440 -449 -449 T ROWE PRICE GROUP INC P 2008-01-24 2009-11-23 2489 2666 -177 -177 YUM! BRANDS INC P 2008-07-29 2009-12-01 3208 3132 76 76 YUM! BRANDS INC P 2008-08-04 2009-12-01 2139 2147 -8 -8 AOL INC P 2007-12-19 2009-12-23 2 2 0 0 MDU RES GROUP INC P 2008-09-19 2010-01-21 2330 2933 -603 -603 AOL INC P 2007-12-19 2010-01-27 61 69 -8 -8 AOL INC P 2008-01-24 2010-01-27 58 82 -24 -24 AOL INC P 2008-08-15 2010-01-27 73 58 15 15 KELLOGG CO P 2007-12-19 2010-02-18 2092 2126 -34 -34 KELLOGG CO P 2008-01-24 2010-02-18 3138 2861 277 277 SEALED AIR CORP P 2007-12-19 2010-04-19 1972 2075 -103 -103 SEALED AIR CORP P 2008-01-24 2010-04-19 438 480 -42 -42 SEALED AIR CORP P 2008-08-15 2010-04-19 1315 1417 -102 -102 BP PLC SPONS P 2007-12-19 2010-05-05 1558 2200 -642 -642 BP PLC SPONS P 2008-01-24 2010-05-05 4156 4998 -842 -842 CNI CHARTER CORP BOND FD P 2007-12-19 2010-06-21 5000 4821 179 179 CNI CHARTER GOVT BD FD P 2007-12-19 2010-06-21 40000 39395 605 605 AMERIPRISE FINANCIAL INC P 2008-10-31 2010-06-23 2385 1272 1113 1113 ARCHER DANIELS MIDLAND P 2008-01-24 2010-06-23 272 420 -148 -148 A T & T INC P 2007-12-19 2010-06-23 254 405 -151 -151 A T & T INC P 2008-01-24 2010-06-23 760 1083 -323 -323 BARRICK GOLD CORP P 2007-12-19 2010-06-23 1380 1144 236 236 BRINKS COMPANY P 2009-02-18 2010-06-23 406 513 -107 -107 CAMPBELL SOUP CO P 2008-01-24 2010-06-23 1111 943 168 168 CHEVRON CORP P 2007-12-19 2010-06-23 2269 2756 -487 -487 COMCAST CORP NEW CL A P 2008-10-31 2010-06-23 924 795 129 129 CORNING INC P 2007-12-19 2010-06-23 632 823 -191 -191 EDISON INTERNATIONAL P 2008-01-24 2010-06-23 1031 1502 -471 -471 GENERAL MILLS INC P 2007-12-19 2010-06-23 1924 1461 463 463 INTL BUSINESS MACHINES CORP P 2007-12-19 2010-06-23 1304 1078 226 226 ISHARES MSCI EAFE INDEX FD SBI P 2007-12-19 2010-06-23 7588 11876 -4288 -4288 MICROSOFT CORP P 2007-12-19 2010-06-23 1051 1405 -354 -354 NOBLE CORPORATION P 2007-12-19 2010-06-23 632 1025 -393 -393 NOBLE CORPORATION P 2008-01-24 2010-06-23 1264 1870 -606 -606 NOKIA CORP SPONS ADR P 2008-08-04 2010-06-23 619 1931 -1312 -1312 PRUDENTIAL FINANCIAL INC P 2007-12-19 2010-06-23 1177 1895 -718 -718 STRYKER CORP P 2007-12-19 2010-06-23 1551 2238 -687 -687 STRYKER CORP P 2008-01-24 2010-06-23 517 692 -175 -175 TEXAS INSTRUMENTS INC P 2007-12-19 2010-06-23 1014 1328 -314 -314 TIME WARNER INC P 2007-12-19 2010-06-23 955 855 100 100 UNION PACIFIC CORP P 2007-12-19 2010-06-23 3035 2473 