2011-11-15T11:44:09-06:00 2010-12-31 GIVEN & COMPANY AN ACCTY CORP 3029 WILSHIRE BLVD 200 SANTA MONICA CA 904032376 990PF 2010-01-01 954712282 MARK C LEMONS FOUNDATION MARK 3108287547 16032 MIAMI WAY PACIFIC PALISADES CA 90272 MARK C LEMONS 3108287547 2011-11-10 1 GEOFFREY C GIVEN 3108287547 2010 2016-03-07 17:11:31Z X 5185605 X 276000 99704 97580 -333721 2087089 0 -13185 -13085 28798 84495 35000 1750 33250 37364 36314 0 4893 2883 0 78 78 0 77335 41025 33250 161000 161000 238335 41025 194250 -209537 43470 40084 251635 251635 31730 574437 574437 310 310 310 3188602 3283511 4070571 1326333 255931 209355 0 79297 79297 4587059 4445121 5185605 0 3063 0 3063 X 0 0 0 0 4587059 4442058 4587059 4442058 4587059 4445121 4587059 -209537 64536 4442058 0 4442058 WHITTIER S/T - PUBLICLY TRADED SECURITIES 514773 501160 13613 13613 WHITTIER L/T - PUBLICLY TRADED SECURITIES 1477675 1505749 -28074 -28074 ALETHEIA INSIDER INDEX FUND II S/T PASS-THRU P 325984 -325984 -325984 ALETHEIA INSIDER INDEX FUND II L/T PASS-THRU P 67038 67038 67038 ALETHEIA INSIDER INDEX FUND II PTRSHP TERM-LT ORD P 21306 21306 21306 REALIZED LOSSES P/YR WASH SALES P 76796 -76796 -76796 NUSTAR GP HOLDINGS LLC PTRSHP TERM L/T CAP P 5173 5173 5173 NUSTAR GP HOLDINGS LLC PTRSHP TERM L/T ORD P 126 126 126 NATURAL RESOURCE PARTNERS LP PTRSHP TERM L/T CAP P 3022 -3022 -3022 NATURAL RESOURCE PARTNERS LP SEC 1231 PASS-THRU P 38 38 38 HUGOTON ROYALTY TRUST TERM L/T CAP P 6876 -6876 -6876 UNITED STATES OIL FUND LP PTRSHP TERM L/T CAP P 1223 -1223 -1223 UNITED STATES OIL FUND LP SEC 1256 PASS-THRU P 152 152 152 CAPITAL GAINS DIVIDENDS P 808 808 808 -333721 1 869 0 869 0 869 1735 500 2235 1366 1366 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A MARK C LEMONS 3108287547 16032 MIAMI WAY PACIFIC PALISADES CA 90272 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 MARK C LEMONS 16032 MIAMI WAY PACIFIC PALISADES CA 90272 20.00 35000 0 0 NONE 0 NONE 0 0 4240015 386720 0 4626735 0 0 4626735 69401 4557334 227867 227867 869 869 226998 0 226998 0 226998 194250 0 194250 0 194250 226998 182908 0 0 194250 182908 0 0 11342 0 0 0 0 0 0 0 0 215656 0 0 0 X CALVARY CHRISTIAN SCHOOL FOUNDATION 701 PALISADES DRIVE PACIFIC PALISADES CA 90272 PUBLIC CHARITY EDUCATION 18500 CHILDREN'S BUREAU 1910 MAGNOLIA AVENUE LOS ANGELES CA 900071220 PUBLIC CHARITY SOCIAL SERVICES 32500 CHRIS MURPHY FOUNDATION 3237 NELSON LANE FORT COLLINS CO 80525 PUBLIC CHARITY SOCIAL SERVICES 10000 NATUREBRIDGE 28 GEARY STREET - SUITE 650 SAN FRANCISCO CA 94108 PUBLIC CHARITY OUTDOOR EDUCATION 50000 THE FORMAN SCHOOL 12 NORFOLK ROAD ANNUAL FUND PO BOX 80 LITCHFIELD CT 067590080 PUBLIC CHARITY EDUCATION 50000 161000 0 14 99704 18 -333721 ALETHEIA INSIDERA INDEX II LP 523920 -23 14 -14111 NUSTAR GP HOLDINGS LLC 211110 -72 NATURAL RESOURCE PARTNERS LP 211110 -5 15 6 HUGOTON ROYALTY TRUST 0 15 1024 UNITED STATES OIL FUND LP 0 14 -4 -100 -247102 0 -247202 0 0 0 0 0 0 0 0 0 0 X X 1 MARK C LEMONS CHARITABLE LEAD UNITR 16032 MIAMI WAY PACIFIC PALISADES CA 90272 276000 X DEFFERED LOSS WASH SALES & OTHER ADJUSTMENTS 0 0 STOCK - STATEMENTS ATTACHED 3283511 4070571 ALETHEIA INSIDERS INDEX II LP AT COST 0 0 AUSTRALIAN GOVT BONDS 5.750% 06/15/2011 AT COST 34060 39759 BARCLAYS BANK PLC IPATH S&P 500 VIX SHORT AT COST 0 0 CANADA GOVT BD 2.0% 09/01/2012 AT COST 42086 45462 NEW ZEALAND BOND 6.000% 11/15/2011 AT COST 19517 22361 SWITZERLAND BOND 3.5% DTD 08-07-97 DUE 08-07-10 AT COST 0 0 BARCLAYS BANK PLC IPATH S&P 500 VIX NEW AT COST 86846 18805 BRAZIL FEDERATIVE REP 12.5% DUE 1/5/16 AT COST 26386 23202 NOVAGOLD RES INC 5.5% DUE 5/1/15 AT COST 21003 32996 ISHARES EMERGING MKT BONDS (EMB) AT COST 26033 26770 DISTRIBUTION RECEIVABLE - ALETHEIA INSIDERS INDEX II LP 79297 79297 BANK CHARGES 60 60 0 ADMINISTRATIVE EXPENSES 18 18 0 ALETHEIA INSIDERA INDEX II LP -14134 -14111 -14134 NUSTAR GP HOLDINGS LLC -72 0 -72 NATURAL RESOURCE PARTNERS LP 1 6 1 HUGOTON ROYALTY TRUST 1024 1024 1024 UNITED STATES OIL FUND LP -4 -4 -4 ASSET BASIS ADJUSTMENTS 64536 EMPLOYEE PAYROLL TAX LIABILITIES 0 3063 MANAGEMENT FEES 37364 36314 0 FOREIGN TAX 2768 2768 0 FEDERAL TAX 990-PF/990-T 2000 0 0 CALIFORNIA TAX 109/199 10 0 0 SEVERANCE TAX 115 115 0