2011-11-14T06:55:25-06:00 2011-06-30 DIXON HUGHES GOODMAN LLP 500 RIDGEFIELD COURT ASHEVILLE NC 28806 990 2010-07-01 237167701 UNF FOUNDATION INC UNFF 9046202790 1 UNF DRIVE BUILDING 53 SUITE 2900 NO 2900 JACKSONVILLE FL 32224 SHARI SHUMAN 9046202790 2011-11-10 AMY BIBBY 8282542254 2010 2016-03-07 17:11:31Z SHARI SHUMAN 1 UNF DRIVE JACKSONVILLE FL 32224 22151247 0 X HTTP://WWW.UNF.EDU/ANF/TSIFOUNDATIONACCOUNTING/ X 1972 FL THE UNIVERSITY OF NORTH FLORIDA FOUNDATION, INC., WHICH INCLUDES THE ALUMNI ASSOCIATION AND THE OSPREY CLUB, IS A NON-PROFIT ENTITY ORGANIZED TO PROVIDE FINANCIAL SUPPORT TO THE STUDENTS AND PROGRAMS OF THE UNF. 56 53 205 0 0 0 6052716 9201356 0 0 290037 784609 75322 396809 6418075 10382774 2430195 3320494 0 0 2599591 2392446 0 125182 518524 4086523 3019377 9116309 8857499 -2698234 1525275 85672783 94472301 1284832 781239 84387951 93691062 THE UNIVERSITY OF NORTH FLORIDA FOUNDATION, INC., WHICH INCLUDES THE ALUMNI ASSOCIATION AND THE OSPREY CLUB, IS A NON-PROFIT ENTITY ORGANIZED TO PROVIDE FINANCIAL SUPPORT TO THE STUDENTS AND PROGRAMS OF THE UNF. 0 0 2342505 2342505 EDUCATION ASSISTANCE FOR STUDENTS IN SCHOLARSHIPS, FELLOWSHIPS AND STUDY ABROAD PROGRAMS. STUDENTS OF HIGH ACHIEVEMENT RECOGNIZED AT THE FALL, SPRING, AND SUMMER GRADUATIONS, AND RECOGNITION FOR SCHOOL TEACHERS PROGRAM FOR HIGH ACHIEVEMENT. 4420841 977989 THE UNIVERSITY OF NORTH FLORIDA FOUNDATION, INC. WAS ORGANIZED TO PROVIDE FINANCIAL SUPPORT TO THE UNIVERSITY OF NORTH FLORIDA INCLUDING UNF PROGRAMS FOR ATHLETICS, BROOKS COLLEGE OF HEALTH, COGGIN COLLEGE OF BUSINESS, COLLEGE OF EDUCATION AND HUMAN RESOURCES, COLLEGE OF COMPUTING ENGINEERING AND CONSTRUCTION AND COLLEGE OF ARTS AND SCIENCES. 6763346 1 1 0 1 0 0 0 0 1 1 1 0 0 0 1 1 1 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 41 0 1 205 1 0 1 CJ 0 0 0 0 0 0 0 0 X 56 53 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X BEVERLY EVANS 9046202250 1 UNF DRIVE UNF HALL SUITE 2900 JACKSONVILLE FL 32224 JOHN J ALLEN 1.00 X 0 0 0 STEPHEN E BACHAND 1.00 X 0 0 0 SCOTT BAKER 1.00 X 0 0 0 KAREN BURDETTE 1.00 X 0 0 0 EDWARD E BURR 1.00 X 0 0 0 SITOU BYLL-CATARIA 1.00 X 0 0 0 BRANDON N CHOY 1.00 X 0 0 0 BETSY C COX 1.00 X 0 0 0 J C DEMETREE JR 1.00 X 0 0 0 ELANA E DIETZ 1.00 X 0 0 0 WAYNE E FLOWERS 1.00 X 0 0 0 FRANCIS X FRANTZ 1.00 X 0 0 0 MARGARET GELLATLY 1.00 X 0 0 0 PAUL R GOODWIN 1.00 X 0 0 0 LEE E HANNA 1.00 X 0 0 0 JOHN T HAYT 1.00 X 0 0 0 CECIL HOLLEY 1.00 X 0 0 0 JONATHAN T HOWE 1.00 X 0 0 0 MELANIE JENNINGS HUSK 1.00 X 0 0 0 JOY G KORMAN 1.00 X 0 0 0 IRENE LAZZARA 1.00 X 0 0 0 W RADFORD LOVETT II 1.00 X 0 0 0 ROBERT I LUFRANO 1.00 X 0 0 0 LISA MANCINI 1.00 X 0 0 0 CAROLYN MATHIS 1.00 X 0 0 0 MARILYN MCAFEE 1.00 X 0 0 0 JAMES W MCCARTHY 1.00 X 0 0 0 PAUL MCENTIRE 1.00 X 0 0 0 DOUGLAS W MCNEIL 1.00 X 0 0 0 THAD L MCNULTY 1.00 X 0 0 0 JAMES W MILLIGAN 1.00 X 0 0 0 JOSEPH PARK MOORER 1.00 X 0 0 0 RUSSELL B NEWTON III 1.00 X 0 0 0 GAIL A NURSEY 1.00 X 0 0 0 