562 562 FRONTIER COMMUNICATIONS CORP P 2008-06-18 2010-07-12 190 244 -54 -54 FRONTIER COMMUNICATIONS CORP P 2008-08-15 2010-07-12 47 61 -14 -14 FRONTIER COMMUNICATIONS CORP P 2008-08-15 2010-07-20 4 5 -1 -1 GENERAL MILLS INC P 2007-12-19 2010-07-20 1078 876 202 202 JOHNSON & JOHNSON P 2008-01-24 2010-07-20 1806 1914 -108 -108 CNI CHARTER CORP BOND FD P 2007-12-19 2010-08-06 15000 14222 778 778 CNI CHARTER GOVT BD FD P 2007-12-19 2010-08-06 8000 7834 166 166 ISHARES MSCI EAFE INDEX FD SBI P 2007-12-19 2010-08-10 3738 5542 -1804 -1804 ISHARES MSCI EAFE INDEX FD SBI P 2008-01-24 2010-08-10 10680 14080 -3400 -3400 ISHARES MSCI EAFE INDEX FD SBI P 2009-07-10 2010-08-10 12068 9937 2131 2131 VANGUARD EMERGING MARKETS P 2009-07-29 2010-08-10 2005 1606 399 399 -12898 0 51908 791823 0.065555 101132 939318 0.107665 1130 814303 0.001388 0 627821 0.0 199634 769565 0.259411 0.434019 0.086804 763352 66262 145 66407 151719 X 145 0 145 0 145 12 12 133 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A ROBERT H GIVEN 3108287547 3029 WILSHIRE BLVD SUITE 200 SANTA MONICA CA 90403 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ROBERT H GIVEN 3029 WILSHIRE BLVD SUITE 200 SANTA MONICA CA 90403 0.20 0 0 0 STANFORD RUBIN 10100 SANTA MONICA BLVD LOS ANGELES CA 90024 0.05 0 0 0 YVONNE LENART DECEASED 3029 WILSHIRE BLVD SUITE 200 LOS ANGELES CA 90403 0.10 0 0 0 NONE 0 NONE 0 N/A 0 N/A 0 N/A 0 N/A 0 N/A 0 N/A 0 0 0 755834 19143 0 774977 0 0 774977 11625 763352 38168 38168 145 145 38023 0 38023 0 38023 151719 0 151719 145 151574 38023 0 0 161888 54912 12682 229482 151719 0 0 0 38023 113696 0 0 343178 0 0 0 0 0 0 161888 181290 54912 12682 113696 YVONNE LENART DECEASED X ARTHRITIS FOUNDATION 800 W 6TH ST 1250 LOS ANGELES CA 90017 PUBLIC MEDICAL 5000 GREENSPRINGS FIRE AND RESCUE 11471 GREENSPRINGS HWY 66 ASHLAND OR 97520 PUBLIC COMMUNITY SERVICE 5000 LOS ANGELES COUNTY MUSEUM OF ART 5905 WILSHIRE BLVD LOS ANGELES CA 90036 PUBLIC ART 100000 UCLA FOUNDATION 10920 WILSHIRE BLVD 1400 LOS ANGELES CA 90024 PUBLIC EDUCATIONAL 40000 150000 0 14 65 14 20528 18 -12898 0 7695 0 7695 0 0 0 0 0 0 0 0 0 0 GIVEN & COMPANY 3438 1719 1719 N/A 0 REPORTABLE SERVICES PROVIDED TO THE FOUNDATION FORM 990-PF PART VIII PAGE 6 LINE 1 THE FOUNDATION PAID GIVEN & COMPANY, AN ACCOUNTANCY CORPORATION, THE SUM OF $3,439 FOR VARIOUS ACCOUNTING SERVICES PERFORMED BY ITS EMPLOYEES. THESE SERVICES INCLUDED TAX PREPARATION AND BOOKKEEPING. ROBERT H. GIVEN, A TRUSTEE OF THE FOUNDATION, IS AN EMPLOYEE OF GIVEN & COMPANY AND AS AN EMPLOYEE RECEIVED COMPENSATION FOR HIS SERVICES ON FOUNDATION MATTERS. NO COMPENSATION WAS PAID BY THE FOUNDATION TO ITS OFFICERS OR DIRECTORS. 3 M COMPANY 2558 2601 A T & T INC 2459 2574 ABBOTT LABORATORIES 4544 5224 AGCO CORP 3486 6242 AMERICAN FINANCIAL GROUP INC 2194 2752 AMERIPRISE FINANCIAL INC 2078 5206 ARCHER DANIELS MIDLAND 0 0 BARCLAYS PLC SPONS ADR 3955 1885 BARRICK GOLD CORP 4391 4166 BAXTER INTL INC 1667 1431 BERKSHIRE HATHAWAY INC CL B 2744 4134 BP PLC SPONS 0 0 BRINKS COMPANY 2310 2070 CAMPBELL SOUP CO 4400 5005 CELGENE CORP COM 1096 1152 CERNER CORP 0 0 CHEVRON CORP 3271 3242 CHINA MOBILE LTD SPONS ADR 0 0 CISCO SYSTEMS INC 6111 5694 CLIFFS NATURAL RESOURCES INC 3775 3196 COMCAST CORP NEW CL A 3954 5062 CONAGRA FOODS INC 4674 4388 CONOCOPHILLIPS COM 5916 5743 CORNING INC 5667 5210 EBAY INC 6292 6344 EDISON INTERNATIONAL 3696 3095 GENERAL MILLS INC 0 0 GENZYME CORP 5892 5663 GILEAD SCIENCES INC 0 0 GOLDMAN SACHS GROUP INC 6050 4337 HASBRO INC 2969 4451 HUDSON CITY BANCORP INC 4529 4046 INTL BUSINESS MACHINES CORP 4139 5366 JOHNSON & JOHNSON 0 0 KELLOGG CO 0 0 MARSH & MCLENNAN COS INC 5332 4824 MCDONALDS CORP 5467 6706 MDU RES GROUP INC 0 0 MICROSOFT CORP 7267 5878 MOLSON COORS BREWING CO CL B 4504 5194 NATIONAL OILWELL VARCO INC 3668 4447 NOBLE CORPORATION 1926 2027 NOKIA CORP SPONS ADR 4558 2407 NORTHROP GRUMMAN CORP 4681 3638 NOVARTIS AG SPONS ADR 4604 5190 PETROLEO BRASI SA PETROBRAS SPON 5143 3627 PRUDENTIAL FINANCIAL INC 3364 2167 QUEST DIAGNOSTICS INC 4108 4038 ROYAL DUTCH SHELL PLC ADR CL A 5336 4221 SCHLUMBERGER LTD N A ADR 0 0 SEALED AIR CORP 0 0 SEMPRA ENERGY 0 0 STATE STREET CORP 3065 2636 STRYKER CORP 1384 1001 SYSCO CORP 1805 1711 T ROWE PRICE GROUP INC 0 0 TEXAS INSTRUMENTS INC 4648 5157 TIME WARNER CABLE 1538 1728 TIME WARNER INC 2425 1839 UNION PACIFIC CORP 3075 4090 UNITED HEALTH GROUP INC 4722 3862 VANGUARD EMERGING MARKETS 10843 14229 VANGUARD SMALL-CAP ETF 27158 31086 VEOLIA ENVIRONNEMENT 5069 3690 VERIZON COMMUNICATIONS 4747 4563 WAL MART STORES INC 4453 4817 WASTE MGMT INC DEL 4510 4646 YUM! BRANDS INC 0 0 CNI CHARTER CORP BOND FD AT COST 228561 241500 CNI CHARTER GOVT BD FD AT COST 156572 160178 ISHARES MSCI EAFE INDEX FD SBI AT COST 12751 13950 FRANCHISE TAX BOARD 10 0 0 FOREIGN TAXES PAID 171 171 0 INVESTMENT FEES 4188 4188 0 BANK CHARGE - ADR FEES 1 1 0