MICHAEL P OATES 1.00 X 0 0 0 SHYAM B PARYANI 1.00 X 0 0 0 J PATRICK PLUMLEE 1.00 X 0 0 0 DONALD H POAG JR 1.00 X 0 0 0 CONCHITA W ROBINSON 1.00 X 0 0 0 SUSAN R RYZEWIC 1.00 X 0 0 0 ROBERT R SCHILLER 1.00 X 0 0 0 PATSY P SHIELDS 1.00 X 0 0 0 LINDA C SLADE 1.00 X 0 0 0 DAVID A SMITH 1.00 X 0 0 0 ERICA STAFSTROM 1.00 X 0 0 0 GREGORY B SMITH 1.00 X 0 0 0 DAVID A STEIN 1.00 X 0 0 0 RICHARD W STEIN 1.00 X 0 0 0 CAROL C THOMPSON 1.00 X 0 0 0 RONALD TOWNSEND 1.00 X 0 0 0 MAL WASHINGTON 1.00 X 0 0 0 FLOYD B WILLIS 1.00 X 0 0 0 W BLAKE WILSON 1.00 X 0 0 0 JOHN A DELANEY 1.00 X X 210416 427493 40184 PIERRE N ALLAIRE 40.00 X X 6604 184339 22585 SHARI A SHUMAN 7.00 X X 0 178314 3804 BRANDON MCCRAY 40.00 X 0 99104 4454 ANN MCCULLEN 40.00 X 0 98046 6341 JULIE MILICH 40.00 X 0 61851 3677 BEVERLY EVANS 20.00 X 0 84914 2354 217020 1134061 83399 1 0 1 0 0 54685 9146671 1256325 9201356 743516 743516 11777026 11735933 41093 41093 41093 60615 54685 32540 28075 28075 SPONSORSHIPS 900099 115578 115578 GOOD AND SERVICES 900099 83449 83449 MISCELLANEOUS 900099 70885 70885 98822 98822 368734 10382774 0 0 1181418 977989 977989 2342505 2342505 256181 141357 114824 1929123 1099600 617319 212204 59000 24780 23010 11210 113867 47824 44408 21635 34275 14396 13367 6512 125182 125182 431663 431663 294363 294363 47504 41329 1900 4275 320473 172976 147497 763900 735117 28783 246465 230158 16307 796933 701301 95632 10066 10066 PUBLIC RELATIONS 108010 81008 4320 22682 8857499 6763346 1575629 518524 389366 362284 9545005 9769252 3257959 3325824 3015151 3484007 28522 22210 6936636 7445791 62400182 69962971 99962 99962 85672783 94472301 654833 170025 611214 611214 18785 0 1284832 781239 X 511253 576237 14648518 15701121 69228180 77413704 84387951 93691062 85672783 94472301 X 1525275 7777836 X 0 1 1 X 0 X 6715695 12881064 6564735 6052716 9201356 41415566 6715695 12881064 6564735 6052716 9201356 41415566 204878 41210688 4037601 927138 249805 273082 352946 5840572 47256138 0.87210 0.85060 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 1 3100 0 1 0 1 2490 5590 0 EXPLANATION OF OTHER LOBBYING ACTIVITIES: PART II-B, LINE 1I: THE UNF OFFICE OF GOVERNMENTAL RELATIONS DEVELOPS AND IMPLEMENTS STRATEGIES AND PROGRAMS TO ATTAIN PUBLIC FUNDING GOALS, AND TO FOSTER MUTUALLY SUPPORTIVE, ON-GOING RELATIONSHIPS WITH ELECTED OFFICIALS, EXECUTIVE BRANCH LEADERS, OTHER EDUCATIONAL INSTITUTIONS, AS WELL AS UNF'S PUBLIC AND PRIVATE CONSTITUENTS. THE OFFICE REPORTS TO THE UNF COMMUNITY IMPORTANT LEGISLATIVE, GOVERNANCE, AND POLICY ISSUES THAT THAT SPECIFICALLY IMPACT UNF OR PUBLIC HIGHER EDUCATION. 69228180 4489673 7926687 1679280 1241022 1310534 77413704 66385006 2064351 5812306 2025993 1738671 1268819 69228180 95209237 2660903 -27179819 2114720 1085385 1105210 66385006 1.00000 0 0 0 HEDGE FUNDS 49243414 F PRIVATE EQUITY 20719557 F 69962971 10382774 8857499 1525275 7777836 7777836 9303111 17761487 7777836 32540 7810376 9951111 431663 431663 10382774 8458376 32540 32540 8425836 431663 431663 8857499 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE USES FOR THE UNF FOUNDATION ENDOWMENT FUNDS ARE FOR SCHOLARSHIPS, FELLOWSHIPS, STUDY ABROAD, PROFESSORSHIPS, EDUCATIONAL PROGRAMS, RESEARCH, AND TECHNOLOGY ENHANCEMENT. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE FOUNDATION IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE; ACCORDINGLY, THE ACCOMPANYING FINANCIAL STATEMENTS DO NOT REFLECT A PROVISION OR LIABILITY FOR FEDERAL AND STATE INCOME TAXES. THE FOUNDATION HAS DETERMINED THAT IT DOES NOT HAVE ANY MATERIAL UNRECOGNIZED TAX BENEFITS OR OBLIGATIONS AS OF JUNE 30, 2011. FISCAL YEARS ENDING ON OR AFTER JUNE 30, 2008, REMAIN SUBJECT TO EXAMINATION BY FEDERAL AND STATE TAX AUTHORITIES. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES 32,540. PART XII, LINE 4B - OTHER ADJUSTMENTS: MANAGEMENT FEES 431,663. PART XIII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES 32,540. PART XIII, LINE 4B - OTHER ADJUSTMENTS: MANAGEMENT FEES 431,663. X X 0 RUFFALOCODY 65 KIRKWOOD NORTH ROAD SW CEDAR RAPIDS IA 52404 DIRECT CALL 0 115266 125182 -9916 115266 125182 -9916 GOLF SPORTS EVENT 63200 11525 51675 3000 2859 5807 6840 1776 LUNCHEON 52100 43160 8940 960 4476 6822 3 115300 54685 60615 3000 3819 10283 6840 8598 32540 28075 1 UNIVERSITY OF NORTH FLORIDA 1 UNF DRIVE JACKSONVILLE FL 32224 592976169 IRC 115 821574 156415 FMV EQUIPMENT UNIVERSITY OPERATIONS SCHOLARSHIPS 900 1812792 FELLOWSHIPS 57 103613 STUDY ABROAD SCHOLARSHIPS 2 3000 FIRST GENERATION SCHOLARSHIPS 350 350000 OTHER INFORMATION: PART IV: THE UNIVERSITY OF NORTH FLORIDA FOUNDATION SCHOLARSHIPS, FELLOWSHIPS AND STUDY ABROAD ARE AWARDED BASED ON THE SPECIFIC CRITERIA FOR EACH AWARD PER DONOR AGREEMENT (E.G., GPA, NUMBER OF REQUIRED CLASSSROOM HOURS, STUDENT CLASSIFICATION, MAJOR, ETC.). THE ACCOUNT FUND MANAGER ADVERTISES THE SCHOLARSHIP AND RECEIVES THE STUDENT'S INFORMATION BASED ON THE CRITERIA. FOUNDATION ACCOUNTING REVIEWS THE SCHOLARSHIP AWARD AND SUPPORTING DOCUMENTATION TO ENSURE COMPLIANCE PRIOR TO FORWARDING TO THE UNIVERSITY ENROLLMENT SERVICES PROCESSING. FOR FURTHER REVIEW, ENROLLMENT SERVICES REVIEWS TO ENSURE THE STUDENT IS NOT BEING AWARDED ABOVE THE COST OF EDUCATION, AFTER WHICH, THE STUDENT RECEIVES THE FUNDS AND FOUNDATION ACCOUNTING REIMBURSES THE UNIVERSITY FOR THE SCHOLARSHIP AWARD. OTHER OUTSTANDING AWARDS ARE PROVIDED TO GRADUATING SENIORS AT THE SPRING CONVOCATION. OUTSTANDING ALUMNI AWARD IS PROVIDED BY ALUMNI SERVICES AT EACH GRADUATION BASED ON THE GRADUATE SELECTED BY THE COMMITTEE. ACCOUNT FUND MANAGER ADVERTISES IN THE LOCAL PAPER FOR NOMINATIONS FOR THE OUTSTANDING TEACHER AWARD. COLLEGE OF EDUCATION AND HUMAN SERVICES COMMITTEE REVIEWS THE APPLICATIONS RECEIVED FROM THE TEACHER NOMINEES. ANNUALLY AT LEAST FOUR (4) AWARDS ARE PROVIDED. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 JOHN A DELANEY 142501 225000 0 201000 67915 1493 22000 0 18184 0 250600 427493 0 0 PIERRE N ALLAIRE 0 180339 0 4000 6604 0 0 20500 0 2085 6604 206924 0 0 SHARI A SHUMAN 0 178314 0 0 0 0 0 0 0 3804 0 182118 0 0 X 29 57968 FMV X 737 FMV X 19121 FMV X 7 412188 FMV X 10 1007 FMV X TUG BOAT RIDE 1 5650 FMV X GIFT CERTIFICATES 23 3047 FMV X MUSICAL INSTRUMENTS 3 53500 FMV X SOFTWARE 1 690000 FMV X EVENT 1 142921 FMV X GOLF FEES AND EQUIPMENT 3 4124 FMV X TRAVEL CERTIFICATES 6 3557 FMV X SPORTS EQUIPMENT 3 5200 FMV X MISCELLANEOUS 1 225 FMV 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS PREPARED BY A PAID PREPARER. THE FINAL DRAFT WAS REVIEWED BY THE FOUNDATION'S BOARD OF DIRECTORS WITH THE FOUNDATION'S STAFF. AFTER BOARD APPROVAL, THE RETURN WAS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS ANNUALLY COMPLETE THE CONFLICT OF INTEREST FORMS. THE UNF FOUNDATION MANAGEMENT REVIEWS THE CONFLICT OF INTEREST FORMS FOR ANY NOTED CONFLICT OF INTEREST. IF ANY EXIST AND REQUIRES A BOARD VOTE, THE BOARD OF DIRECTOR MEMBER RECUSES HIMSELF OR HERSELF FROM VOTING ON THE ISSUE. IT IS NOTED IN THE OFFICIAL MINUTES THAT THE BOARD MEMBER ACKNOWLEDGED THE CONFLICT AND RECUSED FROM VOTING. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT OF THE UNIVERSITY'S SALARY (TOP MANAGEMENT OFFICIAL) IS PREPARED/REVIEWED BY THE UNIVERSITY OF NORTH FLORIDA BOARD OF TRUSTEES, UNF GENERAL COUNSEL, UNF VP FOR ADMINISTRATION AND FINANCE AND CHIEF OF STAFF USING SALARY DATA OF COMPARABLE POSITION/RESPONSIBILITIES AND HR MARKET DATA. THE SALARY RECOMMENDATION IS REVIEWED, DISCUSSED AND APPROVED BY THE FULL GOVERNING BODY - THE UNIVERSITY OF NORTH FLORIDA BOARD OF TRUSTEES. DOCUMENTATION OF THE PROCEEDINGS IS MAINTAINED BY THE UNF GENERAL COUNSEL. THE UNF FOUNDATION BOARD APPROVES ITS SHARE OF THE SALARY PACKAGE DURING THE ANNUAL BUDGET PROCESS. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION'S FORM 990 IS POSTED ON GUIDESTAR (WWW.GUIDESTAR.ORG) AND IS ALSO AVAILABLE UPON REQUEST FROM THE ORGANIZATION. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST FROM THE ORGANIZATION. ADDITIONALLY, THE ORGANIZATION'S FINANCIAL STATEMENTS ARE AVAILABLE AT HTTP://WWW.UNF.EDU/ANF/TSIFOUNDATIONACCOUNTING/FOUNDATION/ AUDITED_REPORTS/AUDITED_REPORTS.ASPX. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 7,777,836. UNIVERSITY OF NORTH FLORIDA 1 UNF DRIVE JACKSONVILLE FL 32224 592976169 EDUCATION FL IRC 115 N/A 0 UNF TRAINING AND SERVICES INSTITUTE 1 UNF DRIVE UNF HALL SUITE 2900 JACKSONVILLE FL 32224 591982921 EDUCATION FL 501(C)(3) LINE 11B, II UNIVERSITY OF NORTH FLORIDA (59-2976169) 1 UNF FINANCING CORPORATION INC 1 UNF DRIVE UNF HALL SUITE 2900 JACKSONVILLE FL 32224 421683752 SUPPORT FL 501(C)(3) LINE 11B, II UNIVERSITY OF NORTH FLORIDA (59-2976169) 1 MUSUEM OF CONTEMPORARY ART JACKSONVILLE 1 UNF DRIVE UNF HALL SUITE 2900 JACKSONVILLE FL 32224 590689705 MUSEUM FL 501(C)(3) LINE 9 UNIVERSITY OF NORTH FLORIDA (59-2976169) 